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House File 2431

Partial Bill History

Bill Text

PAG LIN
  1  1                                            HOUSE FILE 2431
  1  2                                    
  1  3                             AN ACT
  1  4 RELATING TO EDUCATIONAL INSTITUTIONS UNDER THE UNIVERSITY-BASED
  1  5    RESEARCH UTILIZATION PROGRAM.
  1  6 
  1  7 BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF IOWA:
  1  8 
  1  9    Section 1.  Section 262B.11, subsections 1, 2, 3, and 4,
  1 10 Code Supplement 2003, are amended to read as follows:
  1 11    1.  The department of economic development shall establish
  1 12 and administer a university-based research utilization program
  1 13 for purposes of encouraging the utilization of university-
  1 14 based research, primarily in the area of high technology, in
  1 15 new or existing businesses.  The program shall include the
  1 16 three universities under the control of the state board of
  1 17 regents, community colleges established under chapter 260C,
  1 18 and all accredited private universities located in the state.
  1 19 For purposes of this section, "educational institution" means
  1 20 a university under the control of the state board of regents,
  1 21 a community college established under chapter 260C, or an
  1 22 accredited private university located in the state.
  1 23    2.  A new or existing business that utilizes a technology
  1 24 developed by an employee at a university under the control of
  1 25 the state board of regents an educational institution may
  1 26 apply to the department of economic development for approval
  1 27 to participate in the university-based research utilization
  1 28 program.  The department shall approve an applicant if the
  1 29 applicant meets all of the following criteria:
  1 30    a.  The applicant utilizes a technology developed by an
  1 31 employee at a university under the control of the state board
  1 32 of regents an educational institution, provided that the
  1 33 technology has received a patent after July 1, 2003.  If the
  1 34 applicant has been in existence more than one year prior to
  1 35 applying, the applicant shall organize a separate company to
  2  1 utilize the technology.  For purposes of this section, the
  2  2 separate company shall be considered the applicant and, if
  2  3 approved, the approved business.
  2  4    b.  The applicant develops a five-year business plan
  2  5 approved by the department.  The plan shall include
  2  6 information concerning the applicant's Iowa employment goals
  2  7 and projected impact on the Iowa economy.  The department
  2  8 shall only approve plans showing sufficient potential impact
  2  9 on Iowa employment and economic development.
  2 10    c.  The applicant meets a minimum-size business standard
  2 11 determined by the department.
  2 12    d.  The applicant provides annual reports to the department
  2 13 that include employment statistics for the applicant and the
  2 14 total taxable wages paid to Iowa employees and reported to the
  2 15 department of revenue pursuant to section 422.16.
  2 16    3.  A business approved under the program and the
  2 17 university employee of an educational institution responsible
  2 18 for the development of the technology utilized by the approved
  2 19 business shall be eligible for a tax credit.  The credit shall
  2 20 be allowed against the taxes imposed in chapter 422, divisions
  2 21 II and III.  An individual may claim a tax credit under this
  2 22 section of a partnership, limited liability company, S
  2 23 corporation, estate, or trust electing to have income taxed
  2 24 directly to the individual.  The amount claimed by the
  2 25 individual shall be based upon the pro rata share of the
  2 26 individual's earnings from the partnership, limited liability
  2 27 company, S corporation, estate, or trust.  A tax credit shall
  2 28 not be claimed under this subsection unless a tax credit
  2 29 certificate issued by the department of economic development
  2 30 is attached to the taxpayer's tax return for the tax year for
  2 31 which the tax credit is claimed.  The amount of a tax credit
  2 32 allowed under this subsection shall equal the amount listed on
  2 33 a tax credit certificate issued by the department of economic
  2 34 development pursuant to subsection 4.  A tax credit
  2 35 certificate shall not be transferable.  Any tax credit in
  3  1 excess of the taxpayer's liability for the tax year may be
  3  2 credited to the taxpayer's tax liability for the following
  3  3 five years or until depleted, whichever occurs first.  A tax
  3  4 credit shall not be carried back to a tax year prior to the
  3  5 tax year in which the taxpayer redeems the tax credit.
  3  6    4.  For the five tax years following the tax year in which
  3  7 a business is approved under the program, the department of
  3  8 revenue shall provide the department of economic development
  3  9 with information required by the department of economic
  3 10 development from each tax return filed by the approved
  3 11 business.  Upon receiving the tax return-related information,
  3 12 the department of economic development shall do all of the
  3 13 following:
  3 14    a.  Review the information provided by the department of
  3 15 revenue pursuant to this subsection and the annual report
  3 16 submitted by the applicant pursuant to subsection 2, paragraph
  3 17 "d".  If the department determines that the business
  3 18 activities of the applicant are not providing the benefits to
  3 19 Iowa employment and economic development projected in the
  3 20 applicant's approved five-year business plan, the department
  3 21 shall not issue tax credit certificates for that year to the
  3 22 applicant or university employee of an educational institution
  3 23 and shall determine any related university share to be equal
  3 24 to zero for that year.
  3 25    b.  Effective for the fiscal year beginning July 1, 2004,
  3 26 and for subsequent fiscal years, issue a tax credit
  3 27 certificate to the approved business and the university
  3 28 employee of an educational institution responsible for the
  3 29 development of the technology utilized by the approved
  3 30 business in an amount determined pursuant to subsection 5.  A
  3 31 tax credit certificate shall contain the taxpayer's name,
  3 32 address, tax identification number, the amount of the tax
  3 33 credit, and other information required by the department of
  3 34 revenue.
  3 35    c.  (1)  Determine If the educational institution at issue
  4  1 is a university under the control of the state board of
  4  2 regents, determine the university share which is equal to the
  4  3 value of thirty percent of the tax liability of the approved
  4  4 business for purposes of making an appropriation pursuant to
  4  5 section 262B.12, to the university where the technology
  4  6 utilized by the approved business was developed.  A university
  4  7 share shall not exceed two hundred twenty-five thousand
  4  8 dollars per year per technology utilized.  For each technology
  4  9 utilized, the aggregate university share over a five-year
  4 10 period shall not exceed six hundred thousand dollars.
  4 11    (2)  The department shall maintain records for each
  4 12 university during each fiscal year regarding the university
  4 13 share each university is entitled to receive through the
  4 14 appropriation in section 262B.12.  A university shall be
  4 15 entitled to receive the total university share for that
  4 16 particular university during the previous fiscal year.
  4 17    d.  For the fiscal year beginning July 1, 2004, not more
  4 18 than two million dollars worth of certificates shall be issued
  4 19 pursuant to paragraph "b".  For the fiscal year beginning July
  4 20 1, 2005, and every fiscal year thereafter, not more than ten
  4 21 million dollars worth of certificates shall be issued pursuant
  4 22 to paragraph "b".
  4 23    Sec. 2.  Section 262B.11, subsection 5, paragraph b, Code
  4 24 Supplement 2003, is amended to read as follows:
  4 25    b.  For the university employee of an educational
  4 26 institution responsible for the development of the technology
  4 27 utilized by the approved business, the value of the tax credit
  4 28 certificate shall equal ten percent of the tax liability of
  4 29 the approved business.  If more than one employee is
  4 30 responsible for the development of the technology, the value
  4 31 equal to ten percent of the tax liability of the approved
  4 32 business shall be divided equally and individual tax credit
  4 33 certificates shall be issued to each employee responsible for
  4 34 the development of the technology.  Each year, the total value
  4 35 of a certificate or certificates issued for a utilized
  5  1 technology shall not exceed seventy-five thousand dollars.
  5  2 For each technology utilized, the total aggregate value of
  5  3 certificates issued over a five-year period to the university
  5  4 employee of an educational institution responsible for the
  5  5 development of the technology shall not exceed two hundred
  5  6 thousand dollars.  
  5  7 
  5  8 
  5  9                                                             
  5 10                               CHRISTOPHER C. RANTS
  5 11                               Speaker of the House
  5 12 
  5 13 
  5 14                                                             
  5 15                               JEFFREY M. LAMBERTI
  5 16                               President of the Senate
  5 17 
  5 18    I hereby certify that this bill originated in the House and
  5 19 is known as House File 2431, Eightieth General Assembly.
  5 20 
  5 21 
  5 22                                                             
  5 23                               MARGARET THOMSON
  5 24                               Chief Clerk of the House
  5 25 Approved                , 2004
  5 26 
  5 27 
  5 28                            
  5 29 THOMAS J. VILSACK
  5 30 Governor
     

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