"Broker" means a person engaged for all or part of the person's time in the business of buying and selling securities, who in the transaction concerned acts for, buys a security from, or sells a security to, a customer. Nothing in this Article determines the capacity in which a person acts for purposes of any other statute or rule to which the person is subject.
[C66, 71, 73, 75, 77, 79, 81, § 554.8303]
89 Acts, ch 113, § 18
Referred to in § 554.8102
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