House File 751 - Introduced HOUSE FILE BY KAUFMANN and FOEGE Passed House, Date Passed Senate, Date Vote: Ayes Nays Vote: Ayes Nays Approved A BILL FOR 1 An Act relating to the collection and recycling of thermostats. 2 BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF IOWA: 3 TLSB 2679YH 82 4 tm/es/88 PAG LIN 1 1 Section 1. NEW SECTION. 455D.31 MERCURY == THERMOSTATS. 1 2 1. As used in this section, unless the context otherwise 1 3 requires: 1 4 a. "Manufacturer" means any person, firm, association, 1 5 partnership, corporation, governmental entity, organization, 1 6 combination, or joint venture that manufactures thermostats 1 7 and is the brand=name owner on the thermostat. 1 8 b. "Thermostat" means a product or device that uses a 1 9 mercury switch to sense and control room temperature through 1 10 communication with heating, ventilating, or air=conditioning 1 11 equipment. "Thermostat" includes thermostats used to sense 1 12 and control room temperature in residential, commercial, 1 13 industrial, and other buildings but does not include 1 14 thermostats used to sense and control temperature as part of a 1 15 manufacturing process. 1 16 c. "Thermostat retailer" means a person who sells 1 17 thermostats of any kind directly to homeowners or other 1 18 nonprofessionals through any selling or distribution 1 19 mechanism, including but not limited to sales using the 1 20 internet or catalogues. A thermostat retailer may also be a 1 21 thermostat wholesaler if it meets the definition of thermostat 1 22 wholesaler. 1 23 d. "Thermostat wholesaler" means a person who is engaged 1 24 in the distribution and wholesale selling of large quantities 1 25 of heating, ventilation, and air=conditioning components, 1 26 including thermostats, to contractors who install heating, 1 27 ventilation, and air=conditioning components, including 1 28 thermostats. 1 29 2. Except as otherwise provided, a person who discards 1 30 solid waste shall separate thermostats from that solid waste 1 31 for management as hazardous waste or universal hazardous 1 32 waste, according to all applicable state and federal 1 33 regulations. A contractor who replaces or removes thermostats 1 34 shall assure that any discarded thermostat is subject to 1 35 proper separation and management as hazardous waste or 2 1 universal hazardous waste. A contractor who replaces a 2 2 thermostat in a residence shall deliver the thermostat to an 2 3 appropriate collection location for recycling. 2 4 3. Each thermostat manufacturer that has offered for final 2 5 sale, sold at final sale, or distributed thermostats in the 2 6 state shall do all of the following: 2 7 a. Not later than October 1, 2007, submit a plan to the 2 8 department for approval describing a collection program for 2 9 thermostats. The program contained in the plan shall ensure 2 10 that all the following take place: 2 11 (1) That an education and outreach program is developed. 2 12 The program shall be directed toward thermostat wholesalers, 2 13 thermostat retailers, contractors, and homeowners and ensure a 2 14 maximum rate of collection of thermostats. There shall not be 2 15 a cost to thermostat wholesalers or thermostat retailers for 2 16 education and outreach materials. 2 17 (2) That handling and recycling of thermostats are 2 18 accomplished in a manner that is consistent with the 2 19 provisions of the universal waste rules. 2 20 (3) That containers for thermostat collection are provided 2 21 to all thermostat wholesalers. The cost to thermostat 2 22 wholesalers for such containers shall be limited to an 2 23 initial, reasonable, one=time fee per container as specified 2 24 in the plan. 2 25 (4) That collection systems are provided to all collection 2 26 points registered pursuant to subsection 6. Collection 2 27 systems may include individual product mail back or multiple 2 28 collection containers. The costs of collection shall not be 2 29 passed on to a registered collection point. A registered 2 30 collection point shall be limited to an initial, reasonable, 2 31 one=time fee per container as specified in the plan. 2 32 b. Not later than April 1, 2008, implement a thermostat 2 33 collection plan approved by the department. 2 34 c. Beginning in 2009, submit an annual report to the 2 35 department by April 1 of each year that includes, at a 3 1 minimum, all of the following: 3 2 (1) The number of thermostats collected and recycled by 3 3 that manufacturer during the previous calendar year. 3 4 (2) The estimated total amount of mercury contained in the 3 5 thermostat components collected by that manufacturer during 3 6 the previous calendar year. 3 7 (3) An evaluation of the effectiveness of the 3 8 manufacturer's collection program. 3 9 (4) An accounting of the administrative costs incurred in 3 10 the course of administering the collection and recycling 3 11 program. 3 12 4. a. By April 1, 2008, a thermostat wholesaler may not 3 13 offer for final sale, sell at final sale, or distribute 3 14 thermostats unless the wholesaler does all of the following: 3 15 (1) Acts as a collection site for thermostats. 3 16 (2) Promotes and utilizes the collection containers 3 17 provided by thermostat manufacturers to facilitate a 3 18 contractor collection program. 3 19 (3) Completes all other tasks as needed to establish and 3 20 maintain a cost=effective manufacturer collection program. 3 21 b. By April 1, 2008, a thermostat retailer may not offer 3 22 for final sale, sell, or distribute thermostats in the state 3 23 unless the thermostat retailer participates in an education 3 24 and outreach program to educate consumers on the collection 3 25 program for mercury thermostats. 3 26 5. Beginning April 1, 2008, all of the following sales 3 27 prohibitions shall apply to thermostat manufacturers, 3 28 thermostat wholesalers, and thermostat retailers: 3 29 a. A thermostat manufacturer not in compliance with this 3 30 section is prohibited from offering any thermostat for final 3 31 sale in the state, selling any thermostat at final sale in the 3 32 state, or distributing any thermostat in the state. A 3 33 thermostat manufacturer not in compliance with this section 3 34 shall provide the necessary support to thermostat wholesalers 3 35 and thermostat retailers to ensure the manufacturer's 4 1 thermostats are not offered for final sale, sold at final 4 2 sale, or distributed in this state. 4 3 b. A thermostat wholesaler or thermostat retailer shall 4 4 not offer for final sale, sell at final sale, or distribute in 4 5 this state any thermostat of a manufacturer that is not in 4 6 compliance with this section. 4 7 6. The department shall do all of the following: 4 8 a. Review and grant approval of, deny, or approve with 4 9 modifications a manufacturer plan required under this section. 4 10 The department shall not approve a plan unless all elements of 4 11 subsection 3, paragraph "a", are adequately addressed and the 4 12 program outlined in the plan will assure a maximum rate of 4 13 collection of mercury=containing thermostats. In reviewing a 4 14 plan the department may consider consistency of the plan with 4 15 collection requirements in other states and consider 4 16 consistency between thermostat manufacturer collection 4 17 programs. In reviewing plans, the agency shall ensure that 4 18 education and outreach programs are uniform and consistent to 4 19 ensure ease of implementation by thermostat wholesalers and 4 20 thermostat retailers. 4 21 b. The department shall establish a process for public 4 22 review and comment on all plans submitted by thermostat 4 23 manufacturers prior to plan approval. The department shall 4 24 consult with interested persons, including representatives of 4 25 thermostat manufacturers, environmental groups, thermostat 4 26 wholesalers, thermostat retailers, contractors, and local 4 27 government. 4 28 c. The department shall maintain a list of entities that 4 29 have registered as collection points for mercury thermostats. 4 30 d. By January 15, 2009, and annually thereafter, the 4 31 department shall submit a written report to the general 4 32 assembly regarding the collection and recycling of thermostats 4 33 in the state. The first report submitted shall include 4 34 recommendations for any statutory changes concerning the 4 35 collection and recycling of thermostats. Subsequent reports 5 1 shall include an evaluation of the effectiveness of the 5 2 thermostat collection and recycling programs, information on 5 3 actual collection rates, and recommendations for any statutory 5 4 changes concerning the collection and recycling of 5 5 thermostats. 5 6 7. The goal of the collection and recycling efforts under 5 7 this section is to collect and recycle at least seventy 5 8 percent of the thermostats estimated by the department to be 5 9 discarded within two years after the implementation of 5 10 approved plans and at least eighty percent of the thermostats 5 11 estimated by the department to be discarded within three years 5 12 after the implementation of approved plans. By January 1, 5 13 2008, the department shall estimate the number of 5 14 out=of=service thermostats generated in the state on an annual 5 15 basis, in consultation with interested persons, including 5 16 representatives of thermostat manufacturers, thermostat 5 17 wholesalers, thermostat retailers, contractors, environmental 5 18 groups, and local government. If collection efforts fail to 5 19 meet the maximum rate of collection, the department shall, in 5 20 consultation with interested persons, require modifications to 5 21 collection programs in an attempt to improve collection rates 5 22 in accordance with these goals. 5 23 EXPLANATION 5 24 This bill relates to the collection and recycling of 5 25 thermostats. 5 26 The bill defines a thermostat as a product or device that 5 27 uses a mercury switch to sense and control room temperature 5 28 through communication with heating, ventilating, or 5 29 air=conditioning equipment and includes thermostats used to 5 30 sense and control room temperature in residential, commercial, 5 31 industrial, and other buildings but does not include 5 32 thermostats used to sense and control temperature as part of a 5 33 manufacturing process. 5 34 The bill provides that a person who discards solid waste 5 35 shall separate thermostats from that solid waste for 6 1 management as hazardous waste or universal hazardous waste, 6 2 according to all applicable state and federal regulations. 6 3 The bill provides requirements for a contractor who replaces 6 4 or removes thermostats. 6 5 The bill provides that each thermostat manufacturer that 6 6 has offered for final sale, sold at final sale, or has 6 7 distributed thermostats in the state shall do all of the 6 8 following: 6 9 1. Not later than October 1, 2007, submit a plan to the 6 10 department for approval that describes a collection program 6 11 for thermostats. 6 12 2. Not later than April 1, 2008, implement a thermostat 6 13 collection plan approved by the department. 6 14 3. Beginning in 2009, submit an annual report to the 6 15 department by April 1 of each year that includes, at a 6 16 minimum, the number of thermostats collected and recycled by 6 17 that manufacturer during the previous calendar year, the 6 18 estimated total amount of mercury contained in the thermostat 6 19 components collected by that manufacturer during the previous 6 20 calendar year, an evaluation of the effectiveness of the 6 21 manufacturer's collection program, and an accounting of the 6 22 administrative costs incurred in the course of administering 6 23 the collection and recycling program. 6 24 The bill provides that, by April 1, 2008, a thermostat 6 25 wholesaler may not offer for final sale, sell at final sale, 6 26 or distribute thermostats unless the wholesaler acts as a 6 27 collection site for thermostats; promotes and utilizes the 6 28 collection containers provided by thermostat manufacturers to 6 29 facilitate a contractor collection program; and completes all 6 30 other tasks as needed to establish and maintain a 6 31 cost=effective manufacturer collection program. 6 32 The bill provides that, by April 1, 2008, a thermostat 6 33 retailer may not offer for final sale, sell, or distribute 6 34 thermostats in the state unless the thermostat retailer 6 35 participates in an education and outreach program to educate 7 1 consumers on the collection program for mercury thermostats. 7 2 The bill provides that beginning April 1, 2008, a 7 3 thermostat manufacturer not in compliance with the bill is 7 4 prohibited from offering any thermostat for final sale in the 7 5 state, selling any thermostat at final sale in the state, or 7 6 distributing any thermostat in the state and a thermostat 7 7 wholesaler or thermostat retailer shall not offer for final 7 8 sale, sell at final sale, or distribute in this state any 7 9 thermostat of a manufacturer that is not in compliance with 7 10 the bill. 7 11 The bill requires the department of natural resources to 7 12 review and grant approval of, deny, or approve with 7 13 modifications a manufacturer plan. The bill requires the 7 14 department to establish a process for public review and 7 15 comment on all plans submitted by thermostat manufacturers 7 16 prior to plan approval. The bill requires the department to 7 17 maintain a list of entities that have registered as collection 7 18 points for mercury thermostats. By January 15, 2009, and 7 19 annually thereafter, the bill requires the department to 7 20 submit a written report to the general assembly regarding the 7 21 collection and recycling of thermostats in the state. 7 22 The bill provides that the goal of the collection and 7 23 recycling efforts is to collect and recycle at least 70 7 24 percent of the thermostats estimated by the department to be 7 25 discarded within two years after the implementation of 7 26 approved plans and at least 80 percent of the thermostats 7 27 estimated by the department to be discarded within three years 7 28 after the implementation of approved plans. By January 1, 7 29 2008, the bill requires the department to estimate the number 7 30 of out=of=service thermostats generated in the state on an 7 31 annual basis. The bill provides that if collection efforts 7 32 fail to meet the maximum rate of collection, the department 7 33 shall, in consultation with interested persons, require 7 34 modifications to collection programs in an attempt to improve 7 35 collection rates in accordance with these goals. 8 1 LSB 2679YH 82 8 2 tm:nh/es/88