Bulletin 01-29-2020

Front matter not included
ARC 4888CHuman Services Department[441]Notice of Intended Action

Proposing rule making related to coordination of services and reviews and providing an opportunity for public comment

    The Department of Human Services hereby proposes to amend Chapter 177, “In-Home Health Related Care,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code section 234.6.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 234.6.Purpose and Summary    The proposed amendments add provisions for coordination of services to avoid duplication. The amendments also add clarification on when reviews need to be completed and when services may be terminated. These amendments remove form names and numbers.Fiscal Impact    These proposed amendments may reduce state supplementary assistance payments through coordination of services provided to the client. However, in-home health-related care (IHHRC) expenditures have been declining since FY 2017, and the Department does not expect this rule provision to fundamentally change the overall cost trend.Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any, pursuant to rule 441—1.8(17A,217).Public Comment    Any interested person may submit written comments concerning this proposed rule making. Written comments in response to this rule making must be received by the Department no later than 4:30 p.m. on February 18, 2020. Comments should be directed to: Nancy Freudenberg Iowa Department of Human Services Hoover State Office Building, Fifth Floor 1305 East Walnut Street Des Moines, Iowa 50319-0114 Email: appeals@dhs.state.ia.usPublic Hearing    No public hearing is scheduled at this time. As provided in Iowa Code section 17A.4(1)“b,” an oral presentation regarding this rule making may be demanded by 25 interested persons, a governmental subdivision, the Administrative Rules Review Committee, an agency, or an association having 25 or more members. Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making actions are proposed:

    ITEM 1.    Amend subrule 177.4(1) as follows:    177.4(1) Eligible individual.      a.    The individual shall be eligible for supplemental security income in every respect except for income.    b.    The physician’s certification shall include a statement of the specific health care services and that the services can be provided in the individual’s own home. The certification shall be given on Form 470-0673, Physician’s Report,a form prescribed by the department or on a similar plan of care form presently used by public health agencies.    c.    The individual shall live in the individual’s own home.    d.    The client shall require and be receiving qualified health care services. Qualified health care services are health care services supervised by a registered nurse and approved by a physician.

    ITEM 2.    Amend subrule 177.4(2) as follows:    177.4(2) Relationship to other programs.  In-home health relatedhealth-related care shall be provided only when other existing programs cannot meet the client’s need.There shall be no duplication of services.

    ITEM 3.    Amend subrule 177.4(4) as follows:    177.4(4) Service plan.  A complete service plan shall be prepared which includes the services needed, the plan for providing these services, and the health care plan defined in rule 441—177.6(249).The service plan shall be developed following consultation between the client’s service worker and case manager to avoid all duplication of services. Consultation shall include current services provided to the client, payer sources, level of service needs, and service history.

    ITEM 4.    Amend subrule 177.4(10) as follows:    177.4(10) Application.  Application for in-home health-relatedhealth-related care shall be made on Form 470-2927 or 470-2927(S), Health Services Applicationa form prescribed by the department. An eligibility determination shall be completed within 30 days from the date of the application, unless one or more of the following conditions exist:    a.    An application has been filed and is pending for federal supplemental security income benefits.    b.    The application is pending because the department has not received information, which is beyond the control of the client or the department.    c.    The application is pending due to the disability determination process performed through the department.    d.    The application is pending because Form 470-0636, Provider Agreement,the provider agreement has not been completed and completion is beyond control of the client. When Form 470-0636the provider agreement cannot be completed due to the client’s failure to locate a provider, applications shall not be held pending beyond 60 days from the date of application.

    ITEM 5.    Amend subrule 177.5(2) as follows:    177.5(2) Health assessment.  The provider shall obtain certification that the provider is physically and emotionally capable of providing assistance to another person who may have physical and emotional limitations.    a.    The certification shall be based on an examination performed by a physician or advanced registered nurse practitioner or by a physician assistant who is working under the direction of a physician. If the provider works for an agency, the practitioner performing the examination may not be employed by the same agency.    b.    The practitioner conducting the examination shall indicate the certification by signing Form 470-0672, Provider Health Assessmentthe provider health assessment.    c.    The certification shall be submitted to the department service worker:    (1)   Before the provider agreement is signed, and    (2)   Annually thereafter.

    ITEM 6.    Amend subrule 177.6(3) as follows:    177.6(3) Review.  The continuing need for in-home health care services shall be reviewed:    a.    At a minimum of every 60 days by the physician, including a written recertification of continuing appropriateness of the plan;    b.    At a minimum of every six months by the service worker, including a review of the total care planand consultation with the client’s case manager to consider any change in the client’s payer sources, level of service needs, current services provided, and service history;    c.    At a minimum of every 60 days by the nurse who shall review the nursing plan; or    d.    More frequently if required by the physician, the service worker, or the nurse.; or    e.    Upon notification of initiation of waiver services.

    ITEM 7.    Amend subrule 177.9(3) as follows:    177.9(3) Provider agreement.  The client and the provider shall enter into an agreement, using Form 470-0636, Provider Agreementthe provider agreement form, prior to the provision of service. Any reduction to the state supplemental assistance program shall be applied to the maximum amount paid by the department of human services as stated in the Provider Agreementprovider agreement by using Form 470-1999, Amendmentthe separate amendment to Provider Agreementprovider agreement form.

    ITEM 8.    Amend rule 441—177.11(249) as follows:

441—177.11(249) Termination.  Termination of in-home health relatedhealth-related care shall occur under the following conditions.:    177.11(1) Request.  Upon the request of the client or legal representative.    177.11(2) Care unnecessary.  When the client becomes sufficiently self-sustaining to remain in the client’s own home with services that can be provided by existing community agencies as determined by the service worker.    177.11(3) Additional care necessary.  When the physical or mental condition of the client requires more care than can be provided in the client’s own home as determined by the service worker.    177.11(4) Excessive costs.  When the cost of care exceeds the maximum established in 177.4(3).    177.11(5) Other services utilized.  When the service worker determines that other services can be utilized to better meet the client’s needs.    177.11(6) Terms of provider agreement not met.  When it has been determined by the service worker that the terms of the provider agreement have not been met by the client or the provider, the state supplementary assistance payment may be terminated.    177.11(7) Qualified health care services absent.  Qualified health care services are health care services supervised by a registered nurse and approved by a physician. When a registered nurse is not available to supervise the in-home service and health care plan, or when a physician or nurse practitioner is not available to review or approve the health care plan, the state supplementary assistance payment shall be terminated.
ARC 4889CHuman Services Department[441]Notice of Intended Action

Proposing rule making related to aftercare amounts and providing an opportunity for public comment

    The Department of Human Services hereby proposes to amend Chapter 187, “Aftercare Services Program,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code section 234.46.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 234.46.Purpose and Summary    When Chapter 187 was recently amended, the new language was unclear. The Department believes there was an oversight when changes were made, and the result was that some participants may receive less financial support than was intended. This proposed amendment corrects that error by clarifying that youth who previously received aftercare services may receive up to $300 per quarter in postservices funds, which was the intent of the original amendment. This is the amount available to each youth per the aftercare contract.  Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any, pursuant to rule 441—1.8(17A,217). Public Comment     Any interested person may submit written comments concerning this proposed rule making. Written comments in response to this rule making must be received by the Department no later than 4:30 p.m. on February 18, 2020. Comments should be directed to: Nancy Freudenberg Iowa Department of Human Services Hoover State Office Building, Fifth Floor 1305 East Walnut Street Des Moines, Iowa 50319-0114 Email: appeals@dhs.state.ia.usPublic Hearing     No public hearing is scheduled at this time. As provided in Iowa Code section 17A.4(1)“b,” an oral presentation regarding this rule making may be demanded by 25 interested persons, a governmental subdivision, the Administrative Rules Review Committee, an agency, or an association having 25 or more members. Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making action is proposed:

    ITEM 1.    Amend subrule 187.3(7) as follows:    187.3(7) Postservices allowance.  Youth 21 or 22 years of age who previously received aftercare services may receive postservices funds if they meet all of the following criteria:    a.    The youth is participating in postservices as described in subrule 187.3(3).    b.    A budget discussion has been completed timely by the youth with a self-sufficiency advocate.    c.    The need has been identified in the individual self-sufficiency plan.    d.    The postservices funds approved for the youth have not exceeded $600 for the previous 12-month period$300 for a three-month period calculated from the date of initiation of postservices.
ARC 4890CInspections and Appeals Department[481]Notice of Intended Action

Proposing rule making related to dependent adult abuse and providing an opportunity for public comment

    The Inspections and Appeals Department hereby proposes to amend Chapter 52, “Dependent Adult Abuse in Facilities and Programs,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code sections 10A.104 and 235E.5.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 235E.2 as amended by 2019 Iowa Acts, House File 304, and Iowa Code section 235E.5.Purpose and Summary    The proposed amendment implements changes made to Iowa Code chapter 235E resulting from 2019 Iowa Acts, House File 304, which added a citation to reference “personal degradation” as defined in Iowa Code section 235E.1(5)“a”(3) to the list of dependent adult abuse required to be reported that shall be collected and maintained by the Department of Human Services as an assessment only for a five-year period and shall not be included in the central registry or considered to be founded dependent adult abuse if determined by the Department of Inspections and Appeals to be minor, isolated, and unlikely to reoccur. Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any, pursuant to 481—Chapter 6. Public Comment     Any interested person may submit written comments concerning this proposed rule making. Written comments in response to this rule making must be received by the Department no later than 4:30 p.m. on February 18, 2020. Comments should be directed to: Ashleigh Hackel Iowa Department of Inspections and Appeals Lucas State Office Building 321 East 12th Street Des Moines, Iowa 50319 Email: ashleigh.hackel@dia.iowa.govPublic Hearing     No public hearing is scheduled at this time. As provided in Iowa Code section 17A.4(1)“b,” an oral presentation regarding this rule making may be demanded by 25 interested persons, a governmental subdivision, the Administrative Rules Review Committee, an agency, or an association having 25 or more members. Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making action is proposed:

    ITEM 1.    Amend subrule 52.3(3) as follows:    52.3(3) Reports of abuse that is minor, isolated, and unlikely to reoccur.      a.    Minor, isolated, and unlikely to reoccur—first instance.A report of dependent adult abuse that meets the definition of “dependent adult abuse” as defined in Iowa Code section 235E.1(5)“a”(1)(a) or (d), or section 235E.1(5)“a”(3), which the department determines is minor, isolated, and unlikely to reoccur shall be collected and maintained by the department of human services for a five-year period, shall not be included in the central registry, and shall not be considered founded dependent adult abuse.    b.    Minor, isolated, and unlikely to reoccur—subsequent instance(s).A subsequent report of dependent adult abuse that meets the definition of “dependent adult abuse” as defined in Iowa Code section 235E.1(5)“a”(1)(a) or (d), or section 235E.1(5)“a”(3), that occurs within the five-year period, and that is committed by the same caretaker may also be considered minor, isolated, and unlikely to reoccur, depending on the totality of circumstances.    c.    Retention of reports.All initial and subsequent reports are collected and maintained by the department of human services until a five-year period has expired, so long as no additional reports have been filed.
ARC 4882CLabor Services Division[875]Notice of Intended Action

Proposing rule making related to general industry safety and health rules and providing an opportunity for public comment

    The Labor Commissioner hereby proposes to amend Chapter 10, “General Industry Safety and Health Rules,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code section 88.5.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code chapter 88.Purpose and Summary    This proposed amendment adopts by reference changes to the federal occupational safety and health standards for general industry.  The federal changes include corrections to fix errors in the standards for ladders, stairways, scaffolds and rope descent systems, and fall protection.  The U.S. Occupational Safety and Health Administration was able to adopt these changes using expedited procedures for typographical and clerical errors.    The changes also modify the respiratory protection standard by adopting two additional quantitative fit testing protocols.  The additional protocols will reduce compliance burdens and increase flexibility without endangering employee health.  While the new protocols are set forth in the general industry standards, they also apply to the construction industry. Fiscal Impact    This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Commissioner for a waiver of the discretionary provisions, if any, pursuant to 875—Chapter 5. Public Comment    Any interested person may submit written comments concerning this proposed rule making. Written comments in response to this rule making must be received by the Commissioner no later than 4:30 p.m. on February 19, 2020. Comments should be directed to: Kathleen Uehling Division of Labor Services 150 Des Moines Street Des Moines, Iowa 50309 Email: kathleen.uehling@iwd.iowa.govPublic Hearing    If requested, a public hearing at which persons may present their views orally or in writing will be held as follows: February 19, 2020 9 a.m. 150 Des Moines Street Des Moines, Iowa     Persons who wish to make oral comments at the public hearing may be asked to state their names for the record and to confine their remarks to the subject of this proposed rule making.     Any persons who intend to attend the public hearing and have special requirements, such as those related to hearing or mobility impairments, should contact the Commissioner and advise of specific needs. Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making action is proposed:

    ITEM 1.    Amend rule 875—10.20(88) by inserting the following at the end thereof:84 Fed. Reg. 50755 (September 26, 2019)84 Fed. Reg. 68795 (December 17, 2019)
ARC 4883CProfessional Licensure Division[645]Notice of Intended Action

Proposing rule making related to child abuse and dependent adult abuse identification and reporting training and providing an opportunity for public comment

    The Board of Podiatry hereby proposes to amend Chapter 220, “Licensure of Podiatrists,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code sections 272C.2, 232.69(3)“e” and 235B.16(5)“f.”State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code sections 232.69 and 235B.16.Purpose and Summary    2019 Iowa Acts, House File 731, amended Iowa Code sections 232.69 and 235B.16, which govern mandatory training in child and dependent adult abuse identification and reporting for certain professionals.  This proposed rule making amends the Board’s requirements for mandatory training in child and dependent adult abuse identification and reporting to reflect the statutory changes and requires that podiatrists who must report child or dependent adult abuse comply with the requirements for training every three years, as provided in the amended Iowa Code sections 232.69 and 235B.16.Fiscal Impact    This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    A waiver provision is not included in this rule making because all administrative rules of the professional licensure boards in the Professional Licensure Division are subject to the waiver provisions accorded under 645—Chapter 18.Public Comment    Any interested person may submit written comments concerning this proposed rule making. Written comments in response to this rule making must be received by the Board no later than 4:30 p.m. on March 20, 2020. Comments should be directed to: Tony Alden Professional Licensure Division Iowa Department of Public Health Lucas State Office Building 321 East 12th Street Des Moines, Iowa 50319 Fax: 515.281.3121 Email: tony.alden@idph.iowa.govPublic Hearing    A public hearing at which persons may present their views orally or in writing will be held as follows: February 18, 2020 8 to 8:30 a.m. Fifth Floor Conference Room 526 Lucas State Office Building Des Moines, Iowa     Persons who wish to make oral comments at the public hearing may be asked to state their names for the record and to confine their remarks to the subject of this proposed rule making. In an effort to ensure accuracy in memorializing a person’s comments, a person may provide written comments in addition to or in lieu of oral comments at the hearing.     Any persons who intend to attend the public hearing and have special requirements, such as those related to hearing or mobility impairments, should contact the Board and advise of specific needs. Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making action is proposed:

    ITEM 1.    Amend subrule 220.9(4) as follows:    220.9(4)   Mandatory reporter training requirements.    a.    A licensee who, in the scope of professional practice or in the licensee’s employment responsibilities, examines, attends, counsels or treats children in Iowa shall indicate on the renewal application completion of two hours of training in child abuse identification and reportingas required by Iowa Code section 232.69(3)“b” in the previous fivethree years or condition(s) for waiver of this requirement as identified in paragraph “e.”220.9(4)“e.”    b.    A licensee who, in the course of employment, examines, attends, counsels or treats adults in Iowa shall indicate on the renewal application completion of two hours of training in dependent adult abuse identification and reportingas required by Iowa Code section 235B.16(5)“b” in the previous fivethree years or condition(s) for waiver of this requirement as identified in paragraph “e.”220.9(4)“e.”    c.    A licensee who, in the scope of professional practice or in the course of employment, examines, attends, counsels or treats both adults and children in Iowa shall indicate on the renewal application completion of training in abuse identification and reporting for dependent adults and children in the previous five years or condition(s) for waiver of this requirement as identified in paragraph “e.”Training may be completed through separate courses as identified in paragraphs “a” and “b” or in one combined two-hour course that includes curricula for identifying and reporting child abuse and dependent adult abuse. The coursecourse(s) shall be athe curriculum approvedprovided by the Iowa department of public health abuse education review panelhuman services.    d.    The licensee shall maintain written documentation for fivethree years after mandatory training as identified in paragraphs “a”220.9(4)“a” to “c,” including program date(s), content, duration, and proof of participation.    e.    The requirement for mandatory training for identifying and reporting child and dependent adult abuse shall be suspended if the board determines that suspension is in the public interest or that a person at the time of license renewal:    (1)   Is engaged in active duty in the military service of this state or the United States.    (2)   Holds a current waiver by the board based on evidence of significant hardship in complying with training requirements, including an exemption of continuing education requirements or extension of time in which to fulfill requirements due to a physical or mental disability or illness as identified in 645—Chapter 4rule 645—4.14(272C).    f.    The board may select licensees for audit of compliance with the requirements in paragraphs “a”220.9(4)“a” to “e.”
ARC 4884CTransportation Department[761]Notice of Intended Action

Proposing rule making related to driver improvement program and providing an opportunity for public comment

    The Department of Transportation hereby proposes to amend Chapter 615, “Sanctions,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is proposed under the authority provided in Iowa Code sections 307.12 and 321.210 and 2012 Iowa Acts, Senate File 2218, section 5.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code sections 321.210 and 321.372(3).Purpose and Summary    This proposed rule making amends Chapter 615 to allow a person convicted of a first offense for unlawfully passing a school bus under Iowa Code section 321.372(3) to be eligible for the driver improvement program, established in rule 761—615.43(321), in lieu of a driver’s license suspension. Currently, a person who is convicted of a first-time offense for unlawfully passing a school bus faces a 30-day driver’s license suspension.    Since the rule establishing license suspension was adopted, it has been reported to the Department that there is difficulty in charging and convicting a person of this offense because of the accompanying driver’s license suspension penalty and associated requirement that the person hold SR-22 insurance for two years following the suspension. The Department believes that allowing a person convicted of a first-time offense for unlawfully passing a school bus to attend the driver improvement program in lieu of a driver’s license suspension will address some of the difficulties with achieving convictions for this offense by offering a consequence that is more in line with other first-time traffic violation convictions. Also, allowing a person with a first-time offense to take a driver improvement course in lieu of license suspension promotes rehabilitating driver behavior, rather than simply punishing drivers or pushing drivers out of the driver system. A driver who attends a driver improvement course would still be subject to a probationary driving period and would be subject to a driver’s license sanction if the driver commits a violation during the probationary period. Furthermore, a driver who fails to attend or successfully complete the driver improvement course would be subject to a driver’s license suspension.    The driver improvement program is a course offered at community colleges throughout the state on a regular basis. The course is eight hours long with evening and weekend options available. The purpose of the course is to examine attitudes and behaviors in relation to driving, to focus on teaching drivers how behind-the-wheel attitudes affect driving behavior, and to give participants the opportunity to reflect on driving behavior and make a commitment to positively alter the participant’s daily driving experience.Fiscal Impact     In state fiscal year 2019, the Department issued 492 driver’s license suspensions for a first-time offense of unlawfully passing a school bus. Each time the Department suspends a person’s driver’s license for this type of conviction, the Department is required to assess a $200 civil penalty under Iowa Code section 321.218A. Furthermore, each time a person reinstates the person’s driver’s license after a suspension, the Department is required to assess a $20 reinstatement fee under Iowa Code section 321.191. Accordingly, if 492 persons a year attended the driver improvement course in lieu of having the person’s driver’s license suspended, that would result in $98,400 less going to the juvenile detention home fund annually ($200 × 492 = $98,400) and $9,840 less going to the statutory allocations fund annually ($20 × 492 = $9,840). Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the person’s circumstances meet the statutory criteria for a waiver may petition the Department for a waiver under 761—Chapter 11. Public Comment     Any interested person may submit written comments concerning this proposed rule making or may submit a written request to make an oral presentation at a public hearing. Written comments or requests to present oral comments in response to this rule making must be received by the Department no later than 4:30 p.m. on February 18, 2020. Comments should be directed to: Tracy George Department of Transportation DOT Rules Administrator, Strategic Communications and Policy Bureau 800 Lincoln Way Ames, Iowa 50010 Email: tracy.george@iowadot.usPublic Hearing     A public hearing to hear requested oral presentations will be held as follows: February 20, 2020 10 a.m. Department of Transportation Motor Vehicle Division 6310 SE Convenience Boulevard Ankeny, Iowa     Persons who wish to make oral comments at the public hearing may be asked to state their names for the record and to confine their remarks to the subject of this proposed rule making.    Any persons who intend to attend the public hearing and have special requirements, such as those related to hearing or mobility impairments, should contact Tracy George, the Department’s rules administrator, and advise of specific needs.     The public hearing will be canceled without further notice if no oral presentation is requested.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).    The following rule-making actions are proposed:

    ITEM 1.    Amend subparagraph 615.17(2)"d" as follows:    (1)   30 days for a first convictionunless otherwise provided in subparagraph 615.43(1)“a”(4).

    ITEM 2.    Adopt the following new subparagraph 615.43(1)"a":    (4)   A person who is convicted of a first offense violation of Iowa Code section 321.372(3) or a similar ordinance of any political subdivision.
ARC 4885CAgriculture and Land Stewardship Department[21]Adopted and Filed

Rule making related to exhibition of livestock

    The Agriculture and Land Stewardship Department hereby amends Chapter 64, “Infectious and Contagious Diseases,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code section 163.1.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code chapter 163.Purpose and Summary    The amendments clarify and describe rules for inspecting animals at exhibitions in order to control the spread of infectious or contagious disease affecting animals within the state.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on December 4, 2019, as ARC 4784C. A public hearing was held on December 30, 2019, at 11 a.m. in the second floor conference room of the Wallace State Office Building, Des Moines, Iowa.     The Department received one comment during the comment period from the Iowa Pork Producers Association (IPPA). IPPA supported the rule making with no requested changes.    No changes from the Notice have been made.Adoption of Rule Making    This rule making was adopted by the Department on January 8, 2020.Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any, pursuant to 21—Chapter 8.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Amend subrule 64.34(1) as follows:    64.34(1) General requirements.  All animals, poultry and birds intended for any exhibition will be considered under quarantine and not eligible for showing until the owner or agent presents an official Certificate of Veterinary Inspection. The certificateUnless otherwise indicated herein, the Certificate of Veterinary Inspection must be issued by an accredited veterinarian within 30 days (14 days for sheepand 7 days for swine) prior to the date of entry; and must indicate that the veterinarian has inspected the animals, poultry or birds and any nurse stock that accompany them, and that they are apparently free from symptoms of any infectious disease (including warts, ringworm, footrot, draining abscesses and pinkeye) or any communicable disease. Individual Certificates of Veterinary Inspection will not be required in certain classes, if the division superintendent for the exhibition has made prior arrangements with the official fair veterinarianand state veterinarian to have all animals and birds inspected on arrival.

    ITEM 2.    Amend subrule 64.34(2) as follows:    64.34(2) Breeding cattleCattle.      a.    Individual identification and certificate.All cattle intended for exhibition shall have individual official identification and be accompanied by a Certificate of Veterinary Inspection.    a.    b.    Tuberculosis.Cattle originating from a USDA accredited-free state or zone may be exhibited without other testing requirements when accompanied by a Certificate of Veterinary Inspection that lists individual official identification. Cattle from a herd or area under quarantine for tuberculosis may not be exhibited. Cattle from a state or zone which is not a USDA accredited-free state or zone must meet the following requirements:    (1)   Have had an individual animal test conducted within 60 days of the exhibition; or    (2)   Originate from a tuberculosis accredited-free herd, with the accredited herd number and date of last test listed on the Certificate of Veterinary Inspection; and    (3)   Have been issued a preentry permit from the state veterinarian’s office.    b.    c.    Brucellosis.    (1)   Native Iowa cattle originating from a herd not under quarantine may be exhibited when accompanied by a Certificate of Veterinary Inspection that lists individual official identification.    (2)   Cattle originating outside the state must meet one of the following requirements:
  1. Originate from brucellosis class “free” states, accompanied by a Certificate of Veterinary Inspection that lists individual official identification; or
  2. Be beef heifers under 24 months of age and dairy heifers under 20 months of age which are official brucellosis vaccinates, accompanied by a Certificate of Veterinary Inspection that lists the official calfhood vaccination tattoo and individual official identification; or
  3. Be animals of any age that originate from a herd not under quarantine, accompanied by a Certificate of Veterinary Inspection that lists a report of a negative brucellosis test conducted within 30 days prior to opening date of exhibition and individual official identification; or
  4. Originate from a certified brucellosis-free herd, accompanied by a Certificate of Veterinary Inspection that lists individual official identification, herd number, and date of last test; or
  5. Be calves under six months of age, accompanied by a Certificate of Veterinary Inspection that lists individual official identification.
    (3)   All brucellosis tests must have been confirmed by a state-federal laboratory. All nurse cows which accompany calves to be exhibited must meet the health requirements set forth in 64.34(2)“b.”64.34(2)“c.”    (4)   All cattle originating from states not classified as “free” for brucellosis must have been issued a preentry permit from the state veterinarian’s office.

    ITEM 3.    Amend subrule 64.34(4), introductory paragraph, as follows:    64.34(4) Swine.  All swine mustshall originate from a herd or area not under quarantine and must be individually identified on.All swine shall have official identification and be accompanied by a Certificate of Veterinary Inspection. Plastic tags issued by 4-H officials may be substituted for an official metal test tag, when an additional identification (ear notch) is also recorded on the test chart and Certificate of Veterinary Inspection.The Certificate of Veterinary Inspection shall indicate that a licensed and accredited veterinarian has inspected the swine and that the swine appear free from symptoms of any infectious or communicable disease. An initial inspection shall have occurred within seven days prior to the date of entry into the exhibition site. All swine shall be inspected again upon arrival at the exhibition site and before the swine are unloaded or leave a designated and isolated inspection area. Biosecurity and sanitary practices shall be implemented for all inspections. All identification is to be recorded on the pseudorabies test chart and the Certificate of Veterinary Inspection.    [Filed 1/8/20, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.
ARC 4886CEgg Council, Iowa[301]Adopted and Filed

Rule making related to nomination petitions and technical updates

    The Iowa Egg Council hereby amends Chapter 1, “Organization and Purpose,” Chapter 2, “Rules of Practice,” Chapter 3, “Election of Members,” Chapter 4, “Assessment on Eggs,” and Chapter 5, “Public Records and Fair Information Practices,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code section 184.10(3).State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code chapter 184.Purpose and Summary    The amendments reduce the number of producers required to sign a nomination petition for nominees to the Council’s board from 20 to 3. The Council’s address is updated, and a number of technical changes are made.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on December 4, 2019, as ARC 4783C. No public comments were received. No changes from the Notice have been made.Adoption of Rule Making    This rule making was adopted by the Council on January 8, 2020.Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    The administrative rules for the Council do not contain a waiver provision.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Strike “196A” wherever it appears in the parenthetical implementation statutes of rules 301—1.1(196A) to 301—1.5(196A) and insert “184” in lieu thereof.

    ITEM 2.    Amend rule 301—1.1(196A), introductory paragraph, as follows:

301—1.1(196A) Iowa egg council composition.  The Iowa egg council consists of seven members. Each council member must be a natural person who is a producer or an officer, equity owner, or employee of a producer. Two persons shall represent large producers, two persons shall represent medium producers, and three persons shall represent small producers. These members are elected according to 301—Chapter 3. The council is responsible for promoting market development for eggs, advancing public relations for the egg industry, and administering the assessment on eggs produced in Iowa imposed in Iowa Code chapter 196A184.

    ITEM 3.    Amend rule 301—1.5(196A), implementation sentence, as follows:       This rule is intended to implement Iowa Code section 17A.3 and 1995 Iowa Acts, House File 179chapter 184.

    ITEM 4.    Strike “196A” wherever it appears in the parenthetical implementation statutes of 301—Chapter 2 and insert “184” in lieu thereof.

    ITEM 5.    Amend rules 301—2.1(196A) and 301—2.2(196A) as follows:

301—2.1(196A) Definitions.  All words and terms defined in Iowa Code section 196A.1184.1 employed in these rules are given the definitions found in that chapter. The following words and terms used in these rules shall have the meaning hereafter ascribed to them:        "Eligible voter" means every producer who owns, or contracts for the care of, 30,000 or more layer-type chickens raised in this state.       This rule is intended to implement Iowa Code section 196A.12184.10.

301—2.2(196A) Public information.  The public is invited to obtain information or make informal requests of the council by addressing these matters, either orally or in writing, to the executive director of the Iowa Egg Council, 535 East Lincoln Way, Ames, Iowa 500108515 Douglas Avenue, Suite 9, Urbandale, Iowa 50322.       This rule is intended to implement Iowa Code section 17A.3.

    ITEM 6.    Amend subrule 2.4(2) as follows:    2.4(2)   The petition shall be filed at the office of the council at 535 East Lincoln Way, Ames, Iowa 500108515 Douglas Avenue, Suite 9, Urbandale, Iowa 50322.

    ITEM 7.    Amend rule 301—2.5(196A), introductory paragraph, as follows:

301—2.5(196A) Petition for adoption of rules.  An interested person may file with the council a written request that the council adopt, amend, or repeal a rule. The petition shall be addressed to the Iowa Egg Council, 535 East Lincoln Way, Ames, Iowa 500108515 Douglas Avenue, Suite 9, Urbandale, Iowa 50322, and shall include:

    ITEM 8.    Strike “196A” wherever it appears in the parenthetical implementation statutes of 301—Chapter 3 and insert “184” in lieu thereof.

    ITEM 9.    Amend subrule 3.1(6) as follows:    3.1(6)   All eligible nominees nominated by valid petition signed by 20three producers shall be included on the ballot and shall be eligible for election to the council.

    ITEM 10.    Amend rule 301—3.1(196A), implementation sentence, as follows:       This rule is intended to implement 1995 Iowa Acts, House File 179, section 9Iowa Code section 184.8.

    ITEM 11.    Amend subrule 3.2(2) as follows:    3.2(2)   In addition to the mailed notice provided for above, the council shall cause to be published in a newspaper of general circulation in the state of Iowa,on the Iowa egg council website and in the producer newsletter a notice of election and form of ballot as the same appear in Exhibit 5, set out at the end of these rules and made a part hereof by reference. This published notice shall appear not less than 10 nor more than 20 days prior to the date of election, not counting the election day itself.

    ITEM 12.    Amend rule 301—3.2(196A), implementation sentence, as follows:       This rule is intended to implement Iowa Code section 196A.12 and 1995 Iowa Acts, House File 179, section 9184.8.

    ITEM 13.    Strike “196A” wherever it appears in the parenthetical implementation statutes of 301—Chapter 4 and insert “184” in lieu thereof.

    ITEM 14.    Amend rule 301—4.1(196A) as follows:

301—4.1(196A) Rate of assessment.  The assessment on egg sales authorized by Iowa Code section 196A.15 as amended by 1995 Iowa Acts, House File 179,184.3 and established by referendum as specified in Iowa Code section 196A.4184.2 is set by the council at not more than five cents for each 30 dozen eggs (one case) sold by a producer.       This rule is intended to implement Iowa Code section 196A.15 as amended by 1995 Iowa Acts, House File 179184.3.

    ITEM 15.    Amend subrule 4.2(3) as follows:    4.2(3)   Except as provided above, egg processors who have purchased eggs from producers during any calendar quarter must remit to the Iowa egg council all assessments collected during that quarter not later than 30 days after each calendar quarter. All other persons who collect the assessment but who are not referred to in Iowa Code section 196A.15 as amended by 1995 Iowa Acts, House File 179,184.3 must also forward to the council the amount assessed, not later than 30 days after each calendar quarter.

    ITEM 16.    Amend subrule 4.2(6), introductory paragraph, as follows:    4.2(6)   An assessment is considered “remitted” within the meaning of Iowa Code section 196A.17184.13:

    ITEM 17.    Amend rule 301—4.2(196A), implementation sentence, as follows:       This rule is intended to implement Iowa Code section 196A.15 as amended by 1995 Iowa Acts, House File 179, and section 196A.17184.3.

    ITEM 18.    Amend rule 301—4.3(196A), implementation sentence, as follows:       This rule is intended to implement Iowa Code section 196A.15 as amended by 1995 Iowa Acts, House File 179184.3.

    ITEM 19.    Amend 301—Chapter 4, Exhibit 1, as follows:EXHIBIT 1. NOTICE OF ELECTION OF IOWA EGG COUNCILTO: All Iowa Egg ProducersThis is to notify all Iowa egg producers eligible to vote for representatives to the Iowa Egg Council, pursuant to Iowa Code chapter 196A184, that the election for members of the Council will be held on the ____ day of ____________, _____. The following vacancies will be filled in this election: one Egg Producer Representative for large producers, one Egg Producer Representative for medium producers, one Egg Producer Representative for small producers.The following nominations have been made by the Iowa Egg Council Nominating Committee. Egg Producer Representative for large egg producers: Egg Producer Jones and Egg Producer Smith. Egg Producer Representative for medium egg producers: Egg Producer Smith and Egg Producer Jones. Egg Producer Representative for small egg producers: Egg Producer Jones and Egg Producer Smith.The Iowa Egg Council will mailsend ballots to each eligible voter appearing on the council records by the ____ day of ____________, _____. Additional ballots can be furnished upon request from the Iowa Egg Council, P.O. Box 408, Ames, Iowa 50010-0408.In order to be counted, ballots must be mailed toreceived by the Iowa Egg Council at P.O. Box 408, Ames, Iowa 50010-0408, with a postmark no later than the ____ day of ____________, _____. Ballots may be delivered to 535 East Lincoln Way, Ames, Iowa 50010-0408, no later than 5 p.m. on the ____ day of ____________, _____._______________________________________Executive DirectorIowa Egg Council535 East Lincoln WayAmes, Iowa 50010

    ITEM 20.    Amend 301—Chapter 4, Exhibit 2, as follows:EXHIBIT 2. NOMINATING PETITION________________________________Date SubmittedName and Address of NomineeNumber of layer-type chickens raised in IowaThe undersigned, being egg producers in the state of Iowa, hereby nominate the above named person to be an Iowa Egg Council Egg Producer Candidate representing medium egg production. We certify that the nominee is willing to serve if elected.NameAddress1.2.3.4.5.6.7.8.9.10.11.12.13.14.15.16.17.18.19.20.INSTRUCTIONS FOR PETITIONERSAll blank items must be legibly completed.Show nominee’s name as it is to be shown on the ballot.The nominee must be:Eligible to vote in the election.A producer with layer-type chickens raised in Iowa within the classification (small, medium, or large) which represents the vacancy on the council.Eligible to hold an office.Willing to serve if elected.The petition must be:Signed by at least 20three eligible Iowa Egg Council voters.Delivered to the Iowa Egg Council office not later than .

    ITEM 21.    Amend 301—Chapter 4, Exhibit 3, as follows:EXHIBIT 3. ELECTION NOTIFICATION LETTERIowa Egg Council535 East Lincoln Way8515 Douglas Avenue, Suite 9Ames, Iowa 50010-0408Urbandale, Iowa 50322Date Iowa Egg Producer:The Iowa Egg Council election will be held on the ____ day of ____________, _____. That is the final date for mailing voted ballots to the Iowa Egg Council.Your official ballot is on the back of this letter. Please use itthe ballot to vote for your choice of representative(s) to the Iowa Egg Council. The ballot lists the names of the candidates.If you know of any eligible voters who did not receive ballots, please let them know that they can request ballots from the Iowa Egg Council office.If you have any questions on eligibility to vote or to hold office, please contact the Iowa Egg Council office to obtain an answer.ToEfforts will be made to ensure the secrecy of your vote, the blank envelope containing your ballot will be thoroughly shuffled among the other ballot envelopes before opening. The number of votes received by any candidate is available to you on request after the vote counting is completed.The candidate receiving the highest number of votes will be elected to the Council vacancy.REMEMBER ________________________________________________, __________________ IS THE FINAL DATE TO MAIL OR DELIVERCAST YOUR VOTED BALLOTVOTE.Iowa Egg Council elections are open to all eligible voters without regard to race, color, religion, sex, or national origin.____________________________________Executive DirectorIowa Egg Council

    ITEM 22.    Amend 301—Chapter 4, Exhibit 4, as follows:EXHIBIT 4. IOWA EGG COUNCIL ELECTION OFFICIAL BALLOTINSTRUCTIONS FOR VOTING:
  1. If you are a producer who owns, or contracts for the care of, thirty thousand or more layer-type chickens raised in Iowa, you are eligible to vote for members of the Iowa Egg Council.
  2. Vote for one candidate for each vacancy. If you vote for more than one for each vacancy, your vote will not be counted.
  3. Mark an “X” in the box by the name of the candidate you are voting for.
  4. Seal the marked ballot in the ballot envelope. DO NOT ENCLOSE ANY OTHER MATERIAL IN THE BALLOT ENVELOPE.Follow the instructions provided.
  5. Seal ballot envelope in business reply envelope addressed to the Iowa Egg Council.
  6. Sign and date the certification on the back of the business reply envelope. The ballot will not be counted unless the certification is properly signed.
  7. Mail the ballot envelope containing your marked ballot sealed in the business reply envelope.
  8. THE BUSINESS REPLY ENVELOPE CONTAINING THE BALLOT ENVELOPE MUST BE POSTMARKED OR RETURNED TO THE IOWA EGG COUNCIL OFFICE BY ___________, _____________ IN ORDER TO COUNT.
Date _______________NAMES OF CANDIDATESEgg Producer Representative for large egg production. (Vote for one candidate.)( ) Egg Producer Jones, Anywhere, Iowa.( ) Egg Producer Smith, Anywhere, Iowa.Egg Producer Representative for medium egg production. (Vote for one candidate.)( ) Egg Producer Smith, Anywhere, Iowa.( ) Egg Producer Jones, Anywhere, Iowa.Egg Producer Representative for small egg production. (Vote for one candidate.)( ) Egg Producer Jones, Anywhere, Iowa.( ) Egg Producer Smith, Anywhere, Iowa.

    ITEM 23.    Rescind 301—Chapter 4, Exhibit 5.

    ITEM 24.    Amend 301—Chapter 4, Exhibit 6, as follows:EXHIBIT #65. ASSESSMENT RECORD AND REMITTANCE REPORTPage ____ of ____ Pages MAILOR SEND TO: Iowa Egg Council535 East Lincoln Way8515 Douglas Avenue, Suite 9Ames, Iowa 50010-0408Urbandale, Iowa 50322    Date of this report (Handler or processor name)    Report for period (Route or Street & No.) Beginning Ending    Employer identification (City) (State) (ZIP Code)    or social security number Date of Purchase    Owner (and flock number if applicable) No. of 30 doz. casesof eggs packed,handled, processedor purchased     Total Deduction 2½¢ per 30 dozen cases Name Route City State ZIPTotal from Previous Page When using more than one page, carry totals to top line of succeeding page. TOTALS 30 Dozen cases $ IEC Revised 6/76 White copy to Iowa Egg Council, Pink copy to Processor

    ITEM 25.    Amend 301—Chapter 5, introductory paragraph, as follows:The Iowa egg council hereby adopts, with the following exceptions and amendments, rules of the Governor’s Task Force on Uniform Rules of Agency Procedure relating to public records and fair information practices which are printed in the first volume of the Iowa Administrative Codepublished at www.legis.iowa.gov/docs/publications/ACOD/767403.pdf on the General Assembly’s website.

    ITEM 26.    Amend subrule 5.3(1) as follows:    5.3(1) Location of record.  In lieu of the words “(insert agency head)”, insert “executive director”. In lieu of the words “(insert agency name and address)”, insert “Iowa Egg Council, 535 East Lincoln Way, Ames, Iowa 500108515 Douglas Avenue, Suite 9, Urbandale, Iowa 50322”.

    ITEM 27.    Amend rule 301—5.10(17A,22) as follows:

301—5.10(17A,22) Personally identifiable information.  Agency records include the following personally identifiable information: excise tax remittance in identifying individual producers and the amounts remitted, refund requests from producers, and personal information in confidential personnel records. This information is collected pursuant to the authority of Iowa Code chapter 196A184 and is stored in the office files of the council office. Personally identifiable information contained in these records shall be confidential.
    [Filed 1/8/20, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.
ARC 4887CHomeland Security and Emergency Management Department[605]Adopted and Filed

Rule making related to joint 911 service boards

    The Homeland Security and Emergency Management Department hereby amends Chapter 10, “911 Telephone Systems,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code section 34A.22.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 34A.3 as amended by 2019 Iowa Acts, House File 516.Purpose and Summary    The amendments add the sheriff of each county and the chief of police of each city operating a public safety answering point (PSAP) in that county as voting members of that county’s joint 911 service board.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on November 20, 2019, as ARC 4769C. No public comments were received. No changes from the Notice have been made.Adoption of Rule Making    This rule making was adopted by the Department on December 31, 2019.Fiscal Impact    This rule making has no fiscal impact to the State of Iowa, since the rule making deals only with membership of joint 911 service boards. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Department for a waiver of the discretionary provisions, if any.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Amend paragraph 10.3(1)"a" as follows:    a.    Each political subdivision of the state, having a public safety agency serving territory within the county 911 service area, and each local emergency management agency as defined in Iowa Code section 29C.2 operating within the 911 service area is entitled to one voting membership.The sheriff of each county, or the sheriff’s designee, is entitled to voting membership on the county’s joint 911 service board. The chief of police of each city operating a public safety answering point, or the chief of police’s designee, is entitled to voting membership on the joint 911 service board of the county where the city is located. For the purposes of this paragraph, a township that operates a volunteer fire department providing fire protection services to the township, or a city that provides fire protection services through the operation of a volunteer fire department not financed through the operation of city government, shall be considered a political subdivision of the state having a public safety agency serving territory within the county.

    ITEM 2.    Amend 605—Chapter 10, implementation sentence, as follows:       These rules are intended to implement Iowa Code chapter 34A as amended by 2017 Iowa Acts, Senate File 500.    [Filed 12/31/19, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.
ARC 4891CLibraries and Information Services Division[286]Adopted and Filed

Rule making related to circulation policies

    The Commission of Libraries hereby amends Chapter 1, “Organization and Operation,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code section 256.52(4).State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 256.59.Purpose and Summary    These amendments add a circulation policy regarding library cards, loan periods, fines, fees, and the suspension of library privileges to the rule describing access to the State Library’s collections.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on July 17, 2019, as ARC 4554C. No public comments were received. No changes from the Notice have been made.Adoption of Rule Making    This rule making was adopted by the Commission on December 31, 2019.Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Commission for a waiver of the discretionary provisions, if any, pursuant to 286—Chapter 10.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Adopt the following new subrule 1.5(3):    1.5(3) Definitions.          "Holds" are patron requests to reserve items checked out to other patrons. Materials may be placed on hold through the library’s online catalog using a library card. When an item on hold becomes available, the patron placing the hold will be contacted and given five days to pick up the item.        "Individual library card" means a card distributed by the state library that allows a patron to access the library’s collections, reference assistance, and online resources.        "Proof of identity and state residence" means a government-issued form of identification with a photo and indication of Iowa residency, including but not limited to a driver’s license, a passport, a nonoperator’s identification card, or a military identification card; or, for minors, a school identification card.        "Resident" means a person who lives in Iowa or pays property taxes in Iowa.        "State employee library card" means a card distributed by the state library that allows a state employee to access the library’s collections, reference assistance, online resources, and interlibrary loan services.

    ITEM 2.    Adopt the following new subrule 1.5(4):    1.5(4) Library cards.  A resident of Iowa may obtain an individual library card by providing proof of identity and state residence in person, by mail, or online. A state employee may obtain a state employee library card by providing proof of identity, state residence, and state employment in person, by mail, or online. Cards expire regularly but can be reactivated. Library privileges will be suspended or canceled when a patron’s library card has expired.

    ITEM 3.    Adopt the following new subrule 1.5(5):    1.5(5) Circulation of library materials.  Circulating materials are checked out for three weeks, and each item may be renewed once if there are no holds on the item. Patrons may renew materials through the library’s online catalog.

    ITEM 4.    Adopt the following new subrule 1.5(6):    1.5(6) Fines and fees.  Fines are not assessed for overdue materials. Lost, unreturned or damaged materials may incur replacement costs up to $100. Replacement copies will not be accepted. Library privileges will be suspended or canceled when a patron has outstanding debt to the library.

    ITEM 5.    Adopt the following new subrule 1.5(7):    1.5(7) Library records confidential.  Library records are confidential pursuant to Iowa Code section 22.7. The state librarian is the custodian of the library’s records.    [Filed 12/31/19, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.
ARC 4892CLibraries and Information Services Division[286]Adopted and Filed

Rule making related to publications depository program

    The Commission of Libraries hereby amends Chapter 3, “Statewide Programs and Agreements,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code section 256.52(4).State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code sections 256.51(1)“d” and 256.53.Purpose and Summary    Rule 286—3.9(256) describes the State Library’s publications depository program. These amendments remove the requirement for an advisory council, lower the number of copies of state agency publications to be deposited with the State Library, and increase the minimum retention period for depository collections.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on July 17, 2019, as ARC 4553C. No public comments were received. No changes from the Notice have been made.Adoption of Rule Making    This rule making was adopted by the Commission on December 31, 2019.Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    Any person who believes that the application of the discretionary provisions of this rule making would result in hardship or injustice to that person may petition the Commission for a waiver of the discretionary provisions, if any, pursuant to 286—Chapter 10.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Amend subrule 3.9(2) as follows:    3.9(2) Administration of the depository program.      a.    The state documents depository program shall be administered by the depository librarian under the direction of the state librarian.    b.    A nine-member advisory council shall be organized to advise the state library regarding this program. The advisory council may be composed of members of state agencies, representatives of depository and nondepository libraries, and the general public. The council shall be appointed by the state librarian with the recommendation of the depository librarian.    c.    b.    The state library/depository library center shall serve as the last copy depository for predepository state information products and for those products never deposited with the center since its 1979 inception.

    ITEM 2.    Amend paragraph 3.9(3)"a" as follows:    a.    Upon issuance of a state publication a state agency shall deposit with the depository library center, at no cost to the center, 75ten copies of the publication, or a lesser amount if specified by the center.

    ITEM 3.    Amend paragraph 3.9(5)"b" as follows:    b.    All publications received under this program by the full depository and core depository libraries shall be retained for a minimum period of threesix years unless a lesser retention period is designated for an item or items by the depository library center.    [Filed 12/31/19, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.
ARC 4893CUtilities Division[199]Adopted and Filed

Rule making related to practice and procedure before the board

    The Utilities Board (Board) hereby amends Chapter 7, “Practice and Procedure,” Iowa Administrative Code.Legal Authority for Rule Making    This rule making is adopted under the authority provided in Iowa Code sections 474.5 and 476.2.State or Federal Law Implemented    This rule making implements, in whole or in part, Iowa Code section 476.2.Purpose and Summary    These amendments update the Board rules that establish filing requirements and procedures for filings made with the Board.Public Comment and Changes to Rule Making    Notice of Intended Action for this rule making was published in the Iowa Administrative Bulletin on July 17, 2019, as ARC 4537C. A public hearing was held on August 20, 2019, at 2 p.m. in the Board Hearing Room, 1375 East Court Avenue, Des Moines, Iowa.    Comments were made at the oral presentation by the Office of Consumer Advocate, the Iowa Communications Alliance, the Farm Bureau, and rate-regulated utilities. The comments addressed the proposed amendments related to the scope of the procedures, the time for filing a response to a pleading initiating a proceeding, filing of electronic and paper pleadings, and filing requirements for prepared testimony, exhibits and workpapers.    The written comments were the same comments that were made at the oral presentation, described above.    The Board issued an order adopting amendments on December 27, 2019. The order is available on the Board’s electronic filing system, efs.iowa.gov, under Docket No. RMU-2016-0022.    The Board made several changes from the Notice based upon comments. The Board retained current language, which was proposed to be stricken, that included a contested case proceeding in the scope of the rules. The Board also retained the time for responding to an initial pleading as 20 days rather than the 14 days proposed in the Notice. The Board cited the electronic filing rules in 199—Chapter 14 for when a pleading is considered filed with the Board, rather than considering a pleading to be filed upon acceptance by the Board. Adoption of Rule Making    This rule making was adopted by the Board on December 27, 2019.Fiscal Impact     This rule making has no fiscal impact to the State of Iowa. Jobs Impact    After analysis and review of this rule making, no impact on jobs has been found.Waivers    No waiver provision is included in the amendments because the Board has a general waiver provision in rule 199—1.3(17A,474,476) that provides procedures for requesting a waiver of the rules in this chapter.Review by Administrative Rules Review Committee    The Administrative Rules Review Committee, a bipartisan legislative committee which oversees rule making by executive branch agencies, may, on its own motion or on written request by any individual or group, review this rule making at its regular monthly meeting or at a special meeting. The Committee’s meetings are open to the public, and interested persons may be heard as provided in Iowa Code section 17A.8(6).Effective Date    This rule making will become effective on March 4, 2020.    The following rule-making actions are adopted:

    ITEM 1.    Amend rule 199—7.1(17A,474,476) as follows:

199—7.1(17A,474,476) Scope and applicability.      7.1(1)   This chapter applies to contested case proceedings, investigations, and other hearingsproceedings conducted by the board or a presiding officer, unless suchthe proceedings, investigations, and hearings are excepted below, otherwise ordered in any proceeding if reasonably necessary to fulfill the objectives of the proceeding, or are subject to special rules or procedures that may be adopted in specific circumstanceshave specific procedures established in board rules. If there are no other applicable procedural rules, this chapter applies to other types of agency action, unless the board or presiding officer orders otherwise. The rules in this chapter regarding the content and format of pleadings, testimony, workpapers, and other supporting documents apply to both paper filings and electronic filings made pursuant to 199—Chapter 14. The rules in this chapter regarding filing, service, and number of copies required apply to paper filings. Where electronic filing is required,Electronically filed documents shall be filed and served according to 199—Chapter 14.The board has established additional procedural requirements in other chapters as described in subrules 7.1(2) through 7.1(5).    7.1(2)   Additional rules applicable only to rate cases, tariff filings, and rate regulation election by rural electric cooperatives are contained in 199—Chapter 26.    7.1(3)   With the exception of rules 199—7.22(17A,476) (ex parte communications), 199—7.26(17A,476) (appeals from a proposed decision of a presiding officer), and 199—7.27(17A,476) (rehearing and reconsideration), none of these procedures shall apply to electric transmission line hearings under Iowa Code chapter 478 and 199—Chapter 11 or to pipeline or underground gas storage hearings under Iowa Code chapter 479 or 479B and 199—Chapters 10 and 13. Procedural rules applicable to these proceedings are found in the respective chapters.    7.(4) 7.1(3)   Notice of inquiry docketsand investigations. The board may issue a notice of inquiryor open an investigation and establish a docket through which the inquiryor investigation can be processed. The procedural rules in this chapter shall not apply to these dockets, unless otherwise ordered by the board or presiding officer. Instead, the procedures for a notice of inquiry docket shall be specified in the initiating order and shall be subject to change by subsequent order or ruling by the board or the assigned inquiry docket manager. The procedures may include some or all of these procedural rules.    7.(5) 7.1(4)   Reorganizations. Procedural rules applicable to reorganizations are included in 199—32.9(476). In the event the requirements in 199—32.9(476) conflict with the requirements in this chapter, the 199—32.9(476) requirements are controlling.    7.(6) 7.1(5)   Discontinuance of service incident to utility property transfer.This subrule does not apply to telecommunications service providers registered with the board pursuant to Iowa Code section 476.95A.    a.    Scope.This rule applies to discontinuance of utility service pursuant to Iowa Code section 476.20(1), which includes the termination or transfer of the right and duty to provide utility service to a community or part of a community incident to the transfer, by sale or otherwise, except a stock transfer incident to corporate reorganization. This rule does not limit rights or obligations created by other applicable statutes or rulesincluding, but not limited to, the rights and obligations created by Iowa Code sections 476.22 to 476.26. Additional rules applicable to discontinuance of service by local exchange utilities and interexchange utilities are contained at rule 199—22.16(476). Discontinuance of service to individual customers is addressed in rules 199—19.4(476), 199—20.4(476), 199—21.4(476), and 199—22.4(476). Procedures in the event of a sale or transfer of a customer base by a telecommunications carrier are contained in 199—paragraph 22.23(2)“e.”    b.    Application.A public utility shall obtain board approval prior to discontinuance of utility service. The public utility shall file an application for permission to discontinue service that includes a summary of the relevant facts and the grounds upon which the application should be granted. When the discontinuance of service is incident to the transfer of utility property, the transferor utility and the transferee shall file a joint application.    c.    Approval.Within 30 days after an application is filed, the board shall approve the application or docket the application for further investigation. Failure to act on the application within 30 days will be deemed approval of the application.    d.    Contested cases.Contested cases under paragraph “c” shall be completed within four months after date of docketing.    e.    Criteria.The application will be granted if the board finds the utility service is no longer necessary, or if the board finds the transferee is ready, willing, and able to provide comparable utility service.    7.(7) 7.1(6)   The purpose of these rules is to facilitate the transaction of business before the board and to promote the just resolution of controversies. Consistent with this purpose, the application of any of these rules, unless otherwise required by law, may be waived by the board or presiding officer pursuant to 199—1.3(17A,474,476).    7.(8) 7.1(7)   Procedural orders.    a.    Authority to issue procedural orders inall proceedings, including contested case proceedings, investigations, hearings, and all other dockets and matters before the board when a majority of the board is not available due to emergency, or for the efficient and reasonable conduct of proceedings, is granted to a single board member. If no member of the board is available to issue a procedural order due to emergency, or for the efficient and reasonable conduct of proceedings, the procedural order may be issued by an administrative law judge employeda presiding officer designated by the board. If an administrative law judgea presiding officer is not available to issue a procedural order due to an emergency, or for the efficient and reasonable conduct of proceedings, a procedural order may be issued by the executive secretary or general counsel of the board.    b.    Procedural orders under this subrule shall be issued only upon the showing of good cause and when the prejudice to a nonmoving party is not great. The procedural order under this subrule shall state that it is issued pursuant to the delegation authority established in 199 IAC 7.1(8)subrule 7.1(7) and that the procedural order so issued is subject to review by the board upon its own motion or upon motion by any party or other interested person.

    ITEM 2.    Amend rule 199—7.2(17A,476) as follows:

199—7.2(17A,476) Definitions.  Except where otherwise specifically defined by law:        "Board" means the Iowa utilities board or a majority thereof.        "Complainants" are persons who complain to the board of any act or thing done or omitted to be done in violation, or claimed to be in violation, of any provision of Iowa Code chapters 476 through 479B, or of any order or rule of the board.        "Consumer advocate" means the consumer advocateoffice of consumer advocate, a division of the Iowa department of justice, referred to in Iowa Code chapter 475A.        "Contested case" means a proceeding defined by Iowa Code section 17A.2(5) and includes any matter defined as a “no factual dispute” contested case under Iowa Code section 17A.10A.        "Data request" means a discovery procedure in which the requesting party asks another person for specified information or requests the production of documents.        "Expedited proceeding" means a proceeding before the board in which a statutory or other provision of law requires the board to render a decision in the proceeding in six months or less.        "Filed" means received at the office of the board in a manner and form in compliance with the board’s filing requirementsaccepted for filing by the board as defined in rule 199—14.3(17A,476).        "Intervenor" means any person who, upon written petition, is permitted to interveneas a party in a specific proceeding before the board.        "Issuance" means the date written on the order unless another date is specified in the orderon which an order is uploaded into the board’s electronic filing system.        "Parties" include, but are not limited to, complainants, petitioners, applicants, respondents, and intervenors.        "Party" means each person named or admitted as a partyin a proceeding before the board.        "Person" means as defined in Iowa Code section 4.1(20) and includes individuals and all forms of legal entities.        "Petitioner" "applicant" means any party who, by written petition, application, or other filing, applies for or seeks relief from the board.        "Presiding officer" means one board member, the administrative law judge, or another person so designated by the board for the purposes ofwith the authority to preside over a particular proceeding.        "Proposed decision" means the presiding officer’s recommended findings of fact, conclusions of law, decision, and order in a contested caseproceeding that has been assigned by the board to the presiding officer.        "Respondent" means any person against whom a complaint or petition is filed, or who by reason of interest or possible interest in the subject matter of a petition or application or the relief sought therein is made a respondent, or to whom an order is directed by the board initiating a proceeding.        "Service" means service by first-class mail pursuant to subrule 7.4(6), unless otherwise specifiedas prescribed in 199—Chapter 14.

    ITEM 3.    Amend rule 199—7.3(17A,476) as follows:

199—7.3(17A,476) Presiding officers.  Presiding officers may be designated by the board to preside over contested casesor other proceedings and conduct hearings and shall have the following authority, unless otherwise ordered by the board:
  1. To regulate the course of hearings;
  2. To administer oaths and affirmations;
  3. To rule upon the admissibility of evidence and offers of proof;
  4. To take or cause depositions to be taken;
  5. To dispose of procedural matters, discovery disputes, motions to dismiss, and other motions which may involve final determination of proceedings, subject to review by the board on its own motion or upon application by any party;
  6. To certify any question to the board, in the discretion of the presiding officer or upon direction of the board;
  7. To permit and schedule the filing of written briefs;
  8. To hold appropriate conferences before, during, or after hearings;
  9. To render a proposed decision and order in a contested case proceeding, investigation, or other hearingproceeding, subject to review by the board on its own motion or upon applicationappeal by any party; and
  10. To take any other action necessary or appropriate to the discharge of duties vested in the presiding officer, consistent with law and with the rules and orders of the board.

    ITEM 4.    Amend rule 199—7.4(17A,474,476) as follows:

199—7.4(17A,474,476) General information.      7.4(1) Orders.  All orders willshall be issued and placed in the board’s records and information centeruploaded into the board’s electronic filing system. Orders shall be deemed effective upon issuanceacceptance into the electronic filing system, unless otherwise provided in the order. Parties and members of the public may view orders in the board’s records and information center and may also view orders and a daily summary of filings on the board’s Web site at http://iub.iowa.govOrders and other filings in dockets may be viewed in the specific docket accessed through the board’s electronic filing system.    7.4(2) Communications.      a.    Electronic communications. Pleadings and other documents required to be electronically filed with the board shall be filed within the time limit, if any, for such filing, in accordance with the board’s electronic filing rules at 199—Chapter 14. Unless otherwise specifically provided, all electronic communications and documents are officially filed when they are accepted for filing as defined in 199―14.3(17A,476). Persons electronically filing a document with the board must comply with the service requirements in 199—14.16(17A,476).    b.    Paper communicationsfilings. All paper communications to the board or presiding officer shall be addressed to the Executive Secretary, Iowa Utilities Board, 1375 E. Court Avenue, Room 69, Des Moines, Iowa 50319-0069, unless otherwise specifically directed by the board or presiding officer. Pleadings and other documents required to be filed on paper with the board shall be filed within the time limit, if any, for such filing. Unless otherwise specifically provided, all communications and documents are officially filed upon receipt by the executive secretary in a form that complies with the board’s filing requirements. Documents filed with the board shall comply with the requirements in 199—subrule 2.1(3). Persons filing a document with the board must comply with the service requirements in subrule 7.4(6) at the time the document is filed with the boardPaper filings may only be made with board approval, except for filings made pursuant to the exceptions in rule 199—14.4(17A,476).    c.    The board may order that filings be submitted electronically in proceedings in which the electronic filing requirement in 199—14.2(17A,476) does not apply. Such filings shall be made pursuant to instructions in 199—Chapter 14 and the board’s published standards for electronic information or as delineated in the board order or other official statement requiring those filings.    7.4(3) Reference to docket number.  All filings made in any proceeding after the proceeding has been docketed by the board shall include on the first page a reference to the applicable docket number(s).    7.4(4) Number of copies for paper filings.      a.    An original and ten copies are required for most initial filings in a docket made with the board. There are some exceptions, which are listed below. The board or presiding officer may request additional copies.A = Annual Report (rate-regulated 2 copies, non-rate-regulated 1 copy)C = Complaints filed pursuant to 199—6.2(476) (original)CCF = Customer Contribution Fund (original + 1 copy)E = Electric Franchise or Certificate (original + 3 copies)EAC = Energy Adjustment Clause (original + 3 copies)EDR = Electric Delivery Reliability (original + 3 copies)ES = Extended Area Services (original + 2 copies)GCU = Generating Certificate Utility (original + 20 copies)H = Accident (original + 1 copy)HLP = Hazardous Liquid Pipeline (original + 2 copies)NIA = Negotiated Interconnection Agreement (original + 3 copies)P = Pipeline Permit (original + 2 copies)PGA = Purchased Gas Adjustment (original + 3 copies)R = Reports-Outages (original + 1 copy)RFU = Refund Filing Utility (original + 4 copies)RN = Rate Notification (original + 3 copies)TF = Tariff Filing (original + 4 copies)    b.    Unless otherwise ordered or specified in this rule, parties must either file an original and ten copies or make an electronic filing pursuant to 199—Chapter 14 of all filings including, but not limited to, pleadings and answers (rule 199—7.9(17A,476)), prefiled testimony and exhibits (rule 199—7.10(17A,476)), motions (rule 199—7.12(17A,476)), petitions to intervene and responses (rule 199—7.13(17A,476)), proposals for settlement and responses (rule 199—7.18(17A,476)), stipulations (rule 199—7.19(17A,476)), withdrawals (rule 199—7.21(17A,476)), briefs (subrule 7.23(8)), motions to vacate (subrule 7.23(11)), motions to reopen (rule 199—7.24(17A,476)), interlocutory appeals (rule 199—7.25(17A,476)), appeals from proposed decisions of the presiding officers and responses (rule 199—7.26(17A,476)), applications for rehearing and responses (rule 199—7.27(17A,476)), and requests for stay and responses (rule 199—7.28(17A,476)).    c.    When separate dockets are consolidated into a single case, parties shall file one extra copy for each consolidated docket, in addition to the original and the normally required number of copies. For example, if three separate dockets are consolidated into a single case, parties must file an original plus two copies plus the normally required number of copies of each document.    d.    a.    Rule 199—7.23(17A,476) contains requirements regarding the required number of copies for evidence introduced at hearing and for briefs. Subrule 7.10(5) contains requirements regarding the required number of copies for workpapers and supporting documents.    e.    b.    199—Chapter 26 contains additional requirements regarding the number ofpaper copiesof minimum filing requirements required to be filed in rate and tariff proceedings.    7.4(5) Defective filings.  Only applications, pleadings, documents, testimony, and other submissions that conform to the requirements of an applicable rule, statute, or order of the board or presiding officer will be accepted for filing. Applications, pleadings, documents, testimony, and other submissions that fail to substantially conform with applicable requirements will be considered defective and may be rejected unless waiver of the relevant requirement has been granted by the board or presiding officer prior to filing. The board or presiding officer may reject a filing even though board employees have file-stamped or otherwise acknowledged receipt of the filing. If a filing is defective due only to the number of copies filed, the board’s records and information center staff may correct the shortage of copies with the permission of the filing party and the filing party’s agreement to cover all costs of reproduction.    7.4(6) Service of documents.      a.    Method of service.    (1)   Paper service. In situations where service of a paper document is permitted or required, and unless otherwise specified by the board or presiding officer or otherwise agreed to by the parties, documents that are required to be served in a proceeding may be served by first-class mail or overnight delivery, properly addressed with postage prepaid, or by delivery in person. In expedited proceedings, if service is made by first-class mail instead of by overnight delivery or personal service, the sending party must supplement service by sending a copy by electronic mail or facsimile if an electronic mail address or facsimile number has been provided by the receiving party. When a document is served, the party effecting service shall file with the board proof of service in substantially the form prescribed in 199—subrule 2.2(16) or an admission of service by the party served or the party’s attorney. The proof of service shall be attached to a copy of the document served. When service is made by the board, the board will attach a service list with a certificate of service signed by the person serving the document to each copy of the document served.Paper service of filings is only required on those parties, or persons, whom the board has approved to receive paper service. All filings required to be served in paper shall also be served on the consumer advocate. All filings served by paper shall be filed electronically pursuant to rule 199—14.16(17A,476) in the appropriate docket in the electronic filing system and shall include a certificate of service.    (2)   Electronic service. The board’s rule regarding electronic service is at 199—14.16(17A,476).    b.    Date of service.    (1)   Paper service. Unless otherwise ordered by the board or presiding officer, the date of service shall be the day when the document served is deposited in the United States mail or overnight delivery, is delivered in person, or otherwise as the parties may agree. Although service is effective, the document is not deemed filed with the board until it is received by the board pursuant to subrule 7.4(2).    (2)   Electronic service. The board’s rule regarding the date of electronic service is at 199—14.16(17A,476).    c.    Parties entitled to service.    (1)   Paper service. A party or other person filing a notice, motion, pleading, or other paper document in any proceeding shall contemporaneously serve the document on all other parties.If a party has been approved by the board to receive service of paper documents, the person filing the document shall serve that party as required by this subrule.    (2)   Electronic service. The board’s rule regarding electronic service is at 199—14.16(17A,476).    (3)   Service of documents containing confidential information. Parties shall serve documents containing confidential information pursuant to a confidentiality agreement executed by the parties, if any. If the parties are unable to agree on a confidentiality agreement, they may ask the board or presiding officer to issue an appropriate order.    (4)   Service on consumer advocate. A party formally filing any paper document or any other material on paper with the board shall serve three copies of the document or material on the consumer advocate at the same time as the filing is made with the board and by the same delivery method used for filing with the board. “Formal filings” include, but are not limited to, all documents that are filed in a docketed proceeding or that request initiation of a docketed proceeding. The address of the consumer advocate is Office of Consumer Advocate, 1375 E. Court Avenue, Room 63, Des Moines, Iowa 50319-0063.    d.    Service upon attorneys.When a party has appeared by attorney, service upon the attorney shall be deemed proper service upon the party.    7.4(7) Written appearanceAppearance.  Each party to a proceeding shall filein the docket in the board’s electronic filing system a separate written appearance, substantially conforming to the form set forth in 199—subrule 2.2(15), identifying one person upon whom the board mayelectronically serve all orders, correspondence, or other documents. If a party has previously designated a person to be served on the party’s behalf in all matters, filing the appearance will not change this designation, unless the party directs that the designated person be changed in the appearance. If a party files an application, petition, or other initial pleading, or an answer or other responsive pleading, containing the information that would otherwise be required in an appearance, the filing of a separate appearance is not required. The appearance may be filed with the party’s initial filing in the proceeding or may be filed after the proceeding has been docketed.    7.4(8) Representation by attorney-at-lawattorney.      a.    Any party to a proceeding before the board or a presiding officer may appear and be heard through a licensed attorney-at-lawattorney. If the attorney is not licensed by the state of Iowa, permission to appear must be granted by the board or presiding officerthe attorney shall apply for admission pro hac vice as required by Iowa Court Rule 31.14(2)(b). A verified statement that contains the attorney’s agreement to submit to and comply with the Iowa Code of Professional Responsibility for Lawyers must be filed with the board and the written appearance of a resident attorney must be provided for service pursuant to Iowa Admission to the Bar rule 31.14(2).    b.    A corporation or association may appear and present evidence by an officer or employee. However, only licensed attorneys shall represent a party before the board or a presiding officer in any matter involving the exercise of legal skill or knowledge, except with the consent of the board or presiding officer. All persons appearing in proceedings before the board or a presiding officer shall conform to the standard of ethical conduct required of attorneys before the courts of Iowa.    7.4(9) Cross reference to public documents, confidential filings, and electronic filings.  The board’s rule regarding public documents and confidential filings is at 199—1.9(22). The board’s rule regarding electronic filing of documents containing confidential material is at 199—14.12(17A,476).    7.4(10) Expedited proceedings.      a.    If a person claims that a statutorystatute or other provision of law requires the board to render a decision in a contested case in six months or less, the person shall include the phrase “Expedited Proceedings Required” in the caption of the first pleading filed by the person in the proceeding. If the phrase is not so included in the caption, the board or presiding officer may find and order that the proceeding did not commence for purposes of the required time for decision until the date on which the first pleading containing the required phrase is filed or such other date that the board or presiding officer finds is just and reasonable under the circumstances.    b.    If a person claims that a statutorystatute or other provision of law requires the board to render a decision in a contested case in six months or less, the person shall state the basis for the claim in the first pleading in which the claim is made.    c.    Shortened time limits applicable to expedited proceedings are contained in rules 199—7.9(17A,476) (pleadings and answers), 199—7.12(17A,476) (motions), 199—7.13(17A,476) (intervention), 199—7.15(17A,476) (discovery), and 199—7.26(17A,476) (appeals from proposed decisions). An additional service requirement applicable to expedited proceedings is contained in subrule 7.4(6) (service of documents).    d.    A party may file a motion that proceedings be expedited even though such treatment is not required by statute or other provision of law. Such voluntary expedited treatment may be granted at the board’s or presiding officer’s discretion in appropriate circumstances considering the needs of the parties and the interests of justice. In these voluntary expedited proceedings, the board or presiding officer may shorten the filing dates or other procedures established in this chapter. The shortened time limits and additional service requirement applicable to expedited proceedings established in this chapter and listed in paragraph 7.4(10)“c” do not apply to voluntary expedited proceedings under this paragraph unless ordered by the board or presiding officer.If a party requests an expedited proceeding pursuant to this paragraph, the pleading in which the expedited decision is requested shall state in the title “Expedited Proceedings Requested.”

    ITEM 5.    Amend rule 199—7.6(17A,476) as follows:

199—7.6(17A,476) TelephoneElectronic proceedings.  The board or presiding officer may hold proceedings by telephone conference callor other electronic means, such as a webinar service, in which all parties have an opportunity to participate. The board or presiding officer will determine the location of the parties and witnesses for telephone hearingselectronic proceedings. The convenience of the witnesses or parties, as well as the nature of the case, will be considered when locations are determined.

    ITEM 6.    Amend rule 199—7.7(17A,476) as follows:

199—7.7(17A,476) Electronic information.  Filing of electronic information shall comply with the board’s rules on electronic filing at 199—Chapter 14 and the board’s published standards for electronic information, available on the board’s Web sitewebsite at http://iub.iowa.gov or from the board’s records and informationcustomer service center.

    ITEM 7.    Amend rule 199—7.8(17A,476) as follows:

199—7.8(17A,476) Delivery of notice of hearing.  When the board or presiding officer issues an order containing a notice of hearing, delivery of the order will be by first-class mail or by electronic notice through the electronic filing system, and to those persons who have been approved to receive paper documents, unless otherwise ordered.

    ITEM 8.    Amend rule 199—7.9(17A,476) as follows:

199—7.9(17A,476) Pleadings and answers.      7.9(1) Pleadings.  Pleadings may be required byfiled pursuant to statute, rule, or orderor filed to initiate a docket and shall be filed in the board’s electronic filing system.    7.9(2) Answers.      a.    Unless otherwise ordered by the board or presiding officer, answers to complaints, petitions, applications, or other pleadings shall be filed with the board within 20 days after the day on which the pleading being answered wasfiled in the board’s electronic filing system and served upon the respondent or other party. However, when a statute or other provision of law requires the board to issue a decision in the case in six months or less, the answer shall be filed with the board within 10 days of service of the pleading being answered, unless otherwise ordered by the board or presiding officer.    b.    Each answer must specifically admit, deny, or otherwise answer all material allegations of the pleadings and also briefly set forth the affirmative grounds relied upon to support each answer.    c.    Any party who deems the complaint, petition, application, or other pleading insufficient to show a breach of legal duty or grounds for relief may move to dismiss instead of, or in addition to, answering.    d.    A party may apply for a more definitive and detailed statement instead of, or in addition to, answering, if appropriate.    e.    An answer shall substantially comply with the form prescribed in 199—subrule 2.2(8).    7.9(3) Amendments to pleadings.  Amendments to pleadings may be allowed upon proper motion at any time during the pendency of the proceeding upon such terms as are just and reasonable.

    ITEM 9.    Amend rule 199—7.10(17A,476) as follows:

199—7.10(17A,476) Prefiled testimony and exhibits.      7.10(1)   The board or presiding officer may order the parties to file prefiled testimony and exhibits prior to the hearing. The use of prefiled testimony is the standard method for providing testimony in board contested caseand other proceedings. If ordered to do so, parties mustParties shall file the prefiled testimony and exhibits according to the schedule in the procedural order.    7.10(2)   Prefiled testimony contains all statements that a witness intends to give under oath at the hearing, set forth in question and answer form. If possible, each line should be separately numbered. When a witness who has submitted prefiled testimony takes the stand, the witness does not ordinarily repeat the written testimony or give new testimony. Instead, the witness is cross-examined by the other parties concerning the statements already made in writing. However, the witness may be permitted to correct or update prefiled testimony on the stand and, in appropriate circumstances and with the approval of the board or presiding officer, may give a summary of the prefiled testimony. If the witness has more than three corrections to maketo the prefiled testimony or exhibits, then the correctionscorrected testimony or exhibits should be filed in written formthe appropriate docket in the board’s electronic filing system at least three days prior to the hearing.The prefiled testimony and any exhibits shall be marked and identified in conformance with the board’s approved naming convention provided on the board’s electronic filing system website or as directed in a board order.    7.10(3)   Parties who wish to present a witness or other evidence in a proceeding shall comply with the board’s or presiding officer’s order concerning prefiled testimony and documentary evidenceand exhibits, unless otherwise ordered, or unless otherwise provided by statute or other provision of law.    7.10(4)   Prefiled testimony and exhibits must be accompanied by an affidavit in substantially the following form: “I, [person’s name], being first duly sworn on oath, state that I am the same [person’s name] identified in the testimony being filed with this affidavit, that I have caused the testimony [and exhibits] to be prepared and am familiar with its contents, and that the testimony [and exhibits] is true and correct to the best of my knowledge and belief as of the date of this affidavit.”    7.10(5)   Prefiled testimony and exhibits submitted on paper shall include, where applicableshall be filed in the board’s electronic filing system in conformance with subrule 7.10(2), and any supporting documents shall be filed as follows:    a.    All supporting workpapers.    (1)   Unless otherwise ordered by the board or presiding officer, electronicElectronic workpapers in native electronic formats thatshall comply with the board’s standards for electronic information, which are available on the board’s Web sitewebsite or from the board’s records and informationcustomer service center, shall be provided. Noncompliant electronic workpapers shall be provided as a hard copy with a brief description of software and hardware requirements. Noncompliant electronic copies shall be provided upon request by any party, the board, or the presiding officer.    (2)   All other workpapers and hard-copy printouts of electronic files shall be clearly tabbed and indexed, and pages shall be numbered. Each section shall include a brief description of the sources of inputs, operations contained therein, and where outputs are next used.    (3)   (2)   Workpapers’ underlying analyses and data presented in exhibits shall be explicitly referenced within the exhibit, including the name and other identifiers (e.g., cell coordinates) for electronic workpapers, and volume, tab, and page numbers for other workpapers.    (4)   (3)   The source of any number used in a workpaper that was not generated by that workpaper shall be identified.    b.    The derivation or source of all numbers used in either testimony or exhibits that were not generated by workpapers.    c.    Copies of any specific studies or financial literature relied upon or complete citations for them if publicly available.    d.    Electronic copies, in native electronic format, of all computer-generated exhibits that comply with the board’s standards for electronic information, which are available on the board’s Web sitewebsite or infrom the board’s records and informationcustomer service center. Noncompliant electronic computer-generated exhibits shall be provided as a hard copy with a brief description of software and hardware requirements. Noncompliant electronic copies shall be provided upon request by any party, the board, or the presiding officer.    e.    Unless otherwise ordered by the board or presiding officer, the following number of copies shall be filed:    (1)   Electronic workpapers—two copies and two hard-copy printouts.    (2)   Other workpapers—five copies.    (3)   Specific studies or financial literature—two copies.    (4)   Computer-generated exhibits—two copies.    7.10(6)   Any prefiled testimony, including workpapers and exhibits, that is subject to the electronic filing requirement shall comply with the board's standards for electronic information, which are available on the board's Web sitewebsite or in the board's records and informationcustomer service center, and the electronic filing rules in 199—Chapter 14.    7.10(7)   If a party has filed part or all ofits prefiled testimony and exhibits as confidential pursuant to 199—1.9(22), and then later withdraws the claim of confidentiality for part or all of the testimony and exhibits, or if the board denies the request to hold the testimony and exhibits confidential, the party mustshall refile the testimony and exhibits without the confidential stamp on each pagewith the information made public.

    ITEM 10.    Amend rule 199—7.11(17A,476) as follows:

199—7.11(17A,476) Documentary evidence in books and materials.  When documentary evidence being offered is contained in a book, report, or other document, the offering party should ordinarilyshall file only the material, relevant portions in an exhibit or read them into the record. If a party offers the entire book, report, or other document containing the evidence being offered, the party shall plainly designate the evidence so offered.

    ITEM 11.    Amend rule 199—7.12(17A,476) as follows:

199—7.12(17A,476) Motions.  Motions, unless made during hearing, shall be in writing, state the grounds for relief, and state the relief or order sought. Motions based on matters that do not appear of record shall be supported by affidavit. Motions filed on paper shall substantially comply with the form prescribed in 199—subrule 2.2(14) and shall be filed and served pursuant to rule 199—7.4(17A,476). Motions filed electronically shall substantially comply with the form prescribed in 199—subrule 2.2(14) and shall be filed according toin compliance with199—Chapter 14. Any party may file a written response to a motion no later than 14 days from the date the motion is filed, unless the time period is extended or shortened by the board or presiding officer. When a statutory or other provision of law requires the board to issue a decision in the case in six months or less, written responses to a motion must be filed within 7seven days of the date the motion is filed, unless otherwise ordered by the board or presiding officer. Failure to file a timely response may be deemed a waiver of objection to the motion. Requirements regarding motions related to discovery are contained at 199—subrules 7.15(4) and 7.15(5).

    ITEM 12.    Amend subrule 7.13(1) as follows:    7.13(1)   Petition. Unless otherwise ordered by the board or presiding officer, a request to intervene in a proceeding shall be by petition to intervene filed no later than 20 days following the order setting a procedural schedule. However, when a statutory or other provision of law requires the board to issue a decision in the case in six months or less, the petition to intervene must be filed no later than 10ten days following the order setting a procedural schedule, unless otherwise ordered by the board or presiding officer. A petition to intervene shall substantially comply with the form prescribed in 199—subrule 2.2(10).

    ITEM 13.    Amend subrule 7.14(1) as follows:    7.14(1) Consolidation.  The board or presiding officer may consolidatein one docket any or all matters at issue in two or more contested casesdockets. When deciding whether to consolidate, the board or presiding officer shall consider:    a.    Whether the matters at issue involve common parties or common questions of fact or law;    b.    Whether consolidation is likely to expedite or simplify consideration of the issues involved;    c.    Whether consolidation would adversely affect the substantial rights of any of the parties to the proceedings; and    d.    Any other relevant factors.

    ITEM 14.    Amend rule 199—7.15(17A,476) as follows:

199—7.15(17A,476) Discovery.      7.15(1)   Discovery procedures applicable in civil actions are available to parties in contested cases.    7.15(2)   Unless otherwise ordered by the board or presiding officer or agreed to by the parties, data requests or interrogatories served by any party shall either be responded to or objected to, with concisely stated grounds for relief, within seven days of receipt. When a statutory or other provision of law requires the board to issue a decision in the case in six months or less, this time is reduced to five days.Data requests or interrogatories served on a day the board is closed or after 4:30 p.m. central time on a day the board is open shall be considered served on the next business day.    7.15(3)   Unless otherwise ordered by the board or presiding officer, time periods for compliance with all forms of discovery other than those stated in subrule 7.15(2) shall be as provided in the Iowa Rules of Civil Procedure.    7.15(4)   Prior to filing any motion related to discovery, parties shall make a good-faith effort to resolve discovery disputes without the involvement of the board or presiding officer.    7.15(5)   Any motion related to discovery shall allege that the moving party has made a good-faith attempt to resolve the discovery issues involved with the opposing party. Opposing parties shall be given the opportunity to respond within ten14 days of the filing of the motion unless the time isextended or shortened by order of the board or presiding officer. When a statutory or other provision of law requires the board to issue a decision in the case in six months or less, this time is reduced to fiveseven days, unless otherwise ordered by the board or presiding officer. The board or presiding officer may rule on the basis of the written motion and any response, or may order argument or other proceedings on the motion.

    ITEM 15.    Amend rule 199—7.17(17A,476) as follows:

199—7.17(17A,476) Prehearingor scheduling conference.  An informal conference of parties may be ordered at the discretion of theThe board or presiding officermay schedule a prehearing conference, scheduling conference, or other informal conference at the board’s or presiding officer’s discretion or at the request of any party for any appropriate purpose. Any agreement reached at the conference shall be made a part of the record in the manner directed by the board or presiding officer.

    ITEM 16.    Amend subrule 7.18(6) as follows:    7.18(6) Unanimous proposed settlement.  In proceedings where all parties join in the proposed settlement, parties may propose a settlement for adoption by the board or presiding officer any time after docketing. Subrules 7.18(2) through 7.18(5) shall not apply to a proposed settlement filed concurrently by all parties to the proceeding.Settlements in general rate case proceedings shall comply with rule 199—26.3(17A,476).

    ITEM 17.    Amend paragraph 7.23(4)"d" as follows:    d.    Unlessthe exhibit was previously included with prefiled testimony, the party seeking admission of an exhibitat a hearing must provide opposing parties with an opportunity to examine the exhibit prior to the ruling on its admissibility. All exhibits admitted into evidence shall be appropriately markedin accordance with the board’s approved naming convention and made part of the evidentiary record. If an exhibit is admitted, unlessit was previously included with prefiled testimony, the sponsoring party must provide at least one copy of the exhibit to each opposing party, one copy for each board member or presiding officer, one copy for the witness (if any), one copy for the court reporter, and two copies for board staff, unless otherwise ordered.The sponsoring party shall file the hearing exhibit in the docket in the board’s electronic filing system within three days of the close of the hearing.

    ITEM 18.    Amend subrule 7.23(7) as follows:    7.23(7) Participation at hearings by nonparties.  The board or presiding officer may permit any person to be heard and to examine and cross-examine witnesses at any hearing, but such person shall not be a party to the proceedings unless so designated. The testimony or statement of any person so appearing shall be given under oath and such person shall be subject to cross-examination by parties to the proceeding, unless the board or presiding officer orders otherwise.If a person who is not a party to a proceeding appears at a hearing and requests to examine or cross-examine witnesses, the board or presiding officer may grant the person intervention in the proceeding as a party for the limited purpose requested by the person and in compliance with subrule 7.4(8).

    ITEM 19.    Amend subrule 7.23(8) as follows:    7.23(8) Briefs.      a.    Unless waived by the parties with the consent of the board or presiding officer, the board or presiding officer shall set times for the filing and service of briefs. Unless otherwise ordered by the board or presiding officer, initial briefs shall be filed simultaneously by all parties and reply briefs shall be filed simultaneously.    b.    Unless otherwise electronically filed and served pursuant to 199—Chapter 14 or otherwise ordered, parties shall file an original and ten copies of briefs with the board and shall serve two copies of briefs on the other parties pursuant to subrule 7.4(6). Parties may serve one paper copy and one copy by electronic mail on the other parties instead of two paper copies. Three copies of briefs shall be served on the consumer advocate pursuant to subrule 7.4(6).    c.    b.    Initial briefs shall contain a concise statement of the case. Arguments based on evidence introduced during the proceeding shall specify the portions of the record where the evidence is found. Initial briefs shall include all arguments the party intends to offer in support of its case and against the record case of the adverse party or parties. Unless otherwise ordered, a reply brief shall be confined to refuting arguments made in the brief of an adverse party. Unless specifically ordered to brief an issue, a party’s failure to address an issue by brief shall not be deemed a waiver of that issue and shall not preclude the board or presiding officer from deciding the issue on the basis of evidence appearing in the record.    d.    c.    Every brief of more than 20 pages shall contain on its front leaves a table of contents with page references. Each party’s initial brief shall not exceed 90 pages and each subsequent brief shall not exceed 40 pages, exclusive of the table of contents, unless otherwise ordered. Such orders may be issued ex parte. A brief that exceeds these page limits shall be deemed a defective filing and may be rejected as provided in subrule 7.4(5).    e.    d.    Briefs shall comply with the following requirements.    (1)   The size of pages shall be 8 ½ by 11 inches.    (2)   All printed matter must appear in at least 11-point type.    (3)   There shall be margins of at least one inch on the top, bottom, right, and left sides of the sheet.    (4)   The body of the brief shall be double-spaced.    (5)   Footnotes may be single-spaced but shall not exceed one-half page in length.    (6)   The printed matter may appear in any pitch, as long as the characters are spaced in a readable manner. Any readable font is acceptable.    (7)   Briefs filed electronically shall comply with the requirements in this paragraph and the standards for electronic information available on the board's Web sitewebsite or in the board's records and information center.

    ITEM 20.    Amend subrule 7.23(9) as follows:    7.23(9) Oral arguments.  The board or presiding officer may set a time for oral argumentto address issues raised by the parties during the proceeding or at the conclusion of the hearing, or may set a separate date and time for oral argument. The board or presiding officer may set a time limit for argument. Oral argument may be either in addition to or in lieu of briefs. Unless specifically ordered to argue an issue, a party’s failure to address an issue in oral argument shall not be deemed a waiver of the issue.

    ITEM 21.    Amend subrule 7.23(10) as follows:    7.23(10) Record.  The record of the case is maintained in the board’s records and information center at the office of the boardelectronic filing system. Unlessthe record is held confidential pursuant to 199—1.9(22), parties and members of the public may examine the record and obtain copies of documents other than, including the transcript, when available. The transcript will be available for public examination, but copying of the transcript may be restricted by the terms of the contract with the court reporting service.

    ITEM 22.    Amend paragraph 7.23(11)"b" as follows:    b.    Default decisions or decisions rendered on the merits after a party has failed to appear at a hearing constitute final agency action unless otherwise ordered by the board or presiding officer. However, within 15 days after the date ofelectronic notification or mailing of the decision, a motion to vacate may be filed with the board. The motion to vacate must state all facts relied on by the moving party that show good cause existed for that party’s failure to appear at the hearing or answer or otherwise respond to an appropriate pleading directed to and properly served upon that party. The stated facts must be substantiated by affidavit attached to the motion. Unless otherwise ordered, adverse parties shall have 10ten days to respond to a motion to vacate. If the decision is rendered by a presiding officer, the board may review it on the board’s own motion within 15 days after the date of notification or mailing of the decision.

    ITEM 23.    Amend rule 199—7.24(17A,476) as follows:

199—7.24(17A,476) Reopening record.  The board or presiding officer, on the board’s or presiding officer’s own motion or on the motion of a party, may reopen the record for the reception of further evidence. When the record was made before the board, a motion to reopen the record may be made any time prior to the issuance of a final decision. When the record was made before a presiding officer, a motion to reopen the record shall be made prior to the expiration of the time for appeal fromissuance of the proposed decision, and the motion shall stay the time for filing an appeal. A motion to reopen the record shall substantially comply with the form prescribed in 199—subrule 2.2(12). Affidavits of witnesses who will present new evidence shall be attached to the motion and shall include an explanation of the competence of the witness to sponsor the evidence and a description of the evidence to be included in the record.

    ITEM 24.    Amend rule 199—7.26(17A,476) as follows:

199—7.26(17A,476) Appeals to board from a proposed decision of a presiding officer.      7.26(1)   Notification of proposed decision. Notice of the presiding officer’s proposed decision and order in a contested case shall be sent through the electronic filing system, or by first-class mail if any paper filing requirements apply to the proceedingthe board has granted a party approval to receive service in paper, on the date the order is issued, to the last-known address of each party. The decision shall normally include “Proposed Decision and Order” in the title and shall normally inform the parties of their right to appeal an adverse decision and the time in which an appeal must be taken.    7.26(2)   Appeal from proposed decision. A proposed decision and order of the presiding officer in a contested case shall become the final decision of the board unless, within 15 days after the decision is issued, the board moves to review the decision or a party files an appeal of the decision with the board. The presiding officer may shorten the time for appeal. In determining whether a request for a shortened appeal period should be granted, the presiding officer may consider the needs of the parties for a shortened appeal period, relevant objections of the parties, the relevance of any written objections filed in the case, and whether there are any issues that indicate a need for the 15-day appeal period.    7.26(3)   Any adversely affected party may appeal a proposed decision by timely filing a notice of appeal. If the electronic filing requirement applies to the proceeding in which the appeal is taken, theThe notice of appeal shall be electronically filed unless the appellant has received permission from the board to submit paper filings. If the electronic filing requirement does not apply, the appellant shall file an original and ten copies of the notice of appeal with the board, provide a copy to the presiding officer, and simultaneously serve a copy of the notice pursuant to subrule 7.4(6) on all parties.    7.26(4)   The board shall not consider any claim of error based on evidence which was not introduced before the presiding officer. Newly discovered material evidence must be presented to the presiding officer pursuant to a motion to reopen the record, unless the board orders otherwise.On appeal of a proposed decision of a presiding officer that is based upon new evidence not introduced in the record before the presiding officer, the board shall determine whether the new evidence requires a new hearing. If the board determines that the new evidence is material to the proposed decision and a new hearing should be held, the board may remand the proposed decision to the presiding officer for the taking of the new evidence or may conduct a hearing and issue an order based upon the record before the presiding officer and the new evidence.    7.26(5)   Contents of notice of appeal. The notice of appeal shall include the following in separately numbered paragraphs supported, where applicable, by controlling statutes and rules.    a.    A brief statement of the facts.    b.    A brief statement of the history of the proceeding, including the date and a description of any ruling claimed to be erroneous.    c.    A statement of each of the issues to be presented for review.    d.    A precise description of the error(s) upon which the appeal is based. If a claim of error is based on allegations that the presiding officer failed to correctly interpret the law governing the proceeding, exceeded the authority of a presiding officer, or otherwise failed to act in accordance with law, the appellant shall include a citation to briefs or other documents filed in the proceeding before the presiding officer where the legal points raised in the appeal were discussed. If a claim of error is based on allegations that the presiding officer failed to give adequate consideration to evidence introduced at hearing, the appellant shall include a citation to pages of the transcript or other documents where the evidence appears.    e.    A precise statement of the relief requested.    f.    A statement as to whether an opportunity to file a brief or make oral argument in support of the appeal is requested and, if an opportunity is sought, a statement explaining the manner in which briefs and arguments presented to the presiding officer are inadequate for purposes of appeal.    g.    If a party wishes to request a stay or other temporary remedy pending review of the proposed decision by the board, the request shall state the reasons justifying a stay or other temporary remedy and shall address the factors listed in Iowa Code section 17A.19(5)“c.”    g.    h.    Certification of service showing the names and addresses of all parties upon whom a copy of the notice of appeal was served.    7.26(6)   Responsive filings and cross-appeals. If parties wish to respond to the notice of appeal, or file a cross-appeal, they must file the response or notice of cross-appeal within 14 days after the filing of the notice of appeal, unless otherwise ordered by the board.If a request for a stay or other temporary remedy was included in the notice of appeal, any party wishing to respond to the request shall include the response to the request in the party’s response to the notice of appeal or notice of cross-appeal. When a statutory or other provision of law requires the board to issue a decision in the case in less than six months, the response or cross-appeal must be filed within 7seven days of filing the notice of appeal.    a.    Responses shall specifically respond to each of the substantive paragraphs of the notice of appeal and shall state whether an opportunity to file responsive briefs or to participate in oral argument is requested.    b.    Parties who file a cross-appeal must comply with the requirements for filing a notice of appeal contained in this rule, other than the requirement to file notice of the cross-appeal within 15 days after the proposed decision is issued.    7.26(7)   Ruling on appeal. After the filing of the last appeal, response, or cross-appeal, the board shall issue an order that may establish a procedural schedule for the appeal or may be the board’s final decision on the merits of the appeal.If a request for a stay or other temporary remedy was included in the notice of appeal, the request shall be evaluated by the board using the factors stated in rule 199—7.28(17A,476). A stay or other temporary remedy may be vacated by the board upon application of any party or upon the board’s own motion.

    ITEM 25.    Amend rule 199—7.27(17A,476) as follows:

199—7.27(17A,476) Rehearing and reconsideration.      7.27(1) Application for rehearing or reconsideration.  Any party to a contested case may file an application for rehearing or reconsideration of the final decision. The application for rehearing or reconsideration shall be filed within 20 days after the final decision in the contested case is issued. This subrule shall not be construed as prohibiting reconsideration of board orders in other than contested cases.The board shall either grant or refuse an application for rehearing within 30 days after the filing of the application or may, after giving the interested parties notice and opportunity to be heard and after consideration of all the facts, including those arising since the making of the order, abrogate or modify its order. A failure by the board to act upon the application for rehearing within the above period shall be deemed a refusal of the application.    7.27(2) Contents of application.  Applications for rehearing or reconsideration shall specify the findings of fact and conclusions of law claimed to be erroneous, with a brief statement of the alleged grounds of error. Any application for rehearing or reconsideration asserting that evidence has arisen since the final order was issued as a ground for rehearing or reconsideration shall present the evidence by affidavit that includes an explanation of the competence of the person to sponsor the evidence and a brief description of the evidence sought to be included. An application shall substantially comply with the form prescribed in 199—subrule 2.2(13).    7.27(3) Requirements for objections to applications for rehearing or reconsideration.  Notwithstanding the provisions of subrule 7.9(2), an answer or objection to an application for a rehearing or reconsideration must be filed within 14 days of the date the application was filed with the board, unless otherwise ordered by the board. The answer or objection to the application shall substantially comply with the form prescribed in 199—subrule 2.2(8).

    ITEM 26.    Amend subrule 7.28(3) as follows:    7.28(3)   A stayor other temporary remedy may be vacated by the board upon application of any partyor upon the board’s own motion.    [Filed 12/27/19, effective 3/4/20][Published 1/29/20]Editor’s Note: For replacement pages for IAC, see IAC Supplement 1/29/20.

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