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Senate Study Bill 350

Conference Committee Text

PAG LIN
  1  1    Section 1.  NEW SECTION.  2.71  OVERSIGHT, AUDIT AND
  1  2 GOVERNMENT REFORM COMMITTEE &endash; ESTABLISHMENT.
  1  3    1.  An oversight, audit and government reform committee is
  1  4 established, consisting of three members of each of the two
  1  5 major political parties of the senate appointed by the
  1  6 majority leader of the senate in consultation with the
  1  7 minority leader and five members of each of the two major
  1  8 political parties of the house of representatives appointed by
  1  9 the speaker of the house in consultation with the minority
  1 10 leader.  The majority leader of the senate and the speaker of
  1 11 the house of representatives shall each designate a
  1 12 chairperson and vice chairperson, and the minority leader of
  1 13 each house shall designate a ranking member.  Meetings may be
  1 14 called by the co-chairpersons or by a majority of committee
  1 15 members from each house.  Members shall be appointed prior to
  1 16 the adjournment of the first regular session of each general
  1 17 assembly and shall serve for terms ending upon the convening
  1 18 of the following general assembly or when their successors are
  1 19 appointed, whichever is later.  Vacancies shall be filled in
  1 20 the same manner as original appointments are made and shall be
  1 21 for the remainder of the unexpired term.
  1 22    2.  The members of the committee shall be reimbursed for
  1 23 actual and necessary expenses incurred in the performance of
  1 24 their duties and shall be paid the per diem specified in
  1 25 section 2.10, subsection 6, for each day in which engaged in
  1 26 the performance of their duties.  However, per diem
  1 27 compensation and expenses shall not be paid when the general
  1 28 assembly is actually in session at the seat of government.
  1 29 Expenses and per diem shall be paid from funds appropriated
  1 30 pursuant to section 2.12.
  1 31    3.  Administrative assistance shall be provided by the
  1 32 legislative fiscal bureau and the legislative service bureau.
  1 33    Sec. 2.  NEW SECTION.  2.72  OVERSIGHT, AUDIT AND
  1 34 GOVERNMENT REFORM COMMITTEE &endash; PURPOSE.
  1 35    The purpose of the oversight, audit and government reform
  2  1 committee shall be to review and analyze state government
  2  2 structure and operations for purposes of ensuring an efficient
  2  3 and innovative system of government which effectively
  2  4 administers programs and carries out its police powers,
  2  5 provides for operating with the greatest possible fiscal
  2  6 integrity, enhances the government's relationship with its
  2  7 citizens, and provides for the greatest possible
  2  8 accountability of the government to the public.
  2  9    Sec. 3.  NEW SECTION.  2.73  OVERSIGHT, AUDIT AND
  2 10 GOVERNMENT REFORM COMMITTEE &endash; POWERS AND DUTIES.
  2 11    1.  As used in this section, unless the context otherwise
  2 12 requires:
  2 13    a.  "Committee" means the oversight, audit and government
  2 14 reform committee established pursuant to section 2.71.
  2 15    b.  "Government" means local government and state
  2 16 government.
  2 17    c.  "Local government" means a political subdivision as
  2 18 defined in section 24.48; a city as defined in section 362.2;
  2 19 a county as provided in chapter 331; a township as provided in
  2 20 chapter 359; a public school corporation organized under
  2 21 chapter 274; a merged area as provided in chapter 260C; an
  2 22 area education agency as provided in chapter 273; or any
  2 23 special purpose district, including a district that provides
  2 24 or has authority to provide fire fighting, water, sanitary,
  2 25 law enforcement, ambulance, medical, or other emergency
  2 26 services.
  2 27    d.  "State government" means a unit of government which is
  2 28 a board, commission, department, officer, or other
  2 29 administrative office of the state, including but not limited
  2 30 to each principal department as provided in section 7E.5; an
  2 31 agency of the general assembly; the judicial department as
  2 32 defined in section 602.1102; or the office of consumer
  2 33 advocate.  A state government does not include a local
  2 34 government.
  2 35    2.  Except as provided in this section, a unit of state
  3  1 government, or an officer or employee of state government,
  3  2 shall not be compelled to perform any function or conduct any
  3  3 reform, based on a decision of the committee.
  3  4    3.  Each year the committee shall develop a general plan
  3  5 required to carry out its purpose as provided in section 2.72.
  3  6 The plan must be submitted for approval by the legislative
  3  7 council, and shall be updated for the next calendar year not
  3  8 later than July 1 or as otherwise provided by the legislative
  3  9 council.  The plan shall provide for a one-year schedule for
  3 10 performing a systematic review of state programs and rules.
  3 11 As part of the plan, the committee shall each year conduct a
  3 12 review and perform an evaluation of one or more programs or
  3 13 rules administered by state government.  The plan may also
  3 14 provide for conducting in-depth studies of issues and
  3 15 investigations affecting state government.  Studies affecting
  3 16 the state government include but are not limited to all of the
  3 17 following:
  3 18    a.  State government budget practices and procedures in
  3 19 order to ensure the accountability of state government to the
  3 20 general assembly, including methods to improve functions
  3 21 relating to the appropriation of moneys.
  3 22    b.  Methods to encourage innovation in state government,
  3 23 including methods to encourage the communication of innovative
  3 24 proposals by officers and employees, and methods to implement
  3 25 proposals which may increase the operational efficiency of
  3 26 state government.
  3 27    c.  Utilization of state government facilities and
  3 28 equipment, including purchase, lease-purchase, and leasing
  3 29 arrangements.
  3 30    d.  Reorganization of units of state government, in order
  3 31 to reduce expenditures and promote economy to the fullest
  3 32 extent possible consistent with the efficient operation of
  3 33 state government.
  3 34    e.  Performance evaluations and performance-based budgeting
  3 35 of state government operations, including standards and
  4  1 procedures for the administration of programs and regulations.
  4  2 The study may include the need to develop indicators,
  4  3 including benchmarks, for purposes of measuring government
  4  4 performance.
  4  5    f.  Relationships between all of the following:
  4  6    (1)  State government and its employees, including methods
  4  7 to increase employee performance.
  4  8    (2)  State government and private industry, including
  4  9 issues regarding the privatization of state government
  4 10 functions.
  4 11    (3)  State government with local government, in order to
  4 12 increase the efficient and harmonious administration of their
  4 13 powers and duties.
  4 14    (4)  Government and the United States, including the impact
  4 15 of federal requirements and incentives on government policies
  4 16 and action.
  4 17    4.  Each year the committee shall develop a budget for
  4 18 committee operations.  The budget must be submitted to the
  4 19 legislative council by June 1 of each year or as otherwise
  4 20 provided by the legislative council for approval or amendment
  4 21 by the legislative council for the next fiscal year beginning
  4 22 July 1 and ending June 30.
  4 23    5.  In carrying out its purpose, as provided in section
  4 24 2.72, the following shall apply:
  4 25    a.  (1)  The committee, or upon direction of the committee,
  4 26 a member may review and monitor the operations of any unit of
  4 27 state government, by visiting and inspecting any place where
  4 28 state government functions occur, or communicating on any
  4 29 matter with an officer or employee of state government, if the
  4 30 matter relates to the functions of a government unit.
  4 31 However, this paragraph shall not apply to the extent that the
  4 32 state government unit determines that the visit or
  4 33 communication may cause a threat to the public health or
  4 34 safety, or may endanger the health or safety of an individual,
  4 35 including a committee member.
  5  1    (2)  The committee may conduct hearings regarding
  5  2 complaints, concerns, or comments from officers and employees
  5  3 of a unit of state government about any matter relating to the
  5  4 functions of the unit of state government.
  5  5    (3)  A unit of state government shall not place
  5  6 restrictions upon the manner of the communication between
  5  7 committee members and the state government unit.  Officers and
  5  8 employees of a state government unit shall, to every extent
  5  9 practical, be available to communicate on a matter at the
  5 10 convenience of the committee or the member.  An employee or
  5 11 officer is not required to obtain permission or notify a unit
  5 12 of state government regarding a formal or informal
  5 13 communication with the committee or member.
  5 14    (4)  The committee shall not conduct a closed session,
  5 15 unless the committee determines that a closed session is
  5 16 required to protect the release of confidential communications
  5 17 or information.  The committee may provide that information
  5 18 that it receives is confidential information, notwithstanding
  5 19 chapter 22.
  5 20    b.  The committee may conduct examinations regarding the
  5 21 operations of a unit of state government or of a particular
  5 22 program or regulation, in order to evaluate the effectiveness,
  5 23 efficiency, and economy of the operation or of a program or
  5 24 regulation.  The committee may require that an agency perform
  5 25 a study of its own functions as part of the examination.
  5 26    c.  As part of an investigation, the committee may issue
  5 27 subpoenas for witnesses and for the production of records,
  5 28 books, papers, and other evidence.  If a witness, duly
  5 29 subpoenaed, refuses to appear, or refuses to testify, or
  5 30 otherwise refuses to comply with the subpoena, the committee
  5 31 shall certify this to the district court of the county where
  5 32 the hearing is being held and the court shall proceed with the
  5 33 refusal as though it had occurred in a legal proceeding before
  5 34 the court.
  5 35    d.  The committee may require units of state government to
  6  1 cooperate with the committee and furnish the committee with
  6  2 information or analysis as required by the committee, unless
  6  3 information requested is confidential as provided in section
  6  4 22.7.  If information is confidential, the committee may
  6  5 require that the state government provide copies of the
  6  6 information in a manner which eliminates references which
  6  7 cause the information to be classified as confidential, or
  6  8 prepare a summary of information in a manner that does not
  6  9 identify sources of the confidential information.
  6 10    e.  The committee may employ consultants or professionals,
  6 11 including but not limited to a legal counsel, to perform
  6 12 assigned duties at the direction of the committee.  Upon
  6 13 request by the committee, the attorney general or the state
  6 14 auditor may investigate abuses of discretion, malfeasance, or
  6 15 the misappropriation of moneys by state government officers or
  6 16 employees.  The attorney general or state auditor shall report
  6 17 to the committee the results of its investigation and any
  6 18 subsequent prosecution.
  6 19    6.  The committee may consider legislative bills and
  6 20 resolutions assigned by the senate and house of
  6 21 representatives to the committee, and study and draft proposed
  6 22 bills and resolutions as provided by rules adopted by the
  6 23 general assembly.
  6 24    7.  The committee shall periodically prepare reports
  6 25 regarding studies and evaluations conducted by the committee.
  6 26 The reports shall contain findings and recommendations of the
  6 27 committee.  The committee shall prepare annually a final
  6 28 report to the legislative council.  The committee shall
  6 29 prepare a summary of the final report for submission to each
  6 30 member of the general assembly not later than the first day of
  6 31 each regular session of the general assembly as provided in
  6 32 section 2.1.  The report shall provide a description of the
  6 33 committee's operations for the past calendar year as provided
  6 34 in its plan.  The report shall provide an evaluation of each
  6 35 area of study and each program or rule reviewed pursuant to
  7  1 the committee's plan.  The report shall include
  7  2 recommendations for consideration by the general assembly,
  7  3 which may include proposed bills or resolutions.  
  7  4                           EXPLANATION
  7  5    This bill amends chapter 2 which provides for the functions
  7  6 and powers of the general assembly.  The bill establishes an
  7  7 oversight, audit and government reform committee.
  7  8 Specifically, the bill provides for all of the following:
  7  9    Section 2.71 provides for the establishment of the
  7 10 committee, which consists of six members of the senate and 10
  7 11 members of the house of representatives.  The section provides
  7 12 for a number of procedural requirements for the committee,
  7 13 including the appointment of members and co-chairpersons,
  7 14 vacancies, members' reimbursement, and administrative
  7 15 assistance.
  7 16    Section 2.72 provides that the committee's purpose is to
  7 17 review and analyze state governmental structure and operations
  7 18 for purposes of ensuring an efficient and innovative system of
  7 19 state government which effectively administers programs and
  7 20 carries out police powers, provides for operating with the
  7 21 greatest possible fiscal integrity, enhances the government's
  7 22 relationship with its citizens, and provides for the greatest
  7 23 possible accountability of the state government to the public.
  7 24    Section 2.73 provides for the powers and duties of the
  7 25 committee.  Each year the committee must develop a general
  7 26 plan required to carry out its purpose.  The committee must
  7 27 also submit a budget request to the legislative council.  The
  7 28 committee must provide for a schedule to perform a systematic
  7 29 evaluation of state programs and rules.  The committee may
  7 30 study issues relating to the state government budget; methods
  7 31 to encourage innovation in state government; the utilization
  7 32 of state government facilities and equipment; the
  7 33 reorganization of units of state government; methods to
  7 34 accomplish performance evaluations and performance-based
  7 35 budgeting of state government operations; the development
  8  1 indicators, including benchmarks, in order to measure state
  8  2 government performance; relationships between state government
  8  3 and its employees, state government and private industry,
  8  4 state and local governments; and the state and local
  8  5 governments with the federal government.
  8  6    The section provides that the committee has a number of
  8  7 specific powers.  The committee, or committee members, may
  8  8 monitor the operations of any unit of state government, by
  8  9 visiting and inspecting any place where state government
  8 10 functions occur, or communicating any matter with an officer
  8 11 or employee of state government.  The committee may conduct
  8 12 hearings regarding complaints, concerns, or comments from
  8 13 officers and employees of units of state government about any
  8 14 matter relating to the functions of the unit of state
  8 15 government.  The committee may conduct examinations regarding
  8 16 the operations of a unit of state government or of a
  8 17 particular program or regulation, in order to evaluate the
  8 18 effectiveness, efficiency, and economy of the operation or of
  8 19 a program or regulation.  The committee may issue subpoenas
  8 20 for witnesses and for the production of records, books,
  8 21 papers, and other evidence.  The committee may require units
  8 22 of state government to cooperate with the committee and
  8 23 furnish the committee with information or analysis as required
  8 24 by the committee.  The committee may employ consultants or
  8 25 professionals, including but not limited to a legal counsel,
  8 26 to perform assigned duties at the direction of the committee.
  8 27 The committee may consider legislative bills and resolutions
  8 28 assigned to the committee, and study and draft proposed
  8 29 committee bills and resolutions.
  8 30    The section requires the committee to periodically prepare
  8 31 reports regarding studies and evaluations conducted by the
  8 32 committee.  The reports must contain findings and
  8 33 recommendations of the committee.  The committee must prepare
  8 34 annually a final report for the legislative council and a
  8 35 summary of the report for the general assembly which shall be
  9  1 submitted to each member of the general assembly not later
  9  2 than the first day of each regular session.  
  9  3 LSB 2116SA 76
  9  4 da/jw/5
     

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