502.305  Examination of investment adviser representative and exemption from examination.

The administrator may adopt rules requiring the passage of an examination by an individual who is required to be registered under this chapter as an investment adviser representative. However, a person who is registered as an investment adviser representative between January 1, 1999, and December 31, 1999, shall not be required to pass an examination for as long as the person maintains a continuous registration.

Section History: Recent form

  98 Acts, ch 1106, §13, 24; 99 Acts, ch 166, §5

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