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Text: HSB00733                          Text: HSB00735
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House Study Bill 734

Conference Committee Text

PAG LIN
  1  1                           DIVISION I
  1  2              MENTAL RETARDATION SERVICE PROVISIONS
  1  3    Section 1.  Section 222.2, Code 1995, is amended by adding
  1  4 the following new subsection:
  1  5    NEW SUBSECTION.  2A.  "Management plan" means a county's
  1  6 plan for management of mental health, mental retardation, and
  1  7 developmental disabilities services implemented and approved
  1  8 in accordance with section 331.439.
  1  9    Sec. 2.  Section 222.13, subsections 1 through 3, Code
  1 10 Supplement 1995, are amended to read as follows:
  1 11    1.  If an adult person is believed to be a person with
  1 12 mental retardation, the adult person or the adult person's
  1 13 guardian may request the county board of supervisors or their
  1 14 designated agent to apply to the superintendent of any state
  1 15 hospital-school for the voluntary admission of the adult
  1 16 person either as an inpatient or an outpatient of the
  1 17 hospital-school.  Submission of an application is subject to
  1 18 the provisions of the management plan of the person's county
  1 19 of legal settlement.  After determining the legal settlement
  1 20 of the adult person as provided by this chapter, the board of
  1 21 supervisors shall, on forms prescribed by the administrator,
  1 22 apply to the superintendent of the hospital-school in the
  1 23 district for the admission of the adult person to the
  1 24 hospital-school.  An application for admission to a special
  1 25 unit of any adult person believed to be in need of any of the
  1 26 services provided by the special unit under section 222.88 may
  1 27 be made in the same manner, upon request of the adult person
  1 28 or the adult person's guardian.  The superintendent shall
  1 29 accept the application providing a preadmission diagnostic
  1 30 evaluation confirms or establishes the need for admission,
  1 31 except that an application may not be accepted if the
  1 32 institution does not have adequate facilities available or if
  1 33 the acceptance will result in an overcrowded condition.
  1 34    2.  If the hospital-school has no appropriate program for
  1 35 the treatment of an adult or minor person with mental
  2  1 retardation applying under this section or section 222.13A,
  2  2 the board of supervisors shall arrange for the placement of
  2  3 the person in any public or private facility within or without
  2  4 the state, approved by the director of the department of human
  2  5 services, which offers appropriate services for the person,
  2  6 subject to the county's management plan.
  2  7    3.  Upon applying for admission of an adult or minor person
  2  8 to a hospital-school, or a special unit, or upon arranging for
  2  9 the placement of the person in a public or private facility,
  2 10 the board of supervisors shall make a full investigation into
  2 11 the financial circumstances of that person and those liable
  2 12 for that person's support under section 222.78, to determine
  2 13 whether or not any of them are able to pay the expenses
  2 14 arising out of the admission of the person to a hospital-
  2 15 school, or special treatment unit, or public or private
  2 16 facility.  If the board finds that the person or those legally
  2 17 responsible for the person are presently unable to pay the
  2 18 expenses, they the board shall direct that the expenses be
  2 19 paid by the county.  The board may review its finding at any
  2 20 subsequent time while the person remains at the hospital-
  2 21 school, or is otherwise receiving care or treatment for which
  2 22 this chapter obligates the county to pay.  If the board finds
  2 23 upon review that the person or those legally responsible for
  2 24 the person are presently able to pay the expenses, the finding
  2 25 shall apply only to the charges incurred during the period
  2 26 beginning on the date of the review and continuing thereafter,
  2 27 unless and until the board again changes its finding.  If the
  2 28 board finds that the person or those legally responsible for
  2 29 the person are able to pay the expenses, they the board shall
  2 30 direct that the charges be so paid to the extent required by
  2 31 section 222.78, and the county auditor shall be responsible
  2 32 for the collection of the charges.
  2 33    Sec. 3.  Section 222.13A, subsections 2 and 3, Code
  2 34 Supplement 1995, are amended to read as follows:
  2 35    2.  Upon receipt of an application for voluntary admission
  3  1 of a minor, the board of supervisors shall provide act in
  3  2 accordance with the county's management plan in arranging for
  3  3 a preadmission diagnostic evaluation of the minor to confirm
  3  4 or establish the need for the admission.  The preadmission
  3  5 diagnostic evaluation shall be performed by a person who meets
  3  6 the qualifications of a qualified mental retardation
  3  7 professional.
  3  8    3.  During the preadmission diagnostic evaluation, the
  3  9 minor shall be informed both orally and in writing that the
  3 10 minor has the right to object to the voluntary admission.  If
  3 11 the preadmission diagnostic evaluation determines that the
  3 12 voluntary admission is appropriate in accordance with the
  3 13 county's management plan but the minor objects to the
  3 14 admission, the minor shall not be admitted to the state
  3 15 hospital-school unless the court approves of the admission.  A
  3 16 petition for approval of the minor's admission may be
  3 17 submitted to the juvenile court by the minor's parent,
  3 18 guardian, or custodian.
  3 19    Sec. 4.  Section 222.31, subsection 2, unnumbered paragraph
  3 20 1, Code 1995, is amended to read as follows:
  3 21    Commit the person to the state hospital-school designated
  3 22 by the administrator to serve the county in which the hearing
  3 23 is being held, or to a special unit.  The court shall prior to
  3 24 issuing an order of commitment request that a diagnostic
  3 25 evaluation of the person be made by the superintendent of the
  3 26 hospital-school, or the special unit, or the superintendent's
  3 27 qualified designee.  The evaluation shall be conducted at a
  3 28 place as the superintendent may direct.  The cost of the
  3 29 evaluation shall be defrayed paid by the county of legal
  3 30 settlement unless otherwise ordered by the court.  The cost
  3 31 may be equal to but shall not exceed the actual cost of the
  3 32 evaluation.  Persons referred by a court to a hospital-school
  3 33 or the special unit for diagnostic evaluation shall be
  3 34 considered as outpatients of the institution.  No An order of
  3 35 commitment shall not be issued unless the superintendent of
  4  1 the institution recommends that the order be issued, and
  4  2 advises the court that adequate facilities for the care of the
  4  3 person are available.  In addition, an order of commitment to
  4  4 a state hospital-school, special unit, or the superintendent's
  4  5 qualified designee shall not be issued unless the placement is
  4  6 in accordance with the management plan of the person's county
  4  7 of legal settlement.
  4  8    Sec. 5.  Section 222.59, subsection 1, unnumbered paragraph
  4  9 1, Code Supplement 1995, is amended to read as follows:
  4 10    Upon receiving a request from an authorized requester, the
  4 11 superintendent of a state hospital-school shall assist
  4 12 coordinate with the county of legal settlement in assisting
  4 13 the requester in identifying available community-based
  4 14 services, which are authorized in accordance with the county's
  4 15 management plan, as an alternative to continued placement of a
  4 16 patient in the state hospital-school.  For the purposes of
  4 17 this section, "authorized requester" means the parent,
  4 18 guardian, or custodian of a minor patient, the guardian of an
  4 19 adult patient, or an adult patient who does not have a
  4 20 guardian.  The assistance shall identify alternatives to
  4 21 continued placement which are appropriate to the patient's
  4 22 needs and shall include but are not limited to any of the
  4 23 following:
  4 24    Sec. 6.  Section 222.73, subsection 2, Code Supplement
  4 25 1995, is amended by adding the following new paragraph:
  4 26    NEW PARAGRAPH.  f.  A county shall not be billed for the
  4 27 cost of any patient whose admission or continued stay was not
  4 28 authorized in accordance with the county's management plan.
  4 29    Sec. 7.  Section 222.73, subsection 2, unnumbered paragraph
  4 30 2, Code Supplement 1995, is amended to read as follows:
  4 31    The per diem costs billed to each county shall not exceed
  4 32 the per diem costs in effect on July 1, 1988 billed to the
  4 33 county in the fiscal year for which the county's base year
  4 34 expenditures were established for purposes of the definition
  4 35 of base year expenditures in section 331.438.  However, the
  5  1 per diem costs may be adjusted annually to the extent of the
  5  2 adjustment in the consumer price index published annually in
  5  3 the federal register by the federal department of labor,
  5  4 bureau of labor statistics.  
  5  5                           DIVISION II
  5  6                MENTAL HEALTH SERVICE PROVISIONS
  5  7    Sec. 8.  Section 225.11, Code 1995, is amended to read as
  5  8 follows:
  5  9    225.11  INITIATING COMMITMENT PROCEDURES.
  5 10    When a court finds upon completion of a hearing held
  5 11 pursuant to section 229.12 that the contention that a
  5 12 respondent is seriously mentally impaired has been sustained
  5 13 by clear and convincing evidence, and the application filed
  5 14 under section 229.6 also contends or the court otherwise
  5 15 concludes that it would be appropriate to refer the respondent
  5 16 to the state psychiatric hospital for a complete psychiatric
  5 17 evaluation and appropriate treatment pursuant to section
  5 18 229.13, the judge may order that a financial investigation be
  5 19 made in the manner prescribed by section 225.13.  Evaluation
  5 20 or treatment shall not be ordered under this section unless in
  5 21 accordance with the provisions of the management plan, as
  5 22 defined in section 229.1, of the respondent's county of legal
  5 23 settlement.
  5 24    Sec. 9.  Section 225.15, Code 1995, is amended to read as
  5 25 follows:
  5 26    225.15  EXAMINATION AND TREATMENT.
  5 27    When the a respondent arrives at the state psychiatric
  5 28 hospital, it shall be the duty of the admitting physician to
  5 29 shall examine the respondent and determine whether or not, in
  5 30 the physician's judgment, the patient is a fit subject for
  5 31 such observation, treatment, and hospital care.  If, upon
  5 32 examination, the physician decides that such patient the
  5 33 respondent should be admitted to the hospital, the patient
  5 34 respondent shall be provided a proper bed in the hospital; and
  5 35 the physician who shall have has charge of the patient
  6  1 respondent shall proceed with such observation, medical
  6  2 treatment, and hospital care as in the physician's judgment
  6  3 are proper and necessary, in compliance with sections 229.13
  6  4 to 229.16.
  6  5    A proper and competent nurse shall also be assigned to look
  6  6 after and care for such patient the respondent during such
  6  7 observation, treatment, and care as aforesaid.  Observation,
  6  8 treatment, and hospital care under this section shall only be
  6  9 provided in accordance with the provisions of the management
  6 10 plan, as defined in section 229.1, of the respondent's county
  6 11 of legal settlement.
  6 12    Sec. 10.  Section 225.17, Code 1995, is amended to read as
  6 13 follows:
  6 14    225.17  COMMITTED PRIVATE PATIENT – TREATMENT.
  6 15    If the judge of the district court, finds upon the review
  6 16 and determination made under the provisions of section 225.14
  6 17 that the respondent is an appropriate subject for placement at
  6 18 the state psychiatric hospital, and that the respondent, or
  6 19 those legally responsible for the respondent, are able to pay
  6 20 the expenses thereof associated with the placement, the judge
  6 21 shall enter an order directing that the respondent shall be
  6 22 sent to the state psychiatric hospital at the state University
  6 23 of Iowa for observation, treatment, and hospital care as a
  6 24 committed private patient.
  6 25    When the respondent arrives at the said hospital, the
  6 26 respondent shall receive the same treatment as is provided for
  6 27 committed public patients in section 225.15, in compliance
  6 28 with sections 229.13 to 229.16.  However, observation,
  6 29 treatment, and hospital care under this section of a
  6 30 respondent whose expenses are payable in whole or in part by a
  6 31 county shall only be provided in accordance with the
  6 32 provisions of the management plan, as defined in section
  6 33 229.1, of the respondent's county of legal settlement.
  6 34    Sec. 11.  Section 225C.2, Code 1995, is amended by adding
  6 35 the following new subsection:
  7  1    NEW SUBSECTION.  6A.  "Management plan" means a county's
  7  2 plan for management of mental health, mental retardation, and
  7  3 developmental disabilities services implemented and approved
  7  4 in accordance with section 331.439.
  7  5    Sec. 12.  Section 225C.12, Code 1995, is amended to read as
  7  6 follows:
  7  7    225C.12  PARTIAL REIMBURSEMENT TO COUNTIES FOR LOCAL
  7  8 INPATIENT MENTAL HEALTH CARE AND TREATMENT.
  7  9    1.  A county which pays, from county funds budgeted under
  7 10 section 331.424, subsection 1, paragraphs "d" and "g"
  7 11 331.424A, the cost of care and treatment of a mentally ill
  7 12 person with mental illness who is admitted pursuant to a
  7 13 preliminary diagnostic evaluation under sections 225C.14 to
  7 14 225C.17 for treatment as an inpatient of a hospital facility,
  7 15 other than a state mental health institute, which has a
  7 16 designated mental health program and is a hospital accredited
  7 17 by the accreditation program for hospital facilities of the
  7 18 joint commission on accreditation of hospitals health
  7 19 organizations, is entitled to reimbursement from the state for
  7 20 a portion of the daily cost so incurred by the county.
  7 21 However, a county is not entitled to reimbursement for a cost
  7 22 incurred in connection with the hospitalization of a person
  7 23 who is eligible for medical assistance under chapter 249A, or
  7 24 who is entitled to have care or treatment paid for by any
  7 25 other third party payor, or who is admitted for preliminary
  7 26 diagnostic evaluation under sections 225C.14 to 225C.17.  The
  7 27 amount of reimbursement for the cost of treatment of a local
  7 28 inpatient to which a county is entitled, on a per-patient-per-
  7 29 day basis, is an amount equal to twenty percent of the average
  7 30 of the state mental health institutes' individual average
  7 31 daily patient costs in the most recent calendar quarter for
  7 32 the program in which the local inpatient would have been
  7 33 served if the patient had been admitted to a state mental
  7 34 health institute.
  7 35    2.  A county may claim reimbursement by filing with the
  8  1 administrator a claim in a form prescribed by the
  8  2 administrator by rule.  Claims may be filed on a quarterly
  8  3 basis, and when received shall be verified as soon as
  8  4 reasonably possible by the administrator.  The administrator
  8  5 shall certify to the director of revenue and finance the
  8  6 amount to which each county claiming reimbursement is
  8  7 entitled, and the director of revenue and finance shall issue
  8  8 warrants to the respective counties drawn upon funds
  8  9 appropriated by the general assembly for the purpose of this
  8 10 section.  A county shall place funds received under this
  8 11 section in the county mental health and institutions, mental
  8 12 retardation, and developmental disabilities services fund
  8 13 created under section 331.424A.  If the appropriation for a
  8 14 fiscal year is insufficient to pay all claims arising under
  8 15 this section, the director of revenue and finance shall
  8 16 prorate the funds appropriated for that year among the
  8 17 claimant counties so that an equal proportion of each county's
  8 18 claim is paid in each quarter for which proration is
  8 19 necessary.
  8 20    Sec. 13.  Section 225C.14, subsection 1, Code 1995, is
  8 21 amended to read as follows:
  8 22    1.  Except in cases of medical emergency, a person shall be
  8 23 admitted to a state mental health institute as an inpatient
  8 24 only after a preliminary diagnostic evaluation by a community
  8 25 mental health center or by an alternative diagnostic facility
  8 26 performed in accordance with the management plan of the
  8 27 person's county of legal settlement has confirmed that the
  8 28 admission is appropriate to the person's mental health needs,
  8 29 and that no suitable alternative method of providing the
  8 30 needed services in a less restrictive setting or in or nearer
  8 31 to the person's home community is currently available.  If
  8 32 provided for under the management plan of the person's county
  8 33 of legal settlement, the evaluation may be performed by a
  8 34 community mental health center or by an alternative diagnostic
  8 35 facility.  The policy established by this section shall be
  9  1 implemented in the manner and to the extent prescribed by
  9  2 sections 225C.15, 225C.16 and 225C.17.
  9  3    Sec. 14.  Section 225C.15, Code 1995, is amended to read as
  9  4 follows:
  9  5    225C.15  COUNTY IMPLEMENTATION OF EVALUATIONS.
  9  6    The board of supervisors of a county shall, no later than
  9  7 July 1, 1982, require that the policy stated in section
  9  8 225C.14 be followed with respect to admission of persons from
  9  9 that county to a state mental health institute.  A community
  9 10 mental health center which is supported, directly or in
  9 11 affiliation with other counties, by that county shall may
  9 12 perform the preliminary diagnostic evaluations for that
  9 13 county, unless the performance of the evaluations is not
  9 14 covered by the agreement entered into by the county and the
  9 15 center under section 230A.12, and the center's director
  9 16 certifies to the board of supervisors that the center does not
  9 17 have the capacity to perform the evaluations, in which case
  9 18 the board of supervisors shall proceed under section 225C.17.
  9 19    Sec. 15.  Section 225C.16, Code 1995, is amended to read as
  9 20 follows:
  9 21    225C.16  REFERRALS FOR EVALUATION.
  9 22    1.  The chief medical officer of a state mental health
  9 23 institute, or that officer's physician designee, shall advise
  9 24 a person residing in that county who applies for voluntary
  9 25 admission, or a person applying for the voluntary admission of
  9 26 another person who resides in that county, in accordance with
  9 27 section 229.41, that the board of supervisors has implemented
  9 28 the policy stated in section 225C.14, and shall advise that a
  9 29 preliminary diagnostic evaluation of the prospective patient
  9 30 be sought from the appropriate community mental health center
  9 31 or alternative diagnostic facility, if that has not already
  9 32 been done.  This subsection does not apply when voluntary
  9 33 admission is sought in accordance with section 229.41 under
  9 34 circumstances which, in the opinion of the chief medical
  9 35 officer or that officer's physician designee, constitute a
 10  1 medical emergency.
 10  2    2.  The clerk of the district court in that county shall
 10  3 refer a person applying for authorization for voluntary
 10  4 admission, or for authorization for voluntary admission of
 10  5 another person, in accordance with section 229.42, to the
 10  6 appropriate community mental health center or alternative
 10  7 diagnostic facility entity designated by the person's county
 10  8 of legal settlement under section 225C.14 for the preliminary
 10  9 diagnostic evaluation unless the applicant furnishes a written
 10 10 statement from that center or facility the appropriate entity
 10 11 which indicates that the evaluation has been performed and
 10 12 that the person's admission to a state mental health institute
 10 13 is appropriate.  This subsection does not apply when
 10 14 authorization for voluntary admission is sought under
 10 15 circumstances which, in the opinion of the chief medical
 10 16 officer or that officer's physician designee, constitute a
 10 17 medical emergency.
 10 18    3.  Judges of the district court in that county or the
 10 19 judicial hospitalization referee appointed for that county
 10 20 shall so far as possible arrange for a physician on the staff
 10 21 of or designated by the appropriate community mental health
 10 22 center or alternative diagnostic facility the entity
 10 23 designated by the county of legal settlement under section
 10 24 225C.14 to perform a prehearing examination of a respondent
 10 25 required under section 229.8, subsection 3, paragraph "b".
 10 26    4.  The chief medical officer of a state mental health
 10 27 institute shall promptly submit to the appropriate community
 10 28 mental health center or alternative diagnostic facility entity
 10 29 designated by the patient's county of legal settlement under
 10 30 section 225C.14 a report of the voluntary admission of a
 10 31 patient under the medical emergency clauses of subsections 1
 10 32 and 2.  The report shall explain the nature of the emergency
 10 33 which necessitated the admission of the patient without a
 10 34 preliminary diagnostic evaluation by the center or alternative
 10 35 facility designated entity.
 11  1    Sec. 16.  Section 225C.17, Code 1995, is amended to read as
 11  2 follows:
 11  3    225C.17  ALTERNATIVE DIAGNOSTIC FACILITY.
 11  4    If the entity designated by a county to perform preliminary
 11  5 diagnostic evaluations is not served by a community mental
 11  6 health center having the capacity to perform the required
 11  7 preliminary diagnostic evaluations, the board of supervisors
 11  8 shall may arrange for the evaluations to be performed by an
 11  9 alternative diagnostic facility for the period until the
 11 10 county is served by a community mental health center with the
 11 11 capacity to provide that service.  An alternative diagnostic
 11 12 facility may be the outpatient service of a state mental
 11 13 health institute or any other mental health facility or
 11 14 service able to furnish the requisite professional skills to
 11 15 properly perform a preliminary diagnostic evaluation of a
 11 16 person whose admission to a state mental health institute is
 11 17 being sought or considered on either a voluntary or an
 11 18 involuntary basis.
 11 19    Sec. 17.  Section 227.10, Code 1995, is amended to read as
 11 20 follows:
 11 21    227.10  TRANSFERS FROM COUNTY OR PRIVATE INSTITUTIONS.
 11 22    Patients who have been admitted at public expense to any
 11 23 institution to which this chapter is applicable may be
 11 24 involuntarily transferred to the proper state hospital for the
 11 25 mentally ill in the manner prescribed by sections 229.6 to
 11 26 229.13.  The application required by section 229.6 may be
 11 27 filed by the administrator of the division or the
 11 28 administrator's designee, or by the administrator of the
 11 29 institution where the patient is then being maintained or
 11 30 treated.  If the patient was admitted to that institution
 11 31 involuntarily, the administrator of the division may arrange
 11 32 and complete the transfer, and shall report it as required of
 11 33 a chief medical officer under section 229.15, subsection 4.
 11 34 The transfer shall be made at county expense, and the expense
 11 35 recovered, as provided in section 227.7.  However, transfer
 12  1 under this section of a patient whose expenses are payable in
 12  2 whole or in part by a county shall only be authorized in
 12  3 accordance with the provisions of the management plan, as
 12  4 defined in section 229.1, of the patient's county of legal
 12  5 settlement.
 12  6    Sec. 18.  Section 229.1, Code Supplement 1995, is amended
 12  7 by adding the following new subsection:
 12  8    NEW SUBSECTION.  6A.  "Management plan" means a county plan
 12  9 for management of mental health, mental retardation, and
 12 10 developmental disabilities services implemented and approved
 12 11 in accordance with section 331.439.
 12 12    Sec. 19.  Section 229.13, unnumbered paragraph 1, Code
 12 13 1995, is amended to read as follows:
 12 14    If upon completion of the hearing the court finds that the
 12 15 contention that the respondent is seriously mentally impaired
 12 16 has been has a serious mental impairment is sustained by clear
 12 17 and convincing evidence, it the court shall order the
 12 18 respondent placed in a hospital or a facility licensed to care
 12 19 for persons with mental illness or substance abuse or under
 12 20 the care of a facility that is licensed to care for persons
 12 21 with mental illness or substance abuse on an outpatient basis
 12 22 as expeditiously as possible for a complete psychiatric
 12 23 evaluation and appropriate treatment.  If the respondent is
 12 24 ordered at the hearing to undergo outpatient treatment, the
 12 25 outpatient treatment provider must be notified and agree to
 12 26 provide the treatment prior to placement of the respondent
 12 27 under the treatment provider's care.  The court shall furnish
 12 28 to the hospital or facility at the time the respondent arrives
 12 29 at the hospital or facility a written finding of fact setting
 12 30 forth the evidence on which the finding is based.  If the
 12 31 respondent is ordered to undergo outpatient treatment, the
 12 32 order shall also require the respondent to cooperate with the
 12 33 treatment provider and comply with the course of treatment.
 12 34 The chief medical officer of the hospital or facility shall
 12 35 report to the court no more than fifteen days after the
 13  1 individual is admitted to or placed under the care of the
 13  2 hospital or facility, making a recommendation for disposition
 13  3 of the matter.  An extension of time may be granted for not to
 13  4 exceed seven days upon a showing of cause.  A copy of the
 13  5 report shall be sent to the respondent's attorney, who may
 13  6 contest the need for an extension of time if one is requested.
 13  7 Extension of time shall be granted upon request unless the
 13  8 request is contested, in which case the court shall make such
 13  9 inquiry as it deems appropriate and may either order the
 13 10 respondent's release from the hospital or facility or grant
 13 11 extension of time for psychiatric evaluation.  If the chief
 13 12 medical officer fails to report to the court within fifteen
 13 13 days after the individual is admitted to or placed under the
 13 14 care of the hospital or facility, and no extension of time has
 13 15 been requested, the chief medical officer is guilty of
 13 16 contempt and shall be punished under chapter 665.  The court
 13 17 shall order a rehearing on the application to determine
 13 18 whether the respondent should continue to be held at or placed
 13 19 under the care of the facility.  However, an order under this
 13 20 section for a respondent whose expenses are payable in whole
 13 21 or in part by a county shall conform with the provisions of
 13 22 the management plan of the respondent's county of legal
 13 23 settlement.
 13 24    Sec. 20.  Section 229.14, Code 1995, is amended by adding
 13 25 the following new unnumbered paragraph:
 13 26    NEW UNNUMBERED PARAGRAPH.  If a respondent's expenses are
 13 27 payable in whole or in part by a county, an order under this
 13 28 section shall be limited to those placements which are in
 13 29 accordance with the provisions of the management plan of the
 13 30 respondent's county of legal settlement.
 13 31    Sec. 21.  Section 229.24, subsection 3, unnumbered
 13 32 paragraph 1, Code Supplement 1995, is amended to read as
 13 33 follows:
 13 34    If all or part of the costs associated with hospitalization
 13 35 of an individual under this chapter are chargeable to a county
 14  1 of legal settlement, the clerk of the district court shall
 14  2 provide to the county of legal settlement and to the county in
 14  3 which the hospitalization order is entered shall have access
 14  4 to, in a form prescribed by the council on human services
 14  5 pursuant to a recommendation of the state-county management
 14  6 committee established in section 331.438, the following
 14  7 information pertaining to the individual which would be
 14  8 confidential under subsection 1:
 14  9    Sec. 22.  Section 229.42, unnumbered paragraph 1, Code
 14 10 1995, is amended to read as follows:
 14 11    If a person wishing to make application for voluntary
 14 12 admission to a mental hospital established by chapter 226 is
 14 13 unable to pay the costs of hospitalization or those
 14 14 responsible for such the person are unable to pay such the
 14 15 costs, application for authorization of voluntary admission
 14 16 must be made to any clerk of the district court before
 14 17 application for admission is made to the hospital.  After
 14 18 determining The clerk shall determine the person's county of
 14 19 legal settlement and if the admission is approved in
 14 20 accordance with the county's management plan, the said clerk
 14 21 shall, on forms provided by the administrator of the division,
 14 22 authorize such the person's admission to a mental health
 14 23 hospital as a voluntary case.  The authorization shall be
 14 24 issued on forms provided by the administrator.  The clerk
 14 25 shall at once provide a duplicate copy of the form to the
 14 26 county board of supervisors.  The costs of the hospitalization
 14 27 shall be paid by the county of legal settlement to the
 14 28 director of revenue and finance and credited to the general
 14 29 fund of the state, providing the mental health hospital
 14 30 rendering the services has certified to the county auditor of
 14 31 the responsible county of legal settlement the amount
 14 32 chargeable thereto to the county and has sent a duplicate
 14 33 statement of such the charges to the director of revenue and
 14 34 finance.  A county shall not be billed for the cost of a
 14 35 patient whose admission or continued stay was not approved in
 15  1 accordance with the provisions of the management plan of the
 15  2 patient's county of legal settlement.
 15  3    Sec. 23.  Section 230.1, Code 1995, is amended by adding
 15  4 the following new unnumbered paragraph:
 15  5    NEW UNNUMBERED PARAGRAPH.  A county of legal settlement is
 15  6 not liable for costs and expenses associated with a person
 15  7 with mental illness unless the costs and expenses are for
 15  8 services and other support authorized for the person in
 15  9 accordance with the county's management plan.  For the purpose
 15 10 of this chapter, "management plan" means a county plan for
 15 11 management of mental health, mental retardation, and
 15 12 developmental disabilities services implemented and approved
 15 13 in accordance with section 331.439.
 15 14    Sec. 24.  Section 230.20, subsection 2, Code Supplement
 15 15 1995, is amended to read as follows:
 15 16    2.  a.  The superintendent shall certify to the director of
 15 17 revenue and finance the billings to each county for services
 15 18 provided to patients chargeable to the county during the
 15 19 preceding calendar quarter.  The county billings shall be
 15 20 based on the average daily patient charge and other service
 15 21 charges computed pursuant to subsection 1, and the number of
 15 22 inpatient days and other service units chargeable to the
 15 23 county.  However, a county billing shall be decreased by an
 15 24 amount equal to reimbursement by a third party payor or
 15 25 estimation of such reimbursement from a claim submitted by the
 15 26 superintendent to the third party payor for the preceding
 15 27 calendar quarter.  When the actual third party payor
 15 28 reimbursement is greater or less than estimated, the
 15 29 difference shall be reflected in the county billing in the
 15 30 calendar quarter the actual third party payor reimbursement is
 15 31 determined.
 15 32    b.  The per diem costs billed to each county shall not
 15 33 exceed the per diem costs in effect on July 1, 1988 billed to
 15 34 the county in the fiscal year for which the county's base year
 15 35 expenditures were established for purposes of the definition
 16  1 of base year expenditures in section 331.438.  However, the
 16  2 per diem costs may be adjusted annually to the extent of the
 16  3 adjustment in the consumer price index published annually in
 16  4 the federal register by the federal department of labor,
 16  5 bureau of labor statistics.  
 16  6                          DIVISION III
 16  7     SERVICE REGULATION, INFORMATION, PLANNING, AND PAYMENT
 16  8                           PROVISIONS
 16  9    Sec. 25.  Section 230A.13, unnumbered paragraph 2, Code
 16 10 1995, is amended to read as follows:
 16 11    Release of administrative information, as defined in
 16 12 section 228.1, which would identify an individual who is
 16 13 receiving or has received treatment at a community mental
 16 14 health center shall not may be made a condition of support of
 16 15 that center by any county under this section.  Section
 16 16 331.504, subsection 8 notwithstanding, a community mental
 16 17 health center shall not be required to file a claim which
 16 18 would in any manner identify such an individual, if the
 16 19 center's budget has been approved by the county board under
 16 20 this section and the center is in compliance with section
 16 21 230A.16, subsection 3.
 16 22    Sec. 26.  Section 235A.15, subsection 2, paragraph c, Code
 16 23 Supplement 1995, is amended by adding the following new
 16 24 subparagraph:
 16 25    NEW SUBPARAGRAPH.  (13)  To the administrator of an agency
 16 26 providing mental health, mental retardation, or developmental
 16 27 disability services under a county management plan developed
 16 28 pursuant to section 331.439, if the information concerns a
 16 29 person employed by or being considered by the agency for
 16 30 employment.
 16 31    Sec. 27.  Section 235B.6, subsection 2, paragraph c, Code
 16 32 Supplement 1995, is amended by adding the following new
 16 33 subparagraph:
 16 34    NEW SUBPARAGRAPH.  (6)  To the administrator of an agency
 16 35 providing mental health, mental retardation, or developmental
 17  1 disability services under a county management plan developed
 17  2 pursuant to section 331.439, if the information concerns a
 17  3 person employed by or being considered by the agency for
 17  4 employment.
 17  5    Sec. 28.  Section 249A.12, subsection 2, Code Supplement
 17  6 1995, is amended to read as follows:
 17  7    2.  A county shall reimburse the department on a monthly
 17  8 basis for that portion of the cost of assistance provided
 17  9 under this section to a recipient with legal settlement in the
 17 10 county, which is not paid from federal funds, if the
 17 11 recipient's placement has been approved by the appropriate
 17 12 review organization as medically necessary and appropriate and
 17 13 the placement is authorized in accordance with the county's
 17 14 management plan developed and approved in accordance with
 17 15 section 331.439.  A county shall not be required to reimburse
 17 16 the department for a service provided more than one hundred
 17 17 eighty days prior to the date of the claim submitted to the
 17 18 county.  If the department does not complete and credit a
 17 19 county with cost settlement for the actual costs of a medical
 17 20 assistance home and community-based waiver service within two
 17 21 hundred seventy days of the end of a fiscal year for which
 17 22 cost reports are due from providers, the county shall not be
 17 23 required to reimburse the state for costs under this section
 17 24 until the cost settlement is completed.  The department shall
 17 25 place all reimbursements from counties in the appropriation
 17 26 for medical assistance, and may use the reimbursed funds in
 17 27 the same manner and for any purpose for which the
 17 28 appropriation for medical assistance may be used.
 17 29    Sec. 29.  Section 249A.12, Code Supplement 1995, is amended
 17 30 by adding the following new subsection:
 17 31    NEW SUBSECTION.  5.  The department shall take the actions
 17 32 necessary to revise the medical assistance home and community-
 17 33 based waiver for adults with mental retardation requirements
 17 34 to provide for reimbursement under the waiver for services
 17 35 provided in residential and intermediate care facilities for
 18  1 the mentally retarded licensed under chapter 135C and for day
 18  2 program costs, including but not limited to activity, work
 18  3 activity, and supported employment.  The actions shall include
 18  4 but are not limited to requesting that the federal government
 18  5 revise an approved waiver, requesting an amendment to state
 18  6 law, revising rules, or other action necessary to comply with
 18  7 this subsection.  The department shall consult with providers
 18  8 of residential and intermediate care facility for the mentally
 18  9 retarded services, service consumers, and other knowledgeable
 18 10 persons in developing the waiver revision request or other
 18 11 action.  A waiver revision request and the other actions
 18 12 developed pursuant to this subsection shall be completed on or
 18 13 before September 16, 1996.  The department shall report on
 18 14 September 16, 1996, to the general assembly regarding its
 18 15 actions under this subsection and any federal response, and
 18 16 shall submit an update upon receiving a federal response to
 18 17 the waiver request or other action taken which requires a
 18 18 federal response.  If implementation of the requirements of
 18 19 this subsection does not require a federal waiver, the
 18 20 department shall implement the requirements on July 1, 1996.
 18 21    Sec. 30.  Section 249A.26, Code 1995, is amended to read as
 18 22 follows:
 18 23    249A.26  COUNTY PARTICIPATION IN FUNDING FOR SERVICES TO
 18 24 PERSONS WITH DISABILITIES.
 18 25    The state shall pay for one hundred percent of the
 18 26 nonfederal share of the cost of services provided under any
 18 27 prepaid mental health services plan for medical assistance
 18 28 implemented by the department as authorized by law.  The
 18 29 county of legal settlement shall pay for fifty percent of the
 18 30 nonfederal share of the cost of case management provided to
 18 31 adults, day treatment, and partial hospitalization provided
 18 32 under the medical assistance program for persons with mental
 18 33 retardation, a developmental disability, or chronic mental
 18 34 illness.  For purposes of this section, persons with mental
 18 35 disorders resulting from Alzheimer's disease or substance
 19  1 abuse shall not be considered chronically mentally ill.  A
 19  2 county's responsibility to pay for costs under this section is
 19  3 limited to services and other support authorized in accordance
 19  4 with the management plan developed and approved in accordance
 19  5 with section 331.439 of the person's county of legal
 19  6 settlement.
 19  7    Sec. 31.  Section 331.424A, subsection 2, Code Supplement
 19  8 1995, is amended to read as follows:
 19  9    2.  For the fiscal year beginning July 1, 1996, and
 19 10 succeeding fiscal years, county revenues from taxes and other
 19 11 sources designated for mental health, mental retardation, and
 19 12 developmental disabilities services shall be credited to the
 19 13 mental health, mental retardation, and developmental
 19 14 disabilities services fund of the county.  The board shall
 19 15 make appropriations from the fund for payment of services
 19 16 provided under the county management plan approved pursuant to
 19 17 section 331.439.  The county may pay for the services in
 19 18 cooperation with other counties by pooling appropriations from
 19 19 the fund with other counties or through county regional
 19 20 entities including but not limited to the county's mental
 19 21 health and developmental disabilities regional planning
 19 22 council created pursuant to section 225C.18.
 19 23    Sec. 32.  Section 331.438, subsection 4, paragraph b,
 19 24 unnumbered paragraph 1, Code Supplement 1995, is amended to
 19 25 read as follows:
 19 26    The management committee shall consist of not more than
 19 27 eleven twelve voting members representing the state and
 19 28 counties as follows:
 19 29    Sec. 33.  Section 331.438, subsection 4, paragraph b,
 19 30 subparagraph (2), Code Supplement 1995, is amended to read as
 19 31 follows:
 19 32    (2)  The committee shall include one member nominated by
 19 33 service providers, and one member nominated by service
 19 34 advocates and consumers, and one member nominated by the
 19 35 state's council of the association of federal, state, county,
 20  1 and municipal employees, with both these members appointed by
 20  2 the governor.
 20  3    Sec. 34.  Section 331.438, subsection 4, paragraph c,
 20  4 subparagraph (10), Code Supplement 1995, is amended to read as
 20  5 follows:
 20  6    (10)  Make recommendations to improve the programs and cost
 20  7 effectiveness of state and county contracting processes and
 20  8 procedures, including strategies for negotiations relating to
 20  9 managed care.  The recommendations developed regarding managed
 20 10 care shall include but are not limited to standards for
 20 11 limiting excess costs and profits, and for restricting cost
 20 12 shifting under a managed care system.
 20 13    Sec. 35.  Section 331.438, subsection 4, paragraph c, Code
 20 14 Supplement 1995, is amended by adding the following new
 20 15 subparagraphs:
 20 16    NEW SUBPARAGRAPH.  (15)  Make recommendations to the
 20 17 council on human services for administrative rules providing
 20 18 statewide standards and a monitoring methodology to determine
 20 19 whether cost-effective individualized services are available
 20 20 as required pursuant to section 331.439, subsection 1,
 20 21 paragraph "b".
 20 22    NEW SUBPARAGRAPH.  (16)  Make recommendations to the
 20 23 council on human services for administrative rules
 20 24 establishing statewide minimum standards for services and
 20 25 other support required to be available to persons covered by a
 20 26 county management plan under section 331.439.
 20 27    NEW SUBPARAGRAPH.  (17)  Make recommendations to the
 20 28 council on human services for administrative rules allowing
 20 29 counties, within parameters of acceptable managed care
 20 30 guidelines, to manage voluntary and involuntary referrals to
 20 31 the state hospital-schools, state mental health institutes,
 20 32 intermediate care facilities for the mentally retarded,
 20 33 services provided under a medical assistance home and
 20 34 community-based waiver, medical assistance case management
 20 35 services, and county service management.
 21  1    NEW SUBPARAGRAPH.  (18)  Make recommendations for measuring
 21  2 and improving the quality of state and county mental health,
 21  3 mental retardation, and developmental disabilities services
 21  4 and other support.
 21  5    Sec. 36.  EFFECTIVE DATE.  Section 29 of this division of
 21  6 this Act, being deemed of immediate importance, takes effect
 21  7 upon enactment.  
 21  8                           DIVISION IV
 21  9                          APPLICABILITY
 21 10    Sec. 37.  APPLICABILITY.  Prior to January 1, 1997, the
 21 11 applicability of the amendments in this Act to the following
 21 12 sections which relate to a county management plan is limited
 21 13 to those counties with a county management plan for mental
 21 14 retardation and developmental disabilities services approved
 21 15 in accordance with section 331.439:  sections 222.12, 222.13A,
 21 16 222.31, 222.59, 222.73, subsection 2, new paragraph "f", and
 21 17 249A.12.  
 21 18                           EXPLANATION
 21 19    This bill relates to mental health, mental retardation, and
 21 20 developmental disabilities (MH/MR/DD) services paid for in
 21 21 whole or in part by counties.
 21 22    Various sections of the Code of Iowa providing for county
 21 23 payment or county requirements for mental retardation and
 21 24 mental health services are amended to provide that the
 21 25 payments or requirements are subject to the provisions of the
 21 26 county's management plan for mental health, mental
 21 27 retardation, and developmental disabilities services.  The
 21 28 management plan is required under section 331.439 to be
 21 29 implemented as a condition of county eligibility for state
 21 30 property tax relief fund moneys.  According to section
 21 31 331.439, the management plan provisions for mental health must
 21 32 be implemented by July 1, 1996, and the management plan
 21 33 provisions for mental retardation and developmental
 21 34 disabilities must be implemented by January 1, 1997.  The bill
 21 35 includes an applicability provision which excludes the
 22  1 applicability of the bill's provisions to those counties which
 22  2 have not implemented a management plan.
 22  3    Division I relates to mental retardation service
 22  4 provisions.
 22  5    Section 222.2 is amended to provide a definition of a
 22  6 county management plan applicable to chapter 222, relating to
 22  7 persons with mental retardation.
 22  8    Section 222.13, relating to procedures for voluntary
 22  9 commitment of person with mental retardation, is amended to
 22 10 apply the management plan requirement to applications and
 22 11 facility selections.
 22 12    Section 222.13A, relating to voluntary admission to a state
 22 13 hospital-school of a minor with mental retardation, is amended
 22 14 to apply the management plan requirement.
 22 15    Section 222.31, relating to commitment and liability of a
 22 16 person with mental retardation, is amended to prohibit
 22 17 placement of a person unless the placement is in accordance
 22 18 with the management plan of the person's county of legal
 22 19 settlement.
 22 20    Section 222.59, relating to requests for alternatives to an
 22 21 individual's state hospital-school placement, is amended to
 22 22 require the state hospital-school to coordinate with the
 22 23 individual's county of legal settlement in locating
 22 24 alternative services approved in accordance with the
 22 25 management plan.
 22 26    Section 222.73, relating to billing of patient charges at
 22 27 the state hospital-schools, is amended to prohibit billing a
 22 28 county for a patient's admission or continued stay which was
 22 29 not authorized in accordance with the county's management
 22 30 plan.  In addition, the section is amended to revise the cap
 22 31 on the per diem costs billed to counties for services at a
 22 32 state hospital-school.  The current law sets the cap at the
 22 33 per diem costs in effect on July 1, 1988, as adjusted for
 22 34 inflation.  The revised cap would be the amount the county
 22 35 paid in the base year used to establish the county's levy
 23  1 limit for MH/MR/DD services.
 23  2    Division II relates to mental health service provisions.
 23  3    Sections 225.11, 225.15, and 225.17 relate to commitments
 23  4 and placements at the state psychiatric hospital affiliated
 23  5 with the university of Iowa hospitals and clinics.  The
 23  6 commitments and placements are made subject to the county
 23  7 management plan provisions.
 23  8    Section 225C.12, relating to partial state reimbursement of
 23  9 counties for local inpatient mental health care and treatment,
 23 10 is amended to revise references from the county supplemental
 23 11 levy to the county MH/MR/DD services fund levy.
 23 12    Sections 225C.14, 225C.15, 225C.16, and 225C.17, relating
 23 13 to preadmission diagnostic evaluations for admission to a
 23 14 state mental health institute, are amended to provide that the
 23 15 evaluation is designated under the county's management plan.
 23 16 Under current law the evaluation must be performed by the
 23 17 community mental health center affiliated with the county or
 23 18 an alternative facility if the center cannot perform the
 23 19 evaluation.
 23 20    Section 227.10, relating to transfers of patients placed in
 23 21 county or private mental health and mental retardation
 23 22 facilities at public expense, is amended to require that the
 23 23 transfer is subject to the county management plan provisions.
 23 24    Section 229.1 is amended to include a definition of
 23 25 management plan in this chapter relating to hospitalization of
 23 26 persons with mental illness.
 23 27    Section 229.13 relates to court orders for psychiatric
 23 28 evaluations of persons found to have a serious mental
 23 29 impairment.  The section is amended to require that orders
 23 30 pertaining to a person whose expenses are paid in whole or in
 23 31 part by a county must conform with the management plan of the
 23 32 county of legal settlement.
 23 33    Section 229.14, relating to the evaluation report to the
 23 34 court by the state mental health institute chief medical
 23 35 officer and subsequent placement, is amended to require a
 24  1 resulting court order be limited to placements in accordance
 24  2 with the management plan of the county of legal settlement.
 24  3    Section 229.24, relating to confidentiality of involuntary
 24  4 hospitalization proceedings, is amended to require the clerk
 24  5 of the district court to provide information to the county of
 24  6 commitment and county of legal settlement, if the costs are
 24  7 chargeable to a county.  Current law authorizes access by
 24  8 county.
 24  9    Section 229.42, relating to county payment of costs of
 24 10 persons applying for voluntary commitment to a state mental
 24 11 health institute, is amended to make the application process
 24 12 subject to the management plan of the county of legal
 24 13 settlement.  The bill provides a county cannot be billed for
 24 14 admission or continued stay of a patient who was not approved
 24 15 under the county's management plan.
 24 16    Section 230.1, relating to liability of the state and
 24 17 counties for the costs associated with a person with mental
 24 18 illness, is amended to provide a county is not liable for
 24 19 services and other support unless authorized by the county's
 24 20 management plan.
 24 21    Section 230.20, relating to billing of patient costs at a
 24 22 state mental health institute, is amended to prohibit billing
 24 23 a county for a patient's admission or continued stay which was
 24 24 not authorized in accordance with the county's management
 24 25 plan.  In addition, the section is amended to revise the cap
 24 26 on the per diem costs billed to counties for services at a
 24 27 state mental health institute.  The current law sets the cap
 24 28 at the per diem costs in effect on July 1, 1988, as adjusted
 24 29 for inflation.  The revised cap would be the amount the county
 24 30 paid in the base year used to establish the county's levy
 24 31 limit for MH/MR/DD services.
 24 32    Division III relates to service regulation, information,
 24 33 payment, and planning provisions.
 24 34    Section 230A.13, relating to the annual budgets of
 24 35 community health centers approved by counties, is amended.
 25  1 Under current law, a county is prohibited from requiring a
 25  2 center to release information to the county identifying an
 25  3 individual being treated.  The bill authorizes the county to
 25  4 require the release of identifying administrative information,
 25  5 as defined in section 228.1.
 25  6    Section 235A.15 is amended to provide access to child abuse
 25  7 registry information to an agency providing MH/MR/DD services
 25  8 under a county management plan if the information concerns a
 25  9 person employed by or being considered for employment by the
 25 10 agency.  Section 235B.6 is amended to provide similar access
 25 11 to dependent adult abuse information.
 25 12    Section 249A.12 relates to county payment for the
 25 13 nonfederal share of an intermediate care facility for the
 25 14 mentally retarded and community-based services provided under
 25 15 medical assistance.  The bill restricts payment to placements
 25 16 made in accordance with the county's management plan.  In
 25 17 addition, the bill prohibits requirements for a county to pay
 25 18 claims for services provided more than 180 days prior to the
 25 19 claim being submitted.  In addition, a county is not required
 25 20 to reimburse certain costs until the state completes
 25 21 processing of cost settlement credits to counties.
 25 22    Section 249A.12 is also amended to require the department
 25 23 of human services to revise federal medical assistance waiver
 25 24 provisions to provide for waiver payment for services provided
 25 25 in a residential or intermediate care facility for the
 25 26 mentally retarded and for certain day services.  This
 25 27 provision takes effect upon enactment.
 25 28    Section 249A.26 relates to county payment liability for the
 25 29 nonfederal share of services provided to persons with chronic
 25 30 mental illness, mental retardation, or developmental
 25 31 disabilities.  The bill limits county liability to services
 25 32 and other support authorized in accordance with the county
 25 33 management plan.
 25 34    Section 331.424A, relating to the county MH/MR/DD services
 25 35 fund, is amended to authorize a county to pay for the services
 26  1 in cooperation with other counties by pooling appropriations
 26  2 with individual counties or county regional entities.
 26  3    Section 331.438 is amended to expand the membership of the
 26  4 state-county management by one member nominated by the state's
 26  5 council of the association of federal, state, county, and
 26  6 municipal employees to be appointed by the governor.
 26  7    Section 331.438 is also amended to add various
 26  8 recommendation duties to the committee.  The recommendations
 26  9 include standards for MH/MR/DD managed care, statewide
 26 10 standards for individualized MR/DD services, minimum statewide
 26 11 standards for MH/MR/DD services, rules for counties to manage
 26 12 referrals to state institutions, medical assistance
 26 13 facilities, and medical assistance programs, and provisions
 26 14 for quality measure and improvement.
 26 15    The bill includes an applicability section which until
 26 16 January 1, 1997, limits the applicability of the management
 26 17 plan provisions in the bill associated with mental retardation
 26 18 to those counties which have a management plan for mental
 26 19 retardation and developmental disabilities services approved
 26 20 by the department of human services under section 331.439.  
 26 21 LSB 3744HC 76
 26 22 jp/cf/24
     

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