House Amendment 8170


PAG LIN

     1  1    Amend House File 2463 as follows:
     1  2 #1.  By striking everything after the enacting clause
     1  3 and inserting:
     1  4    <Section 1.  Section 231C.3, subsection 4, paragraph
     1  5 a, Code Supplement 2009, is amended by striking the
     1  6 paragraph and inserting in lieu thereof the following:
     1  7    a.  For the purposes of determining whether a
     1  8 housing provider is an assisted living program
     1  9 regulated by this chapter, services are provided with
     1 10 housing if the services are provided directly by the
     1 11 housing provider, through a contractual relationship
     1 12 between the housing provider and a third party, or by
     1 13 a third party that controls, is controlled by, or is
     1 14 under common control with the housing provider.
     1 15    Sec. 2.  Section 231C.4, Code 2009, is amended to
     1 16 read as follows:
     1 17    231C.4  Fire and safety standards.
     1 18    1.  The state fire marshal shall adopt rules, in
     1 19 coordination with the department, relating to the
     1 20 certification and monitoring of the fire and safety
     1 21 standards of certified assisted living programs.
     1 22    2.  A certified assisted living program that does
     1 23 not comply with the fire and safety standards in effect
     1 24 on July 1, 2009, regarding a working sprinkler system,
     1 25 shall comply with such requirements no later than July
     1 26 1, 2013.
     1 27    Sec. 3.  Section 231C.7, subsection 1, Code 2009, is
     1 28 amended to read as follows:
     1 29    1.  Any person with concerns regarding
     1 30 the operations or service delivery of an a
     1 31 certified assisted living program or the alleged
     1 32 operations of an uncertified program in violation
     1 33 of this chapter or rules adopted pursuant to this
     1 34 chapter may file a complaint with the department.  The
     1 35 name of the person who files a complaint with the
     1 36 department and any personal identifying information of
     1 37 the person or any tenant identified in the complaint
     1 38 shall be kept confidential and shall not be subject to
     1 39 discovery, subpoena, or other means of legal compulsion
     1 40 for its release to a person other than department
     1 41 employees involved with the complaint.
     1 42    Sec. 4.  Section 231C.7, Code 2009, is amended by
     1 43 adding the following new subsection:
     1 44    NEW SUBSECTION.  3.  The department may initiate
     1 45 proceedings under this chapter upon complaint or on its
     1 46 own initiative upon receipt of information suggesting
     1 47 a violation of this chapter, rules adopted pursuant
     1 48 to this chapter, or administrative or judicial orders
     1 49 issued under this chapter.  The department may conduct
     1 50 investigations as necessary to determine whether
     2  1 probable cause exists to initiate administrative or
     2  2 other proceedings under this chapter.
     2  3    Sec. 5.  Section 231C.9, Code 2009, is amended to
     2  4 read as follows:
     2  5    231C.9  Public disclosure of findings.
     2  6    Upon completion of a monitoring evaluation or
     2  7 complaint investigation of an assisted living program
     2  8 certified under this chapter or an investigation of
     2  9 an uncertified program alleged to be operating in
     2 10 violation of this chapter by the department pursuant
     2 11 to this chapter, including the conclusion of informal
     2 12 review, the department's final findings with respect
     2 13 to compliance by the assisted living program with
     2 14 requirements for certification or the uncertified
     2 15 program's compliance with this chapter shall be made
     2 16 available to the public in a readily available form
     2 17 and place.  Other information relating to an assisted
     2 18 living program certified under this chapter or an
     2 19 uncertified program that is obtained by the department
     2 20 which does not constitute the department's final
     2 21 findings from a monitoring evaluation or complaint
     2 22 investigation of the certified assisted living program
     2 23 or an investigation of an uncertified program shall not
     2 24 be made available to the public except in proceedings
     2 25 involving the denial, suspension, or revocation of
     2 26 a certificate under this chapter; the issuance of a
     2 27 cease and desist order or an administrative proceeding
     2 28 under section 231C.13A; or a proceeding under section
     2 29 231C.13B or 231C.15.
     2 30    Sec. 6.  NEW SECTION.  231C.13A  Uncertified or
     2 31 decertifying program == cease and desist orders ==
     2 32 injunctive and other relief.
     2 33    1.  If, as a result of an investigation of an
     2 34 uncertified program or a program in the process of
     2 35 decertifying, including an investigation under section
     2 36 231C.7, the department or the attorney general believes
     2 37 that a person has engaged in or is about to engage in
     2 38 an act or practice which constitutes or will constitute
     2 39 a violation of this chapter, rules adopted pursuant to
     2 40 this chapter, or orders issued under this chapter, the
     2 41 department or the attorney general may petition the
     2 42 district court for injunctive relief to enjoin such act
     2 43 or practice by the person and, if necessary to assure
     2 44 effective relief, by the person's employees, owners,
     2 45 managers, officers, directors, or other agents, and
     2 46 those related to or affiliated with the person.  Upon
     2 47 a proper showing by the department or the attorney
     2 48 general that such person has engaged in or is about
     2 49 to engage in any such act or practice, the district
     2 50 court shall grant an injunction, restraining order, or
     3  1 other appropriate injunctive relief.  The department or
     3  2 the attorney general shall not be required to post a
     3  3 bond to obtain injunctive relief under this subsection.
     3  4 In addition, the court may order equitable relief as
     3  5 necessary to protect the health, safety, and welfare of
     3  6 tenants, including the appointment of a receiver.
     3  7    2.  a.  In addition to or as an alternative to
     3  8 seeking injunctive relief under subsection 1 or
     3  9 injunctive relief or a criminal penalty under section
     3 10 231C.15, the department may issue an administrative
     3 11 order to any person the department believes has engaged
     3 12 in or is about to engage in an act or practice which
     3 13 constitutes or will constitute a violation of this
     3 14 chapter, rules adopted pursuant to this chapter, or
     3 15 orders issued under this chapter, requiring the person
     3 16 to cease and desist from engaging in such act or
     3 17 practice.
     3 18    b.  The cease and desist order may be served by
     3 19 restricted certified mail, return receipt requested,
     3 20 by personal service as provided under the Iowa rules
     3 21 of civil procedure, or by acceptance of service by the
     3 22 person or the person's counsel.
     3 23    c.  The order shall be effective from the date of
     3 24 service if grounds for an emergency order exist under
     3 25 section 17A.18A.
     3 26    d.  A person aggrieved by the order who wishes
     3 27 to challenge the terms of the order shall request a
     3 28 hearing within thirty days of service of the order.
     3 29 The order shall describe the person's right to request
     3 30 such a hearing.
     3 31    e.  If a hearing is not timely requested, the person
     3 32 shall be deemed to have exhausted all administrative
     3 33 remedies, and the order shall be the department's final
     3 34 agency action by operation of law.
     3 35    f.  If a hearing is timely requested, the department
     3 36 shall issue separate notice of hearing for a contested
     3 37 case consistent with the provisions of chapter 17A.
     3 38    g.  A person aggrieved by the department's final
     3 39 agency decision following a contested case may seek
     3 40 judicial review under chapter 17A.
     3 41    h.  (1)  If a person does not comply with a cease
     3 42 and desist order, the department may petition the
     3 43 district court in Polk County or in the county where
     3 44 the person may be located, to enforce the order.
     3 45    (2)  The court shall not require the department
     3 46 to post a bond in an action or proceeding under this
     3 47 paragraph "h".
     3 48    (3)  If the court finds, after notice and
     3 49 opportunity for hearing, that the person is not in
     3 50 compliance with an order, the court may hold the person
     4  1 in civil contempt of the order.  The court may impose
     4  2 a civil penalty against the person for contempt in an
     4  3 amount not less than three thousand dollars but not to
     4  4 exceed ten thousand dollars for each violation and may
     4  5 grant any other relief the court determines just and
     4  6 proper in the circumstances.
     4  7    Sec. 7.  EFFECTIVE UPON ENACTMENT.  This Act, being
     4  8 deemed of immediate importance, takes effect upon
     4  9 enactment.>
     4 10 #2.  Title page, by striking lines 1 through 3 and
     4 11 inserting <An Act relating to assisted living programs,
     4 12 providing penalties, and including effective date
     4 13 provisions.>


                                        
          ISENHART of Dubuque
          HF2463.1286 (3) 83
          pf/nh

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