House
Study
Bill
220
-
Introduced
HOUSE
FILE
_____
BY
(PROPOSED
COMMITTEE
ON
STATE
GOVERNMENT
BILL
BY
CHAIRPERSON
BLOOMINGDALE)
A
BILL
FOR
An
Act
establishing
the
dentist
and
dental
hygienist
compact.
1
BE
IT
ENACTED
BY
THE
GENERAL
ASSEMBLY
OF
THE
STATE
OF
IOWA:
2
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_____
Section
1.
NEW
SECTION
.
147G.1
Dentist
and
dental
hygienist
1
compact.
2
1.
Title
and
purpose.
This
chapter
shall
be
known
and
cited
3
as
the
dentist
and
dental
hygienist
compact.
The
purposes
4
of
this
compact
are
to
facilitate
the
interstate
practice
of
5
dentistry
and
dental
hygiene
and
improve
public
access
to
6
dentistry
and
dental
hygiene
services
by
providing
dentists
7
and
dental
hygienists
licensed
in
a
participating
state
the
8
ability
to
practice
in
participating
states
in
which
they
are
9
not
licensed.
The
compact
does
this
by
establishing
a
pathway
10
for
dentists
and
dental
hygienists
licensed
in
a
participating
11
state
to
obtain
a
compact
privilege
that
authorizes
them
to
12
practice
in
another
participating
state
in
which
they
are
not
13
licensed.
The
compact
enables
participating
states
to
protect
14
the
public
health
and
safety
with
respect
to
the
practice
15
of
such
dentists
and
dental
hygienists
through
the
state’s
16
authority
to
regulate
the
practice
of
dentistry
and
dental
17
hygiene
in
the
state.
The
compact:
18
a.
Enables
dentists
and
dental
hygienists
who
qualify
for
19
a
compact
privilege
to
practice
in
other
participating
states
20
without
satisfying
burdensome
and
duplicative
requirements
21
associated
with
securing
a
license
to
practice
in
those
states.
22
b.
Promotes
mobility
and
addresses
workforce
shortages
23
through
each
participating
state’s
acceptance
of
a
compact
24
privilege
to
practice
in
that
state.
25
c.
Increases
public
access
to
qualified,
licensed
dentists
26
and
dental
hygienists
by
creating
a
responsible,
streamlined
27
pathway
for
licensees
to
practice
in
participating
states.
28
d.
Enhances
the
ability
of
participating
states
to
protect
29
the
public’s
health
and
safety.
30
e.
Does
not
interfere
with
licensure
requirements
31
established
by
a
participating
state.
32
f.
Facilitates
the
sharing
of
licensure
and
disciplinary
33
information
among
participating
states.
34
g.
Requires
dentists
and
dental
hygienists
who
practice
in
a
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participating
state
pursuant
to
a
compact
privilege
to
practice
1
within
the
scope
of
practice
authorized
in
that
state.
2
h.
Extends
the
authority
of
a
participating
state
to
3
regulate
the
practice
of
dentistry
and
dental
hygiene
within
4
its
borders
to
dentists
and
dental
hygienists
who
practice
in
5
the
state
through
a
compact
privilege.
6
i.
Promotes
the
cooperation
of
participating
states
in
7
regulating
the
practice
of
dentistry
and
dental
hygiene
within
8
those
states.
9
j.
Facilitates
the
relocation
of
military
members
and
10
their
spouses
who
are
licensed
to
practice
dentistry
or
dental
11
hygiene.
12
2.
Definitions.
As
used
in
this
compact,
unless
the
context
13
requires
otherwise,
the
following
definitions
shall
apply:
14
a.
“Active
duty
military”
means
an
individual
in
full-time
15
duty
status
in
the
active
uniformed
service
of
the
United
16
States,
including
members
of
the
national
guard
and
reserve.
17
b.
“Adverse
action”
means
any
disciplinary
action
or
18
encumbrance
imposed
on
a
licensee
or
compact
privilege
by
a
19
state
licensing
authority.
20
c.
“Alternative
program”
means
a
nondisciplinary
monitoring
21
or
practice
remediation
process
applicable
to
a
dentist
or
22
dental
hygienist
approved
by
a
state
licensing
authority
of
a
23
participating
state
in
which
the
dentist
or
dental
hygienist
is
24
licensed.
“Alternative
program”
includes
but
is
not
limited
to
25
programs
to
which
licensees
with
substance
abuse
or
addiction
26
issues
are
referred
in
lieu
of
adverse
action.
27
d.
“Clinical
assessment”
means
an
examination
or
process,
28
required
for
licensure
as
a
dentist
or
dental
hygienist
as
29
applicable,
that
provides
evidence
of
clinical
competence
in
30
dentistry
or
dental
hygiene.
31
e.
“Commissioner”
means
the
individual
appointed
by
a
32
participating
state
to
serve
as
the
member
of
the
commission
33
for
that
participating
state.
34
f.
“Compact”
means
this
dental
and
dental
hygienist
compact.
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g.
“Compact
privilege”
means
the
authorization
granted
by
a
1
remote
state
to
allow
a
licensee
from
a
participating
state
to
2
practice
as
a
dentist
or
dental
hygienist
in
a
remote
state.
3
h.
“Continuing
professional
development”
means
a
requirement
4
as
a
condition
of
license
renewal
to
provide
evidence
of
5
successful
participation
in
educational
or
professional
6
activities
relevant
to
practice
or
area
of
work.
7
i.
“Criminal
background
check”
means
the
submission
of
8
fingerprints
or
other
biometric-based
information
for
a
license
9
applicant
for
the
purpose
of
obtaining
the
applicant’s
criminal
10
history
record
information,
as
defined
in
28
C.F.R.
§20.3(d)
11
from
the
federal
bureau
of
investigation
and
the
state’s
12
criminal
history
record
repository
as
defined
in
28
C.F.R.
13
§20.3(f).
14
j.
“Data
system”
means
the
commission’s
repository
of
15
information
about
licensees,
including
but
not
limited
to
16
examinations,
licensure,
investigative
information,
compact
17
privileges,
adverse
actions,
and
alternative
programs.
18
k.
“Dental
hygienist”
means
an
individual
who
is
licensed
by
19
a
state
licensing
authority
to
practice
dental
hygiene.
20
l.
“Dentist”
means
an
individual
who
is
licensed
by
a
state
21
licensing
authority
to
practice
dentistry.
22
m.
“Dentist
and
dental
hygienist
compact
commission”
or
23
“commission”
means
a
joint
government
agency
established
by
this
24
compact
comprised
of
each
state
that
has
enacted
the
compact
25
and
a
national
administrative
body
comprised
of
a
commissioner
26
from
each
state
that
has
enacted
the
compact.
27
n.
“Encumbered
license”
means
a
license
that
a
state
28
licensing
authority
has
limited
in
any
way
other
than
through
29
an
alternative
program.
30
o.
“Executive
board”
means
the
chair,
vice
chair,
secretary,
31
and
treasurer,
and
any
other
commissioners
as
may
be
determined
32
by
commission
rule
or
bylaw.
33
p.
“Jurisprudence
requirement”
means
the
assessment
of
an
34
individual’s
knowledge
of
the
laws
and
rules
governing
the
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practice
of
dentistry
or
dental
hygiene,
as
applicable,
in
a
1
state.
2
q.
“License”
means
current
authorization
by
a
state,
other
3
than
authorization
pursuant
to
a
compact
privilege,
or
other
4
privilege,
for
an
individual
to
practice
as
a
dentist
or
dental
5
hygienist
in
that
state.
6
r.
“Licensee”
means
an
individual
who
holds
an
unrestricted
7
license
from
a
participating
state
to
practice
as
a
dentist
or
8
dental
hygienist
in
that
state.
9
s.
“Model
compact”
means
the
model
for
the
dentist
and
10
dental
hygienist
compact
on
file
with
the
council
of
state
11
governments
or
other
entity
as
designated
by
the
commission.
12
t.
“Participating
state”
means
a
state
that
has
enacted
the
13
compact
and
been
admitted
to
the
commission
in
accordance
with
14
the
provisions
of
the
compact
and
commission
rules.
15
u.
“Qualifying
license”
means
a
license
that
is
not
an
16
encumbered
license
issued
by
a
participating
state
to
practice
17
dentistry
or
dental
hygiene.
18
v.
“Remote
state”
means
a
participating
state
where
a
19
licensee
who
is
not
licensed
as
a
dentist
or
dental
hygienist
20
is
exercising
or
seeking
to
exercise
the
compact
privilege.
21
w.
“Rule”
means
a
regulation
promulgated
by
an
entity
that
22
has
the
force
of
law.
23
x.
“Scope
of
practice”
means
the
procedures,
actions,
and
24
processes
a
dentist
or
dental
hygienist
licensed
in
a
state
25
is
permitted
to
undertake
in
that
state
and
the
circumstances
26
under
which
the
licensee
is
permitted
to
undertake
those
27
procedures,
actions,
and
processes.
Such
procedures,
actions,
28
and
processes
and
the
circumstances
under
which
they
may
29
be
established
through
means,
including
but
not
limited
to
30
statutes,
regulations,
case
law,
and
other
processes
available
31
to
the
state
licensing
authority
or
other
government
agency.
32
y.
“Significant
investigative
information”
means
information,
33
records,
and
documents
received
or
generated
by
a
state
34
licensing
authority
pursuant
to
an
investigation
for
which
a
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determination
has
been
made
that
there
is
probable
cause
to
1
believe
that
the
licensee
has
violated
a
statute
or
regulation
2
that
is
considered
more
than
a
minor
infraction
for
which
3
the
state
licensing
authority
could
pursue
an
adverse
action
4
against
the
licensee.
5
z.
“State”
means
a
state,
commonwealth,
district,
or
6
territory
of
the
United
States
that
regulates
the
practices
of
7
dentistry
and
dental
hygiene.
8
aa.
“State
licensing
authority”
means
an
agency
or
other
9
entity
of
a
state
that
is
responsible
for
the
licensing
and
10
regulation
of
dentists
or
dental
hygienists.
11
3.
State
participation
in
the
compact.
12
a.
In
order
to
join
the
compact
and
thereafter
continue
as
a
13
participating
state,
a
state
must
do
all
of
the
following:
14
(1)
Enact
a
compact
that
is
not
materially
different
from
15
the
model
compact,
as
determined
in
accordance
with
commission
16
rules.
17
(2)
Participate
fully
in
the
commission’s
data
system.
18
(3)
Have
a
mechanism
in
place
for
receiving
and
19
investigating
complaints
about
its
licensees
and
license
20
applicants.
21
(4)
Notify
the
commission,
in
compliance
with
the
terms
of
22
the
compact
and
commission
rules,
of
any
adverse
action
or
the
23
availability
of
significant
investigative
information
regarding
24
a
licensee
or
license
applicant.
25
(5)
Fully
implement
a
criminal
background
check
26
requirement,
within
a
time
frame
established
by
commission
27
rule,
by
receiving
the
results
of
a
qualifying
criminal
28
background
check.
29
(6)
Comply
with
commission
rules
applicable
to
a
30
participating
state.
31
(7)
Accept
the
national
board
examinations
of
the
joint
32
commission
on
national
dental
examinations
or
another
33
examination
accepted
by
commission
rule
as
a
licensure
34
examination.
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(8)
Accept
for
licensure
that
applicants
for
a
dentist
1
license
graduate
from
a
predoctoral
dental
education
program
2
accredited
by
the
commission
on
dental
accreditation
or
another
3
agency
permitted
by
commission
rule,
leading
to
the
doctor
of
4
dental
surgery
or
doctor
of
dental
medicine
degree.
5
(9)
Accept
for
licensure
that
applicants
for
a
dental
6
hygienist
license
graduate
from
a
dental
hygiene
program
7
accredited
by
the
commission
on
dental
accreditation
or
another
8
agency
permitted
by
commission
rule.
9
(10)
Require
for
licensure
that
applicants
successfully
10
complete
a
clinical
assessment.
11
(11)
Have
continuing
professional
development
requirements
12
as
a
condition
for
license
renewal.
13
(12)
Pay
a
participation
fee
to
the
commission
as
14
established
by
commission
rule.
15
b.
Providing
alternative
pathways
for
an
individual
to
16
obtain
an
unrestricted
license
does
not
disqualify
a
state
from
17
participating
in
the
compact.
18
c.
When
conducting
a
criminal
background
check
the
state
19
licensing
authority
shall
do
all
of
the
following:
20
(1)
Consider
that
information
in
making
a
licensure
21
decision.
22
(2)
Maintain
documentation
of
the
criminal
background
check
23
and
background
check
information
to
the
extent
allowed
by
state
24
and
federal
law.
25
(3)
Report
to
the
commission
whether
a
state
has
completed
26
the
criminal
background
check
and
whether
the
individual
was
27
granted
or
denied
a
license.
28
d.
A
licensee
of
a
participating
state
who
has
a
qualifying
29
license
in
that
state
and
does
not
hold
an
encumbered
license
30
in
any
other
participating
state
shall
be
issued
a
compact
31
privilege
in
a
remote
state
in
accordance
with
the
terms
of
32
the
compact
and
commission
rules.
If
a
remote
state
has
a
33
jurisprudence
requirement,
a
compact
privilege
will
not
be
34
issued
to
the
licensee
unless
the
licensee
has
satisfied
the
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jurisprudence
requirement.
1
4.
Compact
privilege.
2
a.
To
obtain
and
exercise
the
compact
privilege
under
the
3
terms
and
provisions
of
the
compact,
a
licensee
shall
do
all
4
of
the
following:
5
(1)
Have
a
qualifying
license
as
a
dentist
or
dental
6
hygienist
in
a
participating
state.
7
(2)
Be
eligible
for
a
compact
privilege
in
any
remote
state
8
in
accordance
with
paragraphs
“d”
,
“g”
,
and
“h”
.
9
(3)
Submit
to
an
application
process
whenever
the
licensee
10
is
seeking
a
compact
privilege.
11
(4)
Pay
any
applicable
commission
and
remote
state
fees
for
12
a
compact
privilege
in
the
remote
state.
13
(5)
Meet
any
jurisprudence
requirement
established
by
14
a
remote
state
in
which
the
licensee
is
seeking
a
compact
15
privilege.
16
(6)
Have
passed
a
national
board
examination
of
the
17
joint
commission
on
national
dental
examinations
or
another
18
examination
accepted
by
commission
rule.
19
(7)
For
a
dentist,
have
graduated
from
a
predoctoral
dental
20
education
program
accredited
by
the
commission
on
dental
21
accreditation,
or
another
accrediting
agency
recognized
by
the
22
United
States
department
of
education
for
the
accreditation
of
23
dentistry
and
dental
hygiene
education
programs,
leading
to
the
24
doctor
of
dental
surgery
or
doctor
of
dental
medicine
degree.
25
(8)
For
a
dental
hygienist,
have
graduated
from
a
dental
26
hygiene
education
program
accredited
by
the
commission
27
on
dental
accreditation
or
another
accrediting
agency
28
recognized
by
the
United
States
department
of
education
for
29
the
accreditation
of
dentistry
and
dental
hygiene
education
30
programs.
31
(9)
Have
successfully
completed
a
clinical
assessment
for
32
licensure.
33
(10)
Report
to
the
commission
any
adverse
action
taken
34
by
any
nonparticipating
state
when
applying
for
a
compact
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privilege
and
otherwise
within
thirty
days
from
the
date
the
1
adverse
action
is
taken.
2
(11)
Report
to
the
commission
when
applying
for
a
compact
3
privilege
the
address
of
the
licensee’s
primary
residence
and
4
thereafter
immediately
report
to
the
commission
any
change
in
5
the
address
of
the
licensee’s
primary
residence.
6
(12)
Consent
to
accept
service
of
process
by
mail
at
the
7
licensee’s
primary
residence
on
record
with
the
commission
8
with
respect
to
any
action
brought
against
the
licensee
9
by
the
commission
or
a
participating
state,
and
consent
to
10
accept
service
of
a
subpoena
by
mail
at
the
licensee’s
primary
11
residence
on
record
with
the
commission
with
respect
to
any
12
action
brought
or
investigation
conducted
by
the
commission
or
13
a
participating
state.
14
b.
The
licensee
must
comply
with
the
requirements
in
15
paragraph
“a”
to
maintain
the
compact
privilege
in
the
remote
16
state.
If
those
requirements
are
met,
the
compact
privilege
17
will
continue
as
long
as
the
licensee
maintains
a
qualifying
18
license
in
the
state
through
which
the
licensee
applied
for
the
19
compact
privilege
and
pays
any
applicable
compact
privilege
20
renewal
fees.
21
c.
A
licensee
providing
dentistry
or
dental
hygiene
in
a
22
remote
state
under
the
compact
privilege
shall
function
within
23
the
scope
of
practice
authorized
by
the
remote
state
for
a
24
dentist
or
dental
hygienist
licensed
in
that
state.
25
d.
A
licensee
providing
dentistry
or
dental
hygiene
26
pursuant
to
a
compact
privilege
in
a
remote
state
is
subject
27
to
that
state’s
regulatory
authority.
A
remote
state
may,
in
28
accordance
with
due
process
and
that
state’s
laws,
by
adverse
29
action
revoke
or
remove
a
licensee’s
compact
privilege
in
the
30
remote
state
for
a
specific
period
of
time,
impose
fines,
31
or
take
any
other
necessary
actions
to
protect
the
health
32
and
safety
of
its
citizens.
If
a
remote
state
imposes
an
33
adverse
action
against
a
compact
privilege
that
limits
the
34
compact
privilege,
that
adverse
action
applies
to
all
compact
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privileges
in
all
remote
states.
A
licensee
whose
compact
1
privilege
in
a
remote
state
is
removed
for
a
specified
period
2
of
time
is
not
eligible
for
a
compact
privilege
in
any
other
3
remote
state
until
the
specific
time
for
removal
of
the
compact
4
privilege
has
passed
and
all
encumbrance
requirements
are
5
satisfied.
6
e.
If
a
license
in
a
participating
state
is
an
encumbered
7
license,
the
licensee
shall
lose
the
compact
privilege
in
a
8
remote
state
and
shall
not
be
eligible
for
a
compact
privilege
9
in
any
remote
state
until
the
license
is
no
longer
encumbered.
10
f.
Once
an
encumbered
license
in
a
participating
state
11
is
restored
to
good
standing,
the
licensee
must
meet
the
12
requirements
of
paragraph
“a”
to
obtain
a
compact
privilege
in
a
13
remote
state.
14
g.
If
a
licensee’s
compact
privilege
in
a
remote
state
is
15
removed
by
the
remote
state,
the
individual
shall
lose
or
be
16
ineligible
for
the
compact
privilege
in
any
remote
state
until
17
both
of
the
following
occur:
18
(1)
The
specified
period
of
time
for
which
the
compact
19
privilege
was
removed
has
ended.
20
(2)
All
conditions
for
removal
of
the
compact
privilege
have
21
been
satisfied.
22
h.
Once
the
requirements
of
paragraph
“g”
have
been
met,
the
23
licensee
must
meet
the
requirements
of
paragraph
“a”
to
obtain
a
24
compact
privilege
in
a
remote
state.
25
5.
Adverse
actions.
26
a.
A
participating
state
in
which
a
licensee
is
licensed
27
shall
have
exclusive
authority
to
impose
adverse
action
against
28
the
qualifying
license
issued
by
that
participating
state.
29
b.
A
participating
state
may
take
adverse
action
based
on
30
significant
investigative
information
of
a
remote
state,
so
31
long
as
the
participating
state
follows
its
own
procedures
for
32
imposing
adverse
action.
33
c.
Nothing
in
this
compact
shall
override
a
participating
34
state’s
decision
that
participation
in
an
alternative
35
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program
may
be
used
in
lieu
of
adverse
action
and
that
1
such
participation
shall
remain
nonpublic
if
required
by
2
the
participating
state’s
laws.
Participating
states
must
3
require
licensees
who
enter
any
alternative
program
in
lieu
4
of
discipline
to
agree
not
to
practice
pursuant
to
a
compact
5
privilege
in
any
other
participating
state
during
the
term
of
6
the
alternative
program
without
prior
authorization
from
such
7
other
participating
state.
8
d.
Any
participating
state
in
which
a
licensee
is
applying
9
to
practice
or
is
practicing
pursuant
to
a
compact
privilege
10
may
investigate
actual
or
alleged
violations
of
the
statutes
11
and
regulations
authorizing
the
practice
of
dentistry
or
dental
12
hygiene
in
any
other
participating
state
in
which
the
dentist
13
or
dental
hygienist
holds
a
license
or
compact
privilege.
14
e.
A
remote
state
shall
have
the
authority
to
do
all
of
the
15
following:
16
(1)
Take
adverse
actions
as
set
forth
in
subsection
4,
17
paragraph
“d”
,
against
a
licensee’s
compact
privilege
in
the
18
state.
19
(2)
In
furtherance
of
its
rights
and
responsibilities
20
under
the
compact
and
commission’s
rules,
issue
subpoenas
21
for
both
hearings
and
investigations
that
require
the
22
attendance
and
testimony
of
witnesses
and
the
production
of
23
evidence.
Subpoenas
issued
by
a
state
licensing
authority
24
in
a
participating
state
for
the
attendance
and
testimony
25
of
witnesses,
or
the
production
of
evidence
from
another
26
participating
state,
shall
be
enforced
in
the
latter
state
by
27
any
court
of
competent
jurisdiction
according
to
the
practice
28
and
procedure
of
that
court
applicable
to
subpoenas
issued
in
29
proceedings
pending
before
it.
The
issuing
authority
shall
30
pay
any
witness
fees,
travel
expenses,
mileage,
and
other
31
fees
required
by
the
service
statutes
of
the
state
where
the
32
witnesses
or
evidence
are
located.
33
(3)
If
otherwise
permitted
by
state
law,
recover
from
the
34
licensee
the
costs
of
investigation
and
disposition
of
cases
35
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resulting
from
any
adverse
action
taken
against
that
licensee.
1
f.
Joint
investigations.
2
(1)
In
addition
to
the
authority
granted
to
a
participating
3
state
by
its
dentist
or
dental
hygienist
licensure
act
or
4
other
applicable
state
law,
a
participating
state
may
jointly
5
investigate
licensees
with
other
participating
states.
6
(2)
Participating
states
shall
share
any
significant
7
investigative
information,
litigation,
or
compliance
materials
8
in
furtherance
of
any
joint
or
individual
investigation
9
initiated
under
the
compact.
10
g.
Authority
to
continue
investigation.
11
(1)
After
a
licensee’s
compact
privilege
in
a
remote
state
12
is
terminated,
the
remote
state
may
continue
an
investigation
13
of
the
licensee
that
began
when
the
licensee
had
a
compact
14
privilege
in
that
remote
state.
15
(2)
If
the
investigation
yields
what
would
be
significant
16
investigative
information
had
the
licensee
continued
to
have
a
17
compact
privilege
in
that
remote
state,
the
remote
state
shall
18
report
the
presence
of
such
information
to
the
data
system
as
19
required
by
subsection
7,
paragraph
“b”
,
subparagraph
(6),
as
if
20
it
was
significant
investigative
information.
21
6.
Establishment
and
operation
of
the
commission.
22
a.
The
compact
participating
states
hereby
create
and
23
establish
a
joint
government
agency
whose
membership
consists
24
of
all
participating
states
that
have
enacted
the
compact.
25
The
commission
is
an
instrumentality
of
the
participating
26
states
acting
jointly
and
not
an
instrumentality
of
any
one
27
state.
The
commission
shall
come
into
existence
on
or
after
28
the
effective
date
of
the
compact
as
set
forth
in
subsection
29
10,
paragraph
“a”
.
30
b.
Participation,
voting,
and
meetings.
31
(1)
Each
participating
state
shall
have
and
be
limited
32
to
one
commissioner
selected
by
the
participating
state’s
33
state
licensing
authority
or,
if
the
state
has
more
than
one
34
state
licensing
authority,
selected
collectively
by
the
state
35
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licensing
authorities.
1
(2)
The
commissioner
shall
be
a
member
or
designee
of
such
2
authority
or
authorities.
3
(3)
The
commission
may
by
rule
or
bylaw
establish
a
term
4
of
office
for
commissioners
and
may
by
rule
or
bylaw
establish
5
term
limits.
6
(4)
The
commission
may
recommend
to
a
state
licensing
7
authority
or
authorities,
as
applicable,
removal
or
suspension
8
of
an
individual
as
the
state’s
commissioner.
9
(5)
A
participating
state’s
state
licensing
authority
10
or
authorities,
as
applicable,
shall
fill
any
vacancy
of
11
its
commissioner
on
the
commission
within
sixty
days
of
the
12
vacancy.
13
(6)
Each
commissioner
shall
be
entitled
to
one
vote
on
all
14
matters
that
are
voted
upon
by
the
commission.
15
(7)
The
commission
shall
meet
at
least
once
during
each
16
calendar
year.
Additional
meetings
may
be
held
as
set
forth
17
in
the
bylaws.
The
commission
may
meet
by
telecommunication,
18
video
conference,
or
other
similar
electronic
means.
19
c.
The
commission
shall
have
the
following
powers:
20
(1)
Establish
the
fiscal
year
of
the
commission.
21
(2)
Establish
a
code
of
conduct
and
conflict
of
interest
22
policies.
23
(3)
Adopt
rules
and
bylaws.
24
(4)
Maintain
its
financial
records
in
accordance
with
the
25
bylaws.
26
(5)
Meet
and
take
such
actions
as
are
consistent
with
the
27
provisions
of
this
compact,
the
commission’s
rules,
and
the
28
bylaws.
29
(6)
Initiate
and
conclude
legal
proceedings
or
actions
in
30
the
name
of
the
commission,
provided
that
the
standing
of
a
31
state
licensing
authority
to
sue
or
be
sued
under
applicable
32
law
shall
not
be
affected.
33
(7)
Maintain
and
certify
records
and
information
provided
34
to
a
participating
state
as
the
authenticated
business
records
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of
the
commission,
and
designate
a
person
to
do
so
on
the
1
commission’s
behalf.
2
(8)
Purchase
and
maintain
insurance
and
bonds.
3
(9)
Borrow,
accept,
or
contract
for
services
of
personnel,
4
including
but
not
limited
to
employees
of
a
participating
5
state.
6
(10)
Conduct
an
annual
financial
review.
7
(11)
Hire
employees,
elect
or
appoint
officers,
fix
8
compensation,
define
duties,
grant
such
individuals
appropriate
9
authority
to
carry
out
the
purposes
of
the
compact,
and
10
establish
the
commission’s
personnel
policies
and
programs
11
relating
to
conflicts
of
interest,
qualifications
of
personnel,
12
and
other
related
personnel
matters.
13
(12)
As
set
forth
in
the
commission
rules,
charge
a
fee
to
14
a
licensee
for
the
grant
of
a
compact
privilege
in
a
remote
15
state
and
thereafter,
as
may
be
established
by
commission
16
rule,
charge
the
licensee
a
compact
privilege
renewal
fee
17
for
each
renewal
period
in
which
that
licensee
exercises
or
18
intends
to
exercise
the
compact
privilege
in
that
remote
state.
19
Nothing
herein
shall
be
construed
to
prevent
a
remote
state
20
from
charging
a
licensee
a
fee
for
a
compact
privilege
or
21
renewals
of
a
compact
privilege,
or
a
fee
for
the
jurisprudence
22
requirement
if
the
remote
state
imposes
such
a
requirement
for
23
the
grant
of
a
compact
privilege.
24
(13)
Accept
any
and
all
appropriate
gifts,
donations,
25
grants
of
money,
other
sources
of
revenue,
equipment,
supplies,
26
materials,
and
services,
and
receive,
utilize,
and
dispose
of
27
the
same,
provided
that
at
all
times
the
commission
shall
avoid
28
any
appearance
of
impropriety
or
conflict
of
interest.
29
(14)
Lease,
purchase,
retain,
own,
hold,
improve,
or
use
any
30
property,
real,
personal,
or
mixed,
or
any
undivided
interest
31
therein.
32
(15)
Sell,
convey,
mortgage,
pledge,
lease,
exchange,
33
abandon,
or
otherwise
dispose
of
any
property,
real,
personal,
34
or
mixed.
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(16)
Establish
a
budget
or
make
expenditures.
1
(17)
Borrow
money.
2
(18)
Appoint
committees,
including
standing
committees,
3
which
may
be
composed
of
members,
state
regulators,
4
state
legislators
or
their
representatives,
and
consumer
5
representatives,
and
such
other
interested
persons
as
may
be
6
designated
in
this
compact
and
the
bylaws.
7
(19)
Provide
and
receive
information
from,
and
cooperate
8
with,
law
enforcement
agencies.
9
(20)
Elect
a
chair,
vice
chair,
secretary,
and
treasurer,
10
and
such
other
officers
of
the
commission
as
provided
in
the
11
commission’s
bylaws.
12
(21)
Establish
and
elect
an
executive
board.
13
(22)
Adopt
and
provide
to
the
participating
states
an
annual
14
report.
15
(23)
Determine
whether
a
state’s
enacted
compact
is
16
materially
different
from
the
model
compact
language
such
that
17
the
state
would
not
qualify
for
participation
in
the
compact.
18
(24)
Perform
such
other
functions
as
may
be
necessary
or
19
appropriate
to
achieve
the
purposes
of
this
compact.
20
d.
Meetings
of
the
commission.
21
(1)
All
meetings
of
the
commission
that
are
not
closed
22
pursuant
to
this
paragraph
shall
be
open
to
the
public.
Notice
23
of
public
meetings
shall
be
posted
on
the
commission’s
internet
24
site
at
least
thirty
days
prior
to
the
public
meeting.
25
(2)
Notwithstanding
subparagraph
(1),
the
commission
may
26
convene
an
emergency
public
meeting
by
providing
at
least
27
twenty-four
hours
prior
notice
on
the
commission’s
internet
28
site,
and
any
other
means
as
provided
in
the
commission’s
29
rules,
for
any
of
the
reasons
it
may
dispense
with
notice
30
of
proposed
rulemaking
under
subsection
8,
paragraph
“l”
.
31
The
commission’s
legal
counsel
shall
certify
that
one
of
the
32
reasons
justifying
an
emergency
public
meeting
has
been
met.
33
(3)
Notice
of
all
commission
meetings
shall
provide
the
34
time,
date,
and
location
of
the
meeting,
and
if
the
meeting
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is
to
be
held
or
accessible
via
telecommunication,
video
1
conference,
or
other
electronic
means,
the
notice
shall
include
2
the
mechanism
for
access
to
the
meeting
through
such
means.
3
(4)
The
commission
may
convene
in
a
closed,
nonpublic
4
meeting
for
the
commission
to
receive
legal
advice
or
to
5
discuss
any
of
the
following:
6
(a)
Noncompliance
of
a
participating
state
with
its
7
obligations
under
the
compact.
8
(b)
The
employment,
compensation,
discipline,
or
other
9
matters,
practices,
or
procedures
related
to
specific
employees
10
or
other
matters
related
to
the
commission’s
internal
personnel
11
practices
and
procedures.
12
(c)
Current
or
threatened
discipline
of
a
licensee
13
or
compact
privilege
holder
by
the
commission
or
by
a
14
participating
state’s
licensing
authority.
15
(d)
Current,
threatened,
or
reasonably
anticipated
16
litigation.
17
(e)
Negotiation
of
contracts
for
the
purchase,
lease,
or
18
sale
of
goods,
services,
or
real
estate.
19
(f)
Accusing
any
person
of
a
crime
or
formally
censuring
any
20
person.
21
(g)
Trade
secrets
or
commercial
or
financial
information
22
that
is
privileged
or
confidential.
23
(h)
Information
of
a
personal
nature
where
disclosure
would
24
constitute
a
clearly
unwarranted
invasion
of
personal
privacy.
25
(i)
Investigative
records
compiled
for
law
enforcement
26
purposes.
27
(j)
Information
related
to
any
investigative
reports
28
prepared
by
or
on
behalf
of
or
for
use
of
the
commission
or
29
other
committee
charged
with
responsibility
of
investigation
or
30
determination
of
compliance
issues
pursuant
to
the
compact.
31
(k)
Legal
advice.
32
(l)
Matters
specifically
exempted
from
disclosure
to
the
33
public
by
federal
or
participating
state
law.
34
(m)
Other
matters
as
promulgated
by
the
commission
by
rule.
35
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_____
(5)
If
a
meeting,
or
portion
of
a
meeting,
is
closed,
the
1
presiding
officer
shall
state
that
the
meeting
will
be
closed
2
and
reference
each
relevant
exempting
provision,
and
such
3
reference
shall
be
recorded
in
the
minutes.
4
(6)
The
commission
shall
keep
minutes
that
fully
and
clearly
5
describe
all
matters
discussed
in
a
meeting
and
shall
provide
6
a
full
and
accurate
summary
of
actions
taken,
and
the
reasons
7
therefore,
including
a
description
of
the
views
expressed.
8
All
documents
considered
in
connection
with
an
action
shall
9
be
identified
in
such
minutes.
All
minutes
and
documents
of
10
a
closed
meeting
shall
remain
under
seal,
subject
to
release
11
only
by
a
majority
vote
of
the
commission
or
order
of
a
court
of
12
competent
jurisdiction.
13
e.
Financing
of
the
commission.
14
(1)
The
commission
shall
pay
or
provide
for
the
payment
of
15
the
reasonable
expenses
of
its
establishment,
organization,
and
16
ongoing
activities.
17
(2)
The
commission
may
accept
any
and
all
appropriate
18
sources
of
revenue,
donations,
and
grants
of
money,
equipment,
19
supplies,
materials,
and
services.
20
(3)
The
commission
may
levy
on
and
collect
an
annual
21
assessment
from
each
participating
state
and
impose
fees
on
22
licensees
of
participating
states
when
a
compact
privilege
is
23
granted
to
cover
the
cost
of
the
operations
and
activities
24
of
the
commission
and
its
staff,
which
must
be
in
a
total
25
amount
sufficient
to
cover
its
annual
budget
as
approved
each
26
fiscal
year
for
which
sufficient
revenue
is
not
provided
by
27
other
sources.
The
aggregate
annual
assessment
amount
for
28
participating
states
shall
be
allocated
based
upon
a
formula
29
that
the
commission
shall
promulgate
by
rule.
30
(4)
The
commission
shall
not
incur
obligations
of
any
kind
31
prior
to
securing
the
funds
adequate
to
meet
the
same,
nor
32
shall
the
commission
pledge
the
credit
of
any
participating
33
state,
except
by
and
with
the
authority
of
the
participating
34
state.
35
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_____
(5)
The
commission
shall
keep
accurate
accounts
of
all
1
receipts
and
disbursements.
The
receipts
and
disbursements
2
of
the
commission
shall
be
subject
to
the
financial
review
3
and
accounting
procedures
established
under
its
bylaws.
All
4
receipts
and
disbursements
of
funds
handled
by
the
commission
5
shall
be
subject
to
an
annual
financial
review
by
a
certified
6
or
licensed
public
accountant,
and
the
report
of
the
financial
7
review
shall
be
included
in
and
become
part
of
the
annual
8
report
of
the
commission.
9
f.
The
executive
board.
10
(1)
The
executive
board
shall
have
the
power
to
act
on
11
behalf
of
the
commission
according
to
the
terms
of
this
12
compact.
The
powers,
duties,
and
responsibilities
of
the
13
executive
board
shall
include
all
of
the
following:
14
(a)
Overseeing
the
day-to-day
activities
of
the
15
administration
of
the
compact
including
compliance
with
the
16
provisions
of
the
compact,
the
commission’s
rules,
and
bylaws.
17
(b)
Recommending
to
the
commission
changes
to
the
rules
or
18
bylaws,
changes
to
this
compact
legislation,
fees
charged
to
19
the
compact
participating
states,
fees
charged
to
licensees,
20
and
other
fees.
21
(c)
Ensuring
compact
administration
services
are
22
appropriately
provided,
including
by
contract.
23
(d)
Preparing
and
recommending
the
budget.
24
(e)
Maintaining
financial
records
on
behalf
of
the
25
commission.
26
(f)
Monitoring
compact
compliance
of
participating
states
27
and
providing
compliance
reports
to
the
commission.
28
(g)
Establishing
additional
committees
as
necessary.
29
(h)
Exercising
the
powers
and
duties
of
the
commission
30
during
the
interim
between
commission
meetings,
except
for
31
adopting
or
amending
rules,
adopting
or
amending
bylaws,
and
32
exercising
any
other
powers
and
duties
expressly
reserved
to
33
the
commission
by
rule
or
bylaw.
34
(i)
Other
duties
as
provided
in
the
rules
or
bylaws
of
the
35
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32
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_____
commission.
1
(2)
The
executive
board
shall
be
composed
of
up
to
seven
2
members:
3
(a)
The
chair,
vice
chair,
secretary,
and
treasurer
of
the
4
commission,
and
any
other
members
of
the
commission
who
serve
5
on
the
executive
board
shall
be
voting
members
of
the
executive
6
board.
7
(b)
Other
than
the
chair,
vice
chair,
secretary,
and
8
treasurer
of
the
commission,
the
commission
may
elect
up
9
to
three
voting
members
from
the
current
membership
of
the
10
commission.
11
(3)
The
commission
may
remove
any
member
of
the
executive
12
board
as
provided
in
the
commission’s
bylaws.
13
(4)
The
executive
board
shall
meet
at
least
annually.
14
(a)
An
executive
board
meeting
at
which
it
takes
or
intends
15
to
take
formal
action
on
a
matter
shall
be
open
to
the
public,
16
except
that
the
executive
board
may
meet
in
a
closed,
nonpublic
17
session
of
a
public
meeting
when
dealing
with
any
of
the
18
matters
covered
under
paragraph
“d”
,
subparagraph
(4).
19
(b)
The
executive
board
shall
give
five
business
days’
20
notice
of
its
public
meetings,
posted
on
its
internet
site
and
21
as
it
may
otherwise
determine
to
provide
notice
to
persons
with
22
an
interest
in
the
public
matters
the
executive
board
intends
23
to
address
at
those
meetings.
24
(5)
The
executive
board
may
hold
an
emergency
meeting
when
25
acting
for
the
commission
to
do
any
of
the
following:
26
(a)
Meet
an
imminent
threat
to
public
health,
safety,
or
27
welfare.
28
(b)
Prevent
a
loss
of
commission
or
participating
state
29
funds.
30
(c)
Protect
public
health
and
safety.
31
g.
Qualified
immunity,
defense,
and
indemnification.
32
(1)
The
members,
officers,
executive
director,
employees,
33
and
representatives
of
the
commission
shall
be
immune
from
suit
34
and
liability,
both
personally
and
in
their
official
capacity,
35
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90
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32
H.F.
_____
for
any
claim
for
damage
to
or
loss
of
property
or
personal
1
injury
or
other
civil
liability
caused
by
or
arising
out
of
any
2
actual
or
alleged
act,
error,
or
omission
that
occurred,
or
3
that
the
person
against
whom
the
claim
is
made
had
a
reasonable
4
basis
for
believing
occurred
within
the
scope
of
commission
5
employment,
duties,
or
responsibilities;
provided
that
nothing
6
in
this
paragraph
shall
be
construed
to
protect
any
such
7
person
from
suit
or
liability
for
any
damage,
loss,
injury,
8
or
liability
caused
by
the
intentional,
willful,
or
wanton
9
misconduct
of
that
person.
The
procurement
of
insurance
of
any
10
type
by
the
commission
shall
not
in
any
way
compromise
or
limit
11
the
immunity
granted
hereunder.
12
(2)
The
commission
shall
defend
any
member,
officer,
13
executive
director,
employee,
and
representative
of
the
14
commission
in
any
civil
action
seeking
to
impose
liability
15
arising
out
of
any
actual
or
alleged
act,
error,
or
omission
16
that
occurred
within
the
scope
of
commission
employment,
17
duties,
or
responsibilities,
or
as
determined
by
the
commission
18
that
the
person
against
whom
the
claim
is
made
had
a
reasonable
19
basis
for
believing
occurred
within
the
scope
of
commission
20
employment,
duties,
or
responsibilities;
provided
that
nothing
21
in
this
paragraph
shall
be
construed
to
prohibit
that
person
22
from
retaining
counsel
at
that
person’s
own
expense;
and
23
provided
further
that
the
actual
or
alleged
act,
error,
24
or
omission
did
not
result
from
that
person’s
intentional,
25
willful,
or
wanton
misconduct.
26
(3)
Notwithstanding
subparagraph
(1),
should
any
member,
27
officer,
executive
director,
employee,
or
representative
of
the
28
commission
be
held
liable
for
the
amount
of
any
settlement
or
29
judgment
arising
out
of
any
actual
or
alleged
act,
error,
or
30
omission
that
occurred
within
the
scope
of
that
individual’s
31
employment,
duties,
or
responsibilities
for
the
commission,
32
or
that
the
person
to
whom
the
individual
is
liable
had
a
33
reasonable
basis
for
believing
occurred
within
the
scope
of
34
the
individual’s
employment,
duties,
or
responsibilities
35
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32
H.F.
_____
for
the
commission,
the
commission
shall
indemnify
and
hold
1
harmless
such
individual,
provided
that
the
actual
or
alleged
2
act,
error,
or
omission
did
not
result
from
the
intentional,
3
willful,
or
wanton
misconduct
of
the
individual.
4
(4)
Nothing
in
this
compact
shall
be
construed
as
a
5
limitation
on
the
liability
of
any
licensee
for
professional
6
malpractice
or
misconduct,
which
shall
be
governed
solely
by
7
any
other
applicable
state
laws.
8
(5)
Nothing
in
this
compact
shall
be
interpreted
to
waive
9
or
otherwise
abrogate
a
participating
state’s
state
action
10
immunity
or
state
action
affirmative
defense
with
respect
to
11
antitrust
claims
under
the
Sherman
Act,
Clayton
Act,
or
any
12
other
state
or
federal
antitrust
or
anticompetitive
law
or
13
regulation.
14
(6)
Nothing
in
this
compact
shall
be
construed
to
be
a
15
waiver
of
sovereign
immunity
by
the
participating
states
or
by
16
the
commission.
17
7.
Data
system.
18
a.
The
commission
shall
provide
for
the
development,
19
maintenance,
operation,
and
utilization
of
a
coordinated
20
database
and
reporting
system
containing
licensure,
adverse
21
action,
and
the
presence
of
significant
investigative
22
information
on
all
licensees
and
applicants
for
a
license
in
23
participating
states.
24
b.
Notwithstanding
any
other
provision
of
state
law
to
the
25
contrary,
a
participating
state
shall
submit
a
uniform
data
26
set
to
the
data
system
on
all
individuals
to
whom
this
compact
27
is
applicable
as
required
by
the
rules
of
the
commission,
28
including
all
of
the
following:
29
(1)
Identifying
information.
30
(2)
Licensure
data.
31
(3)
Adverse
actions
against
a
licensee,
license
applicant,
32
or
compact
privilege,
and
information
related
thereto.
33
(4)
Nonconfidential
information
related
to
alternative
34
program
participation,
the
beginning
and
ending
dates
of
35
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32
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_____
such
participation,
and
other
information
related
to
such
1
participation.
2
(5)
Any
denial
of
an
application
for
licensure
and
the
3
reason
for
such
denial,
excluding
the
reporting
of
any
criminal
4
history
record
information
where
prohibited
by
law.
5
(6)
The
presence
of
significant
investigative
information.
6
(7)
Other
information
that
may
facilitate
the
7
administration
of
this
compact
or
the
protection
of
the
public,
8
as
determined
by
the
rules
of
the
commission.
9
c.
The
records
and
information
provided
to
a
participating
10
state
pursuant
to
this
compact
or
through
the
data
system,
11
when
certified
by
the
commission
or
an
agent
thereof,
12
shall
constitute
the
authenticated
business
records
of
the
13
commission,
and
shall
be
entitled
to
any
associated
hearsay
14
exception
in
any
relevant
judicial,
quasi-judicial,
or
15
administrative
proceedings
in
a
participating
state.
16
d.
Significant
investigative
information
pertaining
to
a
17
licensee
in
any
participating
state
will
only
be
available
to
18
other
participating
states.
19
e.
It
is
the
responsibility
of
the
participating
states
20
to
monitor
the
database
to
determine
whether
adverse
action
21
has
been
taken
against
a
licensee
or
license
applicant.
22
Adverse
action
information
pertaining
to
a
licensee
or
license
23
applicant
in
any
participating
state
will
be
available
to
any
24
other
participating
state.
25
f.
Participating
states
contributing
information
to
the
data
26
system
may
designate
information
that
may
not
be
shared
with
27
the
public
without
the
express
permission
of
the
contributing
28
state.
29
g.
Any
information
submitted
to
the
data
system
that
is
30
subsequently
expunged
pursuant
to
federal
law
or
the
laws
of
31
the
participating
state
contributing
the
information
shall
be
32
removed
from
the
data
system.
33
8.
Rulemaking.
34
a.
The
commission
shall
promulgate
reasonable
rules
in
35
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32
H.F.
_____
order
to
effectively
and
efficiently
implement
and
administer
1
the
purposes
and
provisions
of
the
compact.
A
commission
rule
2
shall
be
invalid
and
have
no
force
or
effect
only
if
a
court
of
3
competent
jurisdiction
holds
that
the
rule
is
invalid
because
4
the
commission
exercised
its
rulemaking
authority
in
a
manner
5
that
is
beyond
the
scope
and
purposes
of
the
compact
or
the
6
powers
granted
hereunder,
or
based
upon
another
applicable
7
standard
of
review.
8
b.
The
rules
of
the
commission
shall
have
the
force
of
9
law
in
each
participating
state,
provided
however
that
where
10
the
rules
of
the
commission
conflict
with
the
laws
of
the
11
participating
state
that
establish
the
participating
state’s
12
scope
of
practice
as
held
by
a
court
of
competent
jurisdiction,
13
the
rules
of
the
commission
shall
be
ineffective
in
that
state
14
to
the
extent
of
the
conflict.
15
c.
The
commission
shall
exercise
its
rulemaking
powers
16
pursuant
to
the
criteria
set
forth
in
this
section
and
the
17
rules
adopted
thereunder.
Rules
shall
become
binding
as
of
the
18
date
specified
by
the
commission
for
each
rule.
19
d.
If
a
majority
of
the
legislatures
of
the
participating
20
states
rejects
a
commission
rule
or
portion
of
a
commission
21
rule,
by
enactment
of
a
statute
or
resolution
in
the
same
22
manner
used
to
adopt
the
compact,
within
four
years
of
the
date
23
of
adoption
of
the
rule,
then
such
rule
shall
have
no
further
24
force
and
effect
in
any
participating
state
or
to
any
state
25
applying
to
participate
in
the
compact.
26
e.
Rules
shall
be
adopted
at
a
regular
or
special
meeting
27
of
the
commission.
28
f.
Prior
to
adoption
of
a
proposed
rule,
the
commission
29
shall
hold
a
public
hearing
and
allow
persons
to
provide
oral
30
and
written
comments,
data,
facts,
opinions,
and
arguments.
31
g.
Prior
to
adoption
of
a
proposed
rule
by
the
commission,
32
and
at
least
thirty
days
in
advance
of
the
meeting
at
which
the
33
commission
will
hold
a
public
hearing
on
the
proposed
rule,
34
the
commission
shall
provide
a
notice
of
proposed
rulemaking
35
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32
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_____
as
follows:
1
(1)
On
the
internet
site
of
the
commission
or
other
publicly
2
accessible
platform.
3
(2)
To
persons
who
have
requested
notice
of
the
commission’s
4
notices
of
proposed
rulemaking.
5
(3)
In
such
other
ways
as
the
commission
may
by
rule
6
specify.
7
h.
The
notice
of
proposed
rulemaking
shall
include
all
of
8
the
following:
9
(1)
The
time,
date,
and
location
of
the
public
hearing
at
10
which
the
commission
will
hear
public
comments
on
the
proposed
11
rule
and,
if
different,
the
time,
date,
and
location
of
the
12
meeting
where
the
commission
will
consider
and
vote
on
the
13
proposed
rule.
14
(2)
If
the
hearing
is
held
via
telecommunication,
video
15
conference,
or
other
electronic
means,
the
commission
shall
16
include
the
mechanism
for
access
to
the
hearing
in
the
notice
17
of
proposed
rulemaking.
18
(3)
The
text
of
the
proposed
rule
and
the
reason
for
the
19
proposed
rule.
20
(4)
A
request
for
comments
on
the
proposed
rule
from
any
21
interested
person.
22
(5)
The
manner
in
which
interested
persons
may
submit
23
written
comments.
24
i.
All
hearings
will
be
recorded.
A
copy
of
the
recording
25
and
all
written
comments
and
documents
received
by
the
26
commission
in
response
to
the
proposed
rule
shall
be
available
27
to
the
public.
28
j.
Nothing
in
this
subsection
shall
be
construed
as
29
requiring
a
separate
hearing
on
each
commission
rule.
Rules
30
may
be
grouped
for
convenience
of
the
commission
at
hearings
31
required
by
this
section.
32
k.
The
commission
shall,
by
a
majority
vote
of
all
33
commissioners,
take
final
action
on
the
proposed
rule
based
on
34
the
rulemaking
record.
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(1)
The
commission
may
adopt
changes
to
the
proposed
rule
1
provided
the
changes
do
not
enlarge
the
original
purposes
of
2
the
proposed
rule.
3
(2)
The
commission
shall
provide
an
explanation
of
the
4
reasons
for
substantive
changes
made
to
the
proposed
rule
as
5
well
as
reasons
for
substantive
changes
not
made
that
were
6
recommended
by
commenters.
7
(3)
The
commission
shall
determine
a
reasonable
effective
8
date
for
the
rule.
Except
for
an
emergency
as
provided
in
9
paragraph
“l”
,
the
effective
date
of
the
rule
shall
be
no
sooner
10
than
thirty
days
after
the
commission
issuing
the
notice
that
11
it
adopted
or
amended
the
rule.
12
l.
Upon
determination
that
an
emergency
exists,
the
13
commission
may
consider
and
adopt
an
emergency
rule
with
14
twenty-four
hours’
notice,
with
opportunity
to
comment,
15
provided
that
the
usual
rulemaking
procedures
provided
in
the
16
compact
and
in
this
subsection
shall
be
retroactively
applied
17
to
the
rule
as
soon
as
reasonably
possible,
but
in
no
event
18
later
than
ninety
days
after
the
effective
date
of
the
rule.
19
For
the
purposes
of
this
provision,
an
emergency
rule
is
one
20
that
must
be
adopted
immediately
in
order
to
do
any
of
the
21
following:
22
(1)
Meet
an
imminent
threat
to
public
health,
safety,
or
23
welfare.
24
(2)
Prevent
a
loss
of
commission
or
participating
state
25
funds.
26
(3)
Meet
a
deadline
for
the
promulgation
of
a
rule
that
is
27
established
by
federal
law
or
rule.
28
(4)
Protect
public
health
and
safety.
29
m.
The
commission
or
an
authorized
committee
of
the
30
commission
may
direct
revisions
to
a
previously
adopted
rule
31
for
purposes
of
correcting
typographical
errors,
errors
in
32
format,
errors
in
consistency,
or
grammatical
errors.
Public
33
notice
of
any
revisions
shall
be
posted
on
the
internet
site
34
of
the
commission.
The
revision
shall
be
subject
to
challenge
35
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_____
by
any
person
for
a
period
of
thirty
days
after
posting.
The
1
revision
may
be
challenged
only
on
grounds
that
the
revision
2
results
in
a
material
change
to
a
rule.
A
challenge
shall
3
be
made
in
writing
and
delivered
to
the
commission
prior
to
4
the
end
of
the
notice
period.
If
no
challenge
is
made,
the
5
revision
will
take
effect
without
further
action.
If
the
6
revision
is
challenged,
the
revision
may
not
take
effect
7
without
the
approval
of
the
commission.
8
n.
No
participating
state’s
rulemaking
requirements
shall
9
apply
under
this
compact.
10
9.
Oversight,
dispute
resolution,
and
enforcement.
11
a.
Oversight.
12
(1)
The
executive
and
judicial
branches
of
state
government
13
in
each
participating
state
shall
enforce
this
compact
and
take
14
all
actions
necessary
and
appropriate
to
implement
the
compact.
15
(2)
Venue
is
proper
and
judicial
proceedings
by
or
against
16
the
commission
shall
be
brought
solely
and
exclusively
in
a
17
court
of
competent
jurisdiction
where
the
principal
office
of
18
the
commission
is
located.
The
commission
may
waive
venue
and
19
jurisdictional
defenses
to
the
extent
it
adopts
or
consents
20
to
participate
in
alternative
dispute
resolution
proceedings.
21
Nothing
herein
shall
affect
or
limit
the
selection
or
propriety
22
of
venue
in
any
action
against
a
licensee
for
professional
23
malpractice,
misconduct,
or
any
such
similar
matter.
24
(3)
The
commission
shall
be
entitled
to
receive
service
25
of
process
in
any
proceeding
regarding
the
enforcement
or
26
interpretation
of
the
compact
or
commission
rule
and
shall
have
27
standing
to
intervene
in
such
a
proceeding
for
all
purposes.
28
Failure
to
provide
the
commission
service
of
process
shall
29
render
a
judgment
or
order
void
as
to
the
commission,
this
30
compact,
or
promulgated
rules.
31
b.
Default,
technical
assistance,
and
termination.
32
(1)
If
the
commission
determines
that
a
participating
33
state
has
defaulted
in
the
performance
of
its
obligations
or
34
responsibilities
under
this
compact
or
the
promulgated
rules,
35
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_____
the
commission
shall
provide
written
notice
to
the
defaulting
1
state.
The
notice
of
default
shall
describe
the
default,
the
2
proposed
means
of
curing
the
default,
and
any
other
action
that
3
the
commission
may
take,
and
shall
offer
training
and
specific
4
technical
assistance
regarding
the
default.
5
(2)
The
commission
shall
provide
a
copy
of
the
notice
of
6
default
to
the
other
participating
states.
7
c.
If
a
state
in
default
fails
to
cure
the
default,
the
8
defaulting
state
may
be
terminated
from
the
compact
upon
an
9
affirmative
vote
of
a
majority
of
the
commissioners,
and
all
10
rights,
privileges,
and
benefits
conferred
on
that
state
11
by
this
compact
may
be
terminated
on
the
effective
date
of
12
termination.
A
cure
of
the
default
does
not
relieve
the
13
offending
state
of
obligations
or
liabilities
incurred
during
14
the
period
of
default.
15
d.
Termination
of
participation
in
the
compact
shall
be
16
imposed
only
after
all
other
means
of
securing
compliance
have
17
been
exhausted.
Notice
of
intent
to
suspend
or
terminate
shall
18
be
given
by
the
commission
to
the
governor,
the
majority
and
19
minority
leaders
of
the
defaulting
state’s
legislature,
the
20
defaulting
state’s
state
licensing
authority
or
authorities,
21
as
applicable,
and
each
of
the
participating
states’
state
22
licensing
authority
or
authorities,
as
applicable.
23
e.
A
state
that
has
been
terminated
is
responsible
for
all
24
assessments,
obligations,
and
liabilities
incurred
through
25
the
effective
date
of
termination,
including
obligations
that
26
extend
beyond
the
effective
date
of
termination.
27
f.
Upon
the
termination
of
a
state’s
participation
in
28
this
compact,
that
state
shall
immediately
provide
notice
29
to
all
licensees
of
the
state,
including
licensees
of
other
30
participating
states
issued
a
compact
privilege
to
practice
31
within
that
state,
of
such
termination.
The
terminated
state
32
shall
continue
to
recognize
all
compact
privileges
then
in
33
effect
in
that
state
for
a
minimum
of
one
hundred
eighty
days
34
after
the
date
of
said
notice
of
termination.
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_____
g.
The
commission
shall
not
bear
any
costs
related
to
1
a
state
that
is
found
to
be
in
default
or
that
has
been
2
terminated
from
the
compact
unless
agreed
upon
in
writing
3
between
the
commission
and
the
defaulting
state.
4
h.
The
defaulting
state
may
appeal
the
action
of
the
5
commission
by
petitioning
the
United
States
district
court
6
for
the
District
of
Columbia
or
the
federal
district
where
7
the
commission
has
its
principal
offices.
The
prevailing
8
party
shall
be
awarded
all
costs
of
such
litigation,
including
9
reasonable
attorney
fees.
10
i.
Dispute
resolution.
11
(1)
Upon
request
by
a
participating
state,
the
commission
12
shall
attempt
to
resolve
disputes
related
to
the
compact
that
13
arise
among
participating
states
and
between
participating
14
states
and
nonparticipating
states.
15
(2)
The
commission
shall
promulgate
a
rule
providing
for
16
both
mediation
and
binding
dispute
resolution
for
disputes
as
17
appropriate.
18
j.
Enforcement.
19
(1)
The
commission,
in
the
reasonable
exercise
of
its
20
discretion,
shall
enforce
the
provisions
of
this
compact
and
21
the
commission’s
rules.
22
(2)
By
a
majority
vote,
the
commission
may
initiate
23
legal
action
against
a
participating
state
in
default
in
the
24
United
States
district
court
for
the
District
of
Columbia
or
25
the
federal
district
where
the
commission
has
its
principal
26
offices
to
enforce
compliance
with
the
provisions
of
the
27
compact
and
its
promulgated
rules.
The
relief
sought
may
28
include
both
injunctive
relief
and
damages.
In
the
event
29
judicial
enforcement
is
necessary,
the
prevailing
party
shall
30
be
awarded
all
costs
of
such
litigation,
including
reasonable
31
attorney
fees.
The
remedies
herein
shall
not
be
the
exclusive
32
remedies
of
the
commission.
The
commission
may
pursue
any
33
other
remedies
available
under
federal
or
the
defaulting
34
participating
state’s
law.
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32
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_____
(3)
A
participating
state
may
initiate
legal
action
1
against
the
commission
in
the
United
States
district
court
for
2
the
District
of
Columbia
or
the
federal
district
where
the
3
commission
has
its
principal
offices
to
enforce
compliance
with
4
the
provisions
of
the
compact
and
its
promulgated
rules.
The
5
relief
sought
may
include
both
injunctive
relief
and
damages.
6
In
the
event
judicial
enforcement
is
necessary,
the
prevailing
7
party
shall
be
awarded
all
costs
of
such
litigation,
including
8
reasonable
attorney
fees.
9
(4)
No
individual
or
entity
other
than
a
participating
state
10
may
enforce
this
compact
against
the
commission.
11
10.
Effective
date,
withdrawal,
and
amendment.
12
a.
The
compact
shall
come
into
effect
on
the
date
on
13
which
the
compact
statute
is
enacted
into
law
in
the
seventh
14
participating
state.
15
(1)
On
or
after
the
effective
date
of
the
compact,
the
16
commission
shall
convene
and
review
the
enactment
of
each
of
17
the
states
that
enacted
the
compact
prior
to
the
commission
18
convening,
who
shall
be
known
as
charter
participating
states,
19
to
determine
if
the
statute
enacted
by
each
such
charter
20
participating
state
is
materially
different
from
the
model
21
compact.
22
(a)
A
charter
participating
state
whose
enactment
is
found
23
to
be
materially
different
from
the
model
compact
shall
be
24
entitled
to
the
default
process
set
forth
in
subsection
9.
25
(b)
If
any
participating
state
is
later
found
to
be
in
26
default,
or
is
terminated
or
withdraws
from
the
compact,
the
27
commission
shall
remain
in
existence
and
the
compact
shall
28
remain
in
effect
even
if
the
number
of
participating
states
29
should
be
less
than
seven.
30
(2)
Participating
states
enacting
the
compact
subsequent
31
to
the
charter
participating
states
shall
be
subject
to
the
32
process
set
forth
in
subsection
6,
paragraph
“c”
,
subparagraph
33
(23),
to
determine
if
their
enactments
are
materially
34
different
from
the
model
compact
and
whether
they
qualify
for
35
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H.F.
_____
participation
in
the
compact.
1
(3)
All
actions
taken
for
the
benefit
of
the
commission
2
or
in
furtherance
of
the
purposes
of
the
administration
of
3
the
compact
prior
to
the
effective
date
of
the
compact
or
the
4
commission
coming
into
existence
shall
be
considered
to
be
5
actions
of
the
commission
unless
specifically
repudiated
by
the
6
commission.
7
(4)
Any
state
that
joins
the
compact
subsequent
to
the
8
commission’s
initial
adoption
of
the
rules
and
bylaws
shall
be
9
subject
to
the
commission’s
rules
and
bylaws
as
they
exist
on
10
the
date
on
which
the
compact
becomes
law
in
that
state.
Any
11
rule
that
has
been
previously
adopted
by
the
commission
shall
12
have
the
full
force
and
effect
of
law
on
the
day
the
compact
13
becomes
law
in
that
state.
14
b.
Any
participating
state
may
withdraw
from
this
compact
15
by
enacting
a
statute
repealing
the
state’s
enactment
of
the
16
compact.
17
(1)
A
participating
state’s
withdrawal
shall
not
take
18
effect
until
one
hundred
eighty
days
after
enactment
of
the
19
repealing
statute.
20
(2)
Withdrawal
shall
not
affect
the
continuing
requirement
21
of
the
withdrawing
state’s
licensing
authority
or
authorities
22
to
comply
with
the
investigative
and
adverse
action
reporting
23
requirements
of
this
compact
prior
to
the
effective
date
of
24
withdrawal.
25
(3)
Upon
the
enactment
of
a
statute
withdrawing
from
this
26
compact,
the
state
shall
immediately
provide
notice
of
such
27
withdrawal
to
all
licensees
within
that
state.
Notwithstanding
28
any
subsequent
statutory
enactment
to
the
contrary,
such
29
withdrawing
state
shall
continue
to
recognize
all
compact
30
privileges
to
practice
within
that
state
granted
pursuant
to
31
this
compact
for
a
minimum
of
one
hundred
eighty
days
after
the
32
date
of
such
notice
of
withdrawal.
33
c.
Nothing
contained
in
this
compact
shall
be
construed
34
to
invalidate
or
prevent
any
licensure
agreement
or
other
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cooperative
arrangement
between
a
participating
state
and
1
a
nonparticipating
state
that
does
not
conflict
with
the
2
provisions
of
this
compact.
3
d.
This
compact
may
be
amended
by
the
participating
states.
4
No
amendment
to
this
compact
shall
become
effective
and
binding
5
upon
any
participating
state
until
it
is
enacted
into
the
laws
6
of
all
participating
states.
7
11.
Construction
and
severability.
8
a.
This
compact
and
the
commission’s
rulemaking
authority
9
shall
be
liberally
construed
so
as
to
effectuate
the
purposes
10
and
the
implementation
and
administration
of
the
compact.
11
Provisions
of
the
compact
expressly
authorizing
or
requiring
12
the
promulgation
of
rules
shall
not
be
construed
to
limit
the
13
commission’s
rulemaking
authority
solely
for
those
purposes.
14
b.
The
provisions
of
this
compact
shall
be
severable,
and
15
if
any
phrase,
clause,
sentence,
or
provision
of
this
compact
16
is
held
by
a
court
of
competent
jurisdiction
to
be
contrary
to
17
the
constitution
of
any
participating
state,
a
state
seeking
18
participation
in
the
compact,
or
of
the
United
States,
or
19
the
applicability
thereof
to
any
government,
agency,
person,
20
or
circumstance
is
held
to
be
unconstitutional
by
a
court
of
21
competent
jurisdiction,
the
validity
of
the
remainder
of
this
22
compact
and
the
applicability
thereof
to
any
other
government,
23
agency,
person,
or
circumstance
shall
not
be
affected
thereby.
24
c.
Notwithstanding
paragraph
“b”
,
the
commission
may
deny
25
a
state’s
participation
in
the
compact
or,
in
accordance
with
26
the
requirements
of
subsection
9,
paragraph
“b”
,
terminate
27
a
participating
state’s
participation
in
the
compact,
if
it
28
determines
that
a
constitutional
requirement
of
a
participating
29
state
is
a
material
departure
from
the
compact.
Otherwise,
if
30
this
compact
shall
be
held
to
be
contrary
to
the
constitution
31
of
any
participating
state,
the
compact
shall
remain
in
full
32
force
and
effect
as
to
the
remaining
participating
states
and
33
in
full
force
and
effect
as
to
the
participating
state
affected
34
as
to
all
severable
matters.
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12.
Consistent
effect
and
conflict
with
other
state
laws.
1
a.
Nothing
herein
shall
prevent
or
inhibit
the
enforcement
2
of
any
other
law
of
a
participating
state
that
is
not
3
inconsistent
with
the
compact.
4
b.
Any
laws,
statutes,
regulations,
or
other
legal
5
requirements
in
a
participating
state
in
conflict
with
the
6
compact
are
superseded
to
the
extent
of
the
conflict.
7
c.
All
permissible
agreements
between
the
commission
and
8
the
participating
states
are
binding
in
accordance
with
their
9
terms.
10
EXPLANATION
11
The
inclusion
of
this
explanation
does
not
constitute
agreement
with
12
the
explanation’s
substance
by
the
members
of
the
general
assembly.
13
This
bill
establishes
the
dentist
and
dental
hygienist
14
compact.
15
The
compact
establishes
a
system
whereby
dentists
and
16
dental
hygienists
licensed
to
practice
in
one
member
state
may
17
practice
in
another
member
state
under
a
compact
privilege
18
without
applying
for
a
license
in
that
state.
The
compact
19
imposes
certain
minimum
requirements
on
the
licensure
of
20
dentists
and
dental
hygienists
in
member
states.
The
compact
21
comes
into
effect
upon
adoption
by
seven
states.
22
The
compact
creates
a
commission
to
administer
the
operation
23
of
the
compact.
The
commission
is
an
instrumentality
of
the
24
party
states.
The
compact
includes
provisions
relating
to
the
25
establishment
and
membership
of
the
commission;
powers
of
the
26
commission;
meetings
and
voting
requirements
of
the
commission;
27
commission
bylaws
and
rules;
commission
committees;
commission
28
finances;
the
establishment
of
a
licensure
data
system;
29
oversight
by
member
states;
compacting
state
compliance;
30
venue
for
judicial
proceedings;
defense
and
indemnification;
31
effective
dates
and
amendments
to
the
compact;
withdrawal,
32
default,
and
expulsion;
severability
and
construction;
and
the
33
binding
effect
of
the
compact
and
other
laws.
34
The
compact
becomes
effective
upon
the
adoption
of
the
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compact
by
the
seventh
participating
state.
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