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Section 502.805 Notification to permissible third party immunity.
2022 Code of Iowa
A broker-dealer, investment adviser, or qualified individual who, acting reasonably and in good faith, complies with section 502.804 shall be immune from any administrative or civil liability that might otherwise arise from such disclosure.
Section 502.808 Training requirements.
2022 Code of Iowa
A broker-dealer or investment adviser shall provide to its qualified individuals training appropriate to the job responsibilities of a qualified individual. The training shall include all of the following: Instruction on how to identify the suspected ...
Section 502.803 Notification to administrator immunity.
2022 Code of Iowa
A broker-dealer, investment adviser, or qualified individual who, acting reasonably and in good faith, makes a disclosure of information to the administrator pursuant to this article shall be immune from administrative or civil liability that might ot...
Section 502.806 Disbursements or transactions delay.
2022 Code of Iowa
If a broker-dealer, investment adviser, or qualified individual reasonably believes a disbursement or transaction will likely result in or contribute to the financial exploitation of an eligible adult, the broker-dealer, investment adviser, or qualifi...
Section 502.807 Disbursements or transactions delay immunity.
2022 Code of Iowa
A broker-dealer or investment adviser who, acting reasonably and in good faith, complies with section 502.806 shall be immune from any administrative or civil liability that might otherwise arise from such delay in a disbursement or transaction.
Section 502.810 Financial exploitation reporting.
2022 Code of Iowa
Annually, on or before January 15 of each year, the insurance division shall submit a report to the governor and the general assembly concerning the notifications the insurance division received related to the potential financial exploitation of eligi...
Section 231.56A Prevention of elder abuse, neglect, and exploitation program.
2022 Code of Iowa
The department shall administer the prevention of elder abuse, neglect, and exploitation program in accordance with the requirements of the federal Act. The purpose of the program is to carry out activities for intervention in and response to elder...
Rules Implementing Statutes:
Section 502.801 Definitions.
2022 Code of Iowa
For purposes of this article, unless the context otherwise requires: “Eligible adult” means any of the following: A person sixty-five years of age or older. A dependent adult as defined in section 235B.2. “Financial exploitation” means any act or ...
Section 502.809 Records.
2022 Code of Iowa
A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of an eligible adult to the administrator, either as part of a notification to the administrator ...
Section 502.802 Notification to administrator.
2022 Code of Iowa
If a broker-dealer, investment adviser, or qualified individual reasonably believes financial exploitation of an eligible adult has occurred, has been attempted, or is being attempted, the broker-dealer, investment adviser, or qualified individual may...