House File 532 - Enrolled House File 532 AN ACT ENACTING THE DIETITIAN LICENSURE COMPACT. BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF IOWA: Section 1. NEW SECTION . 147J.1 Dietitian licensure compact. 1. Purpose. The purpose of this compact is to facilitate interstate practice of dietetics with the goal of improving public access to dietetics services. This compact preserves the regulatory authority of states to protect public health and safety through the current system of state licensure, while also providing for licensure portability through a compact privilege granted to qualifying professionals. This compact is designed to achieve all of the following objectives: a. Increase public access to dietetics services. b. Provide opportunities for interstate practice by licensed dietitians who meet uniform requirements. c. Eliminate the necessity for licenses in multiple states. d. Reduce administrative burden on member states and licensees. e. Enhance the states’ ability to protect the public’s health and safety. f. Encourage the cooperation of member states in regulating multistate practice of licensed dietitians. g. Support relocating active military members and their spouses.

House File 532, p. 2 h. Enhance the exchange of licensure, investigative, and disciplinary information among member states. i. Vest all member states with the authority to hold a licensed dietitian accountable for meeting all state practice laws in the state in which the patient is located at the time care is rendered. 2. Definitions. As used in this compact, and except as otherwise provided, the following definitions shall apply: a. “ACEND” means the accreditation council for education in nutrition and dietetics or its successor organization. b. “Active military member” means any individual with full-time duty status in the active armed forces of the United States, including members of the national guard and reserve. c. “Adverse action” means any administrative, civil, equitable, or criminal action permitted by a state’s laws which is imposed by a licensing authority or other authority against a licensee, including actions against an individual’s license or compact privilege such as revocation, suspension, probation, monitoring of the licensee, limitation on the licensee’s practice, or any other encumbrance on licensure affecting a licensee’s authorization to practice, including issuance of a cease and desist action. d. “Alternative program” means a nondisciplinary monitoring or practice remediation process approved by a licensing authority. e. “CDR” means the commission on dietetic registration or its successor organization. f. “Charter member state” means any member state which enacted this compact by law before the effective date specified in subsection 12. g. “Compact commission” means the government agency whose membership consists of all states that have enacted this compact, which is known as the dietitian licensure compact commission, as described in subsection 8, and which shall operate as an instrumentality of the member states. h. “Compact privilege” means a legal authorization, which is equivalent to a license, permitting the practice of dietetics in a remote state. i. “Continuing education” means a requirement, as

House File 532, p. 3 a condition of license renewal, to provide evidence of participation in, and completion of, educational and professional activities relevant to practice or area of work. j. “Current significant investigative information” means all of the following: (1) Investigative information that a licensing authority, after a preliminary inquiry that includes notification and an opportunity for the subject licensee to respond, if required by state law, has reason to believe is not groundless and, if proved true, would indicate more than a minor infraction. (2) Investigative information that indicates that the subject licensee represents an immediate threat to public health and safety regardless of whether the subject licensee has been notified and had an opportunity to respond. k. “Data system” means a repository of information about licensees, including but not limited to continuing education, examination, licensure, investigative, compact privilege, and adverse action information. l. “Encumbered license” means a license in which an adverse action restricts a licensee’s ability to practice dietetics. m. “Encumbrance” means a revocation or suspension of, or any limitation on a licensee’s full and unrestricted practice of dietetics by a licensing authority. n. “Executive committee” means a group of delegates elected or appointed to act on behalf of, and within the powers granted to them by, this compact, and the compact commission. o. “Home state” means the member state that is the licensee’s primary state of residence or that has been designated pursuant to subsection 6. p. “Investigative information” means information, records, and documents received or generated by a licensing authority pursuant to an investigation. q. “Jurisprudence requirement” means an assessment of an individual’s knowledge of the state laws and regulations governing the practice of dietetics in such state. r. “License” means an authorization from a member state to do either of the following: (1) Engage in the practice of dietetics, including medical nutrition therapy.

House File 532, p. 4 (2) Use the title dietitian, licensed dietitian, licensed dietitian nutritionist, certified dietitian, or other title describing a substantially similar practitioner as the compact commission may further define by rule. s. “Licensee” or “licensed dietitian” means an individual who currently holds a license and who meets all of the requirements outlined in subsection 4. t. “Licensing authority” means the board or agency of a state, or equivalent, that is responsible for the licensing and regulation of the practice of dietetics. u. “Member state” means a state that has enacted the compact. v. “Practice of dietetics” means the synthesis and application of dietetics, primarily for the provision of nutrition care services, including medical nutrition therapy, in person or via telehealth, to prevent, manage, or treat diseases or medical conditions and promote wellness. w. “Registered dietitian” means a person who meets all of the following requirements: (1) Has completed applicable education, experience, examination, and recertification requirements approved by CDR. (2) Is credentialed by CDR as a registered dietitian or a registered dietitian nutritionist. (3) Is legally authorized to use the title registered dietitian or registered dietitian nutritionist and the corresponding abbreviations “RD” or “RDN”. x. “Remote state” means a member state other than the home state, where a licensee is exercising or seeking to exercise a compact privilege. y. “Rule” means a regulation promulgated by the compact commission that has the force of law. z. “Single state license” means a license issued by a member state within the issuing state and does not include a compact privilege in any other member state. aa. “State” means any state, commonwealth, district, or territory of the United States of America. ab. “Unencumbered license” means a license that authorizes a licensee to engage in the full and unrestricted practice of dietetics.

House File 532, p. 5 3. State participation in the compact. a. To participate in the compact, a state must currently do all of the following: (1) License and regulate the practice of dietetics. (2) Have a mechanism in place for receiving and investigating complaints about licensees. b. A member state shall do all of the following: (1) Participate fully in the compact commission’s data system, including using the unique identifier as defined in rules. (2) Notify the compact commission, in compliance with the terms of the compact and rules, of any adverse action or the availability of current significant investigative information regarding a licensee. (3) Implement or utilize procedures for considering the criminal history record information of applicants for an initial compact privilege. These procedures shall include the submission of fingerprints or other biometric-based information by applicants for the purpose of obtaining an applicant’s criminal history record information from the federal bureau of investigation and the agency responsible for retaining that state’s criminal records. (a) A member state must fully implement a criminal history record information requirement, within a time frame established by rule, which includes receiving the results of the federal bureau of investigation record search and shall use those results in determining compact privilege eligibility. (b) Communication between a member state and the compact commission or among member states regarding the verification of eligibility for a compact privilege shall not include any information received from the federal bureau of investigation relating to a federal criminal history record information check performed by a member state. (4) Comply with and enforce the rules of the compact commission. (5) Require an applicant for a compact privilege to obtain or retain a license in the licensee’s home state and meet the home state’s qualifications for licensure or renewal of licensure, as well as all other applicable state laws.

House File 532, p. 6 (6) Recognize a compact privilege granted to a licensee who meets all of the requirements outlined in subsection 4 in accordance with the terms of the compact and rules. c. Member states may set and collect a fee for granting a compact privilege. d. Individuals not residing in a member state shall continue to be able to apply for a member state’s single state license as provided under the laws of each member state. However, the single state license granted to these individuals shall not be recognized as granting a compact privilege to engage in the practice of dietetics in any other member state. e. Nothing in this compact shall affect the requirements established by a member state for the issuance of a single state license. f. At no point shall the compact commission have the power to define the requirements for the issuance of a single state license to practice dietetics. The member states shall retain sole jurisdiction over the provision of these requirements. 4. Compact privilege. a. To exercise the compact privilege under the terms and provisions of the compact, the licensee shall do all of the following: (1) Satisfy one of the following: (a) Hold a valid current registration that gives the applicant the right to use the term registered dietitian. (b) Complete all of the following: (i) An education program that is either of the following: (A) A master’s degree or doctoral degree that is programmatically accredited by ACEND or a dietetics accrediting agency recognized by the United States department of education, which the compact commission may by rule determine, and from a college or university accredited at the time of graduation by the appropriate regional accrediting agency recognized by the council on higher education accreditation and the United States department of education. (B) An academic degree from a college or university in a foreign country equivalent to the degree described in subparagraph part (A) that is programmatically accredited by ACEND or a dietetics accrediting agency recognized by the

House File 532, p. 7 United States department of education, which the compact commission may by rule determine. (ii) A planned, documented, supervised practice experience in dietetics that is programmatically accredited by ACEND or a dietetics accrediting agency recognized by the United States department of education which the compact commission may by rule determine and which involves at least one thousand hours of practice experience under the supervision of a registered dietitian or a licensed dietitian. (iii) Successful completion of either the registration examination for dietitians administered by CDR or a national credentialing examination for dietitians approved by the compact commission by rule; such completion being no more than five years prior to the date of the licensee’s application for initial licensure and accompanied by a period of continuous licensure thereafter, all of which may be further governed by the rules of the compact commission. (2) Hold an unencumbered license in the home state. (3) Notify the compact commission that the licensee is seeking a compact privilege within a remote state. (4) Pay any applicable fees, including any state fee, for the compact privilege. (5) Meet any jurisprudence requirements established by the remote state in which the licensee is seeking a compact privilege. (6) Report to the compact commission any adverse action, encumbrance, or restriction on a license taken by any nonmember state within thirty days from the date the action is taken. b. The compact privilege is valid until the expiration date of the home state license. To maintain a compact privilege, renewal of the compact privilege shall be congruent with the renewal of the home state license as the compact commission may define by rule. The licensee must comply with the requirements of paragraph “a” to maintain the compact privilege in the remote state. c. A licensee exercising a compact privilege shall adhere to the laws and regulations of the remote state. A licensee shall be responsible for obtaining education on, and complying with, any and all state laws relating to the practice of dietetics in

House File 532, p. 8 such remote state. d. Notwithstanding anything to the contrary provided in this compact or state law, a licensee exercising a compact privilege shall not be required to complete continuing education requirements required by a remote state. A licensee exercising a compact privilege is only required to meet any continuing education requirements as required by the home state. 5. Obtaining a new home state license based on a compact privilege. a. A licensee may hold a home state license, which allows for a compact privilege in other member states, in only one member state at a time. b. If a licensee changes home state by moving between two member states, the following shall occur: (1) The licensee shall file an application for obtaining a new home state license based on a compact privilege, pay all applicable fees, and notify the current and new home state in accordance with the rules of the compact commission. (2) Upon receipt of an application for obtaining a new home state license by virtue of a compact privilege, the new home state shall verify that the licensee meets the criteria in subsection 4 via the data system, and require that the licensee complete all of the following: (a) Federal bureau of investigation fingerprint-based criminal history record information check. (b) Any other criminal history record information required by the new home state. (c) Any jurisprudence requirements of the new home state. (3) The former home state shall convert the former home state license into a compact privilege once the new home state has activated the new home state license in accordance with applicable rules adopted by the compact commission. (4) Notwithstanding any other provision of this compact, if the licensee cannot meet the criteria in subsection 4, the new home state may apply its requirements for issuing a new single state license. (5) The licensee shall pay all applicable fees to the new home state in order to be issued a new home state license. c. If a licensee changes their state of residence by moving

House File 532, p. 9 from a member state to a nonmember state, or from a nonmember state to a member state, the state criteria shall apply for issuance of a single state license in the new state. d. Nothing in this compact shall interfere with a licensee’s ability to hold a single state license in multiple states; however, for the purposes of this compact, a licensee shall have only one home state license. e. Nothing in this compact shall affect the requirements established by a member state for the issuance of a single state license. 6. Active military members or their spouses. An active military member, or the active military member’s spouse, shall designate a home state where the individual has a current license in good standing. The individual may retain the home state designation during the period the service member is on active duty. 7. Adverse actions. a. In addition to the other powers conferred by state law, a remote state shall have the authority, in accordance with existing state due process law, to do all of the following: (1) Take adverse action against a licensee’s compact privilege within that member state. (2) Issue subpoenas for both hearings and investigations that require the attendance and testimony of witnesses as well as the production of evidence. Subpoenas issued by a licensing authority in a member state for the attendance and testimony of witnesses or the production of evidence from another member state shall be enforced in the latter state by any court of competent jurisdiction, according to the practice and procedure applicable to subpoenas issued in proceedings pending before that court. The issuing authority shall pay any witness fees, travel expenses, mileage, and other fees required by the service statutes of the state in which the witnesses or evidence are located. b. Only the home state shall have the power to take adverse action against a licensee’s home state license. c. For purposes of taking adverse action, the home state shall give the same priority and effect to reported conduct received from a member state as it would if the conduct had

House File 532, p. 10 occurred within the home state. In so doing, the home state shall apply its own state laws to determine appropriate action. d. The home state shall complete any pending investigations of a licensee who changes home states during the course of the investigations. The home state shall also have authority to take appropriate action and shall promptly report the conclusions of the investigations to the administrator of the data system. The administrator of the data system shall promptly notify the new home state of any adverse actions. e. A member state, if otherwise permitted by state law, may recover from the affected licensee the costs of investigations and dispositions of cases resulting from any adverse action taken against that licensee. f. A member state may take adverse action based on the factual findings of another remote state, provided that the member state follows its own procedures for taking the adverse action. g. Joint investigations. (1) In addition to the authority granted to a member state by its respective state law, any member state may participate with other member states in joint investigations of licensees. (2) Member states shall share any investigative, litigation, or compliance materials in furtherance of any joint investigation initiated under the compact. h. If adverse action is taken by the home state against a licensee’s home state license resulting in an encumbrance on the home state license, the licensee’s compact privilege in all other member states shall be revoked until all encumbrances have been removed from the home state license. All home state disciplinary orders that impose adverse action against a licensee shall include a statement that the licensee’s compact privileges are revoked in all member states during the pendency of the order. i. Once an encumbered license in the home state is restored to an unencumbered license, as certified by the home state’s licensing authority, the licensee must meet the requirements of subsection 4, paragraph “a” , and follow the administrative requirements to reapply to obtain a compact privilege in any remote state.

House File 532, p. 11 j. If a member state takes adverse action, it shall promptly notify the administrator of the data system. The administrator of the data system shall promptly notify the other member states of any adverse actions. k. Nothing in this compact shall override a member state’s decision that participation in an alternative program may be used in lieu of adverse action. 8. Establishment of the dietitian licensure compact commission. a. The compact member states hereby create and establish a joint government agency whose membership consists of all member states that have enacted the compact known as the dietitian licensure compact commission. The compact commission is an instrumentality of the compact states acting jointly and not an instrumentality of any one state. The compact commission shall come into existence on or after the effective date of the compact as set forth in subsection 12. b. Membership, voting, and meetings. (1) Each member state shall have and be limited to one delegate selected by that member state’s licensing authority. (2) The delegate shall be the primary administrator of the licensing authority or the administrator’s designee. (3) The compact commission shall by rule or bylaw establish a term of office for delegates and may by rule or bylaw establish term limits. (4) The compact commission may recommend removal or suspension of any delegate from office. (5) A member state’s licensing authority shall fill any vacancy of its delegate occurring on the compact commission within sixty days of the vacancy. (6) Each delegate shall be entitled to one vote on all matters before the compact commission requiring a vote by the delegates. (7) Delegates shall meet and vote by such means as set forth in the bylaws. The bylaws may provide for delegates to meet and vote in person or by telecommunication, video conference, or other means of communication. (8) The compact commission shall meet at least once during each calendar year. Additional meetings may be held as set

House File 532, p. 12 forth in the bylaws. The compact commission may meet in person or by telecommunication, video conference, or other means of communication. c. The compact commission shall have all of the following powers: (1) Establish the fiscal year of the compact commission. (2) Establish code of conduct and conflict of interest policies. (3) Establish and amend rules and bylaws. (4) Maintain financial records in accordance with the bylaws. (5) Meet and take such actions as are consistent with the provisions of this compact, the compact commission’s rules, and the bylaws. (6) Initiate and conclude legal proceedings or actions in the name of the compact commission, provided that the standing of any licensing authority to sue or be sued under applicable law shall not be affected. (7) Maintain and certify records and information provided to a member state as the authenticated business records of the compact commission, and designate an agent to do so on the compact commission’s behalf. (8) Purchase and maintain insurance and bonds. (9) Borrow, accept, or contract for services of personnel, including but not limited to employees of a member state. (10) Conduct an annual financial review. (11) Hire employees, elect or appoint officers, fix compensation, define duties, grant such individuals appropriate authority to carry out the purposes of the compact, and establish the compact commission’s personnel policies and programs relating to conflicts of interest, qualifications of personnel, and other related personnel matters. (12) Assess and collect fees. (13) Accept any and all appropriate donations, grants of money, other sources of revenue, equipment, supplies, materials, services, and gifts, and receive, utilize, and dispose of the same, provided that at all times the compact commission shall avoid any actual or appearance of impropriety or conflict of interest.

House File 532, p. 13 (14) Lease, purchase, retain, own, hold, improve, or use any property, real, personal, or mixed, or any undivided interest therein. (15) Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any property real, personal, or mixed. (16) Establish a budget and make expenditures. (17) Borrow money. (18) Appoint committees, including standing committees, composed of members, state regulators, state legislators or their representatives, and consumer representatives, and such other interested persons as may be designated in this compact or the bylaws. (19) Provide and receive information from, and cooperate with, law enforcement agencies. (20) Establish and elect an executive committee, including a chair and a vice chair. (21) Determine whether a state’s adopted language is materially different from the model compact language such that the state would not qualify for participation in the compact. (22) Perform such other functions as may be necessary or appropriate to achieve the purposes of this compact. d. The executive committee. (1) The executive committee shall have the power to act on behalf of the compact commission according to the terms of this compact. The powers, duties, and responsibilities of the executive committee shall include all of the following: (a) Oversee the day-to-day activities of the administration of the compact including enforcement and compliance with the provisions of the compact, rules, and bylaws, and other such duties as deemed necessary. (b) Recommend to the compact commission changes to the rules or bylaws, changes to this compact legislation, fees charged to compact member states, fees charged to licensees, and other fees. (c) Ensure compact administration services are appropriately provided, including by contract. (d) Prepare and recommend the budget. (e) Maintain financial records on behalf of the compact

House File 532, p. 14 commission. (f) Monitor compact compliance of member states and provide compliance reports to the compact commission. (g) Establish additional committees as necessary. (h) Exercise the powers and duties of the compact commission during the interim between compact commission meetings, except for adopting or amending rules, adopting or amending bylaws, and exercising any other powers and duties expressly reserved to the compact commission by rule or bylaw. (i) Other duties as provided in the rules or bylaws of the compact commission. (2) The executive committee shall be composed of the following nine members: (a) The chair and vice chair of the compact commission shall be voting members of the executive committee. (b) Five voting members from the current membership of the compact commission, elected by the compact commission. (c) One ex officio, nonvoting member from a recognized professional association representing dietitians. (d) One ex officio, nonvoting member from a recognized national credentialing organization for dietitians. (3) The compact commission may remove any member of the executive committee as provided in the compact commission’s bylaws. (4) The executive committee shall meet at least annually. (a) Executive committee meetings shall be open to the public, except that the executive committee may meet in a closed, nonpublic meeting as provided in paragraph “f” , subparagraph (2). (b) The executive committee shall give thirty days’ notice of its meetings, posted on the internet site of the compact commission and as determined to provide notice to persons with an interest in the business of the compact commission. (c) The executive committee may hold a special meeting in accordance with paragraph “f” , subparagraph (1), subparagraph division (b). e. The compact commission shall adopt and provide to the member states an annual report. f. Meetings of the compact commission.

House File 532, p. 15 (1) All meetings shall be open to the public, except that the compact commission may meet in a closed, nonpublic meeting as provided in subparagraph (2). (a) Public notice for all meetings of the full compact commission shall be given in the same manner as required under the rulemaking provisions in subsection 10, except that the compact commission may hold a special meeting as provided in subparagraph division (b). (b) The compact commission may hold a special meeting when it must meet to conduct emergency business by giving twenty-four hours’ notice to all member states, on the compact commission’s internet site, and other means as provided in the compact commission’s rules. The compact commission’s legal counsel shall certify that the compact commission’s need to meet qualifies as an emergency. (2) The compact commission or the executive committee or other committees of the compact commission may convene in a closed, nonpublic meeting for the compact commission or executive committee or other committees of the compact commission to receive legal advice or to discuss any of the following: (a) Noncompliance of a member state with the member state’s obligations under the compact. (b) The employment, compensation, discipline, or other matters, practices, or procedures related to specific employees. (c) Current or threatened discipline of a licensee by the compact commission or by a member state’s licensing authority. (d) Current, threatened, or reasonably anticipated litigation. (e) Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate. (f) Accusing any person of a crime or formally censuring any person. (g) Trade secrets or commercial or financial information that is privileged or confidential. (h) Information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy. (i) Investigative records compiled for law enforcement

House File 532, p. 16 purposes. (j) Information related to any investigative reports prepared by or on behalf of or for use of the compact commission or other committee charged with responsibility of investigation or determination of compliance issues pursuant to the compact. (k) Matters specifically exempted from disclosure by federal or member state law. (l) Other matters as specified in the rules of the compact commission. (3) If a meeting, or portion of a meeting, is closed, the presiding officer shall state that the meeting will be closed and reference each relevant exempting provision, and such reference shall be recorded in the minutes. (4) The compact commission shall keep minutes that fully and clearly describe all matters discussed in a meeting and shall provide a full and accurate summary of actions taken, and the reasons therefore, including a description of the views expressed. All documents considered in connection with an action shall be identified in such minutes. All minutes and documents of a closed meeting shall remain under seal, subject to release only by a majority vote of the compact commission or order of a court of competent jurisdiction. g. Financing the compact commission. (1) The compact commission shall pay, or provide for the payment of, the reasonable expenses of its establishment, organization, and ongoing activities. (2) The compact commission may accept any and all appropriate revenue sources as provided in paragraph “c” , subparagraph (13). (3) The compact commission may levy on and collect an annual assessment from each member state and impose fees on licensees of member states to whom the commission grants a compact privilege to cover the cost of the operations and activities of the compact commission and the commission’s staff, which must, in a total amount, be sufficient to cover the commission’s annual budget as approved each year for which revenue is not provided by other sources. The aggregate annual assessment amount for member states shall be allocated based upon a

House File 532, p. 17 formula that the compact commission shall promulgate by rule. (4) The compact commission shall not incur obligations of any kind prior to securing the funds adequate to meet the same, nor shall the compact commission pledge the credit of any of the member states, except by and with the authority of the member state. (5) The compact commission shall keep accurate accounts of all receipts and disbursements. The receipts and disbursements of the compact commission shall be subject to the financial review and accounting procedures established under its bylaws. However, all receipts and disbursements of funds handled by the compact commission shall be subject to an annual financial review by a certified or licensed public accountant, and the report of the financial review shall be included in and become part of the annual report of the compact commission. h. Qualified immunity, defense, and indemnification. (1) The members, officers, executive director, employees, and representatives of the compact commission shall be immune from suit and liability, both personally and in their official capacities, for any claim for damage to or loss of property or personal injury or other civil liability caused by or arising out of any actual or alleged act, error, or omission that occurred, or that the person against whom the claim is made had a reasonable basis for believing occurred within the scope of compact commission employment, duties, or responsibilities, provided that nothing in this subparagraph shall be construed to protect any such person from suit or liability for any damage, loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person. The procurement of insurance of any type by the compact commission shall not in any way compromise or limit the immunity granted hereunder. (2) The compact commission shall defend any member, officer, executive director, employee, and representative of the compact commission in any civil action seeking to impose liability arising out of any actual or alleged act, error, or omission that occurred within the scope of compact commission employment, duties, or responsibilities, or as determined by the compact commission that the person against whom the claim is made had a reasonable basis for believing occurred

House File 532, p. 18 within the scope of compact commission employment, duties, or responsibilities, provided that nothing herein shall be construed to prohibit that person from retaining their own counsel at their own expense, and provided further that the actual or alleged act, error, or omission did not result from that person’s intentional or willful or wanton misconduct. (3) The compact commission shall indemnify and hold harmless any member, officer, executive director, employee, and representative of the compact commission for the amount of any settlement or judgment obtained against that person arising out of any actual or alleged act, error, or omission that occurred within the scope of compact commission employment, duties, or responsibilities, or that such person had a reasonable basis for believing occurred within the scope of compact commission employment, duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result from the intentional or willful or wanton misconduct of that person. (4) Nothing herein shall be construed as a limitation on the liability of any licensee for professional malpractice or misconduct, which shall be governed solely by any other applicable state laws. (5) Nothing in this compact shall be interpreted to waive or otherwise abrogate a member state’s state action immunity or state action affirmative defense with respect to antitrust claims under the federal Sherman Act, federal Clayton Act, or any other state or federal antitrust or anticompetitive law or regulation. (6) Nothing in this compact shall be construed to be a waiver of sovereign immunity by the member states or by the compact commission. 9. Data system. a. The compact commission shall provide for the development, maintenance, operation, and utilization of a coordinated data system. b. The compact commission shall assign each applicant for a compact privilege a unique identifier, as determined by the rules. c. Notwithstanding any other provision of state law to the contrary, a member state shall submit a uniform data set to

House File 532, p. 19 the data system on all individuals to whom this compact is applicable as required by the rules of the compact commission, including all of the following: (1) Identifying information. (2) Licensure data. (3) Adverse actions against a license or compact privilege and information related thereto. (4) Nonconfidential information related to alternative program participation, the beginning and ending dates of such participation, and other information related to such participation not made confidential under member state law. (5) Any denial of application for licensure, and the reason for such denial. (6) The presence of current significant investigative information. (7) Other information that may facilitate the administration of this compact or the protection of the public, as determined by the rules of the compact commission. d. The records and information provided to a member state pursuant to this compact or through the data system, when certified by the compact commission or an agent thereof, shall constitute the authenticated business records of the compact commission, and shall be entitled to any associated hearsay exception in any relevant judicial, quasi-judicial, or administrative proceedings in a member state. e. Current significant investigative information pertaining to a licensee in any member state will only be available to other member states. f. It is the responsibility of the member states to report any adverse action against a licensee and to monitor the data system to determine whether any adverse action has been taken against a licensee. Adverse action information pertaining to a licensee in any member state will be available to any other member state. g. Member states contributing information to the data system may designate information that may not be shared with the public without the express permission of the contributing state. h. Any information submitted to the data system that is