1. To encourage uniform interpretation and administration of this chapter and effective securities regulation and enforcement, the administrator may cooperate with the securities agencies or administrators of any state, Canadian province or territory, another country, the securities and exchange commission, the commodity futures trading commission, the securities investor protection corporation, any self- regulatory organization, any national or international organization of securities officials or agencies, and any governmental law enforcement or regulatory agency.
2. The cooperation authorized by subsection 1 may include, but is not limited to, the following:
a. Establishing a central depository for licensing or registration under this chapter and for documents or records required or allowed to be maintained under this chapter.
b. Making a joint examination or investigation.
c. Holding a joint administrative hearing.
d. Filing and prosecuting a joint civil or administrative proceeding.
e. Sharing and exchanging personnel.
f. Sharing and exchanging information and documents subject to restriction of confidentiality in section 502.603, subsection 1.
g. Formulating, in accordance with chapter 17A, rules or proposed rules on matters such as statements of policy, guidelines, and interpretive opinions.
91 Acts, ch 40, §32
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