House Study Bill 5 



                                       HOUSE FILE       
                                       BY  (PROPOSED COMMITTEE ON
                                            ETHICS BILL BY
                                            CHAIRPERSON H. MILLER)


    Passed House,  Date               Passed Senate, Date             
    Vote:  Ayes        Nays           Vote:  Ayes        Nays         
                 Approved                            

                                      A BILL FOR

  1 An Act relating to registration and reports filed by lobbyists
  2    and clients of lobbyists.
  3 BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF IOWA:
  4 TLSB 1101YC 83
  5 tm/rj/8

PAG LIN



  1  1    Section 1.  Section 68B.32A, subsection 5, Code 2009, is
  1  2 amended to read as follows:
  1  3    5.  Receive and file registration and reports from
  1  4 lobbyists of the executive branch of state government, client
  1  5 disclosure from clients of lobbyists of the executive branch
  1  6 of state government, personal financial disclosure information
  1  7 from officials and employees in the executive branch of state
  1  8 government who are required to file personal financial
  1  9 disclosure information under this chapter, and gift and
  1 10 bequest disclosure information pursuant to section 8.7.  The
  1 11 board, upon its own motion, may initiate action and conduct a
  1 12 hearing relating to reporting requirements under this chapter
  1 13 or section 8.7.
  1 14    Sec. 2.  Section 68B.36, Code 2009, is amended to read as
  1 15 follows:
  1 16    68B.36  APPLICABILITY == LOBBYIST REGISTRATION REQUIRED.
  1 17    1.  All lobbyists before the general assembly and before
  1 18 the office of the governor or any state agency shall, on or
  1 19 before the day their lobbying activity begins, register by
  1 20 filing a lobbyist's registration statement with the board at
  1 21 times and in the manner provided in this section.  Lobbyists
  1 22 engaged in lobbying activities before the general assembly
  1 23 shall file the statement with the chief clerk of the house of
  1 24 representatives or the secretary of the senate.  Lobbyists
  1 25 engaged in lobbying activities before the office of the
  1 26 governor or any state agency shall file the statement with the
  1 27 board.  The chief clerk of the house and the secretary of the
  1 28 senate shall provide appropriate registration forms to
  1 29 lobbyists before the general assembly.  The board shall
  1 30 prescribe appropriate registration forms for lobbyists before
  1 31 the office of the governor and state agencies.
  1 32    2.  Registration shall be valid from the date of
  1 33 registration until the expiration of the registration period
  1 34 for the type of lobbying in which the person will be engaging.
  1 35 Any change in or addition to the information shall be
  2  1 registered filed with the board within ten days after the
  2  2 change or addition is known to the lobbyist.  Changes or
  2  3 additions for executive branch lobbyists shall be filed with
  2  4 the board.  Changes or additions for registrations of
  2  5 lobbyists of the general assembly shall be filed with either
  2  6 the chief clerk of the house or the secretary of the senate.
  2  7    3.  For persons registered to lobby before the general
  2  8 assembly, registration expires upon the commencement of the
  2  9 next regular session of the general assembly, except that the
  2 10 chief clerk of the house and the secretary of the senate board
  2 11 may adopt and implement a reasonable preregistration procedure
  2 12 in advance of each regular session during which persons may
  2 13 register for that session and the following legislative
  2 14 interim.  For persons registered to lobby before the office of
  2 15 the governor or a state agency, registration expires upon the
  2 16 commencement of a new calendar year.  The board may adopt and
  2 17 implement a reasonable preregistration procedure in advance of
  2 18 each new calendar year during which persons may register for
  2 19 that year.
  2 20    4.  If a lobbyist's service on behalf of all clients,
  2 21 employers, or causes is concluded prior to the end of the
  2 22 calendar year, the lobbyist may cancel the registration on by
  2 23 filing with the board the appropriate forms form as supplied
  2 24 by the board, the chief clerk of the house, or the secretary
  2 25 of the senate.  The cancellation forms shall be filed by the
  2 26 lobbyist in the place where the lobbyist filed the original
  2 27 registration.  Upon cancellation of registration, a lobbyist
  2 28 is prohibited from engaging in any lobbying activity on behalf
  2 29 of any employer, client, or cause until reregistering and
  2 30 complying with the rules of the board or the general assembly.
  2 31    5.  All federal, state, and local officials or employees
  2 32 representing the official positions of their departments,
  2 33 commissions, boards, or agencies shall, when lobbying the
  2 34 general assembly or a state agency or the office of the
  2 35 governor, present to the chief clerk of the house or the
  3  1 secretary of the senate board a letter of authorization from
  3  2 their department or agency heads prior to the commencement of
  3  3 their lobbying.  When lobbying a state agency or the office of
  3  4 the governor, the letter shall be presented to the board.  The
  3  5 lobbyist registration statement of these officials and
  3  6 employees shall not be deemed complete until the letter of
  3  7 authorization is attached.  Federal, state, and local
  3  8 officials who wish to lobby in opposition to the official
  3  9 position of their departments, commissions, boards, or
  3 10 agencies must indicate this on their lobbyist registration
  3 11 statements.
  3 12    Sec. 3.  Section 68B.37, Code 2009, is amended to read as
  3 13 follows:
  3 14    68B.37  LOBBYIST REPORTING.
  3 15    1.  A lobbyist before the general assembly shall file with
  3 16 the general assembly, on forms prescribed by each house of the
  3 17 general assembly, a report disclosing all of the following:
  3 18    a.  The lobbyist's clients before the general assembly.
  3 19    b.  Contributions made to candidates for state office by
  3 20 the lobbyist during calendar months during the reporting
  3 21 period when the general assembly is not in session.
  3 22    c.  The recipient of the campaign contributions.
  3 23    d.  Expenditures made by the lobbyist for the purposes of
  3 24 providing the services enumerated under section 68B.2,
  3 25 subsection 13, paragraph "a", before the general assembly.
  3 26 For purposes of this paragraph, "expenditures" does not
  3 27 include expenditures made by any organization for publishing a
  3 28 newsletter or other informational release for its members.
  3 29    2. 1.  A lobbyist before the general assembly or a state
  3 30 agency or the office of the governor shall file with the
  3 31 board, on forms prescribed by the board, a report disclosing
  3 32 all of the following:
  3 33    a.  The lobbyist's clients before the general assembly or
  3 34 the executive branch.
  3 35    b.  Contributions made to candidates for state office by
  4  1 the lobbyist during calendar months during the reporting
  4  2 period when the general assembly is not in session.
  4  3    c.  The recipient of the campaign contributions.
  4  4    d.  Expenditures made by the lobbyist for the purposes of
  4  5 providing the services enumerated under section 68B.2,
  4  6 subsection 13, paragraph "a", before the general assembly or
  4  7 the executive branch.  For purposes of this paragraph,
  4  8 "expenditures" does not include expenditures made by any
  4  9 organization for publishing a newsletter or other
  4 10 informational release for its members.
  4 11    3. 2.  a.  The reports by lobbyists before the general
  4 12 assembly shall be filed not later than twenty=five days
  4 13 following any month in which the general assembly is in
  4 14 session and thereafter on or before July 31, October 31, and
  4 15 January 31.  The reports filed by a lobbyist before the
  4 16 general assembly shall contain information for the preceding
  4 17 calendar month or quarter or parts thereof during which the
  4 18 person was engaged in lobbying.  Reports filed by lobbyists
  4 19 before the office of the governor a state agency shall be
  4 20 filed on or before April 30, July 31, October 31, and January
  4 21 31, for the preceding calendar quarter or parts thereof during
  4 22 which the person was engaged in lobbying.
  4 23    b.  If a person cancels the person's lobbyist registration
  4 24 at any time during the calendar year, the reports required by
  4 25 this section are due on the dates required by this section or
  4 26 fifteen days after cancellation, whichever is earlier.  The
  4 27 report due January 31 shall include all reportable items for
  4 28 the preceding calendar year in addition to containing the
  4 29 quarterly reportable items.  A lobbyist who cancels the
  4 30 person's lobbyist registration before January 1 of a year
  4 31 shall file a report listing all reportable items for the year
  4 32 in which the cancellation was filed.  A lobbyist who cancels
  4 33 the person's lobbyist registration between January 1 and
  4 34 January 15 of a year shall file a report listing all
  4 35 reportable items for the preceding year and so much of the
  5  1 month of January as has expired at the time of cancellation.
  5  2 However, if a lobbyist is a person who is designated to
  5  3 represent the interest of an organization as defined in
  5  4 section 68B.2, subsection 13, paragraph "a", subparagraph (2),
  5  5 but is not paid compensation for that representation and does
  5  6 not expend more than one thousand dollars as provided in
  5  7 section 68B.2, subsection 13, paragraph "a", subparagraph (4),
  5  8 the lobbyist shall only be required to file the report
  5  9 specified in this section once annually, which shall be
  5 10 performed at the time of filing the person's lobbyist
  5 11 registration form or forms.
  5 12    Sec. 4.  Section 68B.38, Code 2009, is amended to read as
  5 13 follows:
  5 14    68B.38  LOBBYIST'S CLIENT REPORTING.
  5 15    1.  On or before July 31 of each year, a lobbyist's client
  5 16 shall file with the general assembly or board a report that
  5 17 contains information on all salaries, fees, retainers, and
  5 18 reimbursement of expenses paid or anticipated to be paid by
  5 19 the lobbyist's client to the lobbyist for lobbying purposes
  5 20 during the preceding twelve calendar months, concluding on
  5 21 June 30 of each year.
  5 22    2.  Reports by a lobbyist's clients shall be filed with the
  5 23 same entity with which the lobbyist filed the lobbyist's
  5 24 registration.
  5 25    3. 2.  The secretary of the senate, chief clerk of the
  5 26 house, and the board shall develop forms to implement this
  5 27 section.
  5 28                           EXPLANATION
  5 29    This bill relates to registration and reports filed by
  5 30 lobbyists and clients of lobbyists.
  5 31    Currently, lobbyists engaged in lobbying activities before
  5 32 the general assembly file lobbyist registrations and lobbyist
  5 33 reports with the chief clerk of the house of representatives
  5 34 or the secretary of the senate.  Lobbyists engaged in lobbying
  5 35 activities before the office of the governor or any state
  6  1 agency file lobbyist registrations and lobbyist reports with
  6  2 the ethics and campaign disclosure board.  Lobbyist client
  6  3 reports are currently filed with the same entity with which
  6  4 the lobbyist filed the lobbyist's registration.
  6  5    The bill requires lobbyists engaged in lobbying activities
  6  6 before the general assembly to file lobbyist registrations and
  6  7 lobbyist reports with the board.  The bill requires lobbyist
  6  8 client reports to also be filed with the board.
  6  9 LSB 1101YC 83
  6 10 tm/rj/8