502.201  Registration requirement.

It is unlawful for any person to offer or sell any security in this state unless one of the following applies:

1.  It is registered under this chapter.

2.  The security or transaction is exempted under section 502.202 or 502.203.

3.  It is a federal covered security.

Section History: Early form

  [C31, 35, § 8581-c6; C39, § 8581.06; C46, 50, 54, 58, 62, 66, 71, 73, 75, § 502.6; C77, 79, 81, § 502.201]

Section History: Recent form

  97 Acts, ch 114, §5

Internal References

  Referred to in § 502.202-502.204, 502.501, 502.610, 502.701, 536A.22


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