502.604A  Court action.

If a person fails or refuses to file any statement or report or to produce any books, papers, correspondence, memoranda, agreements, or other documents or records, or to obey any subpoena issued by the administrator, the administrator may refer the matter to the attorney general, who may apply to a district court to enforce compliance. The court may order any or all of the following:

1.  Injunctive relief, restricting or prohibiting the offer or sale of securities.

2.  Revocation or suspension of any license or registration.

3.  Production of documents or records, including but not limited to books, papers, correspondence, memoranda, or agreements.

4.  Such other relief as may be required.

Such an order shall be effective until the person files the statement or report or produces the documents requested, or obeys the subpoena.

Section History: Recent form

  91 Acts, ch 40, §34; 94 Acts, ch 1031, §17

Previous Section 502.604

Next Section 502.605

Return To Home index

© 2001 Cornell College and League of Women Voters of Iowa

Comments about this site or page? webmaster@legis.iowa.gov.
Please remember that the person listed above does not vote on bills. Direct all comments concerning legislation to State Legislators.

Last update: Mon Jan 22 17:13:42 CST 2001
URL: /DOCS/IACODE/2001/502/604A.html