Senate File 174

                                       SENATE FILE       
                                       BY  LUNDBY


    Passed Senate, Date               Passed House,  Date             
    Vote:  Ayes        Nays           Vote:  Ayes        Nays         
                 Approved                            

                                      A BILL FOR

  1 An Act relating to health facility staffing, and providing civil
  2    penalties.
  3 BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF IOWA:
  4 TLSB 1944SS 80
  5 pf/sh/8

PAG LIN

  1  1    Section 1.  NEW SECTION.  135M.1  DEFINITIONS.
  1  2    For the purposes of this chapter, unless the context
  1  3 otherwise requires:
  1  4    1.  "Emergent circumstances" means any of the following:
  1  5    a.  An officially designated state of emergency that has
  1  6 been declared by a federal, state, or local government
  1  7 official having authority to declare that the state, county,
  1  8 municipality, or locality is in a state of emergency.
  1  9    b.  Circumstances resulting in activation of a health
  1 10 facility disaster plan.
  1 11    c.  Any unforeseen disaster or catastrophic event that
  1 12 substantially affects or increases the need for health care
  1 13 services.
  1 14    "Emergent circumstances" does not include circumstances
  1 15 resulting from a labor dispute in the health care industry.
  1 16    2.  "Employee" means an individual employed by a health
  1 17 facility who is involved in providing direct care to patients
  1 18 or clinical services.
  1 19    3.  "Employer" means a person acting directly or indirectly
  1 20 on behalf of a health facility.  "Employer" includes the state
  1 21 and political subdivisions of the state.
  1 22    4.  "Health facility" means a hospital as defined in
  1 23 section 135B.1, a health care facility as defined in section
  1 24 135C.1, a hospice program as defined in section 135J.1, or any
  1 25 other health care institution that operates twenty=four hours
  1 26 per day, seven days per week.
  1 27    5.  "On=call time" means time spent by an employee who is
  1 28 not working on the premises of the health facility but who is
  1 29 compensated for availability or who, as a condition of
  1 30 employment, has agreed to be available to return to the
  1 31 premises of the health facility on short notice if the need
  1 32 arises.
  1 33    6.  "Overtime" means hours worked in excess of an agreed
  1 34 upon, predetermined, and regularly scheduled work shift, not
  1 35 to exceed twelve hours in a consecutive twenty=four=hour
  2  1 period or eighty hours in a consecutive fourteen=day period.
  2  2    Sec. 2.  NEW SECTION.  135M.2  OVERTIME PROHIBITED ==
  2  3 EXCEPTIONS.
  2  4    1.  Notwithstanding any other provision to law to the
  2  5 contrary and subject only to the exceptions in this section, a
  2  6 health facility shall not directly or indirectly mandate or
  2  7 otherwise require, and any contract or other agreement
  2  8 executed after July 1, 2003, shall not contain a mandate, that
  2  9 a health facility employee work overtime.
  2 10    2.  This section does not prohibit a health facility
  2 11 employee from voluntarily working overtime, and refusal to
  2 12 accept overtime work shall not be grounds for discrimination,
  2 13 dismissal, discharge, allegations of patient abandonment by a
  2 14 licensing board, or any other penalty or employment decision
  2 15 adverse to the employee.
  2 16    3.  This section shall not apply to overtime that occurs
  2 17 due to any of the following:
  2 18    a.  Emergent circumstances.
  2 19    b.  Prescheduled on=call time.
  2 20    c.  Completion of patient care already in progress when the
  2 21 absence of the employee would have an adverse effect on the
  2 22 patient.
  2 23    Sec. 3.  NEW SECTION.  135M.3  PENALTIES.
  2 24    1.  An employer who violates chapter 91A is subject to the
  2 25 civil penalties prescribed in section 91A.12, except that the
  2 26 maximum civil penalty is one thousand dollars for each
  2 27 violation.  Each violation of this chapter is a separate
  2 28 violation.
  2 29    2.  The penalty prescribed in subsection 1 shall be trebled
  2 30 for a third or subsequent violation of this chapter within a
  2 31 calendar year.
  2 32    3.  In addition to the civil penalty, an employer found in
  2 33 violation of this chapter shall pay reasonable attorney fees
  2 34 and court costs associated with the action.
  2 35    4.  In any action brought under this chapter, the fact that
  3  1 an employee worked in excess of twelve hours in a consecutive
  3  2 twenty=four=hour period or eighty hours in a consecutive
  3  3 fourteen=day period is a prima facie violation of this
  3  4 chapter.
  3  5    5.  Notwithstanding section 91A.12, subsection 1, an
  3  6 employee who reports a violation under this chapter which
  3  7 results in assessment of a civil penalty may receive up to
  3  8 twenty percent of the amount assessed.
  3  9    Sec. 4.  HEALTH CARE WORKFORCE == REVIEW.  The department
  3 10 of workforce development, in cooperation with the department
  3 11 of inspections and appeals, the Iowa department of public
  3 12 health, and the state health policy commission, shall conduct
  3 13 a review of health care workforce conditions, including
  3 14 overtime and staffing errors.  The department of workforce
  3 15 development shall submit a report of findings and
  3 16 recommendations to the general assembly and the governor no
  3 17 later than January 15, 2004.
  3 18                           EXPLANATION
  3 19    This bill prohibits a health facility from mandating or
  3 20 otherwise requiring a health facility employee to work
  3 21 overtime.  "Overtime" is defined as hours worked in excess of
  3 22 an agreed upon, predetermined, and regularly scheduled work
  3 23 shift, not to exceed 12 hours in a consecutive 24=hour period
  3 24 or 80 hours in a consecutive 14=day period.
  3 25    The bill does not prohibit a health facility employee from
  3 26 voluntarily working overtime, but provides that refusal to
  3 27 accept overtime work is not grounds for discrimination,
  3 28 dismissal, discharge, allegations of patient abandonment by a
  3 29 licensing board, or any other penalty or employment decision
  3 30 adverse to the employee.
  3 31    The prohibition against overtime work does not apply to
  3 32 emergent circumstances, prescheduled on=call time, or
  3 33 completion of patient care already in progress when the
  3 34 absence of the employee would have an adverse effect on the
  3 35 patient.
  4  1    An employer who violates the bill violates Code chapter 91A
  4  2 and is subject to a maximum civil penalty of $1,000 for each
  4  3 violation, each violation of the bill being a separate
  4  4 violation.  The penalty prescribed is to be trebled for a
  4  5 third or subsequent violation within a calendar year.  In
  4  6 addition to the civil penalty, an employer found in violation
  4  7 is to pay reasonable attorney fees and court costs associated
  4  8 with the action.  In any action brought, the fact that an
  4  9 employee worked in excess of 12 hours in a consecutive 24=hour
  4 10 period or 80 hours in a consecutive 14=day period is a prima
  4 11 facie violation of this chapter.  An employee who reports a
  4 12 violation which results in assessment of a civil penalty may
  4 13 receive up to 20 percent of the amount assessed.
  4 14    The bill also directs the department of workforce
  4 15 development, in cooperation with the department of inspections
  4 16 and appeals, the Iowa department of public health, and the
  4 17 state health policy commission, to conduct a review of health
  4 18 care workforce conditions, including overtime and staffing
  4 19 errors.  The department of workforce development is to submit
  4 20 a report of findings and recommendations to the general
  4 21 assembly and the governor no later than January 15, 2004.
  4 22 LSB 1944SS 80
  4 23 pf/sh/8.1