441—78.38(249A) HCBS AIDS/HIV waiver services. Payment will be approved for the following services to members eligible for the HCBS AIDS/HIV waiver services as established in 441—Chapter 83 and as identified in the member’s service plan. Effective March 17, 2022, payment shall only be made for services provided in integrated, community-based settings that support full access of members receiving Medicaid HCBS to the greater community, including opportunities to seek employment and work in competitive integrated settings, engage in community life, control personal resources, and receive services in the community, to the same degree of access as individuals not receiving Medicaid HCBS.
	78.38(1) Counseling services. Counseling services are face-to-face mental health services provided to the member and caregiver by a mental health professional as defined in rule 441—24.1(225C) to facilitate home management of the member and prevent institutionalization. Counseling services are nonpsychiatric services necessary for the management of depression, assistance with the grief process, alleviation of psychosocial isolation and support in coping with a disability or illness, including terminal illness. Counseling services may be provided both for the purpose of training the member’s family or other caregiver to provide care, and for the purpose of helping the member and those caring for the member to adjust to the member’s disability or terminal condition. Counseling services may be provided to the member’s caregiver only when included in the case plan for the member.
Payment will be made for individual and group counseling. A unit of individual counseling for the waiver member or the waiver member and the member’s caregiver is 15 minutes. A unit of group counseling is 15 minutes. Payment for group counseling is based on the group rate divided by six, or, if the number of persons who comprise the group exceeds six, the actual number of persons who comprise the group.
	78.38(2) Home health aide services. Home health aide services are personal or direct care services provided to the client which are not payable under Medicaid as set forth in rule 441—78.9(249A). A unit of service is a visit. Components of the service are:
	a. 	Observation and reporting of physical or emotional needs.
	b. 	Helping a client with bath, shampoo, or oral hygiene.
	c. 	Helping a client with toileting.
	d. 	Helping a client in and out of bed and with ambulation.
	e. 	Helping a client reestablish activities of daily living.
	f. 	Assisting with oral medications ordinarily self-administered and ordered by a physician.
	g. 	Performing incidental household services which are essential to the client’s health care at home and are necessary to prevent or postpone institutionalization in order to complete a full unit of service.
	78.38(3) Homemaker services. Homemaker services are those services provided when the member lives alone or when the person who usually performs these functions for the member needs assistance with performing the functions. A unit of service is 15 minutes. Components of the service must be directly related to the care of the member and may include only the following:
	a. 	Essential shopping: shopping for basic need items such as food, clothing or personal care items, or drugs.
	b. 	Limited housecleaning: maintenance cleaning such as vacuuming, dusting, scrubbing floors, defrosting refrigerators, cleaning stoves, cleaning medical equipment, washing and mending clothes, washing personal items used by the member, and washing dishes.
	c. 	Meal preparation: planning and preparing balanced meals.
	78.38(4) Nursing care services. Nursing care services are services provided by licensed agency nurses to clients in the home which are ordered by and included in the plan of treatment established by the physician. The services shall be reasonable and necessary to the treatment of an illness or injury and include: observation; evaluation; teaching; training; supervision; therapeutic exercise; bowel and bladder care; administration of medications; intravenous and enteral feedings; skin care; preparation of clinical and progress notes; coordination of services; and informing the physician and other personnel of changes in the patient’s conditions and needs. A unit of service is a visit.
	78.38(5) Respite care services. Respite care services are services provided to the member that give temporary relief to the usual caregiver and provide all the necessary care that the usual caregiver would provide during that period. The purpose of respite care is to enable the member to remain in the member’s current living situation.
	a. 	Services provided outside the member’s home shall not be reimbursable if the living unit where respite is provided is reserved for another person on a temporary leave of absence.
	b. 	Member-to-staff ratios shall be appropriate to the individual needs of the member as determined by the member’s interdisciplinary team.
	c. 	A unit of service is 15 minutes.
	d. 	Respite care is not to be provided to members during the hours in which the usual caregiver is employed except when the member is attending a 24-hour residential camp. Respite cannot be provided to a member whose usual caregiver is a consumer-directed attendant care provider for the member.
	e. 	The interdisciplinary team shall determine if the member will receive basic individual respite, specialized respite or group respite as defined in 441—Chapter 83.
	f. 	A maximum of 14 consecutive days of 24-hour respite care may be reimbursed.
	g. 	Respite services provided for a period exceeding 24 consecutive hours to three or more individuals who require nursing care because of a mental or physical condition must be provided by a health care facility licensed as described in Iowa Code chapter 135C.
	h. 	Respite services shall not be provided simultaneously with other residential, nursing, or home health aide services provided through the medical assistance program.
	78.38(6) Home-delivered meals. Home-delivered meals are meals prepared elsewhere and delivered to a member at the member’s residence.
	a. 	Each meal shall ensure the member receives a minimum of one-third of the daily recommended dietary allowance as established by the Food and Nutrition Board of the National Research Council of the National Academy of Sciences. The meal may also be a liquid supplement which meets the minimum one-third standard.
	b. 	When a restaurant provides the home-delivered meal, the member is required to have a nutritional consultation. The nutritional consultation includes contact with the restaurant to explain the dietary needs of the member and what constitutes the minimum one-third daily dietary allowance.
	c. 	A unit of service is a meal (morning, noon, evening, or liquid supplement). Any maximum combination of any two meals (morning, noon, evening, or liquid supplement) is allowed per day. Duplication of a meal in any one day is not allowed. The number of approved meals (morning, noon, evening, or liquid supplement) is contained in the member’s service plan.
	d. 	The number of meals delivered for any morning, noon, evening, or liquid supplement meal cannot exceed the number of calendar days in a calendar month; nor can the number of delivered meals exceed the number of authorized days in a month. Meals billed in excess of the calendar days in a calendar month and those billed in excess of the number of authorized days in a month are subject to recoupment or denial of payment.
	78.38(7) Adult day care services. Adult day care services provide an organized program of supportive care in a group environment to persons who need a degree of supervision and assistance on a regular or intermittent basis in a day care center. A unit of service is 15 minutes (up to four units per day), a half day (1.25 to 4 hours per day), a full day (4.25 to 8 hours per day), or an extended day (8.25 to 12 hours per day). Components of the service include health-related care, social services, and other related support services.
	78.38(8) Consumer-directed attendant care service. Consumer-directed attendant care services are service activities performed by a person to help a member with self-care tasks which the member would typically do independently if the member were otherwise able. Covered service activities are limited to the nonskilled activities listed in paragraph 78.38(8)“f” and the skilled activities listed in paragraph 78.38(8)“g.” Covered service activities must be essential to the health, safety, and welfare of the member. Services may be provided in the absence of a parent or guardian if the parent or guardian has given advance direction for the service provision.
	a. 	Service planning.
	(1)	The member, parent, guardian, or attorney in fact under a durable power of attorney for health care shall:
	1.	Select the individual or agency that will provide the components of the attendant care services.
	2.	Determine with the selected provider what components of attendant care services the provider shall perform, subject to confirmation by the service worker or case manager that those components are consistent with the assessment and are authorized covered services.
	3.	Complete, sign, and date Form 470-3372, HCBS Consumer-Directed Attendant Care Agreement, to indicate the frequency, scope, and duration of services (a description of each service component and the time agreed on for that component). The case manager or service worker and provider shall also sign the agreement.
	4.	Submit the completed agreement to the service worker or case manager. The agreement shall be part of the member’s service plan and shall be kept in the member’s records, in the provider’s records, and in the service worker’s or case manager’s records. Any service component that is not listed in the agreement shall not be payable.
	(2)	Whenever a legal representative acts as a provider of consumer-directed attendant care as allowed by 441—paragraph 79.9(7)“b,” the following shall apply:
	1.	The payment rate for the legal representative must be based on the skill level of the legal representative and may not exceed the median statewide reimbursement rate for the service unless the higher rate receives prior approval from the department;
	2.	The legal representative may not be paid for more than 40 hours of service per week; and
	3.	A contingency plan must be established in the member’s service plan to ensure service delivery in the event the legal representative is unable to provide services due to illness or other unexpected event.
	b. 	Supervision of skilled services. Skilled consumer-directed attendant care services shall be provided under the supervision of a licensed nurse or licensed therapist working under the direction of a physician. The licensed nurse or therapist shall:
	(1)	Retain accountability for actions that are delegated.
	(2)	Ensure appropriate assessment, planning, implementation, and evaluation.
	(3)	Make on-site supervisory visits every two weeks with the service provider present.
	c. 	Service documentation. The consumer-directed attendant care provider shall document evidence of compliance with the requirements of this chapter and rule 441—79.3(249A). The documentation or copies of the documentation must be maintained or be electronically accessible by the consumer-directed attendant care provider. Providers must use an electronic visit verification system that captures all documentation requirements of the Consumer-Directed Attendant Care (CDAC) Service Record (Form 470-4389) or use Form 470-4389. Any service component that is not documented in accordance with rule 441—79.3(249A) shall not be payable.
	d. 	Role of guardian or attorney. If the member has a guardian or attorney in fact under a durable power of attorney for health care:
	(1)	The service worker’s or case manager’s service plan shall address how consumer-directed attendant care services will be monitored to ensure that the member’s needs are being adequately met. If the guardian or attorney in fact is the service provider, the service plan shall address how the service worker or case manager shall oversee service provision.
	(2)	The guardian or attorney in fact shall sign the claim form in place of the member, indicating that the service has been provided as presented on the claim.
	e. 	Service units and billing. A unit of service is 15 minutes provided by an individual or agency. Each service shall be billed in whole units.
	f. 	Nonskilled services. Covered nonskilled service activities are limited to help with the following activities:
	(1)	Dressing.
	(2)	Bathing, shampooing, hygiene, and grooming.
	(3)	Access to and from bed or a wheelchair, transferring, ambulation, and mobility in general.
	(4)	Toileting, including bowel, bladder, and catheter assistance (emptying the catheter bag, collecting a specimen, and cleaning the external area around the catheter).
	(5)	Meal preparation, cooking, and assistance with feeding, not including the cost of meals themselves. Meal preparation and cooking shall be provided only in the member’s home.
	(6)	Housekeeping, laundry, and shopping essential to the member’s health care at home.
	(7)	Taking medications ordinarily self-administered, including those ordered by a physician or other qualified health care provider.
	(8)	Minor wound care.
	(9)	Going to or returning from a place of employment and job-related tasks while the member is on the job site. Transportation for the member and assistance with understanding or performing the essential job functions are not included in consumer-directed attendant care services.
	(10)	Tasks, such as financial management and scheduling, that require cognitive or physical assistance.
	(11)	Communication essential to the health and welfare of the member, through interpreting and reading services and use of assistive devices for communication.
	(12)	Using transportation essential to the health and welfare of the member. The cost of the transportation is not included.
	g. 	Skilled services. Covered skilled service activities are limited to help with the following activities:
	(1)	Tube feedings of members unable to eat solid foods.
	(2)	Intravenous therapy administered by a registered nurse.
	(3)	Parenteral injections required more than once a week.
	(4)	Catheterizations, continuing care of indwelling catheters with supervision of irrigations, and changing of Foley catheters when required.
	(5)	Respiratory care including inhalation therapy and tracheotomy care or tracheotomy care and ventilator.
	(6)	Care of decubiti and other ulcerated areas, noting and reporting to the nurse or therapist.
	(7)	Rehabilitation services including, but not limited to, bowel and bladder training, range of motion exercises, ambulation training, restorative nursing services, respiratory care and breathing programs, reality orientation, reminiscing therapy, remotivation, behavior modification, and reteaching of the activities of daily living.
	(8)	Colostomy care.
	(9)	Care of uncontrolled medical conditions, such as brittle diabetes, and comfort care of terminal conditions.
	(10)	Postsurgical nursing care.
	(11)	Monitoring medications requiring close supervision because of fluctuating physical or psychological conditions, e.g., antihypertensive, digitalis preparations, mood-altering or psychotropic drugs, or narcotics.
	(12)	Preparing and monitoring response to therapeutic diets.
	(13)	Recording and reporting of changes in vital signs to the nurse or therapist.
	h. 	Excluded services and costs. Services, activities, costs and time that are not covered as consumer-directed attendant care include the following (not an exclusive list):
	(1)	Any activity related to supervising a member. Only direct services are billable.
	(2)	Any activity that the member is able to perform.
	(3)	Costs of food.
	(4)	Costs for the supervision of skilled services by the nurse or therapist. The supervising nurse or therapist may be paid from private insurance, Medicare, or other third-party payment sources, or may be paid as another Medicaid service, including early and periodic screening, diagnosis and treatment services.
	(5)	Exercise that does not require skilled services.
	(6)	Parenting or child care for or on behalf of the member.
	(7)	Reminders and cueing.
	(8)	Services provided simultaneously with any other similar service regardless of funding source, including other waiver services and state supplementary assistance in-home health-related care services.
	(9)	Transportation costs.
	(10)	Wait times for any activity.
	78.38(9) Consumer choices option. The consumer choices option is service activities provided pursuant to subrule 78.34(13).
	78.38(10) General service standards. All AIDS/HIV waiver services must be provided in accordance with the following standards:
	a. 	Reimbursement shall not be available under the waiver for any services that the member can obtain as other nonwaiver Medicaid services or through any other funding source.
	b. 	All services provided under the waiver must be delivered in the least restrictive environment possible and in conformity with the member’s service plan.
	c. 	All rights restrictions must be implemented in accordance with 441—subrule 77.25(4). The member service plan or treatment plan shall include documentation of:
	(1)	Any restrictions on the member’s rights, including the rights of privacy, dignity, respect, and freedom from coercion and restraint.
	(2)	The need for the restriction.
	(3)	The less intrusive methods of meeting the need that have been tried but did not work.
	(4)	Either a plan to restore those rights or written documentation that a plan is not necessary or appropriate.
	(5)	Established time limits for periodic reviews to determine if the restriction is still necessary or can be terminated.
	(6)	The informed consent of the member.
	(7)	An assurance that the interventions and supports will cause no harm to the member.
	(8)	A regular collection and review of data to measure the ongoing effectiveness of the restriction.
	d. 	Services must be billed in whole units.
	e. 	For all services with a 15-minute unit of service, the following rounding process will apply:
	(1)	Add together the minutes spent on all billable activities during a calendar day for a daily total.
	(2)	For each day, divide the total minutes spent on billable activities by 15 to determine the number of full 15-minute units for that day.
	(3)	Round the remainder using these guidelines: Round 1 to 7 minutes down to zero units; round 8 to 14 minutes up to one unit.
	(4)	Add together the number of full units and the number of rounded units to determine the total number of units to bill for that day.
This rule is intended to implement Iowa Code section 249A.4.
[ARC 9045B, IAB 9/8/10, effective 11/1/10; ARC 9403B, IAB 3/9/11, effective 5/1/11 (See Delay note at end of chapter); ARC 0707C, IAB 5/1/13, effective 7/1/13; ARC 0709C, IAB 5/1/13, effective 7/1/13; ARC 1610C, IAB 9/3/14, effective 8/13/14; ARC 3552C, IAB 1/3/18, effective 2/7/18; ARC 3874C, IAB 7/4/18, effective 8/8/18; ARC 4430C, IAB 5/8/19, effective 7/1/19; see Delay note at end of chapter; ARC 5597C, IAB 5/5/21, effective 7/1/21]