Iowa General Assembly Banner


Text: HSB00551                          Text: HSB00553
Text: HSB00500 - HSB00599               Text: HSB Index
Bills and Amendments: General Index     Bill History: General Index

House Study Bill 552

Conference Committee Text

PAG LIN
  1  1    Section 1.  NEW SECTION.  542B.27  CIVIL PENALTY.
  1  2    1.  a.  In addition to any other penalties provided for in
  1  3 this section, the board may by order impose a civil penalty
  1  4 upon a person who is not registered under this chapter as a
  1  5 professional engineer or a land surveyor and who does any of
  1  6 the following:
  1  7    (1)  Engages in or offers to engage in the practice of
  1  8 professional engineering or land surveying.
  1  9    (2)  Uses or employs the words "professional engineer" or
  1 10 "land surveyor", or implies authorization to provide or offer
  1 11 professional engineering or land surveying services, or
  1 12 otherwise uses or advertises any title, word, figure, sign,
  1 13 card, advertisement, or other symbol or description tending to
  1 14 convey the impression that the person is a professional
  1 15 engineer or land surveyor or is engaged in the practice of
  1 16 professional engineering or land surveying.
  1 17    (3)  Presents or attempts to use the certificate of
  1 18 registration or the seal of a professional engineer or land
  1 19 surveyor.
  1 20    (4)  Gives false or forged evidence of any kind to the
  1 21 board or any member of the board in obtaining or attempting to
  1 22 obtain a certificate of registration.
  1 23    (5)  Falsely impersonates any registered professional
  1 24 engineer or land surveyor.
  1 25    (6)  Uses or attempts to use an expired, suspended,
  1 26 revoked, or nonexistent certificate of registration.
  1 27    (7)  Knowingly aids or abets an unregistered person who
  1 28 engages in any activity identified in this paragraph.
  1 29    b.  A civil penalty imposed shall not exceed one thousand
  1 30 dollars for each offense.  Each day of a continued violation
  1 31 constitutes a separate offense.
  1 32    c.  In determining the amount of a civil penalty to be
  1 33 imposed, the board may consider any of the following:
  1 34    (1)  Whether the amount imposed will be a substantial
  1 35 economic deterrent to the violation.
  2  1    (2)  The circumstances leading to the violation.
  2  2    (3)  The severity of the violation and the risk of harm to
  2  3 the public.
  2  4    (4)  The economic benefits gained by the violator as a
  2  5 result of noncompliance.
  2  6    (5)  The interest of the public.
  2  7    d.  Before issuing an order under this section, the board
  2  8 shall provide the person written notice and the opportunity to
  2  9 request a hearing on the record.  The hearing must be
  2 10 requested within thirty days of the issuance of the notice and
  2 11 shall be conducted in the same manner as provided in section
  2 12 542B.22.
  2 13    e.  The board, in connection with a proceeding under this
  2 14 subsection, may issue subpoenas to compel the attendance and
  2 15 testimony of witnesses and the disclosure of evidence, and may
  2 16 request the attorney general to bring an action to enforce the
  2 17 subpoena.
  2 18    f.  A person aggrieved by the imposition of a civil penalty
  2 19 under this subsection may seek judicial review in accordance
  2 20 with section 17A.19.
  2 21    g.  If a person fails to pay a civil penalty within thirty
  2 22 days after entry of an order under paragraph "a", or if the
  2 23 order is stayed pending an appeal within ten days after the
  2 24 court enters a final judgment in favor of the board, the board
  2 25 shall notify the attorney general.  The attorney general may
  2 26 commence an action to recover the amount of the penalty,
  2 27 including reasonable attorney's fees and costs.
  2 28    h.  An action to enforce an order under this section may be
  2 29 joined with an action for an injunction.
  2 30    Sec. 2.  Section 544A.15, Code 1995, is amended to read as
  2 31 follows:
  2 32    544A.15  UNLAWFUL PRACTICE &endash; VIOLATIONS &endash; PENALTY &endash;
  2 33 CONSENT AGREEMENT &endash; CIVIL PENALTY.
  2 34    1.  It is unlawful for a person to engage in or to offer to
  2 35 engage in the practice of architecture in this state or use in
  3  1 connection with the person's name the title "architect",
  3  2 "registered architect", or "architectural designer", or to
  3  3 imply that the person provides or offers to provide
  3  4 professional architectural services, or to otherwise assume,
  3  5 use, or advertise any title, word, figure, sign, card,
  3  6 advertisement, or other symbol or description tending to
  3  7 convey the impression that the person is an architect or is
  3  8 engaged in the practice of architecture unless the person is
  3  9 qualified by registration as provided in this chapter.
  3 10    2.  A person who violates this section is guilty of a
  3 11 serious misdemeanor.
  3 12    3.  a.  In addition to the criminal penalty provided for in
  3 13 this section, the board may by order impose a civil penalty
  3 14 upon a person who is not registered under this chapter as an
  3 15 architect pursuant to this chapter and who does any of the
  3 16 following:
  3 17    (1)  Engages in or offers to engage in the practice of
  3 18 architecture.
  3 19    (2)  Uses or employs the words "architect", "registered
  3 20 architect", "architectural designer", or implies authorization
  3 21 to provide or offer professional architectural services, or
  3 22 otherwise uses or advertises any title, word, figure, sign,
  3 23 card, advertisement, or other symbol or description tending to
  3 24 convey the impression that the person or entity is an
  3 25 architect or is engaged in the practice of architecture.
  3 26    (3)  Presents or attempts to use the certificate of
  3 27 registration or the seal of an architect.
  3 28    (4)  Gives false or forged evidence of any kind to the
  3 29 board or any member of the board in obtaining or attempting to
  3 30 obtain a certificate of registration.
  3 31    (5)  Falsely impersonates any other registered architect.
  3 32    (6)  Uses or attempts to use an expired, suspended,
  3 33 revoked, or nonexistent certificate of registration.
  3 34    (7)  Knowingly aids or abets an unregistered person who
  3 35 engages in any activity identified in this paragraph.
  4  1    b.  A civil penalty imposed shall not exceed one thousand
  4  2 dollars for each offense.  Each day of a continued violation
  4  3 constitutes a separate offense.
  4  4    c.  In determining the amount of a civil penalty to be
  4  5 imposed, the board may consider any of the following:
  4  6    (1)  Whether the amount imposed will be a substantial
  4  7 economic deterrent to the violation.
  4  8    (2)  The circumstances leading to the violation.
  4  9    (3)  The severity of the violation and the risk of harm to
  4 10 the public.
  4 11    (4)  The economic benefits gained by the violator as a
  4 12 result of noncompliance.
  4 13    (5)  The interest of the public.
  4 14    d.  Before issuing an order under this section, the board
  4 15 shall provide the person written notice and the opportunity to
  4 16 request a hearing on the record.  The hearing must be
  4 17 requested within thirty days of the issuance of the notice and
  4 18 shall be conducted in the same manner as provided for
  4 19 disciplinary proceedings involving a registered architect.
  4 20    e.  The board, in connection with a proceeding under this
  4 21 subsection, may issue subpoenas to compel the attendance and
  4 22 testimony of witnesses and the disclosure of evidence, and may
  4 23 request the attorney general to bring an action to enforce the
  4 24 subpoena.
  4 25    f.  A person aggrieved by the imposition of a civil penalty
  4 26 under this subsection may seek judicial review in accordance
  4 27 with section 17A.19.
  4 28    g.  If a person fails to pay a civil penalty within thirty
  4 29 days after entry of an order under paragraph "a", or if the
  4 30 order is stayed pending an appeal, within ten days after the
  4 31 court enters a final judgment in favor of the board, the board
  4 32 shall notify the attorney general.  The attorney general may
  4 33 commence an action to recover the amount of the penalty,
  4 34 including reasonable attorney's fees and costs.
  4 35    h.  An action to enforce an order under this section may be
  5  1 joined with an action for an injunction.
  5  2    4.  The board at its discretion and in lieu of prosecuting
  5  3 a first offense described in under this section may enter into
  5  4 a consent agreement with a violator, or with a person guilty
  5  5 of aiding or abetting a violator, which acknowledges the
  5  6 violation and the violator's agreement to refrain from any
  5  7 further violations.  
  5  8                           EXPLANATION
  5  9    This bill authorizes the engineering and land surveying
  5 10 examining board and the architectural examining board to
  5 11 impose a civil penalty upon a person who is not registered
  5 12 under chapter 542B as an engineer or land surveyor, or under
  5 13 chapter 544A as an architect, and who engages in certain acts
  5 14 involving the practice of engineering or land surveying or the
  5 15 practice of architecture.  Specific acts which would trigger
  5 16 the possible imposition of the civil penalty include holding
  5 17 oneself out as being registered, presenting or attempting to
  5 18 use the certificate of another registered person, falsely
  5 19 impersonating another registered person, using or attempting
  5 20 to use an expired, suspended, revoked, or nonexistent
  5 21 certificate of registration, or knowingly aiding or abetting
  5 22 an unregistered person who engages in any such activity.  The
  5 23 civil penalty imposed can be no more than $1,000 for each
  5 24 violation with each day of a continuing violation constituting
  5 25 a separate offense.
  5 26    The board involved in imposing the penalty is permitted to
  5 27 consider certain identified factors in determining the amount
  5 28 of the civil penalty.  The board must provide written notice
  5 29 to the person and the opportunity for a hearing on the record.
  5 30 The board, in connection with a hearing, is empowered to issue
  5 31 subpoenas to compel the attendance and testimony of witnesses
  5 32 and the disclosure of evidence, and may request the attorney
  5 33 general to bring an action to enforce the subpoena.  A person
  5 34 against whom a civil penalty is imposed may seek judicial
  5 35 review in accordance with section 17A.19.
  6  1    If a person fails to pay a civil penalty within 30 days
  6  2 after entry of an order, or if the order is stayed pending an
  6  3 appeal, within 10 days after the court enters a final judgment
  6  4 in favor of the board, the board shall notify the attorney
  6  5 general.  The attorney general may commence an action to
  6  6 recover the amount of the penalty, including reasonable
  6  7 attorney's fees and costs.  An action to enforce an order
  6  8 under this section may be joined with an action for an
  6  9 injunction.  
  6 10                      BACKGROUND STATEMENT
  6 11                     SUBMITTED BY THE AGENCY
  6 12    The engineering, land surveying, and architecture
  6 13 professions frequently have complaint cases against
  6 14 nonregistrants.  The trend throughout the states in
  6 15 cooperation with the national councils is to provide for the
  6 16 possibility of imposing civil penalties against nonregistrants
  6 17 that violate the statute.
  6 18    The proposed legislation is similar to a draft provided by
  6 19 the National Council of Examiners for Engineers and Surveyors.
  6 20 This legislation would allow the Boards to proceed with
  6 21 violators in an equitable manner.  Nonregistrants violating
  6 22 the terms of an order would be handled by the attorney
  6 23 general's office.  
  6 24 LSB 3303DP 76
  6 25 mj/jj/8
     

Text: HSB00551                          Text: HSB00553
Text: HSB00500 - HSB00599               Text: HSB Index
Bills and Amendments: General Index     Bill History: General Index

Return To Home Iowa General Assembly

index Search: House Bills and Amendments (76th General Assembly)

© 1996 Cornell College and League of Women Voters of Iowa


Comments? webmaster@legis.iowa.gov.

Last update: Thu Feb 8 16:38:58 CST 1996
URL: /DOCS/GA/76GA/Legislation/HSB/00500/HSB00552/960131.html
jhf