Senate
Amendment
to
House
File
648
H-1272
Amend
House
File
648,
as
passed
by
the
House,
as
follows:
1
1.
Page
1,
by
striking
lines
9
and
10
and
inserting
<
sitting
2
in
equity
to
expunge
information
in
a
record
in
the
investment
3
adviser
registration
depository
as
provided
in
this
section.
>
4
2.
Page
1,
by
striking
lines
11
through
17
and
inserting:
5
<
2.
The
commissioner
of
insurance,
or
the
investment
6
adviser
that
reported
the
information
in
the
record
in
the
7
investment
adviser
registration
depository,
may
be
named
as
a
8
respondent
or
as
respondents
in
the
proceeding
to
expunge
the
9
information.
>
10
3.
Page
1,
by
striking
lines
19
and
20
and
inserting
11
<
expungement
of
the
information
in
the
record,
and
all
12
references
to
such
information
in
other
records,
in
the
13
investment
adviser
registration
depository,
if
all
of
the
14
following
apply:
>
15
4.
Page
1,
after
line
22
by
inserting:
16
<
b.
The
investment
adviser,
or
the
investment
adviser
17
representative,
was
a
citizen
of
this
state,
when
either
of
the
18
following
occurred:
19
(1)
The
information
was
first
included
in
the
record.
20
(2)
The
petition
to
expunge
the
information
was
filed
in
21
district
court.
>
22
5.
Page
1,
by
striking
line
23
and
inserting:
23
<
c.
The
information
arises
out
of
a
dispute
involving
the
24
investment
adviser,
or
investment
adviser
representative,
or
a
25
client
of
the
investment
adviser.
>
26
6.
Page
1,
line
24,
by
striking
<
c.
>
and
inserting
<
d.
>
27
7.
Page
1,
line
29,
by
striking
<
defamatory
>
and
inserting
28
<
false
>
29
8.
Page
1,
line
30,
by
striking
<
d.
>
and
inserting
<
(4)
>
30
9.
Page
1,
line
33,
by
striking
<
e.
>
and
inserting
<
(5)
>
31
10.
By
striking
page
1,
line
35,
through
page
2,
line
2.
32
11.
Page
2,
line
3,
by
striking
<
5.
>
and
inserting
<
4.
>
33
12.
By
renumbering,
redesignating,
and
correcting
internal
34
references
as
necessary.
35
-1-
HF
648.1866.S
(1)
90
mb
1/
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