IOWA ADMINISTRATIVEBULLETIN
Published Biweekly VOLUME XXIV NUMBER 16 February
6, 2002 Pages 1169 to 1284
CONTENTS IN THIS ISSUE
Pages 1184 to 1281 include ARC 1310B to ARC
1381B
AGRICULTURE AND LAND
STEWARDSHIP
DEPARTMENT[21]
Notice, Administrative structure of department,
1.1 to 1.7
ARC 1375B 1184
Notice, Infectious and contagious
diseases—
reporting; paratuberculosis (Johne’s) disease,
64.1,
64.170 to 64.178 ARC 1377B 1186
Notice, Procedures and penalties—antibiotics
found in
raw milk for sale in commerce, 68.36
ARC 1376B 1189
ALL AGENCIES
Schedule for rule making 1173
Publication procedures 1174
Administrative rules on CD–ROM 1174
Agency identification numbers 1182
CITATION OF ADMINISTRATIVE RULES 1172
CIVIL REPARATIONS TRUST FUND
Notice 1190
COLLEGE STUDENT AID COMMISSION[283]
EDUCATION
DEPARTMENT[281]“umbrella”
Notice, Iowa vocational–technical tuition
grant
program, 13.1(1)“a” ARC 1350B 1190
DELAYS
Educational Examiners Board[282]
Denial of license or
discipline of licensee,
12.2(2) Delay 1282
Environmental Protection Commission[567]
Discarded
appliance demanufacturing,
ch 118 Delay 1282
Human Services Department[441]
Medicaid—reduction in
payments to
providers, 78.3(13), 78.3(14),
78.3(16),
79.1(1)“g,” 79.1(2), 79.1(8)“a,”
79.1(18),
81.6(4)“a”(1), 81.6(16) Delay 1282
DENTAL EXAMINERS BOARD[650]
PUBLIC HEALTH
DEPARTMENT[641]“umbrella”
Filed, Application for dental and dental
hygiene licensure
and local anesthesia
permits, 11.1 to 11.11 ARC 1360B 1253
Filed, Examinations—dental and dental
hygiene
licensure, 12.1 to 12.5 ARC 1354B 1253
Filed, Renewal, 14.1 to 14.5 ARC 1355B 1254
Filed, Current certification in CPR, 14.1(4),
14.3(4),
14.5(1), 25.2(10) ARC 1359B 1254
Filed, Continuing education, 25.2 to 25.5,
25.7, 25.10
ARC 1361B 1255
Filed, Unethical and unprofessional conduct,
27.9 ARC
1357B 1257
Filed, Oral and maxillofacial radiology,
28.1, 28.10
ARC 1356B 1258
Filed, Discipline; impaired practitioner
review committee,
30.1, 30.2, 30.4, 30.5,
ch 35 ARC 1358B 1258
Filed, Duties of peer review committees;
mandatory
reporting; costs of monitoring
compliance with a settlement
agreement,
31.8, 31.13, 51.19(9) ARC 1353B 1259
EDUCATIONAL EXAMINERS BOARD[282]
EDUCATION
DEPARTMENT[281]“umbrella”
Delay, Denial of license or discipline of
licensee,
12.2(2) 1282
Notice, Teacher intern license; alternative
preparation
license for out–of–state candidates,
14.129, 14.130 ARC
1348B 1191
EDUCATION DEPARTMENT[281]
Notice, Open enrollment—uniform
enforcement for male
and female athletes,
17.8 ARC 1363B 1192
Notice, Extracurricular
interscholastic
competition—uniform enforcement for
male and female
athletes, 36.1, 36.14,
36.15, 36.17 to 36.20 ARC 1345B 1193
Notice, Extracurricular athletic
activity
conferences—uniform enforcement for male
and female
athletes, 37.1, 37.3 to 37.5
ARC 1346B 1197
Notice, Standards for practitioner preparation
programs,
rescind ch 77 ARC 1366B 1198
Notice, Standards for graduate practitioner
preparation
programs, rescind ch 78
ARC 1367B 1198
EDUCATION DEPARTMENT[281] (Cont’d)
Notice, Beginning teacher mentoring and induction
program,
83.1, 83.3, 83.4, 83.6 ARC 1344B 1198
EGG COUNCIL, IOWA[301]
Notice, Uniform rules; rules of practice, 1.1 to
1.5; ch 2;
3.1, 3.2, 4.1 to 4.3; rescind ch 5
ARC 1319B 1202
EMERGENCY MANAGEMENT DIVISION[605]
PUBLIC DEFENSE
DEPARTMENT[601]“umbrella”
Notice, Wireless enhanced 911 implementation and
operation
plan; recovery of overpayments;
administrative hearing process,
10.7(2),
10.9, 10.15 ARC 1347B 1203
ENVIRONMENTAL
PROTECTION
COMMISSION[567]
NATURAL RESOURCES
DEPARTMENT[561]“umbrella”
Delay, Discarded appliance demanufacturing,
ch
118 1282
Notice, Volunteer monitoring data requirements,
60.2, 61.10
to 61.13 ARC 1351B 1204
GENERAL SERVICES DEPARTMENT[401]
Notice, Department organization; capitol
complex
operations; state employee driving
guidelines, chs 1, 3, 11 ARC
1349B 1206
Filed Emergency, Capitol complex operations,
ch 3 ARC
1322B 1241
HUMAN SERVICES DEPARTMENT[441]
Delay, Medicaid—reduction in payments to
providers,
78.3(13), 78.3(14), 78.3(16),
79.1(1)“g,” 79.1(2),
79.1(8)“a,” 79.1(18),
81.6(4)“a”(1),
81.6(16) 1282
Notice, Refugee services program—limitations
on
eligibility, 61.6(2) ARC 1328B 1212
Notice, Refugee services
program—pilot
recredentialing services; targeted assistance
grants,
61.16, 61.17 ARC 1330B 1213
Notice, Medicaid—reduction in payments to
providers,
78.3, 79.1(1)“g,” 79.1(2),
79.1(8)“a,” 79.1(18),
81.6(4), 81.6(16)
ARC 1364B 1214
Notice, Reimbursement to inpatient and
outpatient
hospitals, 79.1 ARC 1381B 1214
Filed, Phase–out of 12–month waiver
period,
48.24 ARC 1326B 1260
Filed, Burial benefits, rescind ch 56
ARC
1327B 1260
Filed Emergency, Refugee services
program—
limitations on eligibility, 61.6(2) ARC
1329B 1242
Filed, AIDS/HIV health insurance premium
payment program,
75.22 ARC 1331B 1261
Filed, Rehabilitative treatment service providers,
77.38
ARC 1332B 1261
Filed Emergency After Notice, Indian health
service 638
facilities, 77.45, 78.51, 79.1,
79.14(1), 80.2(2) ARC
1333B 1242
Filed Emergency, Medicaid—reduction in payments
to
providers, 78.3, 79.1(1)“g,” 79.1(2),
79.1(8)“a,”
79.1(18), 81.6(4), 81.6(16)
ARC 1365B 1244
Filed Emergency After Notice,
Nurse–midwives—
services and payment under Medicaid,
78.29
ARC 1334B 1250
Filed, Iowa Veterans Home—submission of
semiannual
cost reports; nursing facilities—
Medicaid rates, 81.6(3), 81.6(17),
81.10(7)
ARC 1335B 1261
Filed, Nursing facilities—accountability
measures,
81.6(16) ARC 1336B 1262
Filed, PROMISE JOBS—payment to child care
providers,
93.110, 93.114(12), 170.2(4), 170.4,
170.5, 170.8 ARC
1338B 1263
Filed, Family investment program,
93.114(14), 93.132,
93.138; rescind ch 94
ARC 1337B 1264
Filed, Family–life program, 111.1 to 111.3,
111.6,
111.9(1), 111.10 ARC 1339B 1266
INSPECTIONS AND APPEALS DEPARTMENT[481]
Notice, Hospitals—minimum standards for
construction,
51.51(2), 51.52, 51.53
ARC 1370B 1217
Filed, Discount on raffle tickets, 100.32(3)
ARC
1369B 1267
INSURANCE DIVISION[191]
COMMERCE
DEPARTMENT[181]“umbrella”
Notice, Contraceptive coverage, 35.39(1),
71.24(1),
75.18(1) ARC 1368B 1218
IOWA FINANCE AUTHORITY[265]
ECONOMIC DEVELOPMENT, IOWA DEPARTMENT
OF[261]“umbrella”
Notice, Housing assistance fund (HAF)—
rescind
definition of “hard–to–house
populations,” 15.6
ARC 1371B 1218
PERSONNEL DEPARTMENT[581]
Filed, IPERS, 21.6, 21.8,
21.24(14)“a”(1)
ARC 1324B 1267
Filed, IPERS—transition benefits advisory
committee,
21.33 ARC 1323B 1268
PROFESSIONAL LICENSURE DIVISION[645]
PUBLIC HEALTH
DEPARTMENT[641]“umbrella”
Filed, Podiatrists, chs 219, 220; 222.5, 222.8,
222.9; chs
224, 225 ARC 1374B 1268
PUBLIC HEALTH DEPARTMENT[641]
Notice, Radiation, amendments to chs 38 to 46
ARC
1317B 1219
Notice, Health data, 177.2 to 177.4, 177.8
ARC
1318B 1227
Filed Without Notice, Radioactive waste
transport fee
schedule, 38.8(11) ARC 1310B 1275
Filed, Maternal and child health program,
76.1, 76.3 to
76.7, 76.9 to 76.12, 76.13(4),
76.15, 76.17 ARC 1311B 1275
Filed, Abuse education review panel, ch 93
ARC
1312B 1276
Filed, EMS provider education/training/
certification,
131.1 to 131.4 ARC 1313B 1277
Filed, EMS—service program authorization,
132.1,
132.2, 132.7 to 132.9, 132.14,
132.15(1) ARC 1316B 1277
Filed, Adoption by reference—trauma care
facility
categorization and verification and trauma triage
and transfer
protocols, 134.2(3), 135.2(1)
ARC 1314B 1278
Filed, Appeals—competitive grants, 176.8
ARC
1315B 1278
PUBLIC HEARINGS
Summarized list 1175
PUBLIC SAFETY DEPARTMENT[661]
Notice, Calibration of preliminary breath
testing
equipment, 7.2(1), 7.5 ARC 1373B 1228
Filed Emergency, Calibration of preliminary
breath testing
equipment, 7.5 ARC 1372B 1251
RACING AND GAMING COMMISSION[491]
INSPECTIONS AND APPEALS
DEPARTMENT[481]“umbrella”
Filed, Purse information, 5.5(10) ARC
1325B 1279
REVENUE AND FINANCE DEPARTMENT[701]
Notice, Retrieval of protest; errors not considered
as
penalty exceptions; minimum bond for motor
fuel licensees; E–mail
address or fax signature
valid on application for motor fuel license
or
cigarette permit, 7.50(1), 10.8, 67.21(1),
67.23(1), 81.13(1) ARC
1342B 1229
Notice, Eligible development business investment
tax
credit, 42.17, 52.20, 58.9 ARC 1341B 1230
Filed, Exemptions from sales tax; inheritance tax;
hotel
and motel tax; local option tax, amendments
to chs 17, 18, 34, 86, 105, 107,
108
ARC 1343B 1279
SCHOOL BUDGET REVIEW COMMITTEE[289]
EDUCATION
DEPARTMENT[281]“umbrella”
Notice, Waivers or variances from administrative
rules, ch
8 ARC 1362B 1232
TELECOMMUNICATIONS AND TECHNOLOGY
COMMISSION,
IOWA [751]
Filed, Contested cases; purchasing,
amendments to chs 4, 5
ARC 1352B 1280
TRANSPORTATION DEPARTMENT[761]
Notice, Holiday rest stops; promotion of Iowa
agricultural
products at rest areas; adopt–a–highway
program, amendments to
chs 105, 106, 121
ARC 1379B 1234
Notice, City requests for closure of primary
road
extensions, 151.1 ARC 1380B 1236
Notice, Regulations applicable to carriers,
520.1 ARC
1320B 1236
Notice, Motor carrier regulations, 529.1
ARC
1321B 1238
Filed, Vehicle registration and certificate of
title,
amendments to ch 400 ARC 1378B 1280
USURY
Notice 1239
UTILITIES DIVISION[199]
COMMERCE
DEPARTMENT[181]“umbrella”
Notice, Update of gas and electric safety
standards,
10.12(1), 10.17, 19.5(2),
19.6(3), 19.8(3), 20.5(2),
20.6(3)“a,”
25.2 ARC 1340B 1239
CITATION of Administrative Rules
The Iowa
Administrative Code shall be cited as (agency identification number)
IAC
(chapter, rule, subrule, lettered paragraph, or numbered
subparagraph).
441 IAC 79 (Chapter)
441 IAC
79.1(249A) (Rule)
441 IAC 79.1(1) (Subrule)
441 IAC
79.1(1)“a” (Paragraph)
441 IAC
79.1(1)“a”(1) (Subparagraph)
The Iowa Administrative
Bulletin shall be cited as IAB (volume), (number), (publication
date), (page
number), (ARC number).
IAB Vol. XII, No. 23 (5/16/90) p. 2050, ARC
872A
PUBLISHED UNDER
AUTHORITY OF IOWA
CODE SECTIONS 2B.5 AND
17A.6
__________________________________
PREFACE
The Iowa Administrative Bulletin is published biweekly in
pamphlet form pursuant to Iowa Code chapters 2B and 17A and contains Notices of
Intended Action on rules, Filed and Filed Emergency rules by state agencies.
It also contains Proclamations and Executive Orders of the
Governor which are general and permanent in nature; Economic Impact Statements
to proposed rules and filed emergency rules; Objections filed by Administrative
Rules Review Committee, Governor or the Attorney General; and Delay by the
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“materials deemed fitting and proper by the Administrative Rules Review
Committee” include summaries of Public Hearings, Attorney General Opinions
and Supreme Court Decisions.
The Bulletin may also contain Public Funds Interest Rates
[12C.6]; Workers’ Compensation Rate Filings [515A.6(7)]; Usury
[535.2(3)“a”]; Agricultural Credit Corporation Maximum Loan Rates
[535.12]; and Regional Banking—Notice of Application and Hearing
[524.1905(2)].
PLEASE NOTE: Italics indicate new material
added to existing rules; strike through letters indicate
deleted material.
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KATHLEEN K. BATES, Administrative Code
Editor Telephone: (515)281–3355
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Editor (515)281–8157
Fax: (515)281–4424
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Schedule for Rule
Making
2002
NOTICE SUBMISSION
DEADLINE
|
NOTICE PUB.
DATE
|
HEARING OR COMMENTS 20
DAYS
|
FIRST POSSIBLE ADOPTION
DATE 35 DAYS
|
ADOPTED FILING DEADLINE
|
ADOPTED PUB.
DATE
|
FIRST POSSIBLE
EFFECTIVE DATE
|
POSSIBLE EXPIRATION OF NOTICE 180
DAYS
|
Jan. 4 ’02
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PRINTING SCHEDULE FOR IAB
|
ISSUE NUMBER
|
SUBMISSION DEADLINE
|
ISSUE DATE
|
18
|
Friday, February 15, 2002
|
March 6, 2002
|
19
|
Friday, March 1, 2002
|
March 20, 2002
|
20
|
Friday, March 15, 2002
|
April 3, 2002
|
PLEASE
NOTE:
Rules will not be accepted after 12 o’clock noon
on the Friday filing deadline days unless prior approval has been received from
the Administrative Rules Coordinator’s office.
If the filing deadline falls on a legal holiday, submissions
made on the following Monday will be accepted.
PUBLICATION PROCEDURES
TO: Administrative Rules Coordinators and Text Processors of
State Agencies
FROM: Kathleen K. Bates, Iowa Administrative Code
Editor
SUBJECT: Publication of Rules in Iowa Administrative
Bulletin
The Administrative Code Division uses Interleaf 6 to publish
the Iowa Administrative Bulletin and can import documents directly from most
other word processing systems, including Microsoft Word, Word for Windows (Word
7 or earlier), and WordPerfect.
1. To facilitate the publication of rule–making
documents, we request that you send your document(s) as an attachment(s) to an
E–mail message, addressed to both of the following:
bruce.carr@legis.state.ia.us and
kathleen.bates@legis.state.ia.us
2. Alternatively, you may send a PC–compatible diskette
of the rule making. Please indicate on each diskette the following information:
agency name, file name, format used for exporting, and chapter(s) amended.
Diskettes may be delivered to the Administrative Code Division, First Floor
South, Grimes State Office Building, or included with the documents submitted to
the Governor’s Administrative Rules Coordinator.
Please note that changes made prior to publication of the
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by the Governor’s office, but not on the diskettes; diskettes are returned
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Your cooperation helps us print the Bulletin more quickly and
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______________________
IOWA ADMINISTRATIVE RULES and IOWA COURT RULES on
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2001 SUMMER EDITION
Containing: Iowa Administrative Code (updated through
June 2001)
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2001)
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For free brochures and order forms contact:
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PUBLIC HEARINGS
To All Agencies:
The Administrative Rules Review Committee voted to request
that Agencies comply with Iowa Code section 17A.4(1)“b” by allowing
the opportunity for oral presentation (hearing) to be held at least twenty
days after publication of Notice in the Iowa Administrative Bulletin.
AGENCY
|
HEARING LOCATION
|
DATE AND TIME OF HEARING
|
EDUCATIONAL EXAMINERS BOARD[282]
|
|
Talented and gifted endorsement, 14.140(13) IAB 1/23/02
ARC 1292B
|
Room 3 South Grimes State Office Building Des Moines,
Iowa
|
February 12, 2002 1 p.m.
|
Teacher intern license; alternative preparation
license, 14.129, 14.130 IAB 2/6/02 ARC 1348B
|
Room B, AEA 12 1520 Morningside Ave. Sioux City,
Iowa
|
March 5, 2002 4 to 5 p.m.
|
|
Room 3 North Grimes State Office Building Des Moines,
Iowa
|
March 5, 2002 4 to 5 p.m.
|
|
Room 1 ABC, AEA 1 2300 Chaney Rd. Dubuque,
Iowa
|
March 6, 2002 4 to 5 p.m.
|
|
Halverson Conference Room AEA 13 24997 Hwy.
92 Council Bluffs, Iowa
|
March 6, 2002 4 to 5 p.m.
|
|
Board Room, AEA 10 4401 Sixth St. SW Cedar Rapids,
Iowa
|
March 7, 2002 4 to 5 p.m.
|
|
Student Union Social Hall Iowa Wesleyan College 601 N.
Main Mount Pleasant, Iowa
|
March 7, 2002 4 to 5 p.m.
|
EDUCATION DEPARTMENT[281]
|
|
Open enrollment—athletics, 17.8(2) IAB 2/6/02
ARC 1363B
|
State Board Room Grimes State Office Building Des
Moines, Iowa
|
February 27, 2002 9 a.m.
|
Extracurricular interscholastic
competition—athletics, 36.1, 36.14, 36.15, 36.17 to 36.20 IAB
2/6/02 ARC 1345B
|
State Board Room Grimes State Office Building Des
Moines, Iowa
|
February 27, 2002 10 a.m.
|
Extracurricular athletic activity conference, 37.1, 37.3
to 37.5 IAB 2/6/02 ARC 1346B
|
State Board Room Grimes State Office Building Des
Moines, Iowa
|
February 27, 2002 11 a.m.
|
EDUCATION DEPARTMENT[281] (Cont’d)
|
|
Beginning teacher mentoring and induction program; teacher
quality program, 83.1, 83.3, 83.4, 83.6 IAB 2/6/02 ARC
1344B (ICN Network)
|
(See Both Columns
Below)
|
March 5, 2002 7 to 9 p.m.
|
|
Room 103, AEA 4 1382 Fourth Ave. NE Sioux Center,
Iowa
|
Southern Prairie AEA 15 2814 N. Court St. Ottumwa,
Iowa
|
|
Washington High School 600 W. Bluff St. Cherokee,
Iowa
|
Carroll High School 2809 N. Grant Rd. Carroll,
Iowa
|
|
Atlantic Middle School 1100 Linn St. Atlantic,
Iowa
|
Bettendorf High School - 1 3333 18th St. Bettendorf,
Iowa
|
|
Chariton High School 501 N. Grand Chariton,
Iowa
|
Individual Learning Center Central Campus 1121 Jackson
St. Sioux City, Iowa
|
|
ICN Room, Second Floor Grimes State Office Building Des
Moines, Iowa
|
AEA 7 3712 Cedar Heights Dr. Cedar Falls, Iowa
|
|
Arrowhead AEA 5 330 Avenue M Fort Dodge, Iowa
|
Creston High School 601 W. Townline Creston,
Iowa
|
|
Lakeland AEA 3 Hwy. 18 and Second St. Cylinder,
Iowa
|
New London Jr.–Sr. High School 101 Jack Wilson
Dr. New London, Iowa
|
|
Heartland AEA 11 6500 Corporate Dr. Johnston,
Iowa
|
Central Community Jr.–Sr. High School 400 First St.
NW Elkader, Iowa
|
|
North Central Jr.–Sr. High School 105 S. East
St. Manly, Iowa
|
Kirkwood Community College - 3 6301 Kirkwood Blvd.
SW Cedar Rapids, Iowa
|
|
AEA 6 909 S. 12th Street Marshalltown, Iowa
|
Fredericksburg High School Main St. Fredericksburg,
Iowa
|
|
Loess Hills AEA 13 24997 Hwy. 92 Council Bluffs,
Iowa
|
Mid–Prairie High School 1636 Hwy. 22 E Wellman,
Iowa
|
|
Northeast Jr.–Sr. High School 3690 Hwy. 136 Goose
Lake, Iowa
|
|
EDUCATION DEPARTMENT[281] (Cont’d)
|
|
|
(See Both Columns
Below)
|
March 6, 2002 4 to 6 p.m.
|
|
AEA 4 1382 Fourth Ave. NE Sioux Center, Iowa
|
Western Hills AEA 12 1520 Morningside Ave. Sioux City,
Iowa
|
|
Maquoketa High School 600 Washington Maquoketa,
Iowa
|
AEA 6 909 S. 12th Street Marshalltown, Iowa
|
|
Scott Community College – 1 500 Belmont
Rd. Bettendorf, Iowa
|
Loess Hills AEA 13 24997 Hwy. 92 Council Bluffs,
Iowa
|
|
Washington High School 600 W. Bluff St. Cherokee,
Iowa
|
Great River AEA 16 3601 West Avenue Road Burlington,
Iowa
|
|
Kirkwood Community College -2 6301 Kirkwood Blvd.
SW Cedar Rapids, Iowa
|
Carroll High School 2809 N. Grant Rd. Carroll,
Iowa
|
|
ICN Room, Second Floor Grimes State Office Building Des
Moines, Iowa
|
Anita Jr.–Sr. High School Victory Park Rd. Anita,
Iowa
|
|
Arrowhead AEA 5 330 Avenue M Fort Dodge, Iowa
|
Indian Hills Community College – 4 651 Indian Hills
Dr. Ottumwa, Iowa
|
|
Lakeland AEA 3 Hwy. 18 and Second St. Cylinder,
Iowa
|
AEA 7 3712 Cedar Heights Dr. Cedar Falls, Iowa
|
|
Northern Trails AEA 2 9184B 265th St. Clear Lake,
Iowa
|
Creston High School 601 W. Townline Rd. Creston,
Iowa
|
|
Heartland AEA 11 6500 Corporate Dr. Johnston,
Iowa
|
Room 119 Central Community Jr.–Sr. High School 400
First St. NW Elkader, Iowa
|
|
Turkey Valley Jr.–Sr. High School 3219 State Hwy.
24 Jackson Junction, Iowa
|
|
|
(See Both Columns
Below)
|
March 7, 2002 11:30 a.m. to 1:30 p.m.
|
|
New Hampton High School 710 W. Main New Hampton,
Iowa
|
Green Valley AEA 14 1405 N. Lincoln Creston,
Iowa
|
|
Keystone AEA 1 1400 Second St. NW Elkader,
Iowa
|
Lakeland AEA 3 Hwy. 18 and Second St. Cylinder,
Iowa
|
EDUCATION DEPARTMENT[281] (Cont’d)
|
|
|
AEA 4 1382 Fourth Ave. NE Sioux Center, Iowa
|
Northern Trails AEA 2 9184B 265th St. Clear Lake,
Iowa
|
|
Maquoketa High School 600 Washington Maquoketa,
Iowa
|
Heartland AEA 11 6500 Corporate Dr. Johnston,
Iowa
|
|
DMACC – Carroll Campus 906 N. Grant Rd. Carroll,
Iowa
|
Western Hills AEA 12 1520 Morningside Ave. Sioux City,
Iowa
|
|
Atlantic Middle School 1100 Linn St. Atlantic,
Iowa
|
AEA 6 909 S. 12th Street Marshalltown, Iowa
|
|
Chariton High School 501 N. Grand Chariton,
Iowa
|
Loess Hills AEA 13 24997 Hwy. 92 Council Bluffs,
Iowa
|
|
ICN Room, Second Floor Grimes State Office Building Des
Moines, Iowa
|
Southern Prairie AEA 15 2814 N. Court St. Ottumwa,
Iowa
|
|
Great River AEA 16 3601 West Avenue Road Burlington,
Iowa
|
Fort Dodge High School 819 N. 25th St. Fort Dodge,
Iowa
|
|
Cedar Rapids Comm. School District 346 Second Ave.
SW Cedar Rapids, Iowa
|
Mississippi Bend AEA 9 729 21st St. Bettendorf,
Iowa
|
|
AEA 7 3712 Cedar Heights Dr. Cedar Falls,
Iowa
|
Aurelia High School 300 Ash St. Aurelia, Iowa
|
|
Mid–Prairie High School 1636 Hwy. 22 E Wellman,
Iowa
|
|
EMERGENCY MANAGEMENT DIVISION[605]
|
|
E911 telephone systems, 10.7(2), 10.9, 10.15 IAB 2/6/02
ARC 1347B
|
Conference Room Hoover State Office Building Des Moines,
Iowa
|
March 6, 2002 1 p.m.
|
ENVIRONMENTAL PROTECTION COMMISSION[567]
|
|
Water quality—volunteer monitoring data
requirements, 60.2, 61.10 to 61.13 IAB 2/6/02 ARC 1351B
|
Fifth Floor East Conference Room Wallace State Office
Building Des Moines, Iowa
|
February 27, 2002 10 a.m.
|
|
Iowa Lakes Community College 1900 N. Grand Ave. Spencer,
Iowa
|
March 1, 2002 7 p.m.
|
|
Autumn Room Grant Wood AEA 4401 Sixth St. SW Cedar
Rapids, Iowa
|
March 7, 2002 6 p.m.
|
ENVIRONMENTAL PROTECTION COMMISSION[567]
(Cont’d)
|
|
Water quality standards; effluent and pretreatment
standards, 61.2, 61.3(3), 62.8(2) IAB 1/9/02 ARC 1245B
|
Fifth Floor East Conference Room Wallace State Office
Bldg. Des Moines, Iowa
|
February 6, 2002 1 p.m.
|
Financial assurance requirements for municipal solid waste
landfills, 111.3, 111.4, 111.6, 111.8, 111.9 IAB 1/9/02 ARC
1263B
|
Fifth Floor Conference Room Wallace State Office
Bldg. Des Moines, Iowa
|
February 12, 2002 1:30 p.m.
|
GENERAL SERVICES DEPARTMENT[401]
|
|
Organization and operation; capitol complex operations;
state employee driving guidelines, chs 1, 3, 11 IAB 2/6/02 ARC
1349B
|
Director’s Conference Room Level A Hoover State
Office Building Des Moines, Iowa
|
March 1, 2002 11 a.m. to 12 noon
|
HUMAN SERVICES DEPARTMENT[441]
|
|
Medicaid for employed people with disabilities coverage
group, 75.1(39)“b” IAB 1/23/02 ARC 1299B
|
Second Floor Conference Room 126 S. Kellogg St. Ames,
Iowa
|
February 13, 2002 10 a.m.
|
|
Seventh Floor Conference Room Iowa Building 411 Third
St. SE Cedar Rapids, Iowa
|
February 13, 2002 10 a.m.
|
|
Administrative Conference Room 417 E. Kanesville
Blvd. Council Bluffs, Iowa
|
February 13, 2002 10 a.m.
|
|
Fifth Floor Conference Room Bicentennial Bldg. 428
Western Ave. Davenport, Iowa
|
February 13, 2002 10 a.m.
|
|
Conference Room 104 City View Plaza 1200
University Des Moines, Iowa
|
February 13, 2002 9 a.m.
|
|
Third Floor Conference Room Nesler Center Dubuque,
Iowa
|
February 13, 2002 9 a.m.
|
|
Fourth Floor ICN Room 822 Douglas Sioux City,
Iowa
|
February 13, 2002 1:30 p.m.
|
|
Conference Room 443 Pinecrest Office Bldg. 1407
Independence Ave. Waterloo, Iowa
|
February 13, 2002 10 a.m.
|
INSPECTIONS AND APPEALS DEPARTMENT[481]
|
|
Hospital construction, 51.51(2), 51.52, 51.53 IAB 2/6/02
ARC 1370B
|
Conference Room 319, Third Floor Lucas State Office
Building Des Moines, Iowa
|
February 26, 2002 9 a.m.
|
INSURANCE DIVISION[191]
|
|
Contraceptive coverage, 35.39(1), 71.24(1), 75.18(1) IAB
2/6/02 ARC 1368B
|
330 Maple St. Des Moines, Iowa
|
February 26, 2002 10 a.m.
|
MEDICAL EXAMINERS BOARD[653]
|
|
Special licensure—test of English proficiency,
10.4(3) IAB 1/23/02 ARC 1306B
|
Suite C 400 SW 8th St. Des Moines, Iowa
|
February 12, 2002 4 p.m.
|
Licensure of acupuncturists—English proficiency test
requirements, 17.3, 17.4(1) IAB 1/23/02 ARC 1307B
|
Suite C 400 SW 8th St. Des Moines, Iowa
|
February 12, 2002 4:15 p.m.
|
PERSONNEL DEPARTMENT[581]
|
|
Peace officers’ retirement, accident, and disability
system, 24.26 IAB 1/23/02 ARC 1288B
|
Third Floor Conference Room Wallace State Office
Bldg. Des Moines, Iowa
|
March 1, 2002 10 a.m.
|
PROFESSIONAL LICENSURE DIVISION[645]
|
|
Massage therapy examiners— licensure, education
curriculum, continuing education, fees, 130.4 to 130.8; chs 131 to
133; 133.3(2), 133.6, 133.9, 133.10; chs 134, 135 IAB 1/23/02 ARC
1286B
|
Fifth Floor Board Conference Room Lucas State Office
Bldg. Des Moines, Iowa
|
February 12, 2002 9 to 11 a.m.
|
Respiratory care examiners— licensure, continuing
education, discipline, fees, chs 260 to 262; 262.6, 262.9, 262.10(1); chs
263, 264 IAB 1/23/02 ARC 1285B
|
Fifth Floor Board Conference Room Lucas State Office
Bldg. Des Moines, Iowa
|
February 12, 2002 1 to 3 p.m.
|
PUBLIC HEALTH DEPARTMENT[641]
|
|
Radiation, amendments to chs 38 to 46, IAB 2/6/02
ARC 1317B
|
Conference Room Suite D 401 SW Seventh St. Des
Moines, Iowa
|
February 26, 2002 8:30 a.m.
|
PUBLIC SAFETY DEPARTMENT[661]
|
|
Fire safety requirements for bed and breakfast inns,
5.820 IAB 1/23/02 ARC 1287B (See also ARC
1297B)
|
Third Floor Conference Room Wallace State Office
Building Des Moines, Iowa
|
March 1, 2002 9:30 a.m.
|
Calibration of breath testing equipment, 7.2(1),
7.5 IAB 2/6/02 ARC 1373B
|
Third Floor Conference Room Wallace State Office
Building Des Moines, Iowa
|
March 1, 2002 10:30 a.m.
|
SCHOOL BUDGET REVIEW COMMITTEE[289]
|
|
Waivers or variances of administrative rules, ch 8 IAB
2/6/02 ARC 1362B
|
State Board Room Grimes State Office Building Des
Moines, Iowa
|
February 27, 2002 1 p.m.
|
TRANSPORTATION DEPARTMENT[761]
|
|
Rest stops; units of measure; adopt–a–highway
program, 105.2(4), 105.3 to 105.5, 106.3, 106.4, 106.6, 106.7,
121.2 IAB 2/6/02 ARC 1379B
|
Central Office Training Room 800 Lincoln Way Ames,
Iowa
|
March 1, 2002 1 p.m. (If
requested)
|
Closure of primary road extensions, 151.1 IAB 2/6/02
ARC 1380B
|
Central Office Training Room 800 Lincoln Way Ames,
Iowa
|
March 1, 2002 2 p.m. (If
requested)
|
Motor carrier safety regulations, 520.1 IAB 2/6/02
ARC 1320B
|
Conference Room, Park Fair Mall 100 Euclid Ave. Des
Moines, Iowa
|
February 28, 2002 10 a.m. (If
requested)
|
Motor carrier regulations, 529.1 IAB 2/6/02 ARC
1321B
|
Conference Room, Park Fair Mall 100 Euclid Ave. Des
Moines, Iowa
|
February 28, 2002 1:30 p.m. (If
requested)
|
AGENCY IDENTIFICATION
NUMBERS
Due to reorganization of state government by 1986 Iowa Acts,
chapter 1245, it was necessary to revise the agency identification numbering
system, i.e., the bracketed number following the agency name.
“Umbrella” agencies and elected officials are set
out below at the left–hand margin in CAPITAL letters.
Divisions (boards, commissions, etc.) are indented and set out
in lowercase type under their statutory “umbrellas.”
Other autonomous agencies which were not included in the
original reorganization legislation as “umbrella” agencies are
included alphabetically in small capitals at the left–hand margin, e.g.,
BEEF INDUSTRY COUNCIL, IOWA[101].
The following list will be updated as changes occur:
AGRICULTURE AND LAND STEWARDSHIP DEPARTMENT[21]
Agricultural Development Authority[25]
Soil Conservation Division[27]
ATTORNEY GENERAL[61]
AUDITOR OF STATE[81]
BEEF INDUSTRY COUNCIL, IOWA[101]
BLIND, DEPARTMENT FOR THE[111]
CITIZENS’ AIDE[141]
CIVIL RIGHTS COMMISSION[161]
COMMERCE DEPARTMENT[181]
Alcoholic Beverages Division[185]
Banking Division[187]
Credit Union Division[189]
Insurance Division[191]
Professional Licensing and Regulation Division[193]
Accountancy Examining Board[193A]
Architectural Examining Board[193B]
Engineering and Land Surveying Examining Board[193C]
Landscape Architectural Examining Board[193D]
Real Estate Commission[193E]
Real Estate Appraiser Examining Board[193F]
Savings and Loan Division[197]
Utilities Division[199]
CORRECTIONS DEPARTMENT[201]
Parole Board[205]
CULTURAL AFFAIRS DEPARTMENT[221]
Arts Division[222]
Historical Division[223]
ECONOMIC DEVELOPMENT, IOWA DEPARTMENT OF[261]
City Development Board[263]
Iowa Finance Authority[265]
EDUCATION DEPARTMENT[281]
Educational Examiners Board[282]
College Student Aid Commission[283]
Higher Education Loan Authority[284]
Iowa Advance Funding Authority[285]
Libraries and Information Services Division[286]
Public Broadcasting Division[288]
School Budget Review Committee[289]
EGG COUNCIL, IOWA[301]
ELDER AFFAIRS DEPARTMENT[321]
EMPOWERMENT BOARD, IOWA[349]
ETHICS AND CAMPAIGN DISCLOSURE BOARD,
IOWA[351]
EXECUTIVE COUNCIL[361]
FAIR BOARD[371]
GENERAL SERVICES DEPARTMENT[401]
HUMAN INVESTMENT COUNCIL[417]
HUMAN RIGHTS DEPARTMENT[421]
Community Action Agencies Division[427]
Criminal and Juvenile Justice Planning Division[428]
Deaf Services Division[429]
Persons With Disabilities Division[431]
Latino Affairs Division[433]
Status of African–Americans, Division on
the[434]
Status of Women Division[435]
HUMAN SERVICES DEPARTMENT[441]
INFORMATION TECHNOLOGY DEPARTMENT[471]
INSPECTIONS AND APPEALS DEPARTMENT[481]
Employment Appeal Board[486]
Foster Care Review Board[489]
Racing and Gaming Commission[491]
State Public Defender[493]
LAW ENFORCEMENT ACADEMY[501]
LIVESTOCK HEALTH ADVISORY
COUNCIL[521]
MANAGEMENT DEPARTMENT[541]
Appeal Board, State[543]
City Finance Committee[545]
County Finance Committee[547]
NARCOTICS ENFORCEMENT ADVISORY
COUNCIL[551]
NATIONAL AND COMMUNITY SERVICE, IOWA COMMISSION
ON[555]
NATURAL RESOURCES DEPARTMENT[561]
Energy and Geological Resources Division[565]
Environmental Protection Commission[567]
Natural Resource Commission[571]
Preserves, State Advisory Board for[575]
PERSONNEL DEPARTMENT[581]
PETROLEUM UNDERGROUND STORAGE TANK
FUND
BOARD, IOWA COMPREHENSIVE[591]
PREVENTION OF DISABILITIES POLICY
COUNCIL[597]
PUBLIC DEFENSE DEPARTMENT[601]
Emergency Management Division[605]
Military Division[611]
PUBLIC EMPLOYMENT RELATIONS BOARD[621]
PUBLIC HEALTH DEPARTMENT[641]
Substance Abuse Commission[643]
Professional Licensure Division[645]
Dental Examiners Board[650]
Medical Examiners Board[653]
Nursing Board[655]
Pharmacy Examiners Board[657]
PUBLIC SAFETY DEPARTMENT[661]
RECORDS COMMISSION[671]
REGENTS BOARD[681]
Archaeologist[685]
REVENUE AND FINANCE DEPARTMENT[701]
Lottery Division[705]
SECRETARY OF STATE[721]
SEED CAPITAL CORPORATION,
IOWA[727]
SHEEP AND WOOL PROMOTION BOARD,
IOWA[741]
TELECOMMUNICATIONS AND TECHNOLOGY COMMISSION,
IOWA[751]
TRANSPORTATION DEPARTMENT[761]
Railway Finance Authority[765]
TREASURER OF STATE[781]
TURKEY MARKETING COUNCIL,
IOWA[787]
UNIFORM STATE LAWS
COMMISSION[791]
VETERANS AFFAIRS COMMISSION[801]
VETERINARY MEDICINE BOARD[811]
VOTER REGISTRATION
COMMISSION[821]
WORKFORCE DEVELOPMENT DEPARTMENT[871]
Labor Services Division[875]
Workers’ Compensation Division[876]
Workforce Development Board and
Workforce Development
Center Administration Division[877]
NOTICES
ARC 1375B
AGRICULTURE AND LAND STEWARDSHIP
DEPARTMENT[21]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 159.5(11), the
Department of Agriculture and Land Stewardship gives Notice of Intended Action
to amend Chapter 1, “Administration,” Iowa Administrative
Code.
These proposed amendments are intended to update the rules
describing the administrative structure of the Department of Agriculture and
Land Stewardship and to reflect changes in the Department’s structure as
the result of a recent reorganization.
Any interested person may make written suggestions or comments
on the proposed amendments prior to 4:30 p.m. on February 26, 2002. Such
written materials should be directed to Ronald R. Rowland, Director, Consumer
Protection and Regulatory Affairs Division, Department of Agriculture and Land
Stewardship, Wallace State Office Building, Des Moines, Iowa 50319. Comments
may also be submitted by fax to (515)281–4282 or by E–mail to
Ron.Rowland@idals. state.ia.us.
These amendments are intended to implement Iowa Code chapter
159.
The following amendments are proposed.
ITEM 1. Amend subrule 1.1(4) as
follows:
1.1(4) The department is organized into
six three branches known as the administrative
division, the agricultural marketing division, the agricultural planning and
policy division, the laboratory division, the regulatory division
consumer protection and regulatory affairs division, the market development
and administrative services division, and the soil conservation division.
Each division is headed by a division director A division
director heads each division. The directors assist the secretary in the
implementation of the secretary’s policies within the various bureaus,
laboratories, and units assigned to that division,. The
directors shall also assist the secretary in supervising the work of the
various bureaus and units assigned to that division, provide the expertise of
their division to other divisions where appropriate, and perform other duties as
assigned by the secretary.
ITEM 2. Amend subrule 1.1(5) as
follows:
1.1(5) The agricultural development authority is a
semiautonomous agency functioning within the department to provide a beginning
farmer loan program and other agricultural financing programs. The powers of
the agricultural development authority are vested in a board of directors, and
its rules appear at 25—Chapter 1, et seq., Iowa Administrative Code.
The secretary appoints an executive director to supervise and direct the
activities of the authority. The executive director is appointed by
a selection and tenure committee composed of the secretary and the chairperson
and vice chairperson of the agricultural development authority’s board of
directors.
ITEM 3. Amend rule 21—1.1(159) by
adopting the following new subrule:
1.1(7) The Iowa board of veterinary medicine is an
autonomous agency functioning within the department to provide for the licensing
and disciplining of veterinarians and veterinary assistants. The powers of the
Iowa board of veterinary medicine are vested in the board pursuant to Iowa Code
chapter 169, and its rules appear at 811—Chapter 1, et seq., Iowa
Administrative Code. The secretary appoints the state veterinarian who,
pursuant to Iowa Code section 169.5, serves as secretary to the board.
ITEM 4. Rescind rules
21—1.2(159) to 21—1.7(159) and adopt in lieu thereof
the following new rules:
21—1.2(159) Consumer protection and regulatory
affairs division. In addition to the duties outlined in subrule 1.1(4), the
director of the consumer protection and regulatory affairs division advises the
secretary of activities and any impending or potential problems that have come
to the attention of the division’s personnel. The director shall serve as
a liaison between the department and the attorney general’s office and
county attorney offices. The bureaus and laboratories under the supervision of
the consumer protection and regulatory affairs division are as
follows:
1.2(1) Animal industry bureau. The animal
industry bureau is under the direction of the state veterinarian and consists of
the following units:
a. Animal health. This unit conducts brucellosis,
pseudorabies, and tuberculosis control and eradication programs; issues
quarantines and approves premises for receiving animals of unknown health status
for feeding or isolation while under quarantine; monitors and investigates
reports of foreign animal diseases; inspects and licenses cattle dealers, pig
dealers, auction markets, hatcheries, and rendering plants; registers cattle
brands; provides secretarial help, supplies and facilities for the board of
veterinary medicine; maintains the capability to react to emergency situations;
and maintains liaison with livestock producer groups.
b. Animal welfare. This unit licenses and regulates
facilities that engage in commercial activities relating to animals in the pet
industry including, but not limited to, pet stores, dog and cat breeders and
dealers, animal shelters and pounds, and kennels.
1.2(2) Commercial feed and fertilizer
bureau. The commercial feed and fertilizer bureau licenses feed mills
and commercial feed manufacturing facilities; registers feed and stock tonic
products; collects commercial feed tonnage fees; inspects medicated feed in
accordance with Food and Drug Administration rules and regulations; licenses and
registers fertilizer plants and products; collects, compiles, and distributes
data on plant food consumption; collects commercial fertilizer tonnage fees and
groundwater protection fees; approves, inspects and regulates all anhydrous
ammonia installations; and licenses, samples, evaluates and certifies all
limestone quarries.
1.2(3) Dairy products control bureau. This
bureau conducts a statewide program of dairy products control and regulates all
phases of production, processing, and manufacturing of Grade A and Grade B dairy
foods (manufacturing milk), dairy food, milk and dairy products, and other
by–products. The dairy program is a part of a national regulatory scheme
which provides for the interstate shipment of raw milk, pasteurized milk, and
dairy products.
1.2(4) Grain warehouse bureau. This bureau
licenses, inspects and examines grain dealers and grain warehouse facilities and
reviews financial statements of licensees to ensure compliance with requirements
including payment of fees into the grain indemnity fund. The bureau also
reviews claims made against the fund and makes recommendations on those claims
to the grain indemnity fund board, upon which the board takes action.
1.2(5) Meat and poultry inspection bureau.
This bureau enforces and administers Iowa Code chapter 189A, the meat and
poultry inspection Act. It is a cooperative program with the United States
Department of Agriculture. The program must maintain an “equal to”
status with the federal Wholesome Meat and Poultry Products Inspection Acts.
This bureau conducts inspections of facilities, animals, products, and labeling
and exercises processing controls and reinspection of meat and poultry products
for intrastate commerce.
1.2(6) Pesticide bureau. The pesticide bureau
registers pesticide products, licenses and certifies pesticide applicators,
establishes programs for best management practices of agricultural chemicals,
monitors consumer products for pesticide residues, implements pesticide
enforcement and certification programs of the Environmental Protection Agency,
and cooperates with the department of natural resources and other
agencies.
1.2(7) Weights and measures bureau. This
bureau inspects and licenses for commercial use all weights and measures or
weighing and measuring devices. It conducts petroleum products sampling and
testing, tests and certifies antifreeze, and conducts random package and
labeling inspections of products offered for sale. It registers and licenses
all service agencies and persons who service or repair commercial weighing and
measuring devices. It approves or rejects all blueprints on new scale
installations. It approves or rejects bonds for scale installation. The bureau
maintains the state metrology laboratory and, following the rules and
regulations of the National Institute of Standards and Technology and using the
weights and measures standards that are traceable to the National Institute of
Standards and Technology, adjusts, certifies and seals weights and measures used
by state inspectors, commercial repairers and private industry.
1.2(8) Entomology and seed laboratory. This
laboratory licenses establishments selling or distributing seeds that are sold
for agricultural purposes; controls the movement of serious insect pests and
plant diseases, including those under federal quarantine; and inspects nursery
stock growers and dealers.
1.2(9) Feed, fertilizer, vitamin and drug laboratory.
This laboratory analyzes feed and fertilizer samples to ensure that they comply
with the guaranteed analysis. The laboratory analyzes medicated feed samples to
ensure that they are manufactured and used in accordance with Food and Drug
Administration (FDA) regulations. The laboratory also analyzes milk products
for added vitamins A and D3.
1.2(10) Food, meat, poultry and dairy laboratory.
The food, meat, poultry and dairy laboratory analyzes samples to detect
bacterial contamination and determine the composition of the product and
substances added to determine wholesomeness and safety; certifies private dairy
laboratories in the state; and tests public and private water supplies for
bacteria and nitrate content.
1.2(11) Pesticide residue and formulation laboratory.
The pesticide residue and formulation laboratory analyzes samples collected from
pesticide retail establishments, during use/misuse investigations, and from
pesticide manufacturers to determine if pesticides have been used and produced
properly.
21—1.3(159) Market development and administrative
services. In addition to the duties outlined in subrule 1.1(4), the
director of the market development and administrative services division
assists the secretary in the preparation and presentation of the
department’s budget to the governor and the general assembly. The
division provides personnel services and works with the secretary and other
divisions in the selection, hiring, and most phases of employment record keeping
and processing relative to pay, benefits, and employee status changes in
relation to the department. The director shall serve as a liaison between the
department and the department of management, the department of personnel, and
the state auditor. The bureaus and units under the supervision of the division
are as follows:
1.3(1) Accounting bureau. The accounting bureau
handles all accounting functions for the department, manages grants, formulates
budget recommendations, performs various other business functions including the
paying of bills and vouchers, and maintains adequate inventory of laboratory
supplies.
1.3(2) Agricultural diversification and market
development bureau. This unit processes applications for organic certification
and works closely with the Iowa organic standards board to ensure approval of
those applications that meet state and federal regulations. This provides
marketing opportunities for diversified agricultural products throughout the
state.
1.3(3) Agricultural marketing bureau. This
unit works with the various boards of Iowa agricultural organizations to assist
and support their respective marketing efforts. The unit also serves to seek
new opportunities to assist Iowa’s private firms to find markets for their
products. Additionally, the unit provides Iowa livestock and grain producers
with essential market information on a timely basis through the market news
reporting service, a joint effort with the United States Department of
Agriculture.
1.3(4) Agricultural statistics bureau. This
bureau collects, prepares and publishes annual state farm census and other
periodic research data, such as production figures, utilization of feed grains,
grain stocks on hand, price variance, and marketing data on crops and
livestock.
1.3(5) Audit bureau. The audit bureau analyzes
reports filed by feed and fertilizer companies for fees paid into the general
fund of the state. It also makes audits to check for compliance with check off
law for the commodity promotion boards.
1.3(6) Climatology bureau. This bureau collects data
and keeps records on rainfall, snowfall, snowmelt, frost and sun days, and
prepares various reports including publishing maps showing data by
region.
1.3(7) Horse and dog bureau. This bureau promotes the
Iowa horse and dog breeding industry by registering qualified Iowa–foaled
horses and Iowa–whelped dogs and working in cooperation with the racing
industry. The bureau administers the payment of breeder awards to the breeders
of qualified winning horses and dogs.
1.3(8) Horticulture and farmers market bureau.
This bureau includes the following units:
a. Horticulture. This unit lends direction, continuity,
leadership, and administrative services and guidance to the Iowa horticulture
industry. The horticulture unit works with the Iowa State Horticultural Society
to promote and encourage horticulture with the individual affiliate groups and
the Iowa State Horticultural Society as a whole. The unit identifies and helps
determine the market potential for horticultural crops such as ornamental
plants, fruits and vegetables, Christmas trees, herbs, mushrooms, grapes, nuts
and turf products. The horticulture unit monitors the conditions of the
industry and identifies, collects, and distributes pertinent information
concerning horticulture and its related interests. It acts as a resource for
horticultural producers and provides referrals for assistance in marketing,
production, financial aid, disaster programs, and regulatory issues. The
horticulture unit acts as a liaison between industry organizations, other state
and federal agencies, universities, noncommercial horticultural groups, and the
agricultural community.
b. Farmers markets. This unit assists in the organization and
improvement of farmers markets throughout the state. It collects and
distributes information pertinent to the markets and provides market managers
assistance in vendor recruitment, market promotion, and regulatory
issues.
c. Farmers market nutrition programs. This unit administers
programs designed to (1) provide a supplemental source of fresh, locally grown
fruits and vegetables for women, infants, children, seniors, and other clients;
and(2) increase the production, distribution, and consumption of locally grown
fruits and vegetables.
1.3(9) Information. This unit is staffed by
information specialists who prepare informational material for the public
benefit under the direction of the secretary. The information specialists
prepare information for use through the media including the newspapers, radio,
television, and magazines. Information specialists are also responsible for
drafting of brochures and cooperating with other state agencies in disseminating
agricultural information and education.
1.3(10) Renewable fuels and coproducts. This unit
furthers economic development of Iowa by adding value to Iowa’s
agricultural commodities by facilitating increased production and consumption of
products made from Iowa’s agricultural commodities and by encouraging
production and use of renewable fuels and coproducts.
21—1.4(159) Soil conservation division. In
addition to the duties outlined in subrule 1.1(4), the director of the soil
conservation division advises the secretary on soil and water conservation
matters and works with the state soil conservation committee in the adoption of
rules relating to soil conservation, water resources, and mining. The division
performs duties as designated in the Code of Iowa. The bureaus of the soil
conservation division are as follows:
1.4(1) Field services bureau. This bureau works with
elected soil and water conservation district commissioners and division of soil
conservation personnel assigned to soil and water conservation districts. The
bureau also coordinates water quality and watershed protection projects awarded
to soil and water conservation districts.
1.4(2) Financial incentives bureau. This bureau works
to control erosion on all agricultural land and administers incentive programs
for the establishment of land treatment measures. The bureau also provides
assistance and guidance to soil and water conservation districts.
1.4(3) Mining bureau. This bureau provides for the
reclamation and conservation of land affected by surface mining. The bureau
carries out coal regulatory and abandoned mined land programs and also regulates
limestone and gypsum quarries, sand and gravel pits, and other mineral
extraction operations.
1.4(4) Water resources bureau. This bureau
coordinates water resource programs, including agricultural drainage well
closures, watershed project development, and the conservation reserve
enhancement program. The bureau also provides technical support on wetland
issues, nutrient management, and other division programs.
ARC 1377B
AGRICULTURE AND LAND STEWARDSHIP
DEPARTMENT[21]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 159.5(11),
163.1, and 2001 Iowa Acts, Senate File 209, the Department of Agriculture and
Land Stewardship gives Notice of Intended Action to amend Chapter 64,
“Infectious and Contagious Diseases,” Iowa Administrative
Code.
These amendments are intended to implement 2001 Iowa Acts,
Senate File 209, which directs the Department to adopt administrative rules
implementing statutory changes relating to paratuberculosis control. The
statutory changes include the mandatory permanent identification of infected
cattle; restrictions on movements of infected cattle and handling of infected
cattle by concentration points; and adopting methods and procedures to determine
whether cattle are infected.
General waiver provisions are not included in these amendments
because 2001 Iowa Acts, Senate File 209, does not provide the Department general
waiver authority of the Senate File’s requirements.
Any interested person may make written suggestions or comments
on the proposed amendments prior to 4:30 p.m. on February 26, 2002. Such
written material should be directed to Dr. John Schiltz, State Veterinarian,
Animal Industry Bureau, Department of Agriculture and Land Stewardship, Wallace
State Office Building, Des Moines, Iowa 50319. Comments may also be submitted
by fax to (515) 281–4282 or by E–mail to
John.Schiltz@idals.state.ia.us.
These amendments are intended to implement 2001 Iowa Acts,
Senate File 209, and Iowa Code chapter 163.
The following amendments are proposed.
ITEM 1. Amend rule 21—64.1(163) as
follows:
21—64.1(163) Reporting disease. Whenever any
person or persons who shall have knowledge of the existence of any infectious or
contagious disease, such disease affecting the animals within the state or
resulting in exposure thereto, which may prove detrimental to the health of the
animals within the state, it shall be the duty of such person or persons to
report the same in writing to the Chief State
Veterinarian, Division Bureau of Animal Industry,
Henry A. Wallace State Office Building, Des Moines, Iowa
50319, who shall then take such action as deemed necessary for the suppression
and prevention of such disease. The following named diseases are infectious or
contagious and the diagnosis or suspected diagnosis of any of these diseases in
animals must be reported promptly to the Iowa department of agriculture and land
stewardship by the veterinarian making the diagnosis or suspected
diagnosis:
Bovine Spongioform Encephalopathy
Pseudorabies or Aujeszky’s Disease—All
Species
Scabies—Cattle or Sheep
Encephalomyelitis—Horses
Equine Infectious Anemia
(EIA)—Horses
Vesicular Stomatitis—All
Species
Any Livestock or Poultry disease designated as a
“Foreign Animal Disease” by the United States Department of
Agriculture, Animal and Plant Health Inspection Services, Veterinary Services
(USDA, APHIS, VS).
The following named poultry
diseases:
1. Psittacosis–ornithosis
2. Newcastle disease (Office International Des
Epizoo–ties (OIE) list A Disease, Velogenic Viserotropic Newcastle Disease
VVND)
3. Avian Influenza ((OIE) list A Disease, Highly
Pathogenic Avian Influenza (HPAI))
4. Paramyxovirus infection (other than
Newcastle)
5. Infectious encephalomyelitis
(avian)
6. Infectious Laryngotracheitis (other than vaccine
induced)
List A and List B diseases as classified by the Office of
International Des Epizooties
List A
Foot and mouth disease
Swine vesicular disease
Peste des petits ruminants
Lumpy skin disease
Bluetongue
African horse sickness
Classical swine fever
Newcastle disease
Vesicular stomatitis
Rinderpest
Contagious bovine pleuropneumonia
Rift Valley fever
Sheep pox and goat pox
African swine fever
Highly pathogenic avian influenza
List B
Multiple species diseases:
Anthrax
Aujeszky’s disease
Echinococcosis/hydatidosis
Heartwater
Leptospirosis
New world screwworm (Cochliomyia hominovorax)
Old world screwworm (Chrysomya bezziana)
Paratuberculosis
Q fever
Rabies
Trichinellosis
Cattle diseases:
Bovine anaplasmosis
Bovine babesiosis
Bovine brucellosis
Bovine cysticercosis
Bovine genital campylobacteriosis
Bovine spongiform encephalopathy
Bovine tuberculosis
Dermatophilosis
Enzootic bovine leukosis
Haemorrhagic septicaemia
Infectious bovine rhinotracheitis/infectious pustular
volvovaginitis
Malignant catarrhal fever
Theileriosis
Trichomonosis
Trypanosomosis (tsetse–borne)
Sheep and goat diseases:
Caprine and ovine brucellosis (excluding B.
ovis)
Caprine arthritis/encephalitis
Contagious agalactia
Contagious caprine pleuropneumonia
Enzootic abortion of ewes (ovine
chlamydiosis)
Maedi–visna
Nairobi sheep disease
Ovine epididymitis (Brucella ovis)
Ovine pulmonary adenomatosis
Salmonellosis (S. abortusovis)
Scrapie
Swine diseases:
Atrophic rhinitis of swine
Enterovirus encephalomyelitis
Porcine brucellosis
Porcine cysticercosis
Porcine reproductive and respiratory syndrome
Transmissable gastroenteritis
Equine diseases:
Contagious equine metritis
Dourine
Epizootic lymphangitis
Equine encephalomyelitis (Eastern and
Western)
Equine infectious anaemia
Equine influenza
Equine piroplasmosis
Equine rhinopneumonitis
Equine viral arteritis
Glanders
Horse mange
Horse pox
Japanese encephalitis
Surra (Trypanosoma evansi)
Venezuelan equine encephalomyelitis
Avian diseases:
Avian chlamydiosis
Avian infectious bronchitis
Avian infectious laryngotracheitis
Avian mycoplasmosis (M. gallisepticum)
Avian tuberculosis
Duck virus enteritis
Duck virus hepatitis
Fowl cholera
Fowl pox
Fowl typhoid
Infectious bursal disease (Gumboro disease)
Marek’s disease
Pullorum disease
This rule is intended to implement Iowa Code sections 163.1,
163.2, 189A.12, 189A.13 and 197.5.
ITEM 2. Amend 21—Chapter 64 by
adopting the following new rules:
PARATUBERCULOSIS (JOHNE’S)
DISEASE
21—64.170(165A) Definitions. Definitions used
in rules 21—64.170(165A) through 21—64.178(165A) are as
follows:
“Accredited veterinarian” means a veterinarian
approved by the deputy administrator of veterinary services, Animal and Plant
Health Inspection Service (APHIS), United States Department of Agriculture
(USDA), and the state veterinarian in accordance with Part 161 of Title 9,
Chapter 1 of the Code of Federal Regulations, revised as of January 1, 2000, to
perform functions required by cooperative state–federal animal disease
control and eradication programs.
“Approved laboratory” means an American
Association of Veterinary Laboratory Diagnosticians (AAVLD) accredited
laboratory or the National Veterinary Services Laboratory, Ames, Iowa. An
approved laboratory must have successfully passed the Johne’s diagnostic
proficiency test in the previous year.
“Certificate” means an official document that is
issued at the point of origin by a state veterinarian, federal animal health
official, or accredited veterinarian and contains information on the individual
identification of each animal being moved, the number of animals, the purpose of
the movement, the points of origin and destination, the consignor, the
consignee, and any other information required by the state
veterinarian.
“Designated epidemiologist” means a veterinarian
who has demonstrated the knowledge and ability to perform the functions required
under these rules and who has been selected by the state veterinarian.
“Individual herd plan” means a written herd
management plan that is designed by the herd owner, the owner’s
veterinarian, if requested, and a designated epidemiologist to identify and
control paratuberculosis in an affected herd. The individual herd plan may
include optional testing.
“Paratuberculosis affected animal” means an animal
which has reacted positively to an organism–based detection test conducted
by an approved laboratory.
“Permit” means an official document for movement
of affected or exposed animals that is issued by the state veterinarian, USDA
area veterinarian–in–charge, or accredited veterinarian.
“State” means any state of the United States, the
District of Columbia, Puerto Rico, the U.S. Virgin Islands, or Guam.
21—64.171(165A) Supervision of the paratuberculosis
program. The state veterinarian’s office will provide supervision for
the paratuberculosis program.
21—64.172(165A) Official paratuberculosis
tests.Organism–based detection tests will be considered as official
paratuberculosis tests. These tests include, but are not limited to, Polymerase
Chain Reaction (PCR) tests and bacteriological culture.
21—64.173(165A) Vaccination allowed.
Vaccination against paratuberculosis is allowed with the permission of the
state veterinarian. The herd owner requesting vaccination of the herd must sign
and follow a paratuberculosis herd control plan consisting of best management
practices designed to prevent the introduction of and control the spread of
paratu–berculosis. A risk assessment may be included as part of the herd
control plan. The herd owner shall submit animal vaccination reports to the
department on forms provided by the department.
21—64.174(165A) Herd plan. The herd owner, the
owner’s veterinarian, if requested, and the designated epidemiologist may
develop a plan for preventing the introduction of and controlling the spread of
paratuberculosis in each affected herd.
21—64.175(165A) Identification and disposal
requirements. Affected animals must remain on the premises where they are
found until they are permanently identified by applying a C–punch in the
right ear of the animal. Affected animals may be moved only for the purpose of
consigning the animals to slaughter.
21—64.176(165A) Segregation, cleaning, and
disinfecting. Positive animals, consigned to slaughter through a
state–federal approved auction market, must be maintained separate and
apart from noninfected animals. Positive animals must be the last class of
animal sold. Cleaning and disinfection of the alleyways, pen(s) and sale
ring used to house positive animals must be accomplished prior to the next
scheduled sale. Affected animals entering slaughter marketing channels must be
moved directly to the slaughter facility or the slaughter market concentration
point. Transportation vehicles used to haul affected animals shall be cleaned
and disinfected after such use and before transporting any additional
animals.
21—64.177(165A) Intrastate movement
requirements.
64.177(1) Animals that are positive to an official
paratu–berculosis test may be moved from the farm of origin, for slaughter
only, if the animals are moved directly to a recognized slaughtering
establishment and accompanied by an owner–shipper statement that
identifies the animals as positive to an official paratuberculosis test and the
statement is delivered to the consignee. Positive animals shall be identified
prior to movement by applying a C–punch in the right ear of the
animal.
64.177(2) Animals that are positive to an official
paratu–berculosis test may be moved within Iowa for slaughter and
consigned to a state–federal approved slaughter market if the animals are
accompanied by an owner–shipper statement that identifies the animals as
positive to an official paratuberculosis test and the statement is delivered to
the consignee. Positive animals shall be identified prior to movement by
applying a C–punch in the right ear of the animal.
64.177(3) Animals that are positive to an official
paratu–berculosis test may be moved within Iowa for purposes other than
slaughter only by permit from the state veterinarian.
21—64.178(165A) Import requirements.
64.178(1) Animals that are positive to an official
paratu–berculosis test may be imported into Iowa for slaughter if the
animals are moved directly to a recognized slaughtering establishment and
accompanied by an owner–shipper statement that identifies the animals as
positive to an official par–atuberculosis test and the statement is
delivered to the consignee. All animals must be officially identified.
64.178(2) Animals that are positive to an official
paratu–berculosis test may be imported into Iowa for slaughter and
consigned to a state–federal approved slaughter market if the animals are
accompanied by an owner–shipper statement that identifies the animals as
positive to an official paratuberculosis test and the statement is delivered to
the consignee. Positive animals shall be identified at the market, prior to
sale, by applying a C–punch in the right ear of the animal.
64.178(3) Animals that are positive to an official
paratu–berculosis test may be imported into Iowa for purposes other than
slaughter only by permit from the state veterinarian.
These rules are intended to implement Iowa Code Supplement
chapter 165A.
ARC 1376B
AGRICULTURE AND LAND STEWARDSHIP
DEPARTMENT[21]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 17A.3 and
192.102, the Department of Agriculture and Land Stewardship gives Notice of
Intended Action to amend Chapter 68, “Dairy,” Iowa Administrative
Code.
This proposed amendment is intended to modify the procedures
followed and the penalties applied when antibiotics are found in raw milk
offered for sale in commerce.
Any interested person may make written suggestions or comments
on the proposed amendment prior to 4:30 p.m. on February 26, 2002. Such written
material should be directed to Jake Wakefield, Bureau Chief, Dairy Products
Control Bureau, Department of Agriculture and Land Stewardship, Wallace State
Office Building, Des Moines, Iowa 50319. Comments may also be submitted by fax
to (515)281–8888 or by E–mail to
Jake.Wakefield@idals.state.ia.us.
This amendment is intended to implement Iowa Code chapters 159
and 192.
The following amendment is proposed.
Amend rule 21—68.36(192) as follows:
21—68.36(192) Antibiotic testing.
68.36(1) The dairy industry shall screen all Grade A
and Grade B farm bulk milk pickup tankers and farm can milk loads for beta
lactam drug residues or other residues as designated by the
department. A sampling method shall be used with can milk loads to ensure
that the sample includes raw milk from every milk can on the
vehicle.
68.36(2) When loads are found to contain drugs or
other inhibitors at levels exceeding federal Food and Drug Administration
established “safety levels,” the department’s dairy
products control bureau shall be notified immediately of the results and of the
ultimate disposition of the raw milk. Disposition shall be in a manner approved
by the bureau. The producer samples from the violative load shall be tested for
trace back to the farm violative producer. The primary
responsibility for traceback shall be that of the initial purchaser of the raw
milk.
68.36(3) Further In every
antibiotic incident, pickups of milk from the violative individual
producer(s) shall be immediately discontinued and the permit shall be suspended
until such time that subsequent testing by a certified industry supervisor
establishes that the milk does not exceed safe levels of inhibitory residues.
In addition, in every antibiotic incident except when the load is negative
and the milk can be used, the violative producer shall pay the purchaser for the
contaminated load of milk and the producer will not be paid for the
producer’s share of milk on the load.
68.36(4) The dairy products control bureau
staff, including the contract inspectors, shall monitor the
dairy industry inhibitor load testing activities by making unannounced,
on–site inspections to collect load samples and to review
the load sampling records. The inspector may also collect load samples for
testing in the department’s dairy laboratory.
68.36(5) For the first violative occurrence within a
12– month period, the producer’s permit shall be suspended
for two days or an equivalent penalty. If the milk purchaser has in place a
penalty equal to or exceeding a two–day suspension, the two–day
suspension shall be waived. As used in this subrule, an “equivalent
penalty” means a monetary penalty that must be paid by the producer,
equaling at least two days of production for the producer a
department dairy products inspector shall conduct an
investigation.
68.36(6) For the second violative occurrence within a
12– month period, the producer’s permit shall be suspended
for four days or an equivalent penalty. If the milk purchaser has in place a
penalty equal to or exceeding a four–day suspension, the four–day
suspension shall be waived. As used in this subrule, an “equivalent
penalty” means a monetary penalty that must be paid by the producer,
equaling at least four days of production for the producer a
department dairy products inspector shall make an appointment with the producer
and a dairy industry representative to meet at the dairy facility within ten
working days of the violative occurrence to inspect the drug storage and to
determine the cause of the second violation. In addition, the producer shall
review the “Milk and Dairy Beef Residue Prevention Protocol” with a
veterinarian within 30 days of the violative occurrence. The program
certificate shall be signed by the producer and the veterinarian. The producer
shall send the dairy products control bureau a copy of the signed certificate
within 35 days of the violation. Failure to complete the course or to submit a
copy of the certificate to the dairy products control bureau is grounds for
suspension or revocation of a violative producer’s permit to sell raw
milk.
68.36(7) For the third violative occurrence within a
12– month period, the permit shall be suspended for four days and,
in addition, the department shall initiate administrative procedures to revoke
the producer’s permit. Upon revocation the producer may reapply for a
permit effective at least four days after the effective date of the revocation.
However, a Grade A permit holder shall be ineligible for a Grade A permit until
the applicant has been selling on the Grade B Class 1 market for at least 60
days. A Grade B permit holder shall be ineligible for a Grade A or Grade B
permit until the applicant has been selling on the undergrade Class 3 market for
at least 60 days. For purposes of this rule, a producer on the undergrade
market shall be paid no more than 90 percent of the Grade B rate the
producer shall attend a hearing concerning the third violation at a time, date,
and place set by the department. At the hearing, the producer shall explain the
history of the violations and steps taken to prevent a repetition of the
violation. At the conclusion of the hearing, the department may order the
producer to take additional steps to avoid future repetition of the violation.
Failure of the producer to abide by the conditions set by the department is
grounds for the department to initiate an action to suspend or revoke the
producer’s permit to sell raw milk.
68.36(8) Rescinded IAB 11/3/99, effective
12/8/99. In every antibiotic incident of a noncommingled load of
milk where there is only one producer on the load, the load shall be discarded
and the producer shall pay for the disposition of the load and for the cost of
hauling. In addition, the producer and employee(s) shall review the “Milk
and Dairy Beef Residue Prevention Protocol” with a veterinarian within 30
days, and the protocol certificate shall be signed by the veterinarian, the
producer and the employee(s). The certificate shall be received by the dairy
products control bureau within 35 days of the violative occurrence or the permit
will be suspended until the certificate is received.
68.36(9) When the antibiotic tests show
that a load is nonviolative, but routine regulatory
producer sampling shows finds that a producer on
the load is violative, the permit shall be suspended until subsequent testing
establishes that the milk does not exceed safe levels of inhibitory residues.
The first or second monetary penalty within a 12–month period shall be
waived. In case of a third violation within a 12– month period,
the permit shall be suspended and revocation procedures shall
be initiated as provided in subrule 68.36(7).
68.36(10) Each violative occurrence within a
12–month period, including a violative producer found on a nonviolative
load, shall count as a first, second, third or fourth violation against the
producer. The permit shall be reinstated to a temporary status after
subsequent testing shows no inhibitor residues. With each violation, the Milk
and Dairy Beef Residue Prevention Protocol program shall be administered by the
veterinarian to the producer, with the program certificate being signed by both.
Failure to obtain the program certificate within 30 days and failure to mail or
fax a copy to the dairy products control bureau office within 35 days from the
date of the producer notice will result in the permit suspension of both the
Grade A and Grade B producer to the Class 3 manufacturing undergrade status with
the respective lowered milk price.
68.36(11) Records shall be kept by the industry at
each receiving or transfer station of all incoming farm pickup loads of raw
milk. The records shall be retained for a period of at least 12
months.
a. The records shall include the following
information:
(1) Name of the organization;
(2) Name of test(s) used;
(3) Controls, positive and negative;
(4) Date of test(s);
(5) Time the test was performed;
(6) Temperature of the milk in the tanker at the time of
sampling;
(7) Identification of the load;
(8) Pounds of milk on the load;
(9) Initials of the person filling out the record.
b. When the load is violative, the records shall also include
the following:
(1) Names of the producers on the load;
(2) Identification of the violative producer(s);
(3) The first name of the dairy products control bureau office
person telephoned;
(4) Location of disposition of the violative load;
(5) The number of pounds of milk belonging to each
producer.
68.36(12) No change.
This rule is intended to implement Iowa Code chapter
192.
NOTICE—CIVIL
REPARATIONS
TRUST FUND
Pursuant to 361—subrule 12.2(1), Iowa Administrative
Code, the Executive Council gives Notice that the Civil Reparations Trust Fund
balance as of December 31, 2001, is approximately $1,709.00. Money in the Civil
Reparations Trust Fund is available for use for indigent civil litigation
programs or insurance assistance programs. Application forms are available in
the office of the State Treasurer by contacting GeorgAnna Madsen, Executive
Secretary, State Capitol Room 114, Des Moines, Iowa 50319; telephone
(515)281–5368. Applications must be filed on the thirtieth day after the
date of publication of this Notice in the Iowa Administrative Bulletin, or on
the thirtieth day after the date affixed to the Notice sent by first–class
mail, whichever is later. Any person/company that would like to receive future
notices should make request in writing to the above–mentioned contact.
Rules regarding the Civil Reparations Trust Fund can be found at 361 IAC Chapter
12.
ARC 1350B
COLLEGE STUDENT AID
COMMISSION[283]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 261.3, 261.22,
and 261.37(5), the College Student Aid Commission proposes to amend Chapter 13,
“Iowa Vocational–Technical Tuition Grant Program,” Iowa
Administrative Code.
The proposed amendment reflects a new definition of
“financial need” and is intended to implement a recommendation
enacted at the January 10, 2002, meeting of the Commission. The amendment will
provide a means for improving the method of distributing Iowa
Vocational–Technical Tuition Grants, directing a larger share of the
funding to those not receiving Pell Grant assistance. The amendment also will
increase the amount of financial aid used to fund direct education expenses and
reduce the amount of Pell Grant refunds.
Interested persons may submit comments orally or in writing to
the Executive Director, College Student Aid Commission, 200 Tenth Street, Fourth
Floor, Des Moines, Iowa 50309; telephone (515)242–3341, by 4:30 p.m. on
February 26, 2002.
This amendment is intended to implement Iowa Code section
261.17.
The following amendment is proposed.
Amend subrule 13.1(1), paragraph
“a,” as follows:
a. Financial need is defined as the difference between the
estimated amount of the family resources
available for college expenses federal Pell Grant for which the
student qualifies and the total costs direct expenses
(tuition, fees, and books and supplies) at the institution the student plans
to attend.
ARC 1348B
EDUCATIONAL EXAMINERS
BOARD[282]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 272.2, the
Board of Educational Examiners hereby gives Notice of Intended Action to amend
Chapter 14, “Issuance of Practitioner’s Licenses and
Endorsements,” Iowa Administrative Code.
The proposed rules set forth procedures for issuing a teacher
intern license and the procedures for converting the teacher intern license to
an initial license. The teacher intern program allows an individual who
possesses a baccalaureate degree and who meets other prescribed requirements an
opportunity to become the teacher of record in a high school. The teacher
intern license is valid for one year and is not renewable. A local school
district must provide an offer of employment to the teacher intern. A college
or university can offer a teacher intern program that has been approved by the
state board of education. After completion of the teacher internship year, the
teacher intern is eligible for an initial license if the teacher intern has
successfully completed the prescribed requirements set forth in the
rules.
The proposed rules were developed as a result of statewide
stakeholders who participated in two board–sponsored conferences, a
comprehensive review of national alternative and internship programs, and
research data regarding the successful alternative programs in the
nation.
These proposed rules replace the board’s current
alternative preparation license rule and the rule that allows an individual from
out of state who has been alternatively prepared to possess Iowa
licensure.
A waiver provision is not included. The Board has
adopt– ed a uniform waiver rule.
Any interested party or persons may present their views orally
or in writing at the public hearings to be held on the following dates and
sites:
Tuesday, March 5, 2002, from 4 to 5 p.m.:
• AEA 12, Room B, 1520
Morningside Avenue, Sioux City
• Grimes State Office
Building, Room 3 North, 400 East 14th Street, Des Moines
Wednesday, March 6, 2002, from 4 to 5 p.m.:
• AEA 1, Room 1 ABC, 2300
Chaney Road, Dubuque
• AEA 13, Halverson
Conference Room, Halverson Center for Education, 24997 Hwy 92, Council
Bluffs
Thursday, March 7, 2002, from 4 to 5 p.m.:
• AEA 10, Board Room, 4401
6th St. SW, Cedar Rapids
• Iowa Wesleyan College,
Social Hall, Student Union, 601 North Main, Mount Pleasant
At the hearing, persons will be asked to give their names and
addresses for the record and to confine their remarks to the subject of the
proposed amendment. Persons who wish to make oral presentations at the public
hearing may contact the Executive Director, Board of Educational Examiners,
Grimes State Office Building, 400 East 14th Street, Des Moines, Iowa 50319, or
at (515)281–5849 prior to the date of the public hearing.
Any person who intends to attend the public hearing and
requires special accommodations for specific needs, such as a sign language
interpreter, should contact the office of the Executive Director at
(515)281–5849.
Any interested person may make written comments or suggestions
on the proposed amendment before 4:30 p.m. on Friday, March 15, 2002. Written
comments and suggestions should be addressed to Dr. Anne E. Kruse, Executive
Director, Board of Educational Examiners, at the above address or faxed to
(515)281–7669, or E–mailed to anne.kruse@ed.
state.ia.us.
This amendment is intended to implement Iowa Code chapter
272.
The following amendment is proposed.
Rescind rule 282—14.129(272) and adopt the following
new rules in lieu thereof:
282—14.129(272) Requirements for a teacher intern
license.
14.129(1) Authorization. The teacher intern is
authorized to teach in a high school, grades 9 to 12.
14.129(2) The term of the teacher intern license will
be one year from the date of issuance. The fee for the teacher intern license
will be $100. This license is nonrenewable.
14.129(3) A teacher intern license shall be issued upon
application provided that the following requirements have been met. The
applicant shall:
a. Hold a baccalaureate degree with a minimum cumulative grade
point average of 2.50 on a 4.0 scale from a regionally accredited
institution.
b. Meet the requirements of at least one of theboard’s
secondary (7–12) teaching endorsements listed in 14.141(272).
c. Possess a minimum of three years of postbaccalaureate work
experience. An authorized official at a college or university with an approved
teacher intern program will evaluate this experience.
d. Successfully complete the introductory teacher intern
program approved by the state board of education.
14.129(4) Local school district requirements. The
local school district shall:
a. Provide an offer of employment to an individual who has
been evaluated by a college or university for eligibility in the teacher intern
program. Employment shall begin with the fall academic year.
b. Participate in a state–approved mentoring and
induction program.
c. Provide a district mentor for the teacher intern.
d. Provide other support and supervision, as needed, to
maximize the opportunity for the teacher intern to succeed.
e. Not unnecessarily overload the teacher intern with
extracurricular duties not directly related to the teacher intern’s
teaching assignment.
f. Provide evidence to the board from a licensed evaluator
that the teacher intern is participating in a mentoring and induction
program.
g. At the board’s request, provide information
including, but not limited to, the teacher intern selection and preparation
program, institutional support, local school district mentor, and local school
district support.
14.129(5) Program requirements. The teacher intern
shall:
a. Complete the teacher intern introductory program to include
the following:
(1) Learning environment/classroom management. The intern
uses an understanding of individual and group motivation and behavior to create
a learning environment that encourages positive social interaction, active
engagement in learning, and self–motivation.
(2) Instructional planning. The intern plans instruction
based upon knowledge of subject matter, students, the community, curriculum
goals, and state curriculum models.
(3) Instructional strategies. The intern understands and uses
a variety of instructional strategies to encourage students’ development
of critical thinking, problem solving, and performance skills.
(4) Student learning. The intern understands how students
learn and develop and provides learning opportunities that support intellectual,
career, social, and personal development.
(5) Diverse learners. The intern understands how students
differ in their approaches to learning and creates instructional opportunities
that are equitable and are adaptable to diverse learners.
(6) Collaboration, ethics and relationships. The intern
fosters relationships with parents, school colleagues, and organizations in the
larger community to support students’ learning and development.
(7) Assessment. The intern understands and uses formal and
informal assessment strategies to evaluate the continuous intellectual, social,
and physical development of the learner.
(8) Field experience that provides opportunities for
interaction with students.
b. Complete four semester hours of a teacher intern seminar
during the teacher internship year to include support and extension of
coursework from the teacher intern introductory program.
c. Complete a concluding teacher intern program in the
following areas:
(1) Foundations, reflection, and professional development.
The intern continually evaluates the effects of the practitioner’s choices
and actions on students, parents, and other professionals in the learning
community and actively seeks out opportunities to grow professionally.
(2) Communication. The intern uses knowledge of effective
verbal, nonverbal, and media communication techniques, and other forms of
symbolic representation, to foster active inquiry and collaboration and to
support interaction in the classroom.
(3) Exceptional learner program, which must include
preparation that contributes to the education of individuals with disabilities
and the gifted and talented.
(4) Preparation in the integration of reading strategies into
the content area.
(5) Computer technology related to instruction.
(6) An advanced study of the items set forth in
14.129(5)“a”(1) to (7) above.
14.129(6) Requirements to convert the teacher intern
license to the initial license. An initial license shall be issued upon
application provided that the teacher intern has met all of the following
requirements:
a. Successful completion of the entire teacher intern program
approved by the state board of education.
b. Verification from a licensed evaluator that the teacher
intern served successfully for a minimum of 160 days.
c. Verification from a licensed evaluator that the teacher
intern is participating in a state–approved mentoring and induction
program.
d. Receive a recommendation by a college or university
offering an approved teacher intern program that the individual is eligible for
an initial license.
e. At the board’s request, the teacher intern shall
provide to the board information including, but not limited to, the teacher
intern selection and preparation program, institutional support, local school
district mentor, and local school district support.
The teacher intern year will count as one of the years that is
needed for the teacher intern to convert the initial license to the standard
license if the above conditions have been met.
282—14.130(272) Requirements for an alternative
preparation license for out–of–state candidates. Following are
the basic requirements for the issuance of a teaching license based on an
alternative preparation program with an endorsement for persons prepared in
states other than Iowa. The person shall:
14.130(1) Hold a baccalaureate degree with a minimum
cumulative grade point average of 2.50 on a 4.0 scale from a regionally
accredited institution.
14.130(2) Provide a valid out–of–state
teaching license based on a state–approved alternative preparation
program.
14.130(3) Provide a recommendation from a regionally
accredited institution, department of education, or a state’s standards
board indicating the completion of an approved alternative teacher preparation
program.
14.130(4) Provide official institutional transcript(s)
to be analyzed for the requirements necessary for full Iowa licensure based on
14.129(5)“a”(1) to (7) and 14.129(5)“c”(1) to
(5).
14.130(5) Verify three years of teaching experience,
which will waive the student teaching requirement.
The alternative preparation license is valid for two years and
may be renewed under certain prescribed conditions for an initial license listed
in 282—17.8(272).
ARC 1363B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to amend Chapter
17, “Open Enrollment,” Iowa Administrative Code.
These amendments are being proposed to update the athletic
rules and to make enforcement uniform for all male and female
athletes.
No waiver provision is included because the Board of Education
has adopted agencywide waiver rules.
Any interested person may submit oral or written suggestions
or comments on or before February 27, 2002, by addressing them to Carol Greta,
Legal Consultant, Department of Education, Grimes State Office Building, Des
Moines, Iowa 50319–0146, telephone (515)281–5295.
There will be a public hearing on February 27, 2002, at9 a.m.
in the State Board Room, Grimes State Office Building, Des Moines, Iowa, at
which persons may present their views orally or in writing.
These amendments are intended to implement Iowa Code sections
280.13 and 290.1.
The following amendments are proposed.
ITEM 1. Amend subrule 17.8(2), first
sentence, as follows:
17.8(2) Restrictions on participation in
interscholastic athletic contests and competitions. A pupil who transfers
school districts under open enrollment in any of the grades 10 through 12 shall
not be eligible to participate in varsity interscholastic contests and
competitions during the first 90 school days of transfer.
ITEM 2. Amend subrule 17.8(2),
paragraphs “e” and “f,” as
follows:
e. Has been participating in open enrollment and whose
parents/guardians move out of their district of residence but exercise the
option of maintaining the open enrollment agreement as provided in subrule
17.8(6) except that the period of 90 school days of ineligibility shall apply
to a student who open enrolls to another school district. If the pupil has
established athletic eligibility under open enrollment, it is continued despite
the parent’s or guardian’s change in residence.
f. Obtains open enrollment as provided in subrule 17.8(7)
except that the period of 90 school days of ineligibility shall apply to a
student who open enrolls to another school district.
ITEM 3. Rescind subrule 17.8(2),
paragraph “j.”
ARC 1345B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to amend Chapter
36, “Extracurricular Interscholastic Competition,” Iowa
Administrative Code.
These amendments are being proposed to update and to make
uniform the enforcement of the athletic rules for all male and female
athletes.
No waiver provision is included because the Board of Education
has adopted agencywide waiver rules.
Any interested person may submit oral or written suggestions
or comments on or before February 27, 2002, by addressing them to Carol Greta,
Legal Consultant, Department of Education, Grimes State Office Building, Des
Moines, Iowa 50319–0146, telephone (515)281–5295.
There will be a public hearing on February 27, 2002, at10 a.m.
in the State Board Room, Grimes State Office Building, Des Moines, Iowa, at
which persons may present their views orally or in writing.
These amendments are intended to implement Iowa Code sections
280.13, 282.18, and 290.1.
The following amendments are proposed.
ITEM 1. Amend rule
281—36.1(280), definitions of “associate member
school,” “member school,” “parent” and
“student,” as follows:
“Associate member school” means a nonaccredited
nonpublic school that has been granted associate member status by any
corporation, association, or organization registered with the state department
of education pursuant to Iowa Code section 280.13, upon approval by the
department based upon proof of compliance with:
1. Iowa Code section 279.19B, and rules adopted by the
department of education related to the qualifications of the affected teaching
staff, and
2. The student eligibility rules of this chapter.
Associate membership is subject to the requirements, dues,
or other obligations established by the organization for which associate
membership is sought.
“Member school”,” for
purposes of this chapter, means a public school that has been
granted accreditation from thedepartment or accredited nonpublic
school that has been granted such status by any corporation, association, or
organization registered with the state department of education pursuant to Iowa
Code section 280.13.
“Parent” means the natural or adoptive parent
or guardian having actual bona fide custody of a
student.
“Student” means a person under 20 years of age
enrolled in grades 9 through 12. For purposes of these rules, ninth grade
begins with the summer immediately following eighth grade. The rules
contained herein shall apply uniformly to all students.
ITEM 2. Amend subrule 36.14(2) as
follows:
36.14(2) Sportsmanship. It is the clear obligation of
contestants and coaches in all interscholastic competitions to practice
the highest principles of sportsmanship and ethics of competition. The
governing organization shall have authority to penalize any contestant or
coach in violation of this obligation.
ITEM 3. Rescind subrule 36.14(3) and
adopt the following new subrule in lieu thereof:
36.14(3) Awards.
a. Awards from the student’s school. A student will be
permitted to receive only the customary ribbon or medal for participation in an
interscholastic athletic contest. A student will be allowed to receive from the
student’s school, for participation in the interscholastic athletic
program, an award whose value cannot exceed $25. Nothing in this subrule shall
preclude or prevent the awarding and the acceptance of an inexpensive,
unmounted, unframed paper certificate of recognition as an award, or an
inexpensive table favor which is given to everyone attending a
banquet.
b. Awards for participation in school programs from other than
the student’s school. No student shall receive any award from an
individual or outside organization for high school participation while enrolled
in high school, except that nothing in this subrule shall preclude the giving of
a complimentary dinner by local individuals, organizations, or groups, with
approval of the superintendent, to members of the local high school athletic
squad. No student shall accept any trip or excursion of any kind by any
individual, organization, or group outside the student’s own school or the
governing organization, with the exception of bona fide recruiting trips that
meet NCAA requirements.
c. Awards for participation in nonschool programs. If a
student participates in an outside school activity during the school year, the
student may not receive any award the value of which exceeds $25. During the
summer months, a student may enter an event in any sport as an individual or as
a member of a team not representing the student’s school, subject to
subrule 36.15(6). If the student wins an award, the student may accept the
award provided it does not violate the amateur award rule of the amateur
sanctioning body for that sport.
d. Absolute prohibition on cash or cash equivalent. At no
time may any student accept an award of cash or cash equivalent.
e. Compliance. The superintendent or designee shall be held
responsible for compliance with this subrule. Questions or interpretation
regarding medals or awards shall be referred to the executive board.
ITEM 4. Amend subrule 36.14(7) as
follows:
36.14(7) Ineligible player participation.
Schools who Member or associate member schools that
permit or allow participation in any event by a person in violation of the
eligibility rules shall be subject to sanctions the executive board may, in the
best interests of interscholastic competition, impose, including forfeiture of
contests. The sanctions may include, but are not limited to, the following:
forfeiture of contests or events or both, involving any ineligible student(s);
adjustment or relinquishment of conference/district/tournament standings; and
return of team awards or individual awards or both.
If a student who has been declared ineligible is permitted
to participate in an interscholastic competition because of a current
restraining order or injunction against the school, registered organization, or
department of education, and if such restraining order or injunction
subsequently is voluntarily vacated, stayed, reversed, or finally determined by
the courts not to justify injunctive relief, the sanctions listed above may be
imposed.
ITEM 5. Amend subrule 36.15(2),
paragraph “h,” as follows:
h. A student who is eligible at the close of a semester is
academically eligible until the beginning of the subsequent semester.
Twenty days of attendance in any semester, or participation in any part
of an athletic contest on a team representing the student’s school, shall
be regarded as a semester of attendance and a semester of
athletics.
ITEM 6. Rescind subrule 36.15(2),
paragraph “j,” and reletter paragraph “k”
as “j.”
ITEM 7. Amend subrule 36.15(3) as
follows:
36.15(3) General transfer rule. A
student who transfers from one school district to another school
district, except upon a contemporaneous change in parental
residence, shall be ineligible to compete in interscholastic athletics
for a period of 90 consecutive school days, as defined in
281—12.2(2) 281—subrule 12.1(8), exclusive
of summer enrollment, unless one of the following exceptions
to the general transfer rule listed in paragraph
36.15(3)“a” applies. Nothing in this subrule shall prevent a
student from participation in nonvarsity interscholastic athletics. In ruling
upon the eligibility of transfer students, the executive board shall consider
the factors motivating student changes in residency. Unless otherwise provided
in these rules, a student intending to establish residency must show that the
student is physically present in the district for the purpose of making a home
and not solely for school or athletic purposes.
a. In ruling upon the eligibility of transfer
students, the executive board is empowered to consider the factors motivating
student changes in residency. Unless otherwise provided in the rules, a student
intending to establish residency must show that the student is physically
present in the district for the purpose of making a home and not solely for
school or athletic purposes. Eligibility awarded under this transfer rule may
be made contingent upon proof that a request for transfer has been made and that
the student has been in attendance in the new school for at least ten
days.
b a. Exceptions. The executive
officer or executive board is empowered to shall
consider and apply the following exceptions in formally or informally ruling
upon the eligibility of a transfer student and may make eligibility
contingent upon proof that the student has been in attendance in the new school
for at least ten days:
(1) Upon a contemporaneous change in parental residence, a
student is immediately eligible if the student transfers to the new district of
residence or to an accredited nonpublic member or associate member school
located in the new school district of residence. In addition, if with a
contemporaneous change in parental residence, the student had attended an
accredited nonpublic member or associate member school immediately prior to the
change in parental residence, the student may have immediate eligibility if the
student transfers to another accredited nonpublic member or associate member
school.
(1) (2) If the student is attending
in a school district as a result of a whole–grade sharing agreement
between the student’s resident district and the new school district of
attendance, the student is immediately eligible.
(2) (3) A student who has attended
high school in a district other than where the student’s parent(s)
resides, and who subsequently returns to live with the student’s
parent(s), becomes immediately eligible in the parent’s resident
district.
(3) (4) Pursuant to Iowa Code section
256.46, a student whose residence changes due to any of the following
circumstances is immediately eligible provided the
student meets all other eligibility requirements in these rules and those set by
the school of attendance:
1. Adoption.
2. Placement in foster or shelter care.
3. Participation in a foreign exchange program recognized by
the school of attendance.
4. Placement in a juvenile correction facility.
5. Participation in a substance abuse program.
6. Participation in a mental health program.
7. Court decree that the student is a ward of the state or of
the court.
8. The child is living with one of the child’s parents
as a result of divorce decree, separation, death, or other change in the
child’s parents’ marital relationship.
(4) In ruling upon the transfer of students who have
been emancipated by marriage or by reaching the age of majority, the executive
board is empowered to consider all circumstances with regard to the transfer to
determine if it is principally for school or athletic purposes, in which case
participation shall not be approved. If facts showing a valid purpose for the
transfer are established, the executive board may declare the student
eligible.
(5) A transfer student who attends in a school or
school district that is a party to a cooperative student participation
agreement, as defined in rule 36.20(280), with the school or school
district the student previously attended is immediately eligible in the new
district to compete in those interscholastic athletic activities covered by the
cooperative agreement.
(6) Any student whose parents change district of residence but
who remains in the original district without interruption in attendance
continues to be eligible in the school or school district of
attendance.
(7) A special education student whose attendance center
changes due to a change in placement agreed to by the district of residence is
eligible in either the resident district or the district of attendance, but not
both.
(8) In any transfer situation not provided for elsewhere in
this chapter, the executive board shall be empowered to
exercise its administrative authority to make any eligibility ruling which it
deems to be fair and reasonable. The executive board shall consider the
motivating factors for the student transfer. The determination shall be
made in writing with the reasons for the determination clearly
delineated.
b. In ruling upon the transfer of students who have been
emancipated by marriage or have reached the age of majority, the executive board
shall consider all circumstances with regard to the transfer to determine if it
is principally for school or athletic purposes, in which case participation
shall not be approved.
c. A student who participates in the name of a member or
associate member school during the summer following eighth grade is
ineligible to participate in the name of another member or associate
member school in the first semester 90 consecutive
school days of ninth grade unless a change of residence has occurred after
the student began participating in the summer.
d. A school district that has more than one high school in
its district shall set its own eligibility policies regarding intradistrict
transfers.
ITEM 8. Amend subrule 36.15(4),
introductory paragraph, as follows:
36.15(4) Open enrollment transfer rule. A student in
grades 10 through 12 whose transfer of schools had occurred due to a request for
open enrollment by the student’s parent or guardian is ineligible to
compete in varsity interscholastic athletics, but may practice
with the team, during the first 90 school days of transfer.
However, if an open enrollment student participates in the name of a member
school during the summer, the student is ineligible to participate in the name
of another member school for the first 90 school days of the following school
year; however, nothing in this subrule shall be construed as
preventing an otherwise eligible student from participating in nonvarsity
interscholastic athletics. This period of ineligibility does not apply if
the student:
ITEM 9. Amend subrule 36.15(5) as
follows:
36.15(5) Transfers between public and
nonpublic schools Eligibility for other enrollment
options.
a. Shared–time students. A nonpublic
school student who is enrolled only part–time in the public school
district of the student’s residence under a
“shared–time” provision or for driver education is not
eligible to compete in interscholastic athletics in the public school
district.
b. Dual enrollment. A student of compulsory
attendance age who receives competent private instruction, not in an
accredited nonpublic or public school, may seek dual enrollment in the public
school of the student’s resident district and is eligible to compete in
interscholastic athletic competition in the resident school district provided
the student meets the eligibility requirements of these rules and those set by
the public school of attendance. A student beyond compulsory attendance
age who is receiving competent private instruction is only eligible to compete
in interscholastic athletics if the student is accepted for dual enrollment by
the resident district and otherwise meets all eligibility
requirements.
If a student seeking such dual enrollment is enrolled in
a nonaccredited nonpublic school that is an associate member
school of the Iowa Girls’ High School Athletic Union or Iowa High
School Athletic Association, the student is eligible for and may participate in
interscholastic athletic competition only for the associate member school or a
school with which the associate member school is in a cooperative sharing
agreement. (Eligibility in such case is governed by 281 IAC
36.1(280).)
Any ineligibility imposed under this chapter shall begin with
the first day of participation under dual enrollment.
c. Public to nonpublic and nonpublic to public
transfers. When a student transfers from a public school to a nonpublic school,
or vice versa, after the start of ninth grade, without a contemporaneous change
of parental residence, the student shall be ineligible to compete in
interscholastic athletics for a period of 90 school days as defined in
281—subrule 12.2(2), exclusive of summer enrollment. However, when a
corresponding change of parental residence occurs with the transfer, the
executive board is empowered to make eligibility decisions
based upon
motivating factors for the transfer including, but not limited to, distance
between the former school of attendance and the new
residence.
d c. Competent private
instruction. A student who receives competent private instruction, and
is not dual–enrolled in a public school, may participate in and be
eligible for interscholastic athletics at an accredited nonpublic school if the
student is accepted by that school and the student meets the eligibility
requirements of this chapter and those set by the accredited nonpublic school
where the student participates. Application shall be made to the accredited
nonpublic school on a form provided by the department of education.
If a student seeking such participation is enrolled in
a nonaccredited nonpublic school that is an associate member
school of the Iowa Girls’ High School Athletic Union or Iowa High
School Athletic Association, the student is eligible for and may participate in
interscholastic athletic competition only for the associate member school or a
school with which the associate member school is in a cooperative sharing
agreement. (Eligibility in such case is governed by 281 IAC
36.1(280).)
Any ineligibility imposed under this chapter shall begin with
the first day of acceptance by participation with the
accredited nonpublic school.
Any student under competent private instruction during
the school year of 1996–97 may select any accredited or nonaccredited
nonpublic school for the purpose of this rule without loss of eligibility under
this chapter. The student would still be subject to any eligibility standards
set by the accredited or nonaccredited nonpublic school selected. Application
must be made to the accredited or nonaccredited nonpublic school by the end of
the first day of the 1997–98 school year. Applications after that date
will be subject to the eligibility rules of this chapter.
ITEM 10. Amend subrule 36.15(6) as
follows:
36.15(6) Summer camps and clinics and coaching
contacts out of season.
a. School personnel, whether employed or volunteers, of
a member or associate member school shall not coach that school’s student
athletes during the school year in a sport for which the school personnel are
currently under contract or are volunteers, outside the period from the official
first day of practice through the finals of tournament play. A summer
team or individual camp or clinic held at a member or associate member school
facility shall not conflict with sports in season. Summertime coaching
activities shall not conflict with sports in season. Nor shall
volunteer or compensated coaching personnel require students to participate in
any activities outside the season of that coach’s sport as a condition of
participation in the coach’s sport during its season.
b. A summer team or individual camp or clinic held at a
member or associate member school facility shall not conflict with sports in
season. Summertime coaching activities shall not conflict with sports in
season.
a c. A member or associate member
school may open its gym or athletic facilities for the purpose of making
recreational activities available for all students or the community. When
students are participating in open gym in the hours immediately before or after
school, school personnel shall be assigned to supervise. Open gyms are subject
to the following restrictions:
(1) The supervisor shall not engage in any type of coaching
nor participate during supervision.
(2) Attendance by students is voluntary.
(3) Volunteer or paid coaches may not directly or indirectly
require the attendance of students or require the performance of activities by
students prior to the legal practice period for that coach’s
sport.
(4) Open gym shall not be called or posted for specific
sports.
(5) An open gym notice shall be posted on the general student
information bulletin board and shall be signed or initialed by a school
administrator other than the coach supervising the open gym.
b d. Penalty. A school whose
volunteer or compensated coaching personnel violate this rule is ineligible to
participate in a governing organization–sponsored event in that sport for
one year with the violator(s) coaching.
ITEM 11. Amend rule 281—36.17(280)
as follows:
281—36.17(280) Appeals to director. If the
claimant is still dissatisfied, an appeal may be made in writing to the director
of education by giving written notice of the appeal to the state director of
education with a copy by registered mail to the executive officer of the
governing organization. An appeal shall be filed within 10 days after
the date of mailing of the decision of the governing organization.
An appeal shall be in the form of an affidavit and shall be filed within 10
days after the date of mailing of the decision of the governing
organization. The director of education shall establish a date for hearing
within 20 days of receipt of written notice of appeal by giving at least 5
days’ written notice of hearing to appellant unless another time is
mutually agreeable. The procedures for hearing adopted by the state board of
education and found at 281—Chapter 6 shall be applicable, except that the
decision of the director is final. Appeals to the executive board and the state
director are not contested cases under Iowa Code subsection 17A.2(2).
ITEM 12. Amend subrules 36.18(5),
36.18(6), 36.18(8), and 36.18(10) as follows:
36.18(5) “All–star” contests. A
student enrolled in a high school member or associate member
school will be ineligible for 12 calendar months in the sport in which
the violation occurred if the student participates in an all–star
contest.
36.18(6) Team participation. Participation in
interscholastic contests or competitions shall be by school teams only and not
selected individuals, with the exception of individual sports events such as
wrestling, track, cross country, golf, tennis, and music and speech
activities.
36.18(8) Promoting interstate contests. No activity
organization shall promote or support sponsor interstate
contests or competition between individuals, teams or groups.
36.18(10) Membership. Membership in an organization
shall be limited to schools accredited by the department as provided in
Iowa Code section 256.11 or approved by the department solely for
purposes of associate membership in a registered organization.
ITEM 13. Amend rule
281—36.19(280), second unnumbered paragraph, as follows:
In the event that one or more parties involved in the request
for determination before the governing board are dissatisfied with the decision
of the governing board, an appeal may be made by the dissatisfied party to the
state board of education director of the department
under the provisions of 36.17(280). A decision of the state
board director in the matter shall be final.
ITEM 14. Amend rule 281—36.20(280),
introductory paragraph, as follows:
281—36.20(280)* Cooperative student participation.
Not withstanding any other provision of this chapter, in the event a
member or associate member school does not directly make participation in
an interscholastic activity available to its students, the governing board of
the member or associate member school may, by formally adopted policy if
among its own attendance centers, or by written agreement with the governing
board of another member or associate member school or
schools, provide for the eligibility of its students in interscholastic
activities provided by another member or associate member school
or schools. The eligibility of students under a policy,
insofar as applicable, or a written agreement is conditioned upon the
following:
*See last paragraph of this rule.
ITEM 15. Rescind subrule 36.20(2)
and renumber subrules 36.20(3) to 36.20(8) as 36.20(2)
to 36.20(7).
ITEM 16. Amend renumbered subrule
36.20(7) as follows:
36.20(7) Interscholastic competition is engaged in
only under the name of the host school. It is the purpose of this rule to allow
individual students participation in interscholastic competition in activities
not available to them at the school they attend, through local policy or
arrangements made between the governing boards of the schools involved, so long
as the interscholastic activities of other schools are not substantially
prejudiced. Substantial prejudice shall include, but not necessarily be limited
to, situations where a cooperative effort may result in an unfair domination of
an activity, or substantial disruption of activity classifications and
management. In the event an activity organization determines, after
investigation, that an agreement between schools developed under the terms of
these subrules results in substantial prejudice to other schools engaged in the
activity, or the terms of the agreement are not in conformity with the purpose
and terms of this rule, the activity organization may give timely notice to the
schools involved that the local policy or agreement between them is null and
void for the purposes of this rule, insofar as cooperative student participation
is concerned with a particular activity. Determinations are appealable to the
director of education under the applicable terms of 36.17(280). For notice to
be timely, it must be given at least 45 days prior to the beginning of the
activity season.
For the 1986–87 school year and appropriate
summer programs only, the governing board of each organization may approve
agreements in each activity which meet the spirit of the above provisions
concerning shared extracurricular activities.
This rule shall become effective on January 8, 1986. However,
prior written agreements in existence at the time of this rule’s adoption
shall continue in force and effect until terminated by the parties or by the
terms of the existing agreement.
ARC 1346B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to amend Chapter
37, “Extracurricular Athletic Activity Conferences for Public School
Districts and Accredited Nonpublic Schools,” Iowa Administrative
Code.
These amendments are being proposed to update the athletic
rules and to make enforcement uniform for all male and female
athletes.
No waiver provision is included because the Board of Education
has adopted agencywide waiver rules.
Any interested person may submit oral or written suggestions
or comments on or before February 27, 2002, by addressing them to Carol Greta,
Legal Consultant, Department of Education, Grimes State Office Building, Des
Moines, Iowa 50319–0146, telephone (515)281–5295.
There will be a public hearing on February 27, 2002, at 11
a.m. in the State Board Room, Grimes State Office Building, Des Moines, Iowa, at
which persons may present their views orally or in writing.
These amendments are intended to implement Iowa Code sections
280.13 and 290.1.
The following amendments are proposed.
ITEM 1. Amend 281—Chapter
37, title, as follows:
CHAPTER 37
EXTRACURRICULAR ATHLETIC
ACTIVITY
CONFERENCES FOR PUBLIC SCHOOL
DISTRICTS
AND ACCREDITED NONPUBLIC
CONFERENCE
FOR MEMBER SCHOOLS
ITEM 2. Amend rule 281—37.1(280) as
follows:
281—37.1(280) Policy and purpose. It is the
purpose of this chapter to provide a procedure ensuring that a public
school or accredited nonpublic school desiring to be a member of a
conference providing extracurricular athletic contests and competitions for
students is granted this opportunity. Membership shall be with other schools of
comparable size and within reasonable geographic proximity. For purposes of
this chapter, member school means a school granted such status by any
corporation, association, or organization registered with the state department
of education pursuant to Iowa Code section 280.13, and includes associate
members.
ITEM 3. Amend rule 281—37.3(280) as
follows:
281—37.3(280) Complaint to the director, department
of education. A member school or school district
that believes it has been unfairly excluded or prevented from obtaining
membership in an athletic activity conference that would provide the opportunity
for participation of its students in athletic events or contests with students
from other member schools or school districts of
comparable size and within reasonable geographic proximity may file a complaint
stating this concern with the director of the department of education. The
complaint shall set forth in a plain and concise manner the reasons the
member school or school district believes the director
should intervene in conference alignment decisions and the specific relief
requested by the member school or school district. The
complaint shall be signed by the president of the board of directors of a public
school district or a representative of the officials in charge of an accredited
nonpublic school. The director or the director’s designee shall, within
ten days, acknowledge to the member school or school
district receipt of the complaint in writing.
ITEM 4. Amend rule 281—37.4(280) as
follows:
281—37.4(280) Mediation. The director of the
department of education shall require that the executive director of the Iowa
high school athletic association (hereinafter association) and the executive
secretary of the Iowa girls high school athletic union (hereinafter union)
organizations recognized in 281—Chapter 36, or their designees, form a
mediation team to meet with the complainant and representatives of other
affected member schools or school districts. If the
complaint involves conference alignment for athletic activities represented by
only one of the organizations, only that organization shall be involved in the
mediation. A copy of all materials filed with the director by the complainant
member school or school district shall be provided to
the mediation team.
The mediation team shall meet with administrators or board
members of schools potentially affected by changes in conference alignment
related to the complaint. Schools shall send representatives who have knowledge
of the impact of a conference realignment and full authority to respond on
behalf of their member school or school district.
Factors to be weighed in reaching resolution will include, but not be limited
to, school enrollment figures (current and projected), travel distances,
comparability of instructional programs, traditional rivalries, number of
existing and proposed schools in the conference, and comparability of athletic
programs and other school–sponsored programs.
ITEM 5. Amend rule 281—37.5(280) as
follows:
281—37.5(280) Resolution or recommendation of the
mediation team. If mediation results in resolution of the complaint, no
further action shall be necessary on the part of the director, and the
implementation of the mediation agreement shall be left with the boards of
directors of school districts and the authorities in charge of nonpublic
schools. If no resolution is reached within 50 days of the start of the
mediation process, the mediation team shall make a recommendation to the
director as to the best resolution of the complaint. Copies of this
recommendation shall be given to all affected member schools and
school districts. The director shall establish a time for a hearing on
this recommendation within 45 days of the receipt of the mediation team’s
recommendation. The director or director’s designee shall conduct the
hearing at which time all affected parties shall be given the opportunity to
provide oral or written testimony or submit other evidence. The director or
director’s designee shall reserve the right to establish time limits on
appearances at the hearing.
ARC 1366B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to rescind
Chapter 77, “Standards for Practitioner Preparation Programs,” Iowa
Administrative Code.
The requirements of this chapter were incorporated into
Chapter 79, “Standards for Practitioner and Administrator Preparation
Programs,” in November 1999.
A waiver provision is not included. The State Board has
adopted a uniform waiver rule.
Consideration will be given to all written suggestions or
comments on the proposed amendment on or before February 26, 2002. Such written
materials should be directed to Sandra Renegar, Department of Education, Grimes
State Office Building, Des Moines, Iowa 50319; fax (515)281–7669. Persons
who wish to convey their views orally should contact Sandra Renegar by telephone
at (515)281–3427.
No public hearing will be held since new Chapter 79 was
adopted in November 1999 and public comment was allowed at that time.
This amendment is intended to implement Iowa Code sections
256.7, 256.16 and 272.25(1).
The following amendment is proposed.
Rescind and reserve 281—Chapter 77.
ARC 1367B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to rescind
Chapter 78, “Standards for Graduate Practitioner Preparation
Programs,” Iowa Administrative Code.
The requirements of this chapter were incorporated into
Chapter 79, “Standards for Practitioner and Administrator Preparation
Programs,” in November 1999.
A waiver provision is not included. The State Board has
adopted a uniform waiver rule.
Consideration will be given to all written suggestions or
comments on the proposed amendment on or before February 26, 2002. Such written
materials should be directed to Sandra Renegar, Department of Education, Grimes
State Office Building, Des Moines, Iowa 50319; fax (515)281–7669. Persons
who wish to convey their views orally should contact Sandra Renegar by telephone
at (515)281–3427.
No public hearing will be held since new Chapter 79 was
adopted in November 1999 and public comment was allowed at that time.
This amendment is intended to implement Iowa Code sections
256.7, 256.16 and 272.25(1).
The following amendment is proposed.
Rescind and reserve 281—Chapter 78.
ARC 1344B
EDUCATION
DEPARTMENT[281]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 256.7(5), the
State Board of Education hereby gives Notice of Intended Action to amend Chapter
83, “Beginning Teacher Mentoring and Induction Program,” Iowa
Administrative Code.
The proposed amendments broaden the focus of Chapter 83 to
include not only beginning teacher mentoring and induction programs but also
expectations under the teacher quality program overall.
These rules reflect statutory provisions. Therefore, waiver
of these rules or any portion of these rules would conflict with state
law.
Any interested party may make written suggestions or comments
on the proposed amendments on or before March 7, 2002. Written materials should
be directed to Jeff Berger, Consultant, Department of Education, Grimes State
Office Building, Des Moines, Iowa 50319–0146; fax (515) 281–7700.
Persons who wish to convey their views orally should contact the Teacher Quality
Work Team at (515) 281–3333 or at the Work Team’s offices on the
second floor of the Grimes State Office Building.
Persons may also present their views either orally or in
writing at one of the following public hearings. At the hearings, persons will
be asked to give their names and addresses for the record and to confine their
remarks to the subject of the amended chapter.
The public hearings will be held over the Iowa Communications
Network (ICN) on the dates and at the times and locations that follow:
On March 5, 2002, from 7 to 9 p.m. at:
Area Education Agency 4
1382 4th Avenue, NE
Room 103
Sioux Center, Iowa 51250
|
Washington High School
600 West Bluff Street
Cherokee, Iowa 51012
|
Atlantic Middle School
1100 Linn Street
Atlantic, Iowa 50022
|
Chariton High School
501 N. Grand
Chariton, Iowa 50049
|
Grimes State Office Building
Second Floor, ICN Room
E. 14th and Grand Avenue
Des Moines, Iowa 50319
|
Arrowhead Area Education Agency 5
330 Avenue M
Fort Dodge, Iowa 50501
|
Lakeland Area Education Agency 3
Highway 18 & 2nd Street
Cylinder, Iowa 50528
|
Heartland Area Education Agency 11
6500 Corporate Drive
Johnston, Iowa 50131
|
North Central Jr–Sr High School
105 S. East Street
Manly, Iowa 50456
|
Area Education Agency 6
909 S. 12th Street
Marshalltown, Iowa 50158
|
Loess Hills Area Education Agency 13
24997 Hwy 92
Council Bluffs, Iowa 51502
|
Northeast Jr–Sr High School
3690 Highway 136
Goose Lake, Iowa 52750
|
Southern Prairie Area Education Agency 15
2814 N. Court Street
Ottumwa, Iowa 52501
|
Carroll High School
2809 N. Grant Road
Carroll, Iowa 51401
|
Bettendorf High School – 1
3333 18th Street
Bettendorf, Iowa 52722
|
Central Campus Individual Learning Center
1121 Jackson Street
Sioux City, Iowa 51105
|
Area Education Agency 7
3712 Cedar Heights Drive
Cedar Falls, Iowa 50613
|
Creston High School
601 West Townline
Creston, Iowa 50801
|
New London Jr–Sr High School
101 Jack Wilson Drive
New London, Iowa 52645
|
Central Community Jr–Sr High School
400 First Street, NW
Elkader, Iowa 52043
|
Kirkwood Community College – 3
6301 Kirkwood Blvd., SW
Cedar Rapids, Iowa 52406
|
Fredericksburg High School
Main Street
Fredericksburg, Iowa 50630
|
Mid–Prairie High School
1636 Highway 22 E
Wellman, Iowa 52356
|
On March 6, 2002, from 4 to 6 p.m. at:
Area Education Agency 4
1382 4th Avenue, NE
Sioux Center, Iowa 51250
|
Maquoketa High School
600 Washington
Maquoketa, Iowa 52060
|
Scott Community College – 1
500 Belmont Road
Bettendorf, Iowa 52722
|
Washington High School
600 West Bluff Street
Cherokee, Iowa 51012
|
Kirkwood Community College – 2
6301 Kirkwood Blvd., NW
Cedar Rapids, Iowa 52406
|
Grimes State Office Building
Second Floor, ICN Room
E. 14th and Grand Avenue
Des Moines, Iowa 50319
|
Arrowhead Area Education Agency 5
330 Avenue M
Fort Dodge, Iowa 50501
|
Lakeland Area Education Agency 3
Highway 18 & 2nd Street
Cylinder, Iowa 50528
|
Northern Trails Area Education Agency 2
9184B 265th Street
Clear Lake, Iowa 50428
|
Heartland Area Education Agency 11
6500 Corporate Drive
Johnston, Iowa 50131
|
Turkey Valley Jr–Sr High School
3219 St Highway 24
Jackson Junction, Iowa 52171
|
Western Hills Area Education Agency 12
1520 Morningside Avenue
Sioux City, Iowa 51106
|
Area Education Agency 6
909 S. 12th Street
Marshalltown, Iowa 50158
|
Loess Hills Area Education Agency 13
24997 Hwy 92
Council Bluffs, Iowa 51502
|
Great River Area Education Agency 16
3601 West Avenue Road
Burlington, Iowa 52601
|
Carroll High School
2809 N. Grant Road
Carroll, Iowa 51401
|
Anita Jr–Sr High School
Victory Park Road
Anita, Iowa 50020
|
Indian Hills Community College – 4
651 Indian Hills Drive
Ottumwa, Iowa 52501
|
Area Education Agency 7
3712 Cedar Heights Drive
Cedar Falls, Iowa 50613
|
Creston High School
601 West Townline Road
Creston, Iowa 50801
|
Central Community Jr–Sr High School
400 First Street, NW
Room 119
Elkader, Iowa 52043
|
On March 7, 2002, from 11:30 a.m. to 1:30 p.m.
at:
New Hampton High School
710 W. Main
New Hampton, Iowa 50659
|
Keystone Area Education Agency 1
1400 2nd Street, NW
Elkader, Iowa 52043
|
Area Education Agency 4
1382 4th Avenue, NE
Sioux Center, Iowa 51250
|
Maquoketa High School
600 Washington
Maquoketa, Iowa 52060
|
DMACC – Carroll Campus
906 North Grant Road
Carroll, Iowa 51401
|
Atlantic Middle School
1100 Linn Street
Atlantic, Iowa 50022
|
Chariton High School
501 N. Grand
Chariton, Iowa 50049
|
Grimes State Office Building
Second Floor, ICN Room
E. 14th Street and Grand Avenue
Des Moines, Iowa 50319
|
Great River Area Education Agency 16
3601 West Avenue Road
Burlington, Iowa 52601
|
Cedar Rapids Community School District 346
2nd Avenue, SW
Cedar Rapids, Iowa 52404
|
Area Education Agency 7
3712 Cedar Heights Drive
Cedar Falls, Iowa 50613
|
Mid–Prairie High School
1636 Highway 22 E
Wellman, Iowa 52356
|
Green Valley Area Education Agency 14
1405 N. Lincoln
Creston, Iowa 50801
|
Lakeland Area Education Agency 3
Highway 18 & 2nd Street
Cylinder, Iowa 50528
|
Northern Trails Area Education Agency 2
9184B 265th Street
Clear Lake, Iowa 50428
|
Heartland Area Education Agency 11
6500 Corporate Drive
Johnston, Iowa 50131
|
Western Hills Area Education Agency 12
1520 Morningside Avenue
Sioux City, Iowa 51106
|
Area Education Agency 6
909 S. 12th Street
Marshalltown, Iowa 50158
|
Loess Hills Area Education Agency 13
24997 Hwy 92
Council Bluffs, Iowa 51502
|
Southern Prairie Area Education Agency 15
2814 N. Court Street
Ottumwa, Iowa 52501
|
Fort Dodge High School
819 N. 25th Street
Fort Dodge, Iowa 50501
|
Mississippi Bend Area Education Agency 9
729 21st Street
Bettendorf, Iowa 52722
|
Aurelia High School
300 Ash Street
Aurelia, Iowa 51005
|
Any person who intends to attend a public hearing and requires
special accommodations for specific needs, such as a sign language interpreter,
should contact the Teacher Quality Work Team, (515)281–3333, no later than
March 1, 2002.
These amendments are intended to implement Iowa Code
Supplement sections 284.3 and 284.5.
The following amendments are proposed.
ITEM 1. Amend 281—Chapter
83, title, as follows:
CHAPTER 83
BEGINNING TEACHER
MENTORING
AND INDUCTION PROGRAM
TEACHER
QUALITY PROGRAM
ITEM 2. Rescind rule
281—83.1(79GA,SF476,HF413) and adopt the following new rule
in lieu thereof:
281—83.1(284) Purpose. The goal of the teacher
quality program is to enhance the learning, achievement, and performance
of all students through the recruitment, support, and retention of quality Iowa
teachers. It is expected that each Iowa school district will implement the
teacher quality program by July 2003. The program shall contain specific
strategies that include a mentoring and induction program for beginning
teachers, comprehensive teacher evaluations, and district and building support
for professional development that includes best practices aimed at increasing
student achievement.
ITEM 3. Amend rule
281—83.3(79GA,SF476,HF413), catchwords, as follows:
281—83.3(79GA,SF476,HF413284)
Program requirements Mentoring and induction
program.
ITEM 4. Adopt the following
new subrule 83.3(1) and renumber existing subrules 83.3(1)
and 83.3(2) as 83.3(2) and 83.3(3):
83.3(1) Purpose. The beginning teacher mentoring and
induction program is created to promote excellence in teaching, enhance student
achievement, build a supportive environment within school districts, increase
the retention of promising beginning teachers, and promote the personal and
professional well–being of classroom teachers.
ITEM 5. Adopt new subrule
83.3(4) as follows:
83.3(4) Budget. Funds received by a school district
from the beginning teacher mentoring and induction program shall be used for any
or all of the following purposes:
a. To pay mentors as they implement the plan. A mentor in a
beginning teacher induction program approved under this chapter shall be
eligible for an award of $500 per semester for full participation in the
program. A district may use local dollars to increase the mentor
award.
b. To pay any applicable costs of the employer’s share
of contributions to federal social security and the Iowa public employees’
retirement system for a pension and annuity retirement system established under
Iowa Code chapter 294 for such amounts paid by the district.
These funds are miscellaneous funds or are considered
encumbered. A school district shall maintain a separate listing within its
budget for payments received and expenditures made for this program.
Funds that remain unencumbered or unobligated at the end of the fiscal
year will not revert, but will remain available for expenditure for the purposes
of the program until the close of the succeeding fiscal year.
ITEM 6. Rescind rule
281—83.4(79GA,SF476,HF413) and adopt the following new
rule in lieu thereof:
281—83.4(284) Iowa teaching standards and model
criteria. The Iowa teaching standards and supporting model criteria
represent a set of knowledge and skills that reflects the best evidence
available regarding effective teaching. The purpose of the standards and
supporting model criteria is to provide Iowa school districts with a consistent
representation of the complexity and the possibilities of quality teaching. The
standards shall serve as the basis for comprehensive evaluations of teachers and
as a basis for professional development plans. Each standard with suggested
model criteria is outlined as follows:
83.4(1) Demonstrates ability to enhance academic
performance and support for implementation of the school district’s
student achievement goals. The teacher:
a. Provides evidence of student learning to students,
families, and staff.
b. Implements strategies supporting student, building, and
district goals.
c. Uses student performance data as a guide for decision
making.
d. Accepts and demonstrates responsibility for creating a
classroom culture that supports the learning of every student.
e. Creates an environment of mutual respect, rapport, and
fairness.
f. Participates in and contributes to a school culture that
focuses on improved student learning.
83.4(2) Demonstrates competence in content knowledge
appropriate to the teaching position. The teacher:
a. Understands and uses key concepts, underlying themes,
relationships, and different perspectives related to the content area.
b. Uses knowledge of student development to make learning
experiences in the content area meaningful and accessible for every
student.
c. Relates ideas and information within and across content
areas.
d. Understands and uses instructional strategies that are
appropriate to the content area.
83.4(3) Demonstrates competence in planning and
preparing for instruction. The teacher:
a. Utilizes student achievement data, local standards, and the
district curriculum in planning for instruction.
b. Sets and communicates high expectations for social,
behavioral, and academic success of all students.
c. Utilizes students’ developmental needs, backgrounds,
and interests in planning for instruction.
d. Selects strategies to engage all students in
learning.
e. Uses available resources, including technologies, in the
development and sequencing of instruction.
83.4(4) Uses strategies to deliver instruction that
meets the multiple learning needs of students. The teacher:
a. Aligns classroom instruction with local standards and
district curriculum.
b. Uses research–based instructional strategies that
address the full range of cognitive levels.
c. Demonstrates flexibility and responsiveness in adjusting
instruction to meet student needs.
d. Engages students in varied experiences that meet diverse
needs and promote social, emotional, and academic growth.
e. Connects students’ prior knowledge, life experiences,
and interests in the instructional process.
f. Uses available resources, including technologies, in the
delivery of instruction.
83.4(5) Uses a variety of methods to monitor student
learning. The teacher:
a. Aligns classroom assessment with instruction.
b. Communicates assessment criteria and standards to all
students and parents.
c. Understands and uses the results of multiple assessments to
guide planning and instruction.
d. Guides students in goal setting and assessing their own
learning.
e. Provides substantive, timely, and constructive feedback to
students and parents.
f. Works with other staff and building and district leadership
in analysis of student progress.
83.4(6) Demonstrates competence in classroom
management. The teacher:
a. Creates a learning community that encourages positive
social interaction, active engagement, and self–regulation for every
student.
b. Establishes, communicates, models, and maintains standards
of responsible student behavior.
c. Develops and implements classroom procedures and routines
that support high expectations for student learning.
d. Uses instructional time effectively to maximize student
achievement.
e. Creates a safe and purposeful learning
environment.
83.4(7) Engages in professional growth. The
teacher:
a. Demonstrates habits and skills of continuous inquiry and
learning.
b. Works collaboratively to improve professional practice and
student learning.
c. Applies research, knowledge, and skills from professional
development opportunities to improve practice.
d. Establishes and implements professional development plans
based upon the teacher’s needs aligned to the Iowa teaching standards and
district/building student achievement goals.
83.4(8) Fulfills professional responsibilities
established by the school district. The teacher:
a. Adheres to board policies, district procedures, and
contractual obligations.
b. Demonstrates professional and ethical conduct as defined by
state law and district policy.
c. Contributes to efforts to achieve district and building
goals.
d. Fosters an appreciation and respect for
diversity.
e. Communicates effectively and accurately.
f. Collaborates with students, families, colleagues, and
communities to enhance student learning.
For purposes of comprehensive evaluations for beginning
teachers and teachers other than beginning teachers, the school board shall
convene the members of the school board and representatives of the faculty,
elected by the faculty, to establish criteria based at minimum upon the model
criteria contained in this rule or upon locally established criteria. If the
parties are unable to reach agreement by July 1 immediately after the school
year in which a contract period ends, the model criteria shall become the school
district’s criteria.
ITEM 7. Rescind rule
281—83.6(79GA,SF476,HF413).
ARC 1319B
EGG COUNCIL, IOWA[301]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 184.10, the
Iowa Egg Council hereby gives Notice of Intended Action to amend Chapter 1,
“Organization and Purpose”; rescind Chapter 2, “Rules of
Practice,” and adopt a new Chapter 2 with the same title; amend Chapter 3,
“Election of Members,” and Chapter 4, “Assessment on
Eggs”; and rescind Chapter 5, “Public Records and Fair Information
Practices,” Iowa Administrative Code.
The proposed amendments rescind outdated or unnecessary rules
and adopt by reference the Uniform Rules.
The Iowa Egg Council proposes these amendments pursuant to
Executive Order Number 8 and Iowa Code section 17A.9A. The Egg Council sent
written notice to the Iowa Poultry Association and received support for these
amendments. The Iowa Department of Agriculture also had input on these rules.
The comments received were discussed by the Council and decisions were based on
need, clarity, and statutory authority.
Any interested person may make written comments on the
proposed amendments on or before February 26, 2002, addressed to Kevin
Vinchattle, Iowa Egg Council, 8515 Douglas Avenue, Suite 9, Urbandale, Iowa
50322–2924.
These amendments are intended to implement Iowa Code chapters
184 and 17A.
The following amendments are proposed.
ITEM 1. Amend 301—Chapters 1,
3, and 4 by striking “196A” wherever it appears and
inserting in lieu thereof “184”.
ITEM 2. Amend rule 301—1.1(184) as
follows:
301—1.1(184) Iowa egg council composition. The
Iowa egg council consists of seven members. Each council member must be a
natural person who is a producer or an officer, equity owner, or employee of a
producer. Two persons shall represent large producers, two persons shall
represent medium producers, and three persons shall represent smallproducers.
These members are elected according to 301— Chapter 3. The
council is responsible for promoting market development for eggs, advancing
public relations for the egg industry, and administering the assessment on eggs
produced in Iowa imposed in Iowa Code chapter 196A.
This rule is intended to implement Iowa Code section
17A.3.
ITEM 3. Rescind rule 301—Chapter 2
and adopt the following new chapter in lieu thereof:
CHAPTER 2
RULES OF PRACTICE
301—2.1(184) Uniform rules. The Uniform Rules
on Contested Case Proceedings, Petitions for Rule Making, Declaratory Orders,
Agency Procedure for Rule Making, and Public Records and Fair Information
Practices as published in the first volume of the Iowa
Administrative Code and adopted by reference by the Iowa Department of
Agriculture and Land Stewardship in 21—Chapters 2 to 6, respectively, are
hereby adopted by reference, with the following amendments:
“Agency,” “agency name,” and
“department” shall mean “the Iowa egg
council.”
“Office” and “office address” shall be
“Iowa Egg Council, 8515 Douglas Avenue, Suite 9, Urbandale, Iowa
50322– 2924.”
“Designated office” shall mean: “Executive
Director’s office.”
“Designated official,” by full title and address
shall be: “Executive Director, Iowa Egg Council, 8515 Douglas Avenue,
Suite 9, Urbandale, Iowa 50322–2924.”
301—2.2(184) Waiver or variance of rules. The
Iowa Department of Agriculture and Land Stewardship rules published in
21—Chapter 8, entitled “Waiver or Variance of Rules,” are
incorporated by reference herein, except that the word “council”
shall be substituted for the word “department” wherever it
appears.
These rules are intended to implement Iowa code chapter
17A.
ITEM 4. Amend rule 301—3.1(184) as
follows:
301—3.1(184) Nominations.
3.1(1) Not later than five
months prior to election the appointment of a nominating
committee, council members will determine classifications for small, medium,
and large production. The most recent Iowa egg council assessment
rec–ords for four consecutive and recent quarters will be
used to determine number of layer–type chickens for each producer.
Producers and numbers of layer–type chickens will be listed from small to
large numbers. The council will review the list and equitably determine
classifications of small, medium, and large producers. Classifications will be
approved by the council.
3.1(2) Not later than 60 days
prior to the end of each council member’s term of office, the council
shall cause to be published a notice to the electorate about vacancies on the
council and the nominations of the nominating committee of the Iowa egg council.
Such notice shall be on a form and shall contain information required to be
contained in Exhibit 1, set out at the end of these rules and made a part hereof
by reference. In addition, the council shall mail to each eligible voter
appearing on council records a copy of said written notice at the address of
such voter as contained in the records of the council.
3.1(3) Each notice shall
contain a form for petition for nomination of producer candidates which shall
conform to Exhibit 2, set out at the end of these rules and made a part hereof
by reference.
3.1(4) The period for
nomination by petition shall commence 60 days prior to the election date and end
30 days prior to the election date, not counting the day of election
itself.
3.1(5) Nominating petitions
shall be filed with the council at its address as indicated on the notice of
nominations no later than 4 p.m. on the thirtieth day preceding the election,
not counting the day of election itself.
3.1(6) All eligible nominees
nominated by valid petition signed by 20 producers shall be included on the
ballot and shall be eligible for election to the council.
3.1(7) All nominating
petitions shall be reviewed by the council for propriety, and the ballot shall
be prepared to include all procedures properly nominated.
This rule is intended to implement 1995 Iowa Acts,
House File 179, section 9.
ITEM 5. Rescind rule
301—3.2(184).
ITEM 6. Amend rule 301—4.2(184) as
follows:
301—4.2(184) Collection of assessment.
4.2(1) The assessment is to be imposed on eggs
produced in Iowa, including shell eggs or eggs broken for further processing,
but does not include fertile eggs that are incubated, hatched, or used for
vaccines.
4.2(2) The assessment is not to be imposed on the sale
of hatching eggs which are actually used by the purchaser for hatching.
However, the assessment shall be imposed on the sale of hatching eggs which are
actually intended for human consumption.
4.2(3) Except as provided
above, egg processors who have purchased eggs from producers during any calendar
quarter must remit to the Iowa egg council all assessments collected during that
quarter not later than 30 days after each calendar quarter. All other persons
who collect the assessment but who are not referred to in Iowa Code section
196A.15 as amended by 1995 Iowa Acts, House File 179, must also forward to the
council the amount assessed, not later than 30 days after each calendar
quarter.
4.2(4) Each remittance must
be accompanied by the information required by the assessment and remittance form
provided by the council, which has been marked Exhibit 6, set out at the end of
these rules and made a part hereof by reference.
4.2(5) If the producer is
also the processor, the producer shall remit the assessment directly, using the
same forms and procedures as in cases involving both producer and
processor.
4.2(6 3) An assessment is
considered “remitted” within the meaning of Iowa Code section
196A.17 184.13:
a. If mailed, on the date it is postmarked by the United
States mail in an envelope addressed to the Iowa egg council at the council
office.
b. If not mailed, on the date it is received at the
council’s office.
4.2(7) Rescinded IAB 5/10/95,
effective 4/21/95.
This rule is intended to implement Iowa Code section
196A.15 as amended by 1995 Iowa Acts, House File 179, and section
196A.17.
ITEM 7. Rescind Exhibits 1 through
6, inclusive.
ITEM 8. Rescind 301—Chapter
5.
ARC 1347B
EMERGENCY MANAGEMENT
DIVISION[605]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 17A.3, 34A.6,
and 34A.22, the Emergency Management Division hereby gives Notice of Intended
Action to amend Chapter 10, “Enhanced 911 Telephone Systems,” Iowa
Administrative Code.
The Division is amending current rules and the Wireless
Enhanced 911 Implementation and Operation Plan to provide more definitive
eligible cost guidelines for Public Safety Answering Points and to further
clarify the process that the Public Safety Answering Points use to recover these
eligible costs from the Wireless E911 Emergency Communications Fund.
Additionally, a new subrule is proposed to address how the Division will recover
overpayment of funds. Finally, changes are proposed to the administrative
hearing process in rule 605—10.15(34A).
Consideration will be given to all written suggestions or
comments on the proposed amendments on or before February 26, 2002. Such
written materials should be sent to the E911 Program Manager, Emergency
Management Division, Hoover State Office Building, Des Moines, Iowa, 50319; fax
(515)281–7539.
Also, there will be a public hearing on March 6, 2002, at 1
p.m. in the Emergency Management Division Conference Room in the Hoover State
Office Building, at which time persons may present their views either orally or
in writing. At the hearing, persons will be asked to give their names and
addresses for the record and to confine their remarks to the subject of the
amendments.
Any persons who intend to attend the public hearing and have
special requirements such as those related to hearing or mobility impairments
should contact the Emergency Management Division and advise of specific
needs.
These amendments are intended to implement Iowa Code chapter
34A.
The following amendments are proposed.
ITEM 1. Amend subrule 10.7(2) as
follows:
10.7(2) Adoption by reference. The “Wireless
Enhanced 911 Implementation and Operation Plan,” effective February 1,
2000, and available from the Emergency Management Division, Hoover State Office
Building, Des Moines, Iowa, or at the Law Library in the Capitol Building, Des
Moines, Iowa, is hereby adopted by reference with the following changes
effective May 8, 2002: Section F, provide further clarification of eligible
costs for public safety answering points and the Iowa department of public
safety; Section G, provide further specification on the surplus payment process
for local E911 service boards and the Iowa department of public safety;
Attachment A, ensure that the application for surplus payments contains the
language contained in Section G.
ITEM 2. Amend subrule 10.9(8) as
follows:
10.9(8) The department of public safety or a joint E911
service board, to receive funds from the E911 emergency communications funds,
must shall submit a an annual
written request for such funds to the E911 program manager in a form as
approved by the E911 program manager. This approved application form is
contained in the “Wireless Enhanced 911 Implementation and Operation
Plan.” This application form is due on May 15 or the next business
day.
ITEM 3. Amend rule 605—10.9(34A) by
adopting the following new subrule:
10.9(11) If it is found that an overpayment has been
made to an entity, the E911 program manager shall attempt recovery of the debt
from the entity by certified letter. Due diligence shall be documented and
retained at the emergency management division. If resolution of the debt does
not occur and the debt is at least $50, the emergency management division will
then utilize the income offset program through the department of revenue and
finance. Until resolution of the debt has occurred, the emergency management
division may withhold future payments to the entity.
ITEM 4. Amend subrules 10.15(2) to
10.15(6) as follows:
10.15(2) Request for a hearing shall be made in
writing to the E911 program manager emergency management
division administration bureau chief within 30 days of the
administrator’s E911 program manager’s
mailing or serving a decision and shall state the reason(s) for the request
and shall be signed by the appropriate authority.
10.15(3) The E911 program manager
administration bureau chief shall schedule a hearing within ten working
days of receipt of the request for hearing. The E911 program
manager administration bureau chief shall preside over the
hearing at which time the appellant may present any evidence, documentation, or
other information regarding the matter in dispute.
10.15(4) The E911 program manager
administration bureau chief shall issue a ruling regarding the matter
within 20 working days of the hearing.
10.15(5) Any party adversely affected by the
E911 program manager’s administration bureau
chief’s ruling may file a written request for a rehearing within 20
days of issuance of the ruling. A rehearing will be conducted only when
additional evidence is available, the evidence is material to the case, and good
cause existed for the failure to pre–sent the evidence at the initial
hearing. The E911 program manager administration bureau
chief will schedule a hearing within 20 days after the receipt of the
written request. The E911 program manager administration
bureau chief shall issue a ruling regarding the matter within 20 working
days of the hearing.
10.15(6) Any party adversely affected by the
E911 program manager’s administration bureau
chief’s ruling may file a written appeal to the administrator of the
emergency management division. The appeal request shall contain information
identifying the appealing party, the ruling being appealed, specific findings or
conclusions to which exception is taken, the relief sought, and the grounds for
relief. The administrator shall issue a ruling regarding the matter within 90
days of the hearing. The administrator’s ruling constitutes final agency
action for purposes of judicial review.
ARC 1351B
ENVIRONMENTAL PROTECTION
COMMISSION[567]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 455B.105 and
455B.193, the Environmental Protection Commission hereby gives Notice of
Intended Action to amend Chapter 60, “Scope of
Title—Definitions—Forms—Rules of Practice,” and Chapter
61, “Water Quality Standards,” Iowa Administrative Code.
The 2000 General Assembly passed legislation (SF 2371) that,
among other things, established a “credible data” requirement for
developing Section 303(d) lists of impaired waters and various other water
quality program activities. The credible data legislation, now codified at Iowa
Code sections 455B.171 and 455B.193 to 455B.195:
• Defines credible data as
scientifically valid data collected under scientifically accepted sampling
plans, including quality assurance and quality control procedures;
• Stipulates that data is
not credible data unless it originates from studies and samples collected by the
Department and its professional designees or from qualified
volunteers;
• Requires the review and
approval of all data provided by a qualified volunteer as well as the volunteer
monitoring plan before the volunteer data may be considered credible data;
and
• Requires the Department to
adopt rules to establish requirements for a person to become a qualified
volunteer.
The proposed amendments establish minimum requirements for
data produced by volunteers to meet the credible data and qualified volunteer
requirements.
The expertise needed to produce scientifically valid data can
vary significantly depending on the type of monitoring (e.g., chemical versus
biological) and other factors, including analytical procedures. Providing a
definition of “qualified volunteer” in terms of specific education,
experience and knowledge would be difficult and would have the effect of
discouraging volunteer monitoring, especially for the simpler types of
monitoring (e.g., testing for indicator bacteria). For that reason, the proposed
rules define “qualified volunteer” in general terms and concentrate
on the process of reviewing the volunteer monitoring plan, including quality
assurance and quality control measures, and the monitoring data to ensure the
data are, in fact, scientifically valid. Volunteers working under the
provisions of an approved volunteer monitoring plan would be considered
qualified volunteers.
Any person may submit written suggestions or comments on the
proposed amendments on or before March 7, 2002. Written comments should be
submitted to Richard Leopold, Department of Natural Resources, Wallace State
Office Building, 900 East Grand, Des Moines, Iowa 50319–0034; fax
(515)281–8895.
Persons are also invited to present oral or written comments
at public hearings which will be held at the following locations and
times:
February 27, 2002, 10 a.m. in the Fifth Floor East Conference
Room, Henry A. Wallace Building, Des Moines;
March 1, 2002, 7 p.m., at Iowa Lakes Community College, 1900
North Grand Ave., Spencer; and
March 7, 2002, 6 p.m., in the Autumn Room, Grant Wood AEA,
4401 6th Street SW, Cedar Rapids.
Any person who plans to attend a public hearing and has
special requirements such as hearing or mobility impairments should contact
Richard Leopold at (515)281–3152 to advise of specific needs.
These amendments are intended to implement Iowa Code chapter
455B, division III, part 1.
The following amendments are proposed.
ITEM 1. Amend rule
567—60.2(455B) by adopting the following new
definition in alphabetical order:
“Qualified volunteer” means a person or group of
people acting on their own behalf, and not for a government agency or under
contract with the department, to produce water quality monitoring data in
accordance with a department–approved volunteer monitoring plan.
Qualified volunteers must have the training and experience to ensure quality
assurance and quality control for the data being produced, or be under the
direct supervision of a person having such qualifications. A person or persons
identified as participants in a department–approved volunteer monitoring
plan will be considered qualified volunteers.
ITEM 2. Amend 567—Chapter 61 by
adopting the following new division title before rule
567—61.1:
WATER QUALITY STANDARDS
ITEM 3. Reserve rules 61.4 to
61.9 and adopt the following new division:
VOLUNTEER MONITORING DATA
REQUIREMENTS
567—61.10(455B) Purpose. The department uses
water quality monitoring data for a number of purposes, including determining
compliance with effluent limits for operation permits issued under
567—Chapter 64. The department also uses water quality monitoring data to
determine the relative health of a water body by comparing monitoring data to
the appropriate water quality standards established in 567— Chapter 61, a
process known as water body assessments. Water body assessments are performed
to prepare the biennial water quality report required under Section 305(b) of
the Act and the list of impaired waters under Section 303(d) of the
Act.
Iowa Code sections 455B.193 to 455B.195 require that credible
data, as defined in Iowa Code section 455B.171, be used for the purpose of
preparing Section 303(d) lists and other water quality program functions. Data
provided by a volunteer are not considered credible data unless provided by a
qualified volunteer. The purpose of this chapter is to establish minimum
requirements for data produced by volunteers to meet the credible data and
qualified volunteer requirements.
567—61.11(455B) Monitoring plan required.
Volunteer water quality monitoring data submitted to the department must
have been produced in accordance with a department–approved volunteer
water quality monitoring plan before the data may be used for any of the
purposes listed in Iowa Code section 455B.194. Approval of a plan will
establish qualified volunteer status for the personnel identified in the plan
for those monitoring activities covered under the plan.
61.11(1) Submittal of the plan. Prior to initiation
of volunteer water quality monitoring activities intended to produce credible
data, a water quality monitoring plan must be submitted to the department for
review and approval. The plan must be submitted to the Volunteer Monitoring
Coordinator, Department of Natural Resources, Wallace State Office Building, Des
Moines, Iowa 50319, a minimum of 90 days before planned initiation of volunteer
monitoring activities. A letter transmitting the plan must specifically request
formal review and approval of the plan and identify a contact person. Volunteer
monitors are encouraged to communicate with the department and to attend
volunteer monitoring training sessions prior to formal submittal of a
plan.
61.11(2) Content of the plan. A volunteer monitoring
plan must contain, at a minimum, the following to be considered an acceptable
volunteer monitoring plan:
a. A statement of the intent of the monitoring
effort.
b. The name(s) of the person or persons that will be involved
in data collection or analysis, the specific responsibil–ities of each
person or group of people, and the general qualifications of the volunteers to
carry out those responsibilities. For groups, such as educational institutions,
it will be acceptable to identify the persons involved by general description
(e.g., tenth grade biology class) with the exception of persons in responsible
charge.
c. The name(s) of the person or persons that will oversee the
monitoring plan, ensure that quality assurance and control objectives are being
met, and certify the data. The person or persons in responsible charge must
have training commensurate with the level of expertise to ensure that credible
data is being generated.
d. The duration of the volunteer monitoring effort. In
general, the department will not approve plans of greater than three
years’ duration unless a longer duration is justified.
e. Location and frequency of sample collection.
f. Methods of data collection and analysis.
g. Record keeping and data reporting procedures.
61.11(3) Department review of the plan.
The department will review monitoring plans and normally approve or disapprove
the plan within 90 days of receipt. The department will work with the contact
person identified in the plan to make any necessary changes prior to taking
formal action. The department will use guidelines contained in the publications
EPA Requirements for Quality Assurance Project Plans (EPA QA/R–5, 2001)
and Volunteer Monitor’s Guide to Quality Assurance Project Plans (1966,
EPA 841–B–96–003) or equivalent updates to determine if the
plans provide adequate quality assurance and quality control measures. Approval
or disapproval of the plan will be in the form of a letter and approval may
include conditions or limitations.
61.11(4) Changes in monitoring plans. The department
must approve any changes to an approved monitoring plan. Data collected under a
modified plan will not be considered credible data until such time as the
department has approved the modifications. Modifications to an approved plan
should be submitted at the earliest possible time to avoid interruptions in data
collection and to ensure continuity of data.
61.11(5) Appeal of disapproval. If a monitoring plan
submitted for approval is disapproved, the decision may be appealed by filing an
appeal with the director within 30 days of disapproval. The form of the notice
of appeal and appeal procedures are governed by 567—Chapter 7.
567—61.12(455B) Use of volunteer monitoring data.
Data produced under an approved water quality monitoring plan will be
considered credible data for the purposes listed in Iowa Code section 455B.194
if the following conditions are met.
61.12(1) Data submittal. A volunteer monitor or
monitoring group must specifically request that data produced under an approved
volunteer monitoring plan be considered credible data. A letter identifying the
specific data must be submitted along with a certification from the volunteer or
the person in responsible charge for volunteer groups that the data, to the best
of the volunteer’s or responsible person’s knowledge, was produced
in accordance with the approved volunteer monitoring plan. The
department’s volunteer coordinator should be contacted to determine the
data submittal format and related information. The departmentencourages
volunteers to enter monitoring data on theIOWATER volunteer monitoring database
maintained by the department, but doing so does not constitute submittal to or
acceptance of the data by the department for uses requiring credible
data.
61.12(2) Department review of submitted data. The
department must review and approve the submitted data. The person submitting
the data will be informed of the department’s decision either to accept or
reject the data. The department will attempt to resolve any apparent
inconsistencies or questionable values in the submitted data prior to making a
final decision.
567—61.13(455B) Department audits of volunteer
monitoring activities. The department may conduct field audits of volunteer
data collection and analysis procedures from time to time to ensure compliance
with an approved plan and may conduct confirmatory monitoring tests. Volunteers
will be informed of any audit results and be provided with an opportunity to
address any concerns to the extent possible. The department reserves the right
to rescind approval of an approved plan if it finds substantial problems that
cannot be addressed in a timely manner to ensure the quality of the data being
produced.
These rules are intended to implement Iowa Code chapter 455B,
division III, part 1.
ARC 1349B
GENERAL SERVICES
DEPARTMENT[401]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 18.3, 18.4,
and 18.10, the Department of General Services hereby gives Notice of Intended
Action to rescind Chapter 1, “Organization and Operation,” and adopt
a new Chapter 1, “Department Organization”; to adopt Chapter 3,
“Capitol Complex Operations”; and to rescind Chapter 11,
“State Employee Driving Guidelines,” and adopt a new Chapter 11 with
the same title, Iowa Administrative Code.
The new Chapter 1 incorporates and modifies rules 1.1(18)
Function and 1.2(18) Organization and operations from the existing Chapter 1 and
includes an updated mission statement and revisions to the organizational
structure of the Department. Certain functions were statutorily transferred to
other departments and other functions have been shifted between
divisions.
The new Chapter 3 incorporates and modifies existing rules
1.5(142B) Smoking, 1.6(18) Use of buildings and grounds in the capitol complex,
and 1.7(18) Solicitation and sales in state owned and occupied buildings in
metropolitan Des Moines; and adds rules 3.1(18) Definitions, and 3.2(18)
Security. Rules 3.1(18) and 3.2(18) were Adopted and Filed Emergency and are
published herein as ARC 1322B, effective January 14, 2002. They were
adopted to address timely issues of security on the capitol complex at the start
of the legislative session and to specify that responsibility for security is
shared by the Department of General Services and the Department of Public
Safety. Modifications to other rules are for clarification of current policy
regarding capitol complex operations including the coordination of
events.
The new Chapter 11 incorporates existing rule 1.8(18), State
vehicle dispatcher vehicle assignments, into Chapter 11, State employee driving
guidelines. The vehicle assignment rule is reorganized, but is not
substantively changed. This material is in the process of being revised and will
be included with amendments in the near future. State employee driving
guidelines have been modified to clarify the effect on state driving privileges
of employees when certain traffic laws have been violated and the methods and
time frames for action needed to regain state driving privileges.
Public comments concerning the proposed rules will be accepted
until 4:30 p.m. on March 1, 2002. Interested persons may submit written, oral
or electronic comments by contacting Carol Stratemeyer, Department of General
Services, Hoover State Office Building, Level A, Des Moines, Iowa
50319–0104; telephone (515)281–6134; fax (515)242– 5974;
E–mail Carol.Stratemeyer@dgs.state.ia.us.
There will be a public hearing on March 1, 2002, from 11 a.m.
to 12 noon in the Director’s Conference Room, Department of General
Services, Hoover State Office BuildingLevel A, at which time persons may present
their views either orally or in writing. At the hearing, persons will be asked
to give their names and addresses for the record and confine their remarks to
the subject of the rules. Persons with special needs may contact the Department
of General Services prior to the hearing if accommodations need to be
made.
These rules are intended to implement Iowa Code sections 18.3,
18.4, 18.10, 142B, 216D, and 303.9.
The following amendments are proposed.
ITEM 1. Rescind 401—Chapter
1 and adopt the following new chapter:
CHAPTER 1
DEPARTMENT ORGANIZATION
401—1.1(18) Function. The department of general
services was established by Iowa Code chapter 18. The department acts as the
state’s business agent to meet agencies’ needs for quality, timely,
reliable and cost–effective support services and a work environment that
is healthy, safe, and well maintained.
401—1.2(18) Location. The department’s
primary office is located in the Hoover State Office Building, Des Moines, Iowa
50319, telephone (515)242–5120. Office hours are 7:30 a.m. to 4:30 p.m.,
Monday through Friday, excluding holidays.
401—1.3(18) Administration of the department.
The chief executive officer of the department is the director, who is
appointed by the governor with the approval of two–thirds of the members
of the senate. The director serves at the pleasure of the governor.
401—1.4(18) Divisions of department. In order
to carry out the functions of the department, the following divisions have been
established:
1.4(1) The administration and purchasing division is
responsible for customer service activities including administration of parking
and building access; receipt of work requests; collection of parking fines; sale
of flags, publications, and photographs of the capitol; coordination of special
events on the capitol complex; and serving as a focal point for general
department information. Other sections are accounting, which includes
budgeting, interagency billings and payments, payments to outside vendors, and
financial analysis and reporting; personnel; labor relations; leasing for state
offices in Polk County and contiguous surrounding counties, maintaining a safe
work environment; and technology support. The purchasing section is responsible
for managing procurement of commodities, equipment and services for all state
agencies not exempted by law. The division is also responsible for the receipt
and distribution of state and federal surplus property. Distribution of state
surplus property is managed by Iowa Prison Industries under an agreement with
the department.
1.4(2) The capitol complex maintenance division is
responsible for the maintenance, appearance, and facility sanitation of the
capitol complex buildings and grounds, including environmental control (heating,
ventilation and cooling) and all support features including, but not limited to,
parking lot maintenance, main electrical distribution, water supply, waste water
removal, and major maintenance projects associated with the capitol
complex.
1.4(3) The design and construction division is
responsible for vertical infrastructure management; building and monuments
restoration; capital projects; project management; and architectural,
engineering, and construction management services for state agencies except for
the board of regents, the department of transportation, the national guard, the
natural resource commission and the Iowa public employees’ retirement
system. The division also provides capitol complex space management and
utilities management.
1.4(4) The fleet and mail division is responsible for
the management of vehicular risk and travel requirements for state agencies not
exempted by law and for the processing and delivering of mail for state agencies
on the capitol complex and in the Des Moines metro area.
1.4(5) The printing division is responsible for all
copy machines, formal bids, contracts, and bonds for printing purchases,
centralized printing, maintaining satellite copy centers on the capitol complex,
and state document publication.
These rules are intended to implement Iowa Code section
18.3.
ITEM 2. Rescind 401—Chapter
3 [see ARC 1322B herein] and adopt the following new
chapter:
CHAPTER 3
CAPITOL COMPLEX OPERATIONS
401—3.1(18) Definitions. The definitions
contained in Iowa Code section 18.1 shall be applicable to such terms when used
in this chapter. In addition, the following definitions shall apply:
“Capitol complex” means an area within the city of
Des Moines in which the Iowa state capitol building is located. This area
includes the state capitol building and all real property and appurtenances
thereto owned by the state of Iowa within an area bounded on the north by
Interstate Highway 235, on the east by East 14th Street, on the south by the
northernmost railroad tracks and on the west by East 6th Street.
“Capitol complex buildings” means buildings in an
area within the city of Des Moines in which the Iowa state capitol building is
located. This area includes the state capitol building and all buildings owned
by the state of Iowa within an area bounded on the north by Interstate Highway
235, on the east by East 14th Street, on the south by the northernmost railroad
tracks and on the west by East 6th Street.
“Dangerous weapon” means any instrument or device
designed primarily for use in inflicting death or injury upon a human being or
animal, and which is capable of inflicting death upon a human being when used in
the manner for which it was designed. Additionally, any instrument or device of
any sort whatsoever which is actually used in such a manner as to indicate that
the person possessing the instrument or device intends to inflict death or
serious injury upon the other, and which, when so used, is capable of inflicting
death upon a human being, is a dangerous weapon. Dangerous weapons include, but
are not limited to, any offensive weapon as defined in Iowa Code section 724.1,
pistol, revolver, or other firearm, dagger, razor, stiletto, switchblade knife,
or knife having a blade exceeding five inches in length.
“Facilities” means the capitol complex buildings,
grounds, and all related property.
“Memorandum of understanding” or “MOU”
means an written agreement that specifies terms, conditions and any related
costs.
401—3.2(18) Security.
3.2(1) Dangerous weapons. No member of the public
shall carry a dangerous weapon in state buildings on the capitol complex. This
provision applies to any member of the public whether or not the individual
possesses a valid Iowa permit to carry weapons. This provision does not apply
to:
a. A peace officer as defined in Iowa Code section 801.4 or a
member of the armed forces of the United States or of the national guard, when
the person’s duties or lawful activities require or permit possession of a
dangerous weapon.
b. A person possessing a valid Iowa professional permit to
carry a weapon whose duties require that person to carry a dangerous
weapon.
c. A person who possesses a dangerous weapon for any purpose
authorized by a state agency to further the statutory or regulatory
responsibilities of that agency. An authorization issued pursuant to this
paragraph shall not become effective until it has been issued in writing to the
person or persons to whom it applies and until copies of the authorization have
been received by the director and by the commissioner of public
safety.
d. Members of recognized military veterans organizations
performing honor guard service as provided in 2001 Iowa Acts, chapter 96,
section 1.
Violation of this subrule is a simple misdemeanor, pursuant to
Iowa Code section 18.10, and may result in the denial of access to a state
building, filing of criminal charges or expulsion from the grounds of the
capitol complex, or any combination thereof, of any individual who knowingly
violates the subrule. In addition, any weapon found in possession of a member
of the public in violation of this subrule may be confiscated. Charges may be
filed under any other criminal statute if appropriate. Officers employed by or
under the supervision of the department of public safety shall have the
authority to enforce this subrule. Peace officers employed by other agencies
shall have the authority to enforce this subrule at the request of the
commissioner of public safety or in response to a request for assistance from an
officer employed by the department of public safety.
3.2(2) Building access and security. The department
of general services and the department of public safety shall take reasonable
and appropriate measures to ensure the safety of persons and property on the
capitol complex. These measures may include, but are not limited to, the
following:
a. Requiring any member of the public entering a state
building on the capitol complex to (1) provide identification upon request; (2)
allow the member of the public to be scanned with metal detecting equipment; and
(3) allow any parcel, package, luggage, purse, or briefcase that the person is
bringing into the building to be examined with X–ray equipment or to have
the contents thereof examined, or both.
b. Requiring any member of the public who is inside a state
building on the capitol complex outside of normal business hours, other than
when the building or portion of the building is open to the public during a
scheduled event, to provide identification and to state the nature of the
person’s business in the building. A member of the public who is in a
state building on the capitol complex outside of normal business hours, other
than during a scheduled event, and who does not have authorization to be on the
premises may be required to exit the building and be escorted from the
building.
c. Limiting public access to state buildings on the capitol
complex to selected entrances. Access to each building through at least one
entrance accessible to persons with disabilities shall be maintained.
d. Limiting hours during which public access is allowed to
state buildings on the capitol complex. Hours during which public access is
allowed shall be posted at each entrance to a building through which public
access is allowed.
e. Confiscating any container including, but not limited to,
packages, bags, briefcases, or boxes that are left in public areas when the
state building is not open to the public. Any confiscated container may be
searched or destroyed, or both, or may be returned to the owner. Any container
that is left unattended in a public area during hours in which the state
building is open to the public may be examined.
Violation of this subrule is a simple misdemeanor, pursuant to
Iowa Code section 18.10, and may result in the denial of access to a state
building, filing of criminal charges or expulsion from the grounds of the
capitol complex, or any combination thereof, of the individual who knowingly
violates the subrule. Charges may be filed under any other criminal statute if
appropriate. Officers employed by or under the supervision of the department of
public safety shall have the authority to enforce this subrule. Peace officers
employed by other agencies shall have the authority to enforce this rule at the
request of the commissioner of public safety or in response to a request for
assistance from an officer employed by the department of public
safety.
3.2(3) Access barriers. The director may cause the
temporary or permanent placement of barricades, ropes, signs, or other barriers
to access certain parts of state buildings or grounds. Unauthorized persons
beyond the barriers may be removed with the assistance of officers of the
department of public safely or charged with a criminal offense if appropriate,
or both.
401—3.3(142B) Smoking.
3.3(1) Use of tobacco products is prohibited in all
executive branch space in capitol complex buildings including tunnels and
enclosures, unless otherwise designated by appropriate signs. The secretary of
the senate, the clerk of the house and the court administrator are responsible
for areas under their control. It is the intent of the department to post signs
at the entrances to capitol complex buildings to publicize this rule.
3.3(2) Smoking is prohibited outside capitol complex
buildings except as permitted by the director in designated areas or outside
structures. The department will post signs at designated outside smoking
areas.
This rule is intended to implement Iowa Code chapter 142B and
Executive Order Number 68 signed November 23, 1998, by Governor Terry
Branstad.
401—3.4(18) Use and scheduling of capitol complex
facilities.
3.4(1) Scheduling conference rooms. Conference
rooms, auditoriums and common areas within the capitol complex are for use by
state agencies, boards and commissions for authorized purposes only.
Arrangements may be made by contacting the agency responsible for scheduling the
facility. The department of general services is responsible for scheduling all
common areas not under control of other agencies. Questions about usage shall
be resolved by the director of the responsible agency. General questions about
scheduling may be directed to the department’s customer service center at
(515)242–5120.
3.4(2) Legislative and judicial building contacts.
The secretary of the senate, the clerk of the house and the court administrator
are responsible for areas under their control. Common areas in and around the
Capitol Building are under the control of the department of general
services.
3.4(3) Historical building events. Scheduling
of events by the public as well as by state agencies, boards and commissions to
be held in the Iowa Historical Building will be coordinated by the department of
cultural affairs. Groups or individuals wishing to use the Iowa Historical
Building for an event should contact the Facilities Coordinator, State
Historical Society of Iowa, Iowa Historical Building, 600 East Locust Street,
Des Moines, Iowa 50319.
3.4(4) Event request. State agencies or the general
public may request use of capitol complex facilities, grounds or parking lots
for public events by contacting the director and completing an application
provided by the department. This shall not be interpreted as an infringement on
the right of assembly and petition guaranteed by Section 20, Article I,
Constitution of Iowa.
a. The director shall notify the applicant of approval or
denial to use the requested areas. Notification of approval may take the form
of a letter to the event sponsor(s) or a memorandum of understanding (MOU)
signed by the director and the event sponsor(s). The MOU specifies the
conditions under which the event will take place.
b. The director may allow events if appropriate security and
supervision are provided and the director determines that granting the approval
is consistent with the underlying purpose of these rules and that the public
interest so demands.
c. Approval for the event may contain such terms and
conditions as are consistent with the protection, health and safety of occupants
of the buildings and visitors to the capitol complex as well as preservation of
the buildings, facilities, and grounds. The approval may also contain
limitations on equipment used, its location, and the time and area within which
the event is allowed.
3.4(5) Refusal of usage. The director may refuse to
allow use of the facilities which, in the director’s judgment, would be
disruptive of official state business or of the public health and welfare, or is
inconsistent with subrule 3.4(4). The director may consider such factors as
recommendations of the department of public safety, previous experience with the
requesting group or other events similar to that requested.
3.4(6) Liability. Any state agency or public group
granted permission to use the capitol complex facilities shall be responsible
for any damage occurring during the event.
a. Prior to granting approval, the director may require the
requesting group to acquire liability insurance in which the “State of
Iowa” is named as an additional insured to protect the state.
b. As a condition of granting approval of a request for an
event at the capitol complex, the director may also require that a damage
deposit or bond be posted by the group making the request. The director may
require the filing of a bond payable to the director in an amount adequate to
cover costs such as restoration, rehabilitation and cleanup of the area used,
damages and other costs resulting from this event. In lieu of a bond, an event
requestor may elect to deposit cash equal to the amount of the required
bond.
3.4(7) Event cleanup. Any state agency or public
group granted permission to use the capitol complex facilities shall be
responsible for a thorough cleanup after the event is concluded. All debris and
animal waste shall be removed.
3.4(8) Alcoholic beverages at events.
Consumption of alcoholic beverages, as defined in Iowa Code chapter 123, is
not permitted on the capitol complex except for special events in the Iowa
Historical Building, 600 East Locust Street, with the prior written approval of
the director and the director of the department of cultural affairs.
3.4(9) Distribution of literature. Permission to
distribute literature on the capitol complex grounds or in state–owned or
occupied areas of leased buildings in metropolitan Des Moines must be obtained
from the director. The director may designate specific locations from which
literature may be distributed in order to ensure control of litter, unobstructed
access to public buildings and the conduct of public business.
3.4(10) Private parties. No state–owned
facilities, equipment or state personnel shall be used for private parties,
weddings, demonstrations, rallies, etc., without the prior written consent of
the director.
3.4(11) Access hours. Public use of state buildings
is restricted to normal office hours. Hours during which public access is
allowed shall be posted at each entrance to a building through which public
access is allowed.
3.4(12) After–hours use. After–hours use
of capitol complex buildings is restricted to use by state agencies and must
directly relate to the mission of the state agency sponsoring the
event.
a. Public use of state buildings is restricted to normal
office hours. After–hours use of capitol complex buildings is restricted
to use by state agencies and must directly relate to the mission of the state
agency sponsoring the event. For all buildings except the Capitol
Building and the Iowa Historical Building, normal office hours are 7 a.m. to 5
p.m., Monday through Friday. Buildings are closed to the public on weekends and
state–designated holidays.
b. For the Capitol Building, normal office hours are6 a.m. to
6 p.m., Monday through Friday, except that if a legislative session lasts past 6
p.m., the closing hour is extended until one–half hour beyond the
session’s end. On Saturdays, the building is open from 9 a.m. to 4 p.m.
Inquiries regarding the hours the building is open may be directed to the
information desk at (515)281–5591.
c. For the Iowa Historical Building, normal office hours are 8
a.m. to 4:30 p.m. every day, excluding weekends and holidays. The Iowa
Historical Museum and the State Historical Library, located within the Iowa
Historical Building, have different hours. Inquiries regarding the hours the
building is open may be directed to the information desk at (515)
281–5111.
d. The Iowa Historical Museum is open from 9 a.m. to 4:30
p.m., Tuesday through Saturday, and noon to 4:30 p.m. on Sundays. It is closed
on Mondays except during June, July and August, when it is open from 9 a.m. to
4:30 p.m. The museum is closed on New Year’s Day, the Fourth of July,
Thanksgiving Day, and Christmas Day.
e. The State Historical Library is open from 9 a.m. to 4:30
p.m., Tuesday through Saturday, excluding holidays. If a holiday occurs on a
Monday, the library is also closed on the Saturday prior to that
holiday.
f. Hours listed above are subject to change. Changes in hours
shall be posted on the main entrance doors to each affected building.
3.4(13) Capitol grounds hours. Public use of the
capitol complex grounds is restricted to the hours of 6 a.m. to 11 p.m. daily.
Public access hours are subject to change. Changes in hours shall be posted
prominently on the capitol complex.
This rule is intended to implement Iowa Code section
18.10.
401—3.5(18) Solicitation.
3.5(1) Canteens, cafeterias and vending machines under
the control of the department for the blind and gift shops under the control of
the department of cultural affairs and concessions authorized by the director
pursuant to subrule 3.4(4) are authorized methods of direct sales to employees
and visitors in state–owned and occupied buildings in metropolitan Des
Moines.
3.5(2) Functions involving sales to state employees or
to the public in the capitol complex or in state–owned and occupied
buildings in metropolitan Des Moines must receive prior approval through the
event request process in subrule 3.4(4). Sales by state employees are governed
by Iowa Code chapter 68B.
3.5(3) Event sponsors are responsible for contracting
with vendors for sales during the event. The MOU may contain terms and
conditions for vendors and shall specify the responsibility of the event sponsor
to ensure that all approved vendors comply with all applicable city, state and
federal laws, ordinances, rules and regulations. Vendors must have all required
city, state and federal permits and licenses.
3.5(4) For the convenience of employees and visitors,
the director may enter into agreements with private vendors for providing
services and products within state buildings under the jurisdiction of the
department. Provision of services and products shall not interfere with the
business of government or negatively affect building aesthetics. The director
shall solicit competitive proposals when it is probable that more than one
vendor may desire to offer a similar service or product. Agreement terms and
conditions shall protect the state’s interest regarding liability,
reasonable compensation to the state, performance and appearance standards, and
other relevant concerns.
3.5(5) The director reserves the right to deny or
remove any vendor who does not comply with these rules and applicable laws and
regulations.
This rule is intended to implement Iowa Code section 18.10,
216D, and 303.9.
These rules are intended to implement Iowa Code sections 18.3,
18.4, 18.10, 142B, 216D, and 303.9.
ITEM 3. Rescind 401—Chapter
11 and adopt the following new chapter:
CHAPTER 11
STATE EMPLOYEE DRIVING GUIDELINES
401—11.1(18) Purpose. The purpose of this
chapter is to provide for the assignment of state motor vehicles and for the
administration of a self–insurance program for motor vehicles owned by the
state.
401—11.2(18) Definitions.
“At–fault
accident” means one in which the state driver
is determined to be 50 percent or more responsible for the accident.
“Cargo payload” means the net cargo weight
transported. The weight of the driver, passengers, and fuel shall not be
considered in determining cargo payload.
“Cargo volume” means the space calculated in cubic
feet behind the vehicle driver and passenger seating area. In station wagons,
the cargo volume is measured to the front seating area with the second seat laid
flat behind the driver.
“Defensive driving course” means an
eight–hour course with instruction provided by the Iowa state
patrol.
“Driver improvement course” means an
eight–hour course with instruction provided by a local area
college.
“Habitual violation” means that the person has
been convicted of three or more moving violations committed within a
12–month period.
“Passengers” means the total number of vehicle
occupants transported on a trip, including the driver.
“Pool car” means a vehicle assigned to the state
of Iowa, department of general services, division of fleet and mail
pool.
“Preventable accident,” for purposes of this
chapter, means an accident that could have been prevented or in which damage
could have been minimized by proper evasive action.
“Primary use” means the utilized application
exceeds 50 percent of the miles driven annually for EPA–designated
light–duty trucks and vans and exceeds 75 percent of the miles driven
annually for EPA–designated passenger sedans and wagons.
“Private vehicle” means any vehicle not registered
to the state of Iowa, department of general services.
“Special work vehicle” means fire trucks,
ambulances, motor homes, buses, medium– and heavy–duty trucks
(26,600 lbs. GVWR and larger), highway painting trucks, truck tractors, motor
graders, core drill trucks, crawler tractors, wheel tractors, aerial boom and
bridge inspection trucks, draglines, truck–mounted snow blowers,
front–end loaders, sweeper trucks, rollers, pavers and other highway
maintenance vehicles, and any other classes of vehicles of limited application
approved by the state vehicle dispatcher.
“State driver” means any person who drives a
vehicle to conduct official state business other than a law enforcement
officer.
“State vehicle” means any vehicle registered to
the state of Iowa, department of general services.
401—11.3(18) Applicability.
11.3(1) Agencies subject to vehicle assignment
standards. Pursuant to Iowa Code section 18.115(4)“a,” the
agencies listed below shall assign all vehicles within their possession,
control, or use in accordance with the standards set forth in this rule. The
following agencies are subject to this rule:
a. State vehicle dispatcher;
b. State department of transportation;
c. Institutions under the control of the state board of
regents;
d. The department for the blind; and
e. Any other state agency exempted from obtaining vehicles for
use through the state vehicle dispatcher.
11.3(2) Exceptions to vehicle assignment standards.
This rule shall not apply to special work vehicles, law
enforcement vehicles and vehicles propelled by alternate fuels.
11.3(3) Exceptions to driving guidelines for the
vehicle self–insurance program. These rules do not apply to the
department of transportation or to institutions under the authority of the board
of regents. Nor do they supersede any applicable federal law or regulation or
state law. Persons who have been granted an ADA exception through the Iowa
department of personnel are also exempted from these rules.
401—11.4(18) Vehicle assignment
guidelines.
11.4(1) In order to maximize the average passenger
miles per gallon of motor vehicle fuel consumed, vehicles shall be assigned on
the following basis:
a. EPA–rated compact sedans shall carry one or two
passengers and their personal effects.
b. EPA–rated compact wagons shall carry one or two
passengers and a minimum cargo volume of 50 cubic feet or a minimum cargo
payload of 350 pounds.
c. EPA–rated midsize sedans shall carry three or more
passengers and their personal effects.
d. EPA–rated midsize wagons shall carry one or more
passengers and a minimum cargo volume of 67 cubic feet or a minimum cargo
payload of 750 pounds.
e. EPA–rated full–size sedans shall carry four or
more passengers and their personal effects.
f. EPA–rated full–size wagons shall carry one or
more passengers and a minimum cargo volume of 81 cubic feet.
g. Mini cargo vans shall carry a minimum cargo volume of 81
cubic feet or a minimum cargo payload of 1,360 pounds.
h. Cargo vans possessing a gross vehicle weight rating (GVWR)
between 5,500 and 7,300 pounds shall carry a minimum cargo volume of 175 cubic
feet or a minimum cargo payload of 1,500 pounds.
i. Cargo vans possessing a GVWR in excess of 7,300 pounds
shall carry a minimum cargo volume of 255 cubic feet or a minimum cargo payload
of 1,800 pounds.
j. Five–passenger mini passenger vans shall carry three
or more passengers and a minimum cargo volume of 70 cubic feet or a minimum
cargo payload of 1,000 pounds.
k. Seven–passenger mini passenger vans shall carry five
or more passengers and their personal effects.
l. Eight–passenger standard–size passenger vans
shall carry six or more passengers and their personal effects.
m. Twelve–passenger standard–size passenger vans
shall carry eight or more passengers and their personal effects.
n. Fifteen–passenger maxi or extended passenger vans
shall carry ten or more passengers and their personal effects.
11.4(2) Vehicles that are made available for temporary
assignment, such as departmental pool vehicles, shall be assigned in accordance
with this rule. If an appropriately classified vehicle is unavailable, the next
larger available classification may be substituted. Other substitutions may be
authorized in consideration of passenger physical characteristics or
disabilities or any other distinguishing circumstances and conditions as
determined by the state vehicle dispatcher, the director of the department of
transportation, or the executive director of the board of regents for the
vehicles under their respective authorities.
11.4(3) The state vehicle dispatcher, the director of
the department of transportation, and the executive director of the board of
regents shall submit biennial reports detailing the substitutions of larger
vehicle classifications. The reports shall include a brief statement explaining
the necessity for any substitution authorized by the respective fleets and shall
be received by the director of the department of management no later than July
31, 1995, and by July 31 every other year thereafter.
11.4(4) Vehicles permanently issued to agencies or
drivers shall be assigned in accordance with this rule based on the primary use
of the vehicle.
401—11.5(18) Type of accident. The
determination as to whether an accident is without fault, at fault, or
preventable shall be made by the risk manager of the department of general
services. In making this determination the risk manager will consider all
relevant information including information provided by the state driver and
others involved in the accident, information provided by witnesses to the
accident and information contained in any investigating officer’s
reports.
401—11.6(18) Valid driver’s license required.
A state driver shall not drive a state or private vehicle on state business
if the state driver does not currently possess a valid driver’s license
with the appropriate classifications, restrictions and endorsements.
401—11.7(18) Required reporting. A state driver
must report any potential liability, collision or comprehensive loss which
occurs while conducting state business to the risk manager of the department of
general services. The failure to report may result in payment of any loss from
the funds of the state driver’s employing agency rather than from the
state self–insurance fund. All documentation, such as proof of required
class completion and insurance coverage, must be provided to the department risk
manager.
401—11.8(18) Mandatory training. Each state
driver who is assigned a state vehicle or who drives a state or private
vehicle on state business at least 5,000 miles per year shall attend a defensive
driving or driver improvement course every three years. Each state driver who
drives a pool car shall also participate in vehicle safety classes as offered
and required by the division of fleet and mail.
401—11.9(18) Required adherence to motor vehicle
laws. Each state driver is required to abide by all applicable motor vehicle
laws of the state of Iowa or any other state in which the state driver may be
traveling.
401—11.10(18) Responsibility for payment of traffic
violations. Each state driver is required to pay all fines arising from any
violation of motor vehicle laws of the state of Iowa or any other state in which
the state driver may be traveling.
401—11.11(18) Access to driving records. The
fleet and mail division has the authority to monitor the Iowa department of
transportation driving record of employees who drive a state vehicle or a
private vehicle to conduct state business.
401—11.12(18) Corrective actions.
11.12(1) If a state driver is involved in any one of
the following occurrences, the state driver will receive written counseling
concerning the state driver’s responsibilities and will be required to
attend the next available defensive driving course. The defensive
driving course must be attended after one of the following
occurrences:
a. The state driver is involved in one at–fault or
preventable accident while operating a state vehicle.
b. The state driver receives three moving traffic violations
in a three–year period while operating a state vehicle or a private
vehicle.
11.12(2) If a state driver is involved in any one of
the following occurrences, the state driver will be suspended from driving a
state vehicle for a period not to exceed one year and will be required to attend
a driver improvement course. The driver shall attend the next available driver
improvement course after one of the following occurrences. While the
state driver is suspended from driving a state vehicle, the state driver will be
allowed to receive mileage reimbursement from the state of Iowa for driving a
private vehicle for state business. In addition, a state driver involved in one
of the following occurrences shall provide proof of insurance which meets the
minimum standards required by the state of Iowa, department of transportation,
and proof of completion of the driver’s improvement course.
a. The state driver is involved in three at–fault or
preventable accidents in a five–year period while operating a state
vehicle.
b. The state driver is involved in five moving traffic
violations within a three–year period while operating a state vehicle or a
private vehicle.
c. The state driver is convicted of a first offense driving
while intoxicated charge while operating a private vehicle on private
business.
d. Transporting alcoholic beverages in the passenger
compartment of a motor vehicle.
e. Habitual violation of traffic laws.
11.12(3) If a state driver is involved in any one of
the following occurrences, the state driver will be suspended from driving a
state vehicle for a period exceeding one year up to a permanent suspension or
from driving a private vehicle on state business and will be required to attend
and successfully complete, at the person’s own expense, a driver
improvement course. The driver shall attend the next available driver’s
improvement course after one of the following occurrences. In
addition, a state driver involved in one of the following occurrences shall
provide proof of insurance which meets the minimum standards required by the
state of Iowa, department of transportation, and proof of completion of the
driver’s improvement course.
a. The state driver is involved in four at–fault or
preventable accidents during a five–year period while operating a state
vehicle.
b. The state driver receives six or more moving traffic
violations while operating a state or private vehicle within a three–year
period.
c. A state driver is convicted of more than one operating
while intoxicated offense within a five–year period while operating a
private vehicle on private business.
d. The state driver fails to notify the fleet and mail
division of an operating while intoxicated conviction received while operating a
state vehicle or a private vehicle.
11.12(4) If a state driver fails to attend or does not
successfully complete the driver improvement course, the state driver will be
suspended from driving a state or private vehicle for state business until such
time as a driver improvement course has been successfully completed.
11.12(5) If a state driver is involved in any one of
the following occurrences, the state driver will be suspended from driving a
state vehicle or a private vehicle on state business for a period up to one
year.
a. Driving a state vehicle or a private vehicle on state
business with a suspended driver’s license.
b. Driving a private vehicle for state business without the
minimum insurance required by law.
11.12(6) If convicted of a first offense driving while
intoxicated while driving a private vehicle on private business, the state
driver is required to provide proof of satisfactory completion of a course for
drinking drivers as defined in Iowa Code 321J.22 and completion of substance
abuse evaluation and treatment services in addition to the corrective actions
imposed by 11.12(2).
11.12(7) If a state driver is convicted of operating a
state vehicle while intoxicated, or operating a private vehicle on state
business while intoxicated, the state driver will be permanently suspended from
driving a state vehicle or a private vehicle on state business. This suspension
may not be reconsidered.
401—11.13(18) Reconsideration of suspension. If
a state driver is suspended from driving a state vehicle, the driver may request
a reconsideration of the suspension. A written request for reconsideration must
be submitted to the suspended driver’s immediate supervisor. The
immediate supervisor must provide a written report, supporting or denying the
employee’s request, to the director of the department of general services.
The director shall act on this request and, within 60 days from receipt of the
supervisor’s request for reconsideration, notify the state driver’s
supervisor of the action taken.
401—11.14(18) Probationary drivers. If driving
privileges are reinstated following a request for reconsideration, the
reinstated state driver will be placed in a probationary state vehicle driving
status for a period of three months. If a state driver in probationary status
has a preventable or at–fault accident while operating a state or private
vehicle on state business or receives a moving traffic violation while operating
a state or private vehicle on state business, the probationary status will be
revoked and the state driver’s original suspension period will be
reinstated. Following revocation of probationary status, the state driver may
not request further reconsideration of the suspension. A driver in probationary
status is eligible to receive mileage reimbursement from the state.
401—11.15(18) Temporary state authorized work
permit. State drivers may operate a state vehicle or a private
vehicle on state business while holding a state authorized work permit. In
addition, a state driver operating under a state authorized work permit shall
provide proof of insurance which meets the minimum standards required by the
state of Iowa, department of transportation.
These rules are intended to implement Iowa Code sections
18.3(11) and 18.115.
ARC 1328B
HUMAN SERVICES
DEPARTMENT[441]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 217.6, the
Department of Human Services proposes to amend Chapter 61, “Refugee
Services Program,” appearing in the Iowa Administrative Code.
Under current policy, the Bureau of Refugee Services is
limited to providing services to persons in the first 60 months of resettlement.
The Department has received a letter from the Office of Refugee Resettlement of
the Administration for Children and Families waiving the 60–month
limitation on social services effective with the receipt of the letter and for
the remainder of federal fiscal year 2002 (until September 30, 2002). This
waiver includes all services authorized by the governing federal regulations, 45
CFR Part 400, except 45 CFR 400.155(h), which refers to “any additional
service, upon submission to and approved by the director of the Office of
Refugee Resettlement, aimed at strengthening and supporting the ability of a
refugee individual, family, orrefugee community to achieve and maintain economic
self–sufficiency, family stability, or community integration, that has
been demonstrated as effective and that is not available from any other funding
source.”
This amendment revises policy governing refugee services to
allow services to be provided past the first 60 months of resettlement if the
Office of Refugee Resettlement grants an exception to the 60–month
limit.
This amendment does not provide for waivers in specified
situations because the amendment confers a benefit on those affected.
The substance of this amendment is also Adopted and Filed
Emergency and is published herein as ARC 1329B. The purpose of this
Notice is to solicit comment on that submission, the subject matter of which is
incorporated by reference.
Consideration will be given to all written data, views, and
arguments thereto received by the Office of Policy Analysis, Department of Human
Services, Hoover State Office Building, 1305 East Walnut, Des Moines, Iowa
50319–0114, on or before February 27, 2002.
This amendment is intended to implement Iowa Code section
217.6 and chapter 622A.
ARC 1330B
HUMAN SERVICES
DEPARTMENT[441]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 217.6, the
Department of Human Services proposes to amend Chapter 61, “Refugee
Services Program,” appearing in the Iowa Administrative Code.
These amendments establish a pilot services program through
September 30, 2003, to make recredentialing services available for refugees who
have graduated from a foreign school as registered nurses or licensed practical
nurses. Eligible applicants may receive employability services from the Bureau
of Refugee Services, practical assistance in securing documents and services
needed to achieve evaluation of credentials earned outside the United States
through appropriate United States professional credentials–evaluation
organizations, payment of the initial fee for services of professional
credentials–evaluation organizations, and payment, to a maximum of $5,000
per eligible refugee, as contracted for or otherwise arranged or approved by the
Bureau, for professional refresher training or other education or training
services to enable participants to achieve Iowa certification or
licensure.
These amendments also clarify the relationship between the
Department of Human Services, Bureau of Refugee Services, and counties awarded
targeted assistance grant funding from the U.S. Department of Health and Human
Services (HHS). Targeted assistance grants are formula allocation funds granted
to the Department by HHS for assistance to counties where, because of factors
such as unusually large refugee populations (including secondary migration),
high refugee concentrations, and high use of public assistance by refugees, it
can be demonstrated that a specific need exists for supplementation of available
resources for services to refugees.
Polk County is currently the only county in Iowa eligible for
these funds. The amount of the most recent Polk County grant is $467,000. Polk
County supervisors have chosen to have the Bureau of Refugee Services administer
the grant.
Federal regulations require targeted assistance grants to be
used for employment–related services. The past and current Polk County
targeted assistance grants have been used to fund services and training that are
allowable under the Bureau’s rules. Current funding is used
for:
• Two job development/job
placement specialists
• One medical translation
specialist
• Sudanese Women’s
Employment Preparation Project
• Certified nursing
assistant training
• English as a second
language classes
• Mental health
services
• Truck driving
training
• Driver’s license
classes
• Pilot recredentialing
services for foreign–trained nurses
The rule for the pilot recredentialing services for
foreign–trained nurses is being proposed because of the limited and unique
nature of the pilot program.
These amendments do not provide for waivers in specified
situations because these amendments either confer a benefit or clarify
administration of targeted assistance grants. Individuals may request a waiver
of eligibility conditions under the Department’s general rule on
exceptions at rule 441—1.8(17A,217).
Consideration will be given to all written data, views, and
arguments thereto received by the Office of Policy Analysis, Department of Human
Services, Hoover State Office Building, 1305 East Walnut, Des Moines, Iowa
50319–0114, on or before February 27, 2002.
These amendments are intended to implement Iowa Code section
217.6.
The following amendments are proposed.
ITEM 1. Amend 441—Chapter 61 by
adopting the following new rule 441—61.16(217):
441—61.16(217) Pilot recredentialing services.
The department shall make available, as a pilot program, recredentialing
services for refugees who are graduates of a foreign school that qualifies its
students for certification or licensure as registered nurses or licensed
practical nurses. These pilot services shall be available to the extent that
funding is available through the federal fiscal year 2001 Polk County targeted
assistance grant (see 441—61.17(217) for definition) and through office of
refugee resettlement social services funds up to a maximum of $22,500. The
pilot program shall end September 30, 2003.
61.16(1) Services included in recredentialing
services. In addition to employability services as described in subrule
61.5(11), the department shall provide the following to participants in
recredentialing services:
a. Practical assistance in securing documents and services
needed to achieve evaluation of credentials earned outside the United States
through appropriate United States professional credentials–evaluation
organizations.
b. Payment of the initial fee for services of professional
credentials–evaluation organizations.
c. Payment, to a maximum of $5,000 per eligible refugee, as
contracted for or otherwise arranged or approved by the bureau, for professional
refresher training or other education or training services to enable
participants to achieve Iowa certification or licensure.
61.16(2) Limitations on recredentialing services. In
addition to the policies described in rule 441—61.6(217), the following
shall apply to participants in recredentialing services:
a. The department shall identify eligible participantsfor
recredentialing services through the appropriate employ–ability assessment
services as provided in paragraph 61.5(11)“b.”
b. The department shall deny eligibility for recredentialing
services when the applicant cannot achieve acceptable levels in
bureau–administered assessment tests of English literacy, spoken English
proficiency, and math proficiency.
c. The department shall consider that eligibility for
recredentialing services begins with payment of the fee to the appropriate
professional credentials–evaluation organization.
d. The department shall deny or terminate eligibility for
recredentialing services when it becomes clear that recredentialing cannot be
achieved within the limitations as provided in rule 441—61.6(217). In
addition to the appropriate professional credentials–evaluation
organization, appropriate education and training institutions may be consulted
to determine whether recredentialing may be achieved within these
limitations.
e. The department shall limit eligibility for recredentialing
services based on place of residence only so far as the source of
recredentialing services funding requires such limitation.
ITEM 2. Amend 441—Chapter 61 by
adopting the following new rule 441—61.17(217):
441—61.17(217) Targeted assistance grants.
“Targeted assistance grants” means U.S. Department of Health and
Human Services formula allocation funding granted to the department for
assistance to counties where, because of factors such as unusually large refugee
populations (including sec–ondary migration), high refugee concentrations,
and high use of public assistance by refugees, there exists and can be
demonstrated a specific need for supplementation of available resources for
services to refugees.
61.17(1) Administration of targeted assistance grants.
The department shall make 95 percent of the total award available to the
designated county except when the designated county has agreed to let the
department administer the targeted assistance grant in its stead.
61.17(2) Eligibility for services under targeted
assistance grants. Services funded by targeted assistance grants are limited to
refugees who reside in the designated county.
61.17(3) Services and limitations for services funded
by targeted assistance grants. Rules of 441—Chapter 61 are applicable to
services funded by targeted assistance grants, except for subrules 61.5(5) and
61.6(1).
61.17(4) Priority of services. Services funded by
targeted assistance grants shall be provided in the following order of priority,
except in certain individual extreme circumstances:
1. Cash assistance recipients, particularly long–term
recipients.
2. Unemployed refugees who are not receiving cash
assistance.
3. Employed refugees in need of services to retain employment
or to attain economic independence.
ARC 1364B
HUMAN SERVICES
DEPARTMENT[441]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services proposes to amend Chapter 78, “Amount,
Duration and Scope of Medical and Remedial Services,” Chapter 79,
“Other Policies Relating to Providers of Medical and Remedial Care,”
and Chapter 81, “Nursing Facilities,” appearing in the Iowa
Administrative Code.
Executive Order Number 24 mandated an
across–the–board cut of 4.3 percent in state funding for all
appropriations. The following changes are intended to implement the mandated
reductions in the Medicaid appropriation by reducing the spending obligations of
the Department effective February 1, 2002, for the remainder of fiscal year
2002.
These amendments implement an across–the–board
reduction of 13.2 percent for the remainder of the current fiscal year to the
following providers: ambulances; ambulatory surgical centers; audiologists;
birth centers; certified registered nurse anesthetists; chiropractors; community
mental health centers; dentists; durable medical equipment, prosthetic devices
and medical supply dealers; family or pediatric nurse practitioners; family
planning clinics; hearing aid dispensers; home health agencies; hospitals
(critical access, inpatient, and outpatient); lead inspection agencies; maternal
health centers; nurse–midwives; nursing facilities; opticians;
optometrists; orthopedic shoe dealers; pharmacists (dispensing fee);
pharmaceutical case management services providers; physical therapists;
physicians; podiatrists; psychologists; rehabilitation agencies; and screening
centers.
The Department will also be reducing managed care
cap–itation payments by 13.2 percent under its managed care
contracts.
These cuts will reduce payments to providers by approximately
$50 million in state and federal funds for the months of February 2002 through
June 2002. This $50 million includes state funds of approximately $18.6
million, as required by the across–the–board cut.
These amendments do not provide for waivers in specified
situations because of the underlying budget constraints. Needed savings would
not be achieved if waivers were provided.
The substance of these amendments is also Adopted and Filed
Emergency and published herein as ARC 1365B. The purpose of this Notice
is to solicit comment on that submission, the subject matter of which is
incorporated by reference.
Consideration will be given to all written data, views, and
arguments thereto received by the Office of Policy Analysis, Department of Human
Services, Hoover State Office Building, 1305 East Walnut, Des Moines, Iowa
50319–0114, on or before February 27, 2002.
These amendments are intended to implement Iowa Code section
249A.4.
ARC 1381B
HUMAN SERVICES
DEPARTMENT[441]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services proposes to amend Chapter 79, “Other Policies
Relating to Providers of Medical and Remedial Care,” appearing in the Iowa
Administrative Code.
These amendments revise policy governing reimbursement to
inpatient and outpatient hospitals as follows:
• The historical data and
cost reporting time periods used for the rebasing of base and capital costs and
the recalibration of diagnosis–related group (DRG) weights for inpatient
hospital reimbursement and the rebasing of base costs and the recalibration of
ambulatory patient group (APG) weights for outpatient hospital reimbursement are
updated.
• Unnecessary detail
regarding the review of outliers by the professional review organization (PRO)
is eliminated and replaced with a reference to the Department’s contract
with the PRO.
Current rules require that the rebasing and recalibration
project be completed every three years.
• The current requirements
of the professional review organization (PRO) in reviewing outlier cases are
clarified.
• The federal regulation
citations are updated.
These amendments do not provide for waivers in specified
situations because the Department believes that the same data should be used for
redetermining rates for all hospitals. Hospitals may request a waiver of any
part of the reimbursement methodology under the Department’s general rule
on exceptions at rule 441—1.8(17A,217).
Consideration will be given to all written data, views, and
arguments thereto received by the Office of Policy Analysis, Department of Human
Services, Hoover State Office Building, 1305 East Walnut, Des Moines, Iowa
50319–0114, on or before February 27, 2002.
These amendments are intended to implement Iowa Code section
249A.4.
The following amendments are proposed.
ITEM 1. Amend subrule 79.1(5) as
follows:
Amend paragraph “a,” definition of
“base year cost report,” as follows:
“Base year cost report” shall mean the
hospital’s cost report with fiscal–year–end on or after
January 1, 1998 2001, and prior to January 1,
1999 2002, except as noted in 79.1(5)“x.”
Cost reports shall be reviewed using Medicare’s cost reporting and cost
reimbursement principles for those cost reporting periods.
Amend paragraph “c” as follows:
c. Calculation of Iowa–specific weights and
case–mix index. Using all applicable claims for the period January 1,
1997 2000, through December 31, 1998
2001, and paid through March 31, 1999 2002, the
recalibration will use all normal inlier claims, discard short stay outliers,
discard transfers where the final payment is less than the full DRG payment and
including transfers where the full payment is greater than or equal to the full
DRG payment, and use only the estimated charge for the inlier portion of long
stay outliers and cost outliers for weighting calculations. These are referred
to as trimmed claims.
(1) Iowa–specific weights are calculated from Medicaid
charge data on discharge dates occurring from January 1, 1997
2000, to December 31, 1998 2001, and paid through
March 31, 1999 2002. One weight is determined for each
DRG with noted exceptions. Weights are determined through the following
calculations:
1. to 5. No change.
(2) The hospital–specific case–mix index is
computed by taking each hospital’s trimmed claims that match the
hospital’s 1998 2001 fiscal year and paid through
March 31, 1999 2002, summing the assigned DRG weights
associated with those claims and dividing by the total number of Medicaid claims
associated with that specific hospital for that period.
Amend paragraph “f” as follows:
f. Outlier payment policy. Additional payment is made for
approved cases meeting or exceeding Medicaid criteria for day and cost outliers
for each DRG. Effective for claims with dates of services ending July 1, 1993,
and after, 100 percent of outlier costs will be paid to facilities at the time
of claim reimbursement. The PRO will select a 10 percent random sample
of outlier cases identified on fiscal agent claims data from all Iowa and
bordering state hospitals. At least one case every six months per facility will
be selected for review if available.
Staff will review the cases to perform admission
review, quality review, discharge review, and DRG validation. Questionable
cases will be referred to a physician reviewer for medical necessity and quality
of care concerns. Day outlier cases will be reviewed to identify any medically
unnecessary days which will be “carved out” in determining the
qualifying outlier days. Cost outlier cases will be reviewed for medical
necessity of all services provided and to ensure that services were not
duplicately billed, to determine if services were actually provided, and to
determine if all services were ordered by a physician. The hospital’s
itemized bill and remittance statement will be reviewed in addition to the
medical record.
On a quarterly basis, the PRO will calculate denial
rates for each facility based on completed reviews during the quarter. All
outlier cases reviewed will be included in the computation or error rates.
Cases with denied charges which exceed $1000 for inappropriate or nonmedically
necessary services or days will be counted as errors.
Intensified review may be initiated for hospitals
whose error rate reaches or exceeds the norm for similar cases in other
hospitals. The error rate is determined based on the completed outlier reviews
in a quarter per hospital and the number of those cases with denied charges
exceeding $1000. The number of cases sampled for hospitals under intensified
review may change based on further professional review and the specific
hospital’s outlier denial history.
Specific areas for review will be identified based on
prior outlier experience. When it is determined that a significant number of
the errors identified for a hospital is attributable to one source, review
efforts will be focused on the specific cause of the error. Intensified review
will be discontinued when the error rate falls below the norm for a calendar
quarter. Providers will continue to be notified of all pending adverse
decisions prior to a final determination by the PRO. If intensified review is
required, hospitals will be notified in writing and provided with a list of the
cases that met or exceeded the error rate threshold. When intensified review is
no longer required, hospitals will be notified in writing. Hospitals with cases
under review must then submit all supporting data from the medical record to the
PRO within 60 days of receipt of the outlier review notifications, or outlier
payment will be recouped and forfeited. The PRO shall perform
retrospective outlier reviews in accordance with the terms in the contract
between the department and the PRO.
(1) to (4) No change.
Amend paragraph “t,” introductory
paragraph, as follows:
t. Limitations and application of limitations on payment.
Diagnosis related group payments are subject to the upper payment limits as
stated in 42 CFR 447.271 and 42 CFR 447.272 as amended to September 26,
1991 September 5, 2001.
ITEM 2. Amend subrule 79.1(16) as
follows:
Amend paragraph “a,” definitions of
“base year cost report” and “blended base amount,” as
follows:
“Base year cost report” shall mean the
hospital’s cost report with fiscal–year–end on or after
January 1, 1998 2001, and prior to January 1,
1999 2002, except as noted in paragraph “s.”
Cost reports shall be reviewed using Medicare’s cost reporting and cost
reimbursement principles for those cost reporting periods.
“Blended base amount” shall mean the
case–mix adjusted, hospital–specific operating cost per visit
associated with treating Medicaid outpatients, plus the statewide average
case–mix adjusted operating cost per Medicaid visit, divided by two. This
basic amount is the value to which add–on payments and
inflation are is added to form a final payment
rate.
Amend paragraph “d,” introductory
paragraph, as follows:
d. Calculation of Iowa–specific relative weights and
case–mix index. Using all applicable claims with dates of service
occurring in the period January 1, 1997 2000, through
December 31, 1998 2001, and paid through March 31,
1999 2002, relative weights are calculated using all
valid singleton claims, which are trimmed at high and low trim points, as
discussed in paragraph “c.” Using all applicable claims with dates
of service occurring within the individual hospital’s
1998 2001 fiscal year and paid through March 31,
1999 2002, the hospital–specific case–mix
indices are calculated using all valid singleton claims, which are trimmed at
the high and low trim points, as discussed in paragraph
“c.”
Amend paragraph “i,” introductory
paragraph, as follows:
i. Services covered by APG payments. Medicaid adopts the
Medicare definition of outpatient hospital services at 42 CFR 414.32, as amended
to September 15, 1992 May 12, 1999, which will be
covered by the APG–based prospective payment system, except as indicated
herein. As a result, combined billing for physician services is eliminated
unless the hospital has approval from the Health Care Financing
Administration (HCFA) Centers for Medicare and Medicaid Services
(CMS) to combine bills. Teaching hospitals having
HCFA’s CMS’s approval to receive reasonable
cost reimbursement for physician services under 42 CFR 415.58, as
amended to November 25, 1991 415.55, as amended to December 8,
1995, are eligible for combined billing status if they have filed the
approval notice with the Medicaid fiscal agent. Reasonable cost settlement for
teaching physicians for those costs not included in the APG cost–finding
process will be made during the year–end settlement process. Services
provided by certified nurse anesthetists (CRNAs) employed by a physician are
covered by physician reimbursement. Payment for the services of CRNAs employed
by the hospital are included in the hospital’s reimbursement.
Amend paragraph “j,” second unnumbered
paragraph, as follows:
Inflation of base payment amounts by the Data Resources, Inc.
hospital market basket index shall be performed annually, subject to legislative
appropriations. Base amounts shall be rebased and APG weights recalibrated
every three years. Cost reports used will be hospital fiscal year–end
reports within the calendar year ending no later than December 31,
1998 2001. Case–mix indices shall be calculated
using valid claims most nearly matching each hospital’s fiscal year end.
The graduate medical education and disproportionate share fund shall be updated
as provided in subparagraph 79.1(16)“v”(3).
Amend paragraph “p” as follows:
p. Cost report adjustments. Hospitals with
1998 2001 cost reports adjusted by Medicare through the
cost settlement process for cost reports applicable to the APG base year may
appeal to the department the hospital–specific base cost used in
calculating the Medicaid APG rates if the Medicare adjustment results in a
material change to the rate. Any appeal of the APG rate due to Medicare’s
adjustment process must be made in writing to the department within 30 days of
Medicare’s finalization and notification to the provider. If the provider
does not notify the department of the adjusted amounts within the 30–day
period, no costs shall be reconsidered for adjustment by Iowa Medicaid. Claims
adjustment reflecting the changed rates shall only be made to claims that have
been processed within one year prior to the notification from the provider or
the beginning of the rebasing period, whichever is less.
Amend paragraph “t” as follows:
t. Limitations on payments. Ambulatory patient groups, as
well as other outpatient services, are subject to upper limits rules set forth
in Sections 42 CFR 447.321, as amended to September 5, 2001, and
447.325, as amended to July 28, 1987 January 26,
1993. Requirements under these sections state that in general, Medicaid may
not make payments to providers that would exceed the amount that would be
payable to providers under comparable circumstances under Medicare. In
aggregate, the total Medicaid payments may not exceed the total payments
received by all providers from recipients, carriers or intermediaries for
providing comparable services under comparable circumstances under
Medicare.
Amend paragraph “u” as follows:
u. PRO review. For outpatient claims with dates of service
ending July 1, 1994, and after, the PRO will review a yearly random sample of
at least 500 hospital outpatient service cases performed for
Medicaid recipients and identified on fiscal agent claims data from all Iowa and
bordering state hospitals in accordance with the terms in the contract
between the department and the PRO. The PRO will perform review
activities on all APG categories for concerns relating to admission review,
quality review, and APG validation. Questionable cases will be referred to a
physician reviewer for concerns relating to medical necessity and quality of
care. The PRO will also conduct a retrospective review of hospital claims
assessing observation bed status lasting more than 24 hours. The review will
consist of an evaluation for the appropriateness of the admission and continued
stay in the observation bed status. Questionable cases will be referred to a
physician reviewer for determination of the medical
necessity.
When a review identifies a potential adverse
determination by the PRO, an initial letter informing the provider about the
adverse action will be sent and the provider will be given an opportunity to
submit additional information about the case. This information will be taken
into account prior to the final review determination. If the final review
decision is upheld, a final letter will be sent to all parties. A
reconsideration process will be available to all parties when there are payment
consequences associated with the decision. The fiscal agent will be notified of
all decisions resulting in payment consequences and appropriate adjustments will
be made to claims.
Hospitals with cases under review must submit all
requested supporting data from the medical record to the PRO within 60 days of
receipt of the request or payment for those services may be recouped and
forfeited. The hospital may request a review by submitting documentation to the
PRO within 365 calendar days of the claim adjudication date. If a request is
not filed by the hospital within that time, the hospital loses the right to
appeal or contest that payment.
ARC 1370B
INSPECTIONS AND APPEALS
DEPARTMENT[481]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 135B.7, the
Department of Inspections and Appeals hereby gives Notice of Intended Action to
amend Chapter 51, “Hospitals,” Iowa Administrative Code.
These amendments propose a new rule to set minimum standards
for construction in hospitals and on–site premises licensed under Iowa
Code chapter 135B. Standards outlined in The American Institute of Architects
Academy of Architecture for Health, 2001 edition, are proposed. The proposed
rule was drafted in consultation with the Hospital Licensing Board and the State
Fire Marshal’s office. Also, an incorrect reference to the State Building
Code was discovered during the rules review process and is being corrected in
rule 51.51(135B).
The Hospital Licensing Board approved these amendments on
October 24, 2001.
Any interested person may make written comments or suggestions
on the proposed amendments on or before February 26, 2002. Written materials
should be addressed tothe Director, Department of Inspections and Appeals, Lucas
State Office Building, East 12th and Grand Avenue, Des Moines, Iowa
50319–0083. Faxes may be sent to (515) 242–6863; E–mail may
be sent to jcurtis@dia.state.ia.us.
A public hearing to receive comments about the proposed
amendments will be held on February 26, 2002, at 9 a.m. in Conference Room 319,
3rd floor, Lucas State Office Building. Individuals interested in providing
comments at the hearing should contact Jan Curtis at (515)281–7250 by4
p.m. on February 22, 2002, to be placed on the hearing agenda.
These amendments are intended to implement Iowa Code section
135B.7.
The following amendments are proposed.
ITEM 1. Amend paragraph
51.51(2)“d” as follows:
d. State Building Code, 1997 1994
edition.
ITEM 2. Adopt the following
new rule 481— 51.52(135B) and renumber existing rule
481— 51.52(135B) as 481—51.53(135B):
481—51.52(135B) Minimum standards for construction.
Hospitals and off–site premises licensed under this chapter shall be
built in accordance with these construction requirements. This rule applies to
plans approved by the state fire marshal, or local authority having
jurisdiction, after [date to be inserted] for new construction, renovations,
additions, functional alterations, or changes in utilization to existing
facilities.
51.52(1) Variances. Certain patient
populations, conditions in the area, or the site may justify variances. In
specific cases, variances to the rules may be granted by the director of the
Iowa department of inspections and appeals after the following conditions are
met:
a. The design and planning for the specific property shall
offer improved or compensating features which provide equivalent desirability
and utility;
b. Alternate or special construction methods, techniques, and
mechanical equipment shall offer equivalent durability; utility; safety;
structural strength and rigidity; sanitation; odor control; protection from
corrosion, decay and insect attack; and quality of workmanship;
c. The health, safety or welfare of any patient shall not be
endangered;
d. Variations are limited to the specific project under
consideration and shall not be construed as establishing a precedent for similar
acceptance in other cases;
e. Occupancy and function of the building shall be considered;
and
f. Type of licensing shall be considered.
51.52(2) General requirements. Hospitals shall comply
with the following guidelines and codes in the development of their building
plans and construction of their facilities:
a. “Guidelines for Design and Construction of Hospital
and Healthcare Facilities,” 2001 edition, The American Institute of
Architects Academy of Architecture for Health, with assistance from the U.S.
Department of Health and Human Services.
b. “The Model Energy Code,” 1992 edition, Council
of American Building Officials.
c. Special design considerations for persons with disabilities
(patients, staff, and visitors) American National Standards Institute No. A117.1
and the Americans with Disabilities Act, Titles II and III.
d. State Building Code, 1994 edition.
51.52(3) Life safety code. Facilities and
construction shall be in accordance with National Fire Protection
Asso–ciation (NFPA) Standard 99 (Standards for Health
CareFacilities–1999 edition), Standard 101 (Life Safety Code– 1985
edition), and rules of local authorities. Facilities and construction shall be
approved by the state fire marshal or local authority having
jurisdiction.
51.52(4) Elevator requirements.
a. All facilities where either resident beds or other
facilities for patients are not located on the first floor shall have electric
or electrohydraulic elevators. The first floor is the floor first reached from
the main front entrance.
b. Elevators shall comply with division of labor services
rules as promulgated under Iowa Code chapter 89A and 875—Chapters 71 to
77.
51.52(5) Plumbing requirements. All plumbing and
other pipe systems shall be designed and installed in accordance with the
requirements of the Iowa Plumbing Code, 1996 edition, and applicable provisions
of local ordinances.
51.52(6) Mechanical requirements. Steam and hot water
heating and domestic water heating systems shall comply with division of labor
services rules promulgated under Iowa Code chapter 89 and 875—Chapters 204
to 209.
51.52(7) Electrical requirements. All electrical and
electronic systems shall comply with NFPA Standard 70 National Electrical Code,
1996 edition.
51.52(8) Radiology suite. The suite shall be designed
and equipped in accordance with the following references:
a. National Council on Radiation Protection and Measurements
Reports (NCRP), Nos. 33 and 49.
b. Iowa department of public health 641—Chapters 38 to
41.
51.52(9) Waste processing services—storage and
disposal. In lieu of the waste processing service requirements in the
“Guidelines for Design and Construction of Hospital and Healthcare
Facilities” in paragraph 51.52(2)“a,” space and facilities
shall be provided for the sanitary storage anddisposal of waste by incineration,
mechanical destruction, compaction, containerization, removal or a combinationof
these techniques. These techniques must comply withthe following environmental
protection commission rules: rules 567—64.2(455B) and 64.3(455B); solid
waste requirements of rules 567—101.1(455B,455D), 102.1(455B), and
104.1(455B), and 567—Chapters 106, 118 and 119; and air quality
requirements of 567—subrules 22.1(1) and 23.4(12).
51.52(10) Codes and standards. See 481—subrule
51.50(10).
ARC 1368B
INSURANCE DIVISION[191]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 505.8, the
Insurance Division hereby proposes to amend Chapters 35, “Accident and
Health Insurance,” Chapter 71, “Small Group Health Benefit
Plans,” and Chapter 75, “Iowa Individual Health Benefit
Plans,” Iowa Administrative Code.
The purpose of these amendments is to simplify the rules on
contraceptive coverage and maintenance of the chapters.
Any person may make written comments on these proposed
amendments on or before February 26, 2002. These comments should be directed to
Jerry Wickersham, Insurance Division, 330 Maple Street, Des Moines, Iowa
50319–0065. Comments may also be transmitted by fax to
(515)281–3059 or by E–mail to jerry.wickersham@iid.state.
ia.us.
A public hearing will be held at 10 a.m. on February 26, 2002,
at the offices of the Insurance Division, 330 Maple Street, Des Moines, Iowa
50319. Persons wishing to provide oral comments should contact Jerry Wickersham
no later than February 24, 2002, to be placed on the agenda.
These amendments are intended to implement Iowa Code section
514C.19.
The following amendments are proposed.
ITEM 1. Amend subrule 35.39(1) as
follows:
35.39(1) A carrier or organized delivery system that
provides benefits for outpatient prescription drugs or devices shall provide
benefits for prescription contraceptive drugs or prescription contraceptive
devices which prevent conception and are approved by the United States Food and
Drug Administration or generic equivalents approved as substitutable by the
United States Food and Drug Administration. The covered drugs and
devices are as follows:
a. Oral contraceptives.
b. Diaphragms.
c. Subcutaneous contraceptive
implants.
d. Intrauterine devices.
e. Injectable contraceptives.
f. Emergency contraception pills.
g. Cervical caps.
h. NuvaRing.
ITEM 2. Amend subrule 71.24(1) as
follows:
71.24(1) A carrier or organized delivery system that
provides benefits for outpatient prescription drugs or devices shall provide
benefits for prescription contraceptive drugs or prescription contraceptive
devices which prevent conception and are approved by the United States Food and
Drug Administration or generic equivalents approved as substitutable by the
United States Food and Drug Administration. The covered drugs and
devices are as follows:
a. Oral contraceptives.
b. Diaphragms.
c. Subcutaneous contraceptive
implants.
d. Intrauterine devices.
e. Injectable contraceptives.
f. Emergency contraception pills.
g. Cervical caps.
h. NuvaRing.
ITEM 3. Amend subrule 75.18(1) as
follows:
75.18(1) A carrier or organized delivery system that
provides benefits for outpatient prescription drugs or devices shall provide
benefits for prescription contraceptive drugs or prescription contraceptive
devices which prevent conception and are approved by the United States Food and
Drug Administration or generic equivalents approved as substitutable by the
United States Food and Drug Administration. The covered drugs and
devices are as follows:
a. Oral contraceptives.
b. Diaphragms.
c. Subcutaneous contraceptive
implants.
d. Intrauterine devices.
e. Injectable contraceptives.
f. Emergency contraception pills.
g. Cervical caps.
h. NuvaRing.
ARC 1371B
IOWA FINANCE
AUTHORITY[265]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections
17A.3(1)“b” and 16.5(17), the Iowa Finance Authority hereby gives
Notice of Intended Action to amend Chapter 15, “Housing Assistance Fund
(HAF),” Iowa Administrative Code.
The purpose of this amendment is to delete, in its entirety,
the definition of “hard–to–house populations” found in
Chapter 15. This definition, although contained in Chapter 15, is not of
practical effect, as there is no reference to this defined term in Chapter 15.
Thus, deletion of this defined term will not affect the programs and operation
of Chapter 15.
The Authority will receive written comments on the proposed
amendment until 4:30 p.m. on February 26, 2002. Comments may be addressed to
James Smith, Special Assistant, Iowa Finance Authority, 100 East Grand Avenue,
Suite 250, Des Moines, Iowa 50309. Comments may be faxedto James Smith at
(515)242–4957. Comments may be E–mailed to James Smith at
james.smith@ifa.state.ia.us. Persons who wish to comment orally on this
amendment should contact James Smith at (515) 242–4990.
This amendment is intended to implement Iowa Code sections
15.283 to 15.287, 16.4(3), 16.5, 16.10, 16.40, 16.100, 17A.12 and
17A.16.
The following amendment is proposed.
Amend rule 265—15.6(16) by deleting the
definition of “hard–to–house populations.”
ARC 1317B
PUBLIC HEALTH
DEPARTMENT[641]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 136C.3, the
Department of Public Health hereby gives Notice of Intended Action to amend
Chapter 38, “General Provisions for Radiation Machines and Radioactive
Materials”; Chapter 39, “Registration of Radiation Machine
Facilities, Licensure of Radioactive Materials and Transportation of Radioactive
Materials”; Chapter 40, “Standards for Protection Against
Radiation”; Chapter 41, “Safety Requirements for the Use of
Radiation Machines and Certain Uses of Radioactive Materials”; Chapter 42,
“Minimum Certification Standards for Diagnostic Radiographers, Nuclear
Medicine Technologists, and Radiation Therapists”; Chapter 43,
“Minimum Requirements for Radon Testing and Analysis”; Chapter 44,
“Minimum Requirements for Radon Mitigation”; Chapter 45,
“Radiation Safety Requirements for Industrial Radiographic
Operations”; and Chapter 46, “Minimum Requirements for Tanning
Facilities,” Iowa Administrative Code.
The following itemize the proposed changes.
Items 1, 19, 25, 60, and 77 amend the rules to reflect current
federal regulations.
Item 2 rescinds the definition of “working level,”
which is already defined in Chapter 43, and “working level month,”
which is already defined in Chapter 44. Item 2 also amends the definition of
“major processor” to correct a cross reference and amends the
definition of “written directive” to include orders for
radiopharmaceutials, which had been previously omitted. Item 2 also adds
definitions for “direct supervision” and “high–level
radioactive waste,” which were not defined previously, in order to make
the use uniform in all chapters.
Items 3, 11, 37, 41, 43, 44, 45, 71, and 76 correct cross
references.
Item 4 rescinds rule 641—38.5(136), the content of which
has been incorporated into 641—38.9(136) for clarity.
Item 5 corrects the agency address.
Items 6, 12, and 13 clarify that certain fees are
nonrefundable because the cost to issue a refund check exceeds the initial
fee.
Items 7 and 8 add new fees for a facility follow–up
visit to verify correction of violations, annual registration of health physics
services in mammography, and annual accreditation certification of a mammography
facility. These fees are used directly by the mammography program to cover
costs.
Items 9, 10, and 14 add wording that refers directly to the
fee schedule currently in use.
Items 15, 58, and 59 rescind subrules the content of which has
been incorporated into Chapters 38 and 39 in order to make Chapters 38 and 39
stand–alone chapters. Responsibility for these chapters has been moved to
another bureau.
Item 16 amends the catchwords of rule 641—38.9(136),
which pertains to administrative enforcement actions.
Items 17 and 18 specify enforcement actions previously stated
in an agency policy.
Item 20 corrects cross references to reflect current federal
code.
Item 21 adds new subrule 40.36(5), which contains wording
stricken from subrule 45.1(12) in Item 63.
Item 22 changes where the individual monitoring device should
be worn in accordance with industry standards.
Item 23 adds the words “or registrant” to subrules
40.90(1) and 40.90(2) to include all regulated entities.
Item 24 corrects a cross reference.
Item 26 clarifies how long records should be kept.
Item 27 adds new requirements for fluoroscopic equipment.
This change is the result of documented burns resulting from radiation exposure
during medical procedures.
Item 28 allows monitoring devices that are newer to the
industry. It also requires that when monitoring is conducted a second time, the
same procedure is followed as the first time.
Item 29 amends 41.2(17)“b”(1) to require that all
settings used, not just frequently used settings, must be checked. This is to
improve the quality of dose calibrator checks.
Items 30 and 31 replace subrules 41.2(31) and 41.2(33) with
new subrules that reflect changes in federal requirements.
Item 32 requires that nuclear medicine technologists meet the
requirements in Chapter 42. This was omitted when the requirements of Chapter
42 went into effect in 1992.
Item 33 rescinds a grandfathering clause that ended December
31, 1999.
Item 34 adds requirements to allow radiological technologists
to become qualified instructors since many radiological technologists conduct
training.
Item 35 changes the frequency of image monitoring to ensure
image quality.
Item 36 corrects a misspelled word.
Items 37 to 44 amend Chapter 41 to allow training hours
approved by the agency to be used to meet requirements. This allows hours that
are not submitted specifically to the AMA to be used to meet
requirements.
Item 46 adds a requirement that physicians interpreting
radiographs in Iowa show proof of Iowa licensure. This is to ensure that
physicians working temporarily in Iowa are qualified.
Items 47 to 49 set forth in rules current agency policies as
requested by the legislature.
Items 50 and 51 move training program requirements in rule
641—42.2(136) and expand them by adding policies currently in use by the
agency.
Item 52 clarifies permit requirements for operators of dual
imaging devices, a new device in the industry.
Item 53 strikes the clinical requirements in
42.3(4)“a.” These requirements are now included in new subrule
42.2(6).
Items 54, 55, and 57 move requirements for clinical experience
that were in the wrong subrules.
Item 56 clarifies who may supervise clinical
experience.
Items 61, 65, 67, 68, 70, 72, and 73 amend wording to reflect
the new definition of “direct supervision.” Items 61 and 72 also
rescind definitions of “personal supervision.”
Items 62, 63, 64, 66, 69, 74, 75, and 76 correct the name of a
monitoring device and amend wording to include “individual monitoring
device,” which is more inclusive.
Items 78 and 79 replace current lists of photosensitizing
agents with a more user–friendly list and require that this list be used
by operators. During inspections of facilities, it was noted that consumers
were not reading the current lists because of the terminology used.
These rules are subject to waiver pursuant to the
Department’s exemption provision contained at 641—38.3(136C). For
this reason, the Department has not provided a specific provision for waiver of
these particular rules.
Any interested person may make written suggestions or comments
on these proposed amendments prior to the close of business on February 26,
2002. Such written materials should be directed to Donald A. Flater, Chief,
Bureau of Radiological Health, Department of Public Health, 401 SW 7th Street,
Suite D, Des Moines, Iowa 50309–4611; fax (515) 725–0318; or
E–mail: dflater@idph.state.ia.us.
A public hearing will be held on February 26, 2002, at 8:30
a.m. in the Conference Room, Department of Public Health, 401 SW 7th Street,
Suite D, Des Moines, Iowa, at which time persons may present their views orally
or in writing. At the hearing, persons will be asked to give their names and
addresses for the record and to confine their remarks to the subject of the
amendments.
Any person who plans to attend the public hearing and has
special requirements such as those related to hearing or mobility impairments
should contact the Department to advise of specific needs.
These amendments are intended to implement Iowa Code chapter
136C.
The following amendments are proposed.
ITEM 1. Amend subrule 38.1(2) as
follows:
38.1(2) All references to Code of Federal Regulations
(CFR) in this chapter are those in effect as of July 4, 2001
May 8, 2002.
ITEM 2. Amend rule
641—38.2(136C) as follows:
Rescind the definitions of “working level” and
“working level month.”
Amend the following definitions:
“Major processor” means a user processing,
handling, or manufacturing radioactive material exceeding Type A quantities as
unsealed sources or material, or exceeding four times Type B quantities as
sealed sources, but does not include nuclear medicine programs, universities,
industrial radiographers, or small industrial programs. Type A and B quantities
are defined in 641—subrule 39.5(2) this
rule.
“Written directive” means an order in writing for
a specific patient or human research subject, dated and signed by an authorized
user or individual qualified by training and experience to conduct
particle accelerator or X–ray therapy prior to the administration of a
radiopharmaceutical or radiation prior to the administration of a
radiopharmaceutical or by an individual qualified by training and experience to
conduct particle accelerator therapy or radiation for X–ray therapy,
except as specified in paragraph “6” of this definition, containing
the following information:
1. to 6. No change.
Adopt the following new definitions in
alphabetical order:
“Direct supervision” means guidance and
instruction by a qualified individual who is physically present and watching the
performance of the radiological operation or procedure and in such proximity
that contact can be maintained and immediate assistance can be given as
required.
“High–level radioactive waste” or
“HLW” means (1) irradiated reactor fuel; (2) liquid wastes resulting
from the operator of the first cycle solvent extraction system, or equivalent,
and the concentrated wastes from subsequent extraction cycles, or equivalent, in
a facility for reprocessing irradiated reactor fuel; and (3) solids into which
such liquid wastes have been converted.
ITEM 3. Amend subrule 38.4(4),
paragraph “b,” intro–ductory paragraph, as
follows:
b. If it is more convenient to measure the neutron fluence
rate than to determine the neutron dose equivalent rate in sievert per hour or
rem per hour, as provided in 38.4(4)“c,”
38.4(4)“a,” 1 rem (0.01 Sv) of neutron radiation of unknown
energies may, for purposes of these rules, be assumed to result from a total
fluence of 25 million neutrons per square centimeter incident upon the body. If
sufficient information exists to estimate the approximate energy distribution of
the neutrons, the licensee or registrant may use the fluence rate per unit dose
equivalent or the appropriate Q value from Table II to convert a measured tissue
dose in gray or rad to dose equivalent in sievert or rem.
ITEM 4. Rescind and reserve rule
641—38.5(136C).
ITEM 5. Amend subrule 38.7(1) as
follows:
38.7(1) All communications and reports concerning
these rules, and applications filed thereunder, should be addressed to the
agency at its office located at the Iowa Department of Public Health, Bureau of
Radiological Health, Lucas State Office Building, Des Moines, Iowa
50319 401 SW 7th Street, Suite D, Des Moines, Iowa
50309–4611.
ITEM 6. Amend subrule 38.8(1),
paragraph “a,” intro–ductory paragraph, as
follows:
a. Each registrant shall, at the time of registration and the
anniversary date thereafter, as long as the registrant owns the radiation
machine, remit to the agency a nonrefundable fee sufficient to defray the
cost of registering the equipment with the department. All fees shall be paid
annually in the form of a check or money order made payable to the Iowa
Department of Public Health. The fees to be paid shall be in the amount
computed by the following schedule:
ITEM 7. Amend subrule 38.8(1),
paragraph “b,” subparagraph (1), as follows:
(1) Mammography unit inspections fees:
• $850 for the first unit
and, if the facility has additional units at the address of the first unit, a
fee of $300 for each additional unit; or
• $850 per portable unit for
each site where the unit is off–loaded and used and where the processing
and patient films are stored; or
• Dollar amount to be
determined and justified by the department on a case–by–case basis
for facilities which do not meet the above criteria. ;
or
• $400 for the
second facility follow–up visit to review or determine the corrective
action taken to address noncompliances.
ITEM 8. Amend subrule 38.8(1) by
adopting new paragraphs “d” and
“e” as follows:
d. Each person engaged in providing health physics services in
mammography in Iowa, who meets the requirements of 641—paragraph
41.6(3)“c” and is deemed qualified by this agency, must submit a $35
annual listing fee to this agency.
e. All mammography facilities providing services in Iowa must
submit a $50 annual accreditation certification fee.
ITEM 9. Amend subrule 38.8(2),
paragraph “a,” subparagraph (1), as follows:
(1) Fees associated with licensing of the possession and use
of radioactive materials in Iowa shall not exceed those specified in 10 CFR
170.31. The radioactive materials fee schedule is available through the
agency.
ITEM 10. Amend subrule 38.8(2),
paragraph “b,” subparagraph (1), as follows:
(1) After completion of an inspection, an inspection fee shall
be assessed to a facility based on the fees for inspection, which
shall not exceed those found in 10 CFR 170.32 entitled, “Schedule
of Fees for Health and Safety, and Safeguards Inspections for Materials
Licenses.” The radioactive materials fee schedule is available through
the agency.
ITEM 11. Amend subrule 38.8(3),
paragraph “b,” as follows:
b. A fee of $25 shall be submitted in order to replace lost
identification cards issued to industrial radiographers by the agency pursuant
to 641—subrule 45.11(3) 641—subrule
45.1(10).
ITEM 12. Amend subrule 38.8(6),
paragraph “a,” as follows:
a. Annual fee. Each individual must submit a $45 initial fee
for the first year and $35 annually. These fees are
nonrefundable.
ITEM 13. Amend subrule 38.8(6),
paragraph “d,” as follows:
d. Continuing education late fee. Any individual who will not
complete the required continuing education before the continuing education due
date and wishes to submit a plan of correction as set forth in
641—subparagraph 42.2(3)“g”(2) shall submit a nonrefundable
fee of $25 along with the written plan of correction.
ITEM 14. Amend subrule 38.8(8),
paragraph “b,” as follows:
b. Radioactive materials. Out–of–state persons
wishing to bring sources of radioactive material into Iowa for business purposes
may be subject to a reciprocity fee depending on the type of activity to be
performed and the type of radioactive materials license possessed (refer to
641—subrule 39.4(90)). If a reciprocity fee is applicable, it shall be
assessed at the rate for reciprocity specified in 38.8(2)
the radioactive materials fee schedule available through the agency for
each 365–day reciprocity period. In addition, if the agency performs an
inspection of the out–of–state person’s activities while in
Iowa, the appropriate inspection fee as specified in 38.8(2)
the radioactive materials fee schedule will be assessed.
ITEM 15. Rescind and reserve subrules
38.8(9) and 38.8(10).
ITEM 16. Amend rule 641—38.9(136C),
catchwords, as follows:
641—38.9(136C) Procedure for imposing
requirements by order, or for modification, suspension, or revocation of a
license, registration, or certificate or for imposing civil penalties.
Administrative enforcement actions.
ITEM 17. Amend subrule 38.9(2) by
adopting new paragraphs “c” to
“f” as follows:
c. Violations are categorized according to five levels of
severity, which are:
(1) Severity Levels I and II: Violations are of very
significant regulatory concern involving actual or high potential impact on the
public health and safety.
(2) Severity Level III: Violations are cause for significant
concern.
(3) Severity Level IV: Violations are less serious but are of
more than minor concern and that, if left uncorrected, could lead to a more
serious health and safety concern.
(4) Severity Level V: Violations are of minor safety or
environmental concern.
d. A group of violations may be evaluated in the aggregate and
assigned a single higher severity level if the violations have the same
underlying cause or if the violations contributed to or were unavoidable
consequences of the underlying problem.
e. The severity level of a violation may be increased if the
violation can be considered a repetitive violation. The term “repetitive
violation” or “similar violation” means a violation that
reasonably could have been prevented by a regulated entity’s corrective
action for a previous violation normally occurring within the past two years of
the inspection at issue or the period within the last two inspections, whichever
is longer.
f. The severity level of a violation may be increased if the
violation involves casual disregard of requirements, deception, or other
indications of willfulness. The term “willfulness” is that
characteristic of violations ranging from deliberate intent to violate or
falsify to intentional disregard for regulatory requirements.
ITEM 18. Adopt new subrule
38.9(8) as follows:
38.9(8) Impounding. The agency may impound or order
the impounding of radioactive material in the possession of a person who fails
to observe the provisions of Iowa Code chapter 136C, or any rules, license or
registration conditions, or orders issued by this agency.
a. If agency action is necessary to protect the public health
and safety, no prior notice need be given the owner or possessor. If agency
action is not necessary to protect the public health and safety, the agency will
give to either the owner or the possessor of the source of radiation written
notice of the intention to impound the source of radiation.
(1) Either the owner or the possessor shall have 20 days from
the date of personal service of certified mailing to request a hearing, except
in the case where the regulated entity has consented in writing to the
impoundment.
(2) If a hearing is requested, the agency will issue an order
designating the time and place of hearing.
b. At the agency’s direction, the impounded sources of
radiation may be disposed of by:
(1) Returning the source of radiation to a properly licensed
or registered owner that did not cause the emergency;
(2) Returning the source of radiation to a licensee or
registrant after the emergency is over and after settlement of any compliance
action; or
(3) Selling, destroying, or disposing of the source of
radiation in another manner within the agency’s discretion.
ITEM 19. Amend subrule 39.1(3) as
follows:
39.1(3) All references to any Code of Federal
Regulations (CFR) in this chapter are those in effect as of July 4,
2001 May 8, 2002.
ITEM 20. Amend rule 641—39.5(136C)
as follows:
641—39.5(136C) Transportation of radioactive
material. All persons who transport radioactive material or deliver
radioactive material to a carrier for transport must comply with the
applicable provision contained in 10 CFR Part 71 as it applies to
the state of Iowa. and 49 CFR Parts 170 through 189.
ITEM 21. Amend rule
641—40.36(136C) by adopting the following new
subrule:
40.36(5) After replacement, each film badge, TLD, or
OSL device must be returned to the supplier for processing within 14 calendar
days of the exchange date specified by the personnel monitoring
supplier.
ITEM 22. Amend subrule 40.37(3),
paragraph “a,” as follows:
a. An individual monitoring device used for monitoring the
dose to the whole body shall be worn at the unshielded portion of the whole body
likely to receive the highest exposure. When a protective apron is worn, the
location of the individual monitoring device is typically at the neck
(collar); shall be near the midline of the body, under the
apron;
ITEM 23. Amend subrules 40.90(1) and
40.90(2) as follows:
40.90(1) Each record required by Chapter 40 shall be
legible throughout the specified retention period. The record shall be the
original or a reproduced copy or a microform, provided that the
copy or microform is authenticated by authorized personnel and that the
microform is capable of producing a clear copy throughout the required retention
period, or the record may also be stored in electronic media with the
capability for producing legible, accurate, and complete rec–ords during
the required retention period. Records, such as letters, drawings, and
specifications, shall include all pertinent information, such as stamps,
initials, and signatures. The licensee or registrant shall maintain
adequate safeguards against tampering with and loss of records.
40.90(2) The licensee or registrant shall
retain the rec–ords required by Chapter 40 until the agency terminates
each pertinent license or registration requiring the record.
ITEM 24. Amend subrule 40.112(1),
introductory paragraph, as follows:
40.112(1) Radiation exposure data for an individual
and the results of any measurements, analyses, and calculations of radioactive
material deposited or retained in the body of an individual shall be reported to
the individual as specified in this subrule 40.112(2).
The information reported shall include data and results obtained pursuant to
these rules, orders, or license conditions, as shown in records maintained by
the licensee or registrant pursuant to 40.86(136C). Each notification and
report shall:
ITEM 25. Amend subrule 41.1(1) as
follows:
41.1(1) Scope. This rule establishes requirements,
for which a registrant is responsible, for use of X–ray equipment by or
under the supervision of an individual authorized by and licensed in accordance
with state statutes to engage in the healing arts or veterinary medicine. The
provisions of Chapter 41 are in addition to, and not in substitution for, any
other applicable portions of 641—Chapters 38 to 42. All references to any
Code of Federal Regulations (CFR) in this chapter are those in effect as of
July 4, 2001 May 8, 2002.
ITEM 26. Amend subrule 41.1(3),
paragraph “c,” as follows:
c. X–ray utilization log. Except for veterinary
facilities, each facility shall maintain an X–ray log containing the
patient’s name, the type of examinations, the dates the examinations were
performed, the name of the individual performing the X–ray procedure, and
the number of exposures and retakes involved. When the patient or film must be
provided with human auxiliary support, the name of the human holder shall be
recorded. These records shall be kept until the facility is inspected by
this agency or until all films listed on the utilization log have been
purged.
ITEM 27. Amend subrule 41.1(5) by
adopting new paragraph “k” as
follows:
k. Dose–area–product monitor
requirements.
(1) All fluoroscopic equipment installed after July 1, 2002,
and used for special procedures (e.g., pacemaker implantation, diagnostic
cardiac procedures (catheterization), and therapeutic cardiac procedures
(angioplasty–balloon; stent; directional coronary atherectomy; rotational
atherectomy; laser atherectomy; radio frequency ablation; and intravascular
brachytherapy)) shall be equipped with a dose–area–product monitor
capable of recording the total radiation dose received by a patient when the
fluoroscopic tube is used. Equipment used and installed prior to July 1, 2002,
shall be retrofitted with the radiation exposure device by January 1,
2004.
(2) Each facility using fluoroscopic equipment for special
procedures shall include in the patient’s chart and in a log for agency
review the patient radiation exposure received per procedure. Adult doses that
exceed 300 rads and doses for children (under the age of 18) that exceed 100
rads must be reviewed by the facility’s radiation safety committee. The
review must document the reason why a dose exceeded 300 rads for adults or 100
rads for children, and the reason must be documented in the committee’s
minutes. If a facility does not have a radiation safety committee, the facility
must provide the agency, within 30 days of the event, documentation stating why
the patient’s dose exceeded 300 rads for adults or 100 rads for children.
Also, if the patient doses noted above are exceeded, the physician performing
the procedure must do a follow–up examination of the patient to determine
if there is any evidence of dose recorded reaction and to ensure that proper
treatment is rendered.
(3) All fluoroscopic radiation detection devices required in
this subrule shall be calibrated annually or after repair or
replacement.
ITEM 28. Amend subrule 41.1(9),
paragraph “b,” as follows:
b. Film badges, OSL devices, or TLDs must be issued for
the first six months to all personnel operating the unit. If monitoring
indicates no exposure, the IDPH may allow discontinuance of monitoring upon
written request. When new procedures are started that have not been previously
monitored, monitoring must be reinstated for six months and another request
for discontinuance submitted to the agency.
ITEM 29. Amend subrule 41.2(17),
paragraph “b,” subparagraph (1), as follows:
(1) Check each dose calibrator for constancy with a dedicated
check source at the beginning of each day of use. To satisfy
the this requirement of this section,
the check shall be done on frequently used settings with a
sealed source of not less than 10 microcuries (370 kBq) or radium–226 or
50 microcuries (1.85 MBq) of any other photon–emitting radionuclide with a
half–life greater than 90 days;
ITEM 30. Rescind subrule 41.2(31) and
adopt the following new subrule in lieu thereof:
41.2(31) Use of radiopharmaceuticals for uptake,
dilution, or excretion studies. The licensee may use for uptake, dilution,
excretion and imaging studies any unsealed by–product material prepared
for medical use that is either:
a. Obtained from a manufacturer or preparer licensed pursuant
to 641—paragraph 39.4(29)“j” or equivalent U.S. Nuclear
Regulatory Commission or agreement state requirements; or
b. Prepared by an authorized nuclear pharmacist, a physician
who is an authorized user and who meets the requirements specified in 41.2(67),
or an individual under the supervision of either as specified in
41.2(11).
ITEM 31. Rescind subrule 41.2(33) and
adopt the following new subrule in lieu thereof:
41.2(33) Use of radiopharmaceuticals, generators, and
reagent kits for imaging and localization studies. The licensee may use for
imaging and localization studies any unsealed by–product material prepared
for medical use that is either:
a. Obtained from a manufacturer or preparer licensed pursuant
to 641—paragraph 39.4(29)“j” or equivalent U.S. Nuclear
Regulatory Commission or agreement state requirements; or
b. Prepared by an authorized nuclear pharmacist, a physician
who is an authorized user and who meets the requirements specified in 41.2(68),
or an individual under the supervision of either as specified in
41.2(11).
ITEM 32. Adopt new subrule
41.2(80) as follows:
41.2(80) Training for nuclear medicine
technologists.
a. Nuclear medicine technologists shall meet the requirements
of 641—42.4(136C).
b. The individual’s permit to practice shall be posted
in the immediate vicinity of the general work area and visible to the
public.
ITEM 33. Rescind paragraph
41.3(6)“f.”
ITEM 34. Amend subrule 41.6(1),
definition of “qualified instructor,” as follows:
“Qualified instructor” means individuals whose
training and experience adequately prepare them to carry out specified training
assignments. Interpreting physicians, radiologic technologists, or medical
physicists who meet the requirements of 41.6(3) would be considered qualified
instructors in their respective areas of mammography. Radiological
technologists who meet the requirements of 41.6(3) and have passed a
state–approved mammography examination such as the examination given by
the American Registry of Radiography Technologists would be considered qualified
instructors in their respective areas of mammography. The examination would
include, but not necessarily be limited to: breast anatomy and physiology,
positioning and compression, quality assurance/quality control techniques, and
imaging of patients with breast implants. Other examples of individuals who
may be qualified instructors for the purpose of providing training to meet the
regulations of this chapter include, but are not limited to, instructors in a
post–high school training institution and manufacturers’
representatives.
ITEM 35. Amend subrule 41.6(5),
paragraph “f,” subparagraph (2), as follows:
(2) Image quality shall be monitored at least monthly
weekly with a phantom and every time the unit is altered
including the replacement of parts.
ITEM 36. Amend subrule 41.6(6),
paragraph “i,” subparagraph (2), as follows:
(2) Find Fine adjustment compression
controls operable from both sides of the patient.
ITEM 37. Amend subrule 41.7(3),
paragraph “a,” subparagraph (1), as follows:
(1) Initial training and qualifications.
1. Must be qualified according to
41.6(3)“b.”
41.6(3)“a.”
2. Shall have performed at least 12 stereotactically guided
breast biopsies prior to July 1, 1998, or at least 3 hands–on
stereotactically guided breast biopsies under a physician who is qualified under
41.6(3)“b” 41.6(3)“a” and has
performed at least 24 stereotactically guided breast biopsies.
3. Shall have at least three hours of Category 1 CME or
three hours of training approved by the agency in stereotactically guided
breast biopsy.
4. to 6. No change.
ITEM 38. Amend subrule 41.7(3),
paragraph “a,” subparagraph (2), numbered paragraph
“2,” as follows:
2. Obtain at least three hours of Category 1 CME or three
hours of training approved by the agency in stereotactically guided breast
biopsy every three years.
ITEM 39. Amend subrule 41.7(3),
paragraph “b,” subparagraph (1), numbered paragraphs
“1” and “2,” as follows:
1. Must have at least three hours of Category 1 CME or
three hours of training approved by the agency in stereotactically guided
breast biopsy which includes instruction on triangulation for lesion
location.
2. Must have performed at least 12 stereotactically guided
breast biopsies prior to May 9, 2001, or at least 3 hands–on
stereotactically guided breast biopsies under a physician who is both qualified
to interpret mammography according to 41.6(3)“b”
41.6(3)“a” and has performed at least 24 stereotactically
guided breast biopsies.
ITEM 40. Amend subrule 41.7(3),
paragraph “b,” subparagraph (2), numbered paragraph
“2,” as follows:
2. Obtain at least three hours of Category 1 CME or three
hours of training approved by the agency in stereotactically guided breast
biopsy every three years.
ITEM 41. Amend subrule 41.7(3),
paragraph “c,” subparagraph (1), numbered paragraphs
“1,” “2” and “4,” as
follows:
1. Must be qualified according to
41.6(3)“b.”
41.6(3)“a.”
2. Initially, must have at least three hours of Category 1 CME
or three hours of training approved by the agency in stereotactically
guided breast biopsy.
4. Must have performed at least 12 stereotactically guided
breast biopsies prior to July 1, 1998, or at least 3 hands–on
stereotactically guided breast biopsy procedures under a physician who is both
qualified according to 41.6(3)“b”
41.6(3)“a” and has performed at least 24 stereotactically
guided breast biopsies.
ITEM 42. Amend subrule 41.7(3),
paragraph “c,” subparagraph (2), numbered paragraph
“2,” as follows:
2. Obtain at least three hours of Category 1 CME or three
hours of training approved by the agency in stereotactically guided breast
biopsy every three years which includes post–biopsy management of the
patient.
ITEM 43. Amend subrule 41.7(3),
paragraph “d,” subparagraph (1), numbered paragraphs
“1,” “2” and “4,” as
follows:
1. Must have evaluated at least 240 mammograms per year in the
prior two years in consultation with a physician who is qualified according to
41.6(3)“b.”
41.6(3)“a.”
2. Initially, must have at least 15 hours of Category 1 CME
or 15 hours of training approved by the agency in stereotactically guided
breast imaging and biopsy or three years’ experience having performed at
least 36 stereotactically guided breast biopsies.
4. Must have performed at least 12 stereotactically guided
breast biopsies prior to May 9, 2001, or at least 3 hands–on
stereotactically guided breast biopsy procedures under a physician who is both
qualified according to 41.6(3)“b”
41.6(3)“a” and has performed at least 24 stereotactically
guided breast biopsies.
ITEM 44. Amend subrule 41.7(3),
paragraph “d,” subparagraph (2), numbered paragraphs
“1” and “3,” as follows:
1. Continue to evaluate at least 240 mammograms per year in
consultation with a physician who is qualified according to
41.6(3)“b.”
41.6(3)“a.”
3. Obtain at least three hours of Category 1 CME or three
hours of training approved by the agency in stereotactically guided breast
biopsy every three years.
ITEM 45. Amend subrule 41.7(5),
paragraph “a,” as follows:
a. Must be qualified according to
41.6(3)“d.”
41.6(3)“b.”
ITEM 46. Amend 641—Chapter
41, Appendix C, numbered paragraph “11,” as
follows:
11. The name and address of the individual
physician who will interpret the radiograph(s) and a copy of the
physician’s license to practice in Iowa.
ITEM 47. Amend subrule 42.2(2) by
adopting new paragraph “g” as
follows:
g. Failing to pay fees or costs required to meet the
requirements of this chapter.
ITEM 48. Amend subrule 42.2(3),
paragraph “b,” by adopting new subparagraph
(5) as follows:
(5) No continuing education credit is approved for passing a
certification examination.
ITEM 49. Amend subrule 42.2(3),
paragraph “e,” as follows:
e. It is required that proof of receiving continuing education
be retained at each individual’s place of employment for review by
representatives of the department. Proof of continuing education must be
maintained for at least three years. Proof of continuing education may be a
sign–in sheet, certificate, or answer sheet. It must be signed and dated
by the presenter, program representative, or the individual’s
supervisor.
ITEM 50. Rescind subrule 42.2(4),
paragraph “d.”
ITEM 51. Adopt new subrule
42.2(6) as follows:
42.2(6) Training programs.
a. Any individual wishing to train an individual as a
diagnostic radiographer, nuclear medicine technologist, or radiation therapist
must submit a training program to the agency for approval. The request must
provide the following:
(1) An outline of the didactic and clinical studies to meet
the requirements of 42.3(1), 42.4(2), or 42.5(2).
(2) List of body parts to be taught if this is a limited
radiography training program.
(3) Proof that the instructor meets the requirements of this
chapter as a diagnostic radiographer, nuclear medicine technologist, radiation
therapist or is a licensed physician trained in the specific area of
competence.
(4) A time schedule of the training program. The projected
completion date of the clinical portion of the program or course of study shall
be within a time period equal to or less than twice that required for the
original program or course of study.
(5) A description of the mechanism to be used to determine
competency.
b. Upon the completion of the training program, the following
must be submitted to the agency:
(1) A statement of competency from the trainer for each area
completed.
(2) A statement of permission to allow a representative of the
agency to comprehensively evaluate whether the individual meets the training
standard.
ITEM 52. Adopt new subrule
42.2(7) as follows:
42.2(7) Requirements for operators of dual imaging
devices. When a unit is operated as a nuclear medicine imaging device, the
operator must have a permit to practice as a nuclear technologist and meet the
requirements of 641— 42.4(136C). When the unit is operated as a
radiologic technology imaging device, the operator must have a permit to
practice as a general diagnostic radiographer and meet the requirements of
641—42.3(136C).
ITEM 53. Amend subrule 42.3(4),
paragraph “a,” as follows:
a. Students enrolled in and participating in an approved
program or approved course of study for diagnostic radiography, or an approved
school of medicine, osteopathy, podiatry, and chiropractic,
who, as a part of their course of study, apply ionizing radiation to a
human being while under the supervision of a licensed practitioner. The
projected completion date of the clinical portion of the program or course of
study shall be within a time period equal to or less than twice that required
for the original program or course of study.
ITEM 54. Amend subrule 42.4(2) by
adopting new paragraph “d” as
follows:
d. Clinical experience must be directly supervised by a
certified nuclear medicine technologist or by a physician who appears as an
authorized user on an Iowa, agreement state, or U.S. Nuclear Regulatory
Commission radioactive materials license. Quality assurance and quality control
experience may be directly supervised by a pharmacist who appears as an
authorized nuclear pharmacist on an Iowa, U.S. Nuclear Regulatory Commission, or
agreement state radioactive materials license.
ITEM 55. Amend subrule 42.4(4),
paragraph “a,” as follows:
a. Students enrolled in and participating in an approved
program or approved course of study for nuclear medicine technology or an
approved school of medicine, osteopathy, podiatry, or chiropractic who, as a
part of their course of study, administer radioactive material to a human being
while under the supervision of a licensed physician who appears as an authorized
user on an Iowa, agreement state, or NRC radioactive materials license.
Clinical experience must be directly supervised by a certified nuclear
medicine technologist or by a physician who appears as an authorized user on an
Iowa or NRC radioactive materials license. Quality assurance and quality
control experience may be directly supervised by a nuclear pharmacist who
appears as an authorized user on an Iowa, U.S. Nuclear Regulatory Commission, or
agreement state radioactive materials license.
ITEM 56. Amend subrule 42.5(2) by
adopting new paragraph “d” as
follows:
d. Clinical experience must be directly supervised by a
radiation therapist or radiation oncologist.
ITEM 57. Amend subrule 42.5(4),
paragraph “a,” as follows:
a. Students enrolled in and participating in an approved
program or approved course of study for radiation therapy technology or an
approved school of medicine, osteopathy, podiatry, or chiropractic who, as a
part of their course of study, administer radiation therapy to a human being
while under the supervision of a licensed physician in the state of Iowa.
Clinical experience must be directly supervised by a radiation therapist
or radiation oncologist who physically observes and critiques the actual
radiation therapy procedure.
ITEM 58. Rescind subrule 43.4(6)
and adopt the following new subrule in lieu thereof:
43.4(6) Radon certification. Any person wishing to
become certified as a radon measurement specialist or radon measurement
laboratory is required to pay fees sufficient to defray the cost of
administering this chapter. Fees which must be submitted are as
follows:
a. Application fee.
(1) Each person with Iowa residency wishing certification
under the provisions of 641—43.1(136B) shall pay a nonrefundable $25
application fee.
(2) Each person without Iowa residency wishing certification
under 641—43.1(136B) shall pay a nonrefundable $100 application
fee.
b. Examination fee. Each person taking the EPA radon
proficiency examination shall pay a fee of $125. The fee must be submitted
prior to testing.
c. Annual certification fee.
(1) Each individual requesting certification and renewing
certification as a radon measurement specialist must pay a nonrefundable annual
fee of $250.
(2) Each person requesting certification and renewing
certification as a radon measurement laboratory must pay a nonrefundable annual
fee of $500.
d. Each person wishing to give reciprocal recognition of
credentials from another jurisdiction must pay the appropriate fees in
43.4(6)“a,” “b,” or “c.”
e. Returned check and late fees. Persons who fail to pay
required fees to the department are subject to the following
penalty(ies):
(1) $15 for each insufficient funds check submitted for
payment of radon testing or mitigation fees.
(2) $25 per month for failure to pay annual radon testing or
mitigation fees starting after the annual renewal month.
ITEM 59. Rescind subrule 44.4(6) and
adopt the following new subrule in lieu thereof:
44.4(6) Radon mitigation credentialing. Any person
wishing to become credentialed as a radon mitigation specialist shall be
required to pay fees sufficient to defray the cost of administering this
chapter. Fees which must be submitted are as follows:
a. Application fee.
(1) Each person with Iowa residency wishing certification
under the provisions of 641—Chapter 44 shall pay a nonrefundable $25
application fee.
(2) Each person without Iowa residency wishing certification
under 641—Chapter 44 shall pay a nonrefundable $100 application
fee.
b. Annual credentialing fee.
(1) Each individual requesting credentialing must:
1. Pay an initial fee of $150 which is refundable if
credentialing is not completed.
2. Pay annually a renewal fee of $150 or $40 per mitigation
system installed (as defined in 641—44.2(136B)) costing more than $200,
whichever is greater. With each renewal, a credentialed person must submit
legal documentation of the number of mitigation systems installed the previous
credentialing year. This number will be used to calculate the renewal
fee.
(2) Each person wishing to receive reciprocal recognition of
credentialing from another jurisdiction must pay the appropriate fees as
outlined in 44.4(6), paragraphs “a” and “b.”
c. Examination fee. Each person taking the EPA Radon
Proficiency Examination, if it is administered by the Iowa department of public
health, shall pay a fee of $125. The fee must be submitted prior to
testing.
ITEM 60. Amend subrule 45.1(1),
introductory paragraph, as follows:
45.1(1) Purpose and scope. The rules in this chapter
establish radiation safety requirements for using sources of radiation for
industrial radiography. The requirements of this chapter are in addition to,
and not in substitution for, other applicable requirements of 641—Chapters
38, 39, and 40. The rules in this chapter apply to all licensees or registrants
who use sources of radiation for industrial radiography. All references to any
Code of Federal Regulations (CFR) in this chapter are those in effect as of
July 4, 2001 May 8, 2002.
ITEM 61. Amend subrule 45.1(2) as
follows:
Rescind the definition of “personal
supervision.”
Amend the following definition:
“Radiographer trainee” means any individual who
has successfully completed the training, testing, and documentation requirements
of 45.1(10)“a” and who uses sources of radiation and related
handling tools or radiation survey instruments under the
personal direct supervision of a radiographer
trainer.
ITEM 62. Amend subrule 45.1(12),
paragraph “b,” subparagraph (1), as follows:
(1) No licensee or registrant shall permit an individual to
act as a radiographer, radiographer trainee, or radiographer trainer unless at
all times during radiographic operations each individual wears, on the trunk of
the body, a combination of direct–reading pocket dosimeter, an operating
alarm ratemeter, and a film badge, an optically stimulated luminescent
device (OSD) (OSL device) or a thermoluminescent
dosimeter (TLD). For permanent radiographic installations where other
appropriate alarming or warning devices are in routine use, the wearing of an
alarm ratemeter is not required.
ITEM 63. Amend subrule 45.1(12),
paragraph “b,” subparagraphs (5) to (8), as
follows:
(5) If an individual’s pocket dosimeter is discharged
beyond its range (i.e., goes “off scale”), or if the electronic
personal dosimeter reads greater than 200 millirem (2 millisievert), and the
possibility of radiation exposure cannot be ruled out as the cause, industrial
radiographic operations by that individual shall cease and the
individual’s film badge, OSL device, or TLD shall be within 24
hours sent for processing. The individual shall not return to work with sources
of radiation until a determination of the radiation exposure has been made.
This determination must be made by the RSO or the RSO’s designee. The
results of this determination must be included in the exposure records
maintained in accordance with 641—Chapter 40.
(6) Each film badge, OSD or TLD individual
monitoring device shall be assigned to and worn by only one
individual.
(7) Film badges, OSDs OSL devices and
TLDs must be replaced at least monthly. After replacement, each film
badge, OSD or TLD must be returned to the supplier for processing within 14
calendar days of the exchange datespecified by the personnel monitoring
supplier.
(8) If a film badge, OSD or TLD an
individual monitoring device is lost or damaged, the worker shall cease work
immediately until a replacement film badge, OSD or TLD
individual monitoring device is provided and the exposure is calculated
for the time period from issuance to loss or damage of the film badge,
OSD or TLD individual monitoring device.
ITEM 64. Amend subrule 45.1(12),
paragraph “e,” as follows:
e. Reports received from the film badge, OSL device or
TLD processor shall be kept for inspection by the agency until the agency
authorizes disposition.
ITEM 65. Amend subrule 45.1(13),
introductory paragraph, as follows:
45.1(13) Supervision of radiographer trainee.
Whenever a radiographer trainee uses radiographic exposure devices, sealed
sources or related source handling tools or conducts radiation surveys required
by 45.2(5) or 45.3(7) to determine that the sealed source has returned to the
shielded position after an exposure, the radiographer trainee shall be under the
personal direct supervision of a radiographer
instructor. The personal direct supervision must
include:
ITEM 66. Amend subrule 45.1(17),
paragraph “a,” subparagraph (2), as follows:
(2) A current whole body personnel monitor (TLD, OSL
device or film badge) for each individual;
ITEM 67. Amend subrule 45.1(17),
paragraph “e,” as follows:
e. No individual other than a radiographer or radiographer
trainee who is under the personal direct supervision of
a radiographer trainer shall manipulate controls or operate equipment used in
industrial radiographic operations.
ITEM 68. Amend subrule 45.2(4),
paragraph “c,” as follows:
c. No individual other than a radiographer or a radiographer
trainee who is under the personal direct supervision of
a radiographer trainer shall manipulate controls or operate equipment used in
industrial radiographic operations.
ITEM 69. Amend subrule 45.2(6),
paragraph “b,” subparagraph (1), as
follows:
(1) Operating personnel must be provided with either a
film badge or a thermoluminescent dosimeter individual monitoring
devices in accordance with the appropriate provisions of
641—40.37(136C).
ITEM 70. Amend subrule 45.3(6),
paragraph “e,” as follows:
e. No individual other than a radiographer or a radiographer
trainee who is under the personal direct supervision of
a radiographer trainer shall manipulate controls or operate equipment used in
industrial radiographic operations.
ITEM 71. Amend subrule 45.4(1),
paragraph “c,” as follows:
c. The requirements of 45.1(10)
45.1(10)“b”(2) and (3) and
45.1(10)“d”(1)“2” do not apply to nonradiographic
uses.
ITEM 72. Amend subrule 45.6(3) as
follows:
Rescind the definition of “personal
supervision.”
Amend the following definitions:
“Logging assistant” means any individual who,
under the personal direct supervision of a logging
supervisor, handles sealed sources or tracers that are not in logging tools or
shipping containers or who performs surveys required by 45.6(22).
“Logging supervisor” means the individual who uses
sources of radiation or provides personal direct
supervision of the utilization of sources of radiation at the well
site.
ITEM 73. Amend subrule 45.6(15),
paragraph “b,” subparagraph (2), as follows:
(2) Demonstrated competence to use, under the
personal direct supervision of the logging supervisor,
the sources of radiation, related handling tools, and radiation survey
instruments which will be used on the job.
ITEM 74. Amend subrule 45.6(17),
paragraph “a,” as follows:
a. No licensee or registrant shall permit any individual to
act as a logging supervisor or to assist in the handling of sources of radiation
unless each such individual wears either a film badge, OSL
device or a thermoluminescent dosimeter (TLD). Each film
badge, OSL device or TLD shall be assigned to and worn by only one
individual. Film badges must be replaced at least monthly and OSL devices
and TLDs replaced at least quarterly. After replacement, each film
badge, OSL device or TLD must be promptly processed.
ITEM 75. Amend 641—Chapter
45, Appendix A, “II,” “C,” by adopting
new numbered paragraph “4” as
follows:
4. OSL devices
ITEM 76. Amend the following entry in
641—Chapter 45, Appendix C:
Specific
Section
|
|
Name of Record
|
|
Time Interval Required for Record Keeping
|
45.3(8) 45.1(12)
|
|
Film badge, OSL devices or TLD records.
|
|
Until disposal is authorized by the agency.
|
ITEM 77. Amend rule
641—46.1(136D), first unnumbered paragraph, as
follows:
All references to Code of Federal Regulations (CFR) in this
chapter are those in effect as of January 1, 2001 May 8,
2002.
ITEM 78. Amend subrule 46.5(1),
paragraph “c,” subparagraph (1), as follows:
(1) A The representative list of
potential photosensitizing drugs and agents shown in Appendix 1.
This list should at least include drugs or agents in the product classes
of acne treatment, antibacterials, antibiotics, anticonvulsants,
antidepressants, antidiabetics, antihypertensives, dye, estrogen and
progesterones, melonogenics, perfumes and toilet articles, tranquilizers,
antihistamines and antimicrobials/anti–infectious agents. A partial list
of drugs and agents in these product classes is found in Appendices 1A, 1B, and
1C.
ITEM 79. Rescind 641—Chapter
46, Appendices 1A to 1C, and adopt the following
new Appendix 1 in lieu thereof:
Appendix 1
POTENTIAL PHOTOSENSITIZING AGENTS
1. Not all individuals who use or take these agents will
experience a photosensitive reaction or the same degree of photosensitive
reaction. An individual who experiences a reaction on one occasion will not
necessarily experience it again or every time.
2. Names of agents should be considered only as examples.
They do not represent all the names under which a product may be sold. A more
complete list is available from the facility operator.
3. If you are using an agent in any of these classes, you
should reduce UV exposure even if your particular medication is not
listed.
Acne treatment (Retinoic acid, Retin–A) Psoralens
(5–Methoxypsoralen, 8–Methoxypsoralen,
4,5,8–trimethyl–psoralen)
Antibacterials (Deodorant bar soaps, antiseptics, cosmetics,
halogenated carbanilides, halogenated phenols, halogenated salicylanilides,
bithionol, chlorhexidine, hexachlorophene)
Antibiotics, anti–infectives (Tetracyclines)
Anticonvulsants (carbamazepine, trimethadione,
promethazine)
Antidepressants (amitriptyline, Desipramine, Imipramine,
Nortiptyline, Protiptyline), Tranquilizers, anti–emetics
(Phenothiazines)
Antidiabetics (glucose–lowering agents) (sulfonylureas,
oral antidiabetics, hypoglycemics)
Antihistamines (diphenhydramine, promethazine, triprolidine,
chlorpheniramine)
Anti–inflammatory (piroxicam), Non–steroidal
anti–inflammatory drugs (Ibuprofen, Naproxen, Piroxicam)
Antimicrobials (griseofulvin), Sulfonamides (“Sulfa
drugs,” antimicrobials, anti–infectives)
Atropine–like drugs (anticholinergics, antiparkinsonism
drugs, antispasmodics, synthetic muscle relaxants)
Coal tar and derivatives (Denorex, Tegrin, petroleum products
used for psoriasis and chronic eczema and in shampoos)
Contraceptives, oral and estrogens (birth control pills,
estrogens, progesterones)
Dyes (used in cosmetic ingredients, acridine, anthracene,
cosin (lipstick), erythrosine, fluorescein, methyl violet,methylene blue, rose
bengal)
Perfumes and toilet articles (musk ambrette, oil of bergamot,
oil of cedar, oil of citron, oil of lavender, oil of lemon, oil of lime, oil of
rosemary, oil of sandalwood)
Thiazide diuretics (“water pills”)
ARC 1318B
PUBLIC HEALTH
DEPARTMENT[641]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 17A.3 and 1996
Iowa Acts, chapter 1212, section 5, the Department of Public Health hereby
gives Notice of Intended Action to amend Chapter 177, “Health Data,”
Administrative Code.
The rules in Chapter 177 require hospitals to submit health
data. The proposed amendments delete references to the Community Health
Management Information System (CHMIS) which no longer exists, delete definitions
that no longer apply, delete references to physician data collection and clarify
the process to facilitate provision of data to the Department of Public
Health.
Any interested person may make written suggestions or comments
on the proposed amendments on or before February 26, 2002. Such written
comments should be directedto Pierce Wilson, Department of Public Health, Lucas
State Office Building, 321 E. 12th Street, Des Moines, Iowa 50319. Comments may
also be sent by E–mail to pwilson@ idph.state.ia.us.
These amendments are intended to implement 1996 Iowa Acts,
chapter 1212.
The following amendments are proposed.
ITEM 1. Amend rule
641—177.2(76GA,ch1212) by rescinding the definitions for
“claim,” “Community Health Management Information System
(CHMIS),” “patient identification number,”
“physician,” “severity of illness risk adjustment
codes,” and “uniform hospital billing
form.”
ITEM 2. Amend subrule 177.3(1) as
follows:
177.3(1) The department shall collect information from
other state agencies including the Community Health Management
Information System (CHMIS) for the purpose of public dissemination of
health data.
ITEM 3. Rescind subrule 177.3(2) and
adopt the following new subrule:
177.3(2) Hospitals shall submit data to the Iowa
Hospital Association which shall serve as an intermediary for the Iowa
department of public health. The information shall include inpatient,
outpatient and ambulatory information.
ITEM 4. Amend rule
641—177.4(76GA,ch1212) as follows:
641—177.4(76GA,ch1212) Department studies. The
department shall conduct special studies consistent with the intent of 1996 Iowa
Acts, chapter 1212, using data collected in accordance with subrule 177.3(1).
In conducting such studies, the department may utilize the services of a
contractor.
ITEM 5. Amend rule
641—177.8(76GA,ch1212) as follows:
641—177.8(76GA,ch1212) Address and specification for
data submissions. Data required to be submitted pursuant to this chapter
shall be sent by agencies and health care providers, or their
representatives, to the Iowa Department of Public Health, Center for Health
Statistics, Lucas State Office Building, East 12th and Grand Avenue, Des Moines,
Iowa 50319.
Data required to be submitted by CHMIS
pursuant to this rule shall be sent on a no–label,
nine–track tape or data cartridge to the Iowa Department of Public Health,
Center for Health Statistics, Lucas State Office Building, East 12th and Grand
Avenue, Des Moines, Iowa 50319 within 30 days following the CHMIS receipt of
required information in the form designated by the department within
30 days following the calendar six–month periods ending in June and
December.
ARC 1373B
PUBLIC SAFETY
DEPARTMENT[661]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code section 321.4, the
Department of Public Safety hereby gives Notice of Intended Action to amend
Chapter 7, “Devices and Methods to Test Body Fluids for Alcohol or Drug
Content,” Iowa Administrative Code.
During the process undertaken by the Department to assess all
of its existing administrative rules as provided for in the Department’s
Administrative Rules Improvement Plan, adopted in accordance with Executive
Order Number 8, staff of the Division of Criminalistics Laboratory identified a
need to update certain requirements related to calibration of preliminary breath
testing equipment. The intent had been to undertake this rule making next year,
as reflected in the Department’s plan, filed in September 2001, which
indicates that no rule making affecting Chapter 7 was contemplated during the
period covered by the plan (August 1, 2001, through July 31, 2002). However, it
is now clear that certain of the changes anticipated to be made in Chapter 7
next year are needed urgently. In particular, the current language in subrules
7.5(1) and 7.5(2) regarding procedures for calibration of preliminary breath
testing equipment is obsolete in that the equipment now in use involves a
different procedure. Equipment previously used, which adhered to the procedures
currently described in these subrules, is no longer available. Since preliminary
breath testing equipment is integral to enforcement of Iowa Code chapter 321J,
Iowa’s drunk driving statute, incorporation of language recognizing new
procedures is a matter of urgency.
In order to meet this need, two amendments to Chapter 7 are
being Adopted and Filed Emergency and are published herein as ARC 1372B,
effective February 1, 2002. Those amendments are included in this Notice as
Items 2 and 3. In addition, an amendment to subrule 7.2(1) would allow persons
designated and trained by the Division of Criminalistics Laboratory to calibrate
breath testing equipment.
A public hearing on these proposed amendments will be held on
March 1, 2002, at 10:30 a.m. in the Third Floor Conference Room of the Wallace
State Office Building, East 9th and Grand, Des Moines, Iowa 50319. Persons may
present their views orally or in writing at the public hearing. Persons who
wish to make oral presentations at the public hearing should contact the Agency
Rules Administrator, Department of Public Safety, Wallace State Office Building,
Des Moines, Iowa 50319, by mail, by telephone at (515)281–5524, or by
electronic mail to admrule@dps.state.ia.us, at least one day prior to the
public hearing. Any written comments or information regarding these proposed
amendments may be directed to the Agency Rules Administrator by mail or
electronic mail at the addresses indicated at least one day prior to the public
hearing, or may be submitted at the public hearing. Persons who wish to convey
their views orally other than at the public hearing may contact the Agency Rules
Administrator by telephone or in person at the Department office at least one
day prior to the public hearing.
These amendments are intended to implement Iowa Code section
321J.5.
The following amendments are proposed.
ITEM 1. Amend subrule 7.2(1) as
follows:
7.2(1) A peace officer desiring to perform direct
testing of a subject’s breath for the purpose of determining the alcohol
concentration shall employ, or cause to be used, a breath testing device of a
type meeting the minimum performancerequirements established by Highway Safety
Programs; Standard for Devices to Measure Breath Alcohol, Federal Register/Vol.
49, No. 242 (December 14, 1984), pp. 48854– 48855, or by Highway Safety
Programs; Model Specifications for Devices to Measure Breath Alcohol, Federal
Register, Volume 58, No. 179 (September 17, 1993), pp. 48705– 48708. All
devices so used must be certified to be in proper working order within a period
of one year immediately preceding use. The operator of the device shall proceed
in accordance with the instructions furnished by the division of criminal
investigation criminalistics laboratory, and shall have been certified as
competent in the operation of the breath testing device. All certifications of
devices and operators shall be made by the division of criminal investigation
criminalistics laboratory or by persons authorized to do so by the
commissioner of public safety. An employee of an Iowa law enforcement agency
may be authorized by the commissioner of public safety to certify devices and
operators if the employee has received instruction regarding the operation and
maintenance of the device which reflects specifications of the manufacturer of
the device, established by Iowa Code chapter 691.
ITEM 2. Amend subrule 7.5(1), first
paragraph, as follows:
7.5(1) A peace officer desiring to perform preliminary
screening tests of a person’s breath shall use an Iowa department of
public safety division of criminal investigation criminalistics
laboratory–approved device. Such devices are approved for accuracy and
precision using a Nalco Standard dry gas standard or
breath simulating device. The division of criminal investigation criminalistics
laboratory shall employ scientifically established tests or methods appropriate
to a particular device in determining whether it meets an acceptable standard
for accuracy, or it may accept test results from another laboratory at its
discretion. The standards shall include the requirement that in all cases where
the level is over 0.12 alcohol concentration, the device shall so indicate and
in all cases where the level is under 0.08 alcohol concentration, the device
shall so indicate. Devices must be of a type that can be calibrated on a
monthly basis by officers in the field.
ITEM 3. Amend subrule 7.5(2) as
follows:
7.5(2) Any peace officer using an approved device
shall follow the instructions furnished by the manufacturer for use of such a
device. Each unit shall be calibrated at least once per month using either a
wet alcohol standard or a Nalco Standard (minimum 5 cubic foot
volume) dry gas standard. The officer or officer’s
department shall keep a record of each calibration. This record shall
include:
a. The officer performing the calibration.
b. Date.
c. The value and type of standard used.
d. Unit type and identification number.
ARC 1342B
REVENUE AND FINANCE
DEPARTMENT[701]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code chapter 17A and
sections 421.14, 421.17(19), 452A.59, 452A.76, 453A.25, and 453A.49, the
Department of Revenue and Finance hereby gives Notice of Intended Action to
amend Chapter 7, “Practice and Procedure Before the Department of Revenue
and Finance”; Chapter 10, “Interest, Penalty, Exceptions to Penalty,
and Jeopardy Assessments”; Chapter 67, “Administration”; and
Chapter 81, “Administration,” Iowa Administrative Code.
Item 1 allows the Director to retrieve a protest that has been
transferred to the Department of Inspections and Appeals back to the
Director’s office for decision.
Items 2, 3, and 4 clarify that for purposes of penalty
exceptions, mathematical, computational, and transposition errors will not be
considered as facts and circumstances disclosed on a return or deposit
form.
Item 5 sets a minimum bond for motor fuel licensees. It is
very expensive for the Department to deal with small dollar amounts on bonds.
This change sets a minimum and is more cost effective for the
Department.
Items 6 and 7 permit the taxpayer’s E–mail address
or fax signature to constitute a valid signature on an application for a motor
fuel license or cigarette permit. This is expedient because of the large number
of applications that are now E–mailed or faxed to the
Department.
The proposed amendments will not necessitate additional
expenditures by political subdivisions or agencies and entities which contract
with political subdivisions.
Any person who believes that the application of the
discretionary provisions of these amendments would result in hardship or
injustice to that person may petition the Department for a waiver of the
discretionary provisions, if any.
The Department has determined that these proposed amendments
may have an impact on small business. The Department has considered the factors
listed in Iowa Code section 17A.4A. The Department will issue a regulatory
analysis as provided in Iowa Code section 17A.4A if a written request is filed
by delivery or by mailing postmarked no later than March 11, 2002, to the Policy
Section, Compliance Division, Department of Revenue and Finance, Hoover State
Office Building, P.O. Box 10457, Des Moines, Iowa 50306. The request may be made
by the Administrative Rules Review Committee, the Administrative Rules
Coordinator, at least 25 persons signing that request who each qualify as a
small business or an organization representing at least 25 such
persons.
Any interested person may make written suggestions or comments
on these proposed amendments on or before March 8, 2002. Such written comments
should be directed to the Policy Section, Compliance Division, Department of
Revenue and Finance, Hoover State Office Building, P.O. Box 10457, Des Moines,
Iowa 50306.
Persons who want to convey their views orally should contact
the Policy Section, Compliance Division, Department of Revenue and Finance, at
(515)281–8036 or at the Department of Revenue and Finance offices on the
fourth floor of the Hoover State Office Building.
Requests for a public hearing must be received by March 1,
2002.
These amendments are intended to implement Iowa Code chapters
17A, 422, 423, 450, 452A, and 453A.
The following amendments are proposed.
ITEM 1. Amend subrule 7.50(1),
fourth unnumbered paragraph, as follows:
If there is no factual conflict or credibility of evidence
offered in issue, either party, after the contested case has been heard and a
proposed decision is pending with a presiding officer other than the director
for at least one year, may make application to the director to transfer the case
to the director for decision. In addition, if the aforementioned criteria
exist, the director, on the director’s own motion, may issue a notice to
the parties of the director’s intention to transfer the case to the
director for decision. The opposing party may file, within 20 days after
service of such application or notice by the director, a resistance
setting forth in detail why the case should not be transferred. If the director
approves the transfer of the case, the director shall issue a final contested
case decision. The director or a party may request that the parties be allowed
to submit proposed findings of fact and conclusions of law.
ITEM 2. Amend subrule 10.8(1),
paragraph “h,” as follows:
h. The taxpayer presents documented proof of substantial
authority to rely upon a particular position or upon proof that all facts and
circumstances are disclosed on a return or deposit form. Mathematical,
computation, or transposition errors are not considered as facts and
circumstances disclosed on a return or deposit form. These types of errors will
not be considered as penalty exceptions.
ITEM 3. Amend subrule 10.8(2),
paragraph “f,” as follows:
f. The taxpayer presents documented proof of substantial
authority to rely upon a particular position or upon proof that all facts and
circumstances are disclosed on a return or deposit form. Mathematical,
computation, or transposition errors are not considered as facts and
circumstances disclosed on a return or deposit form. These types of errors will
not be considered as penalty exceptions.
ITEM 4. Amend subrule 10.8(3),
paragraph “d,” as follows:
d. The taxpayer presents documented proof of substantial
authority to rely upon a particular position or upon proof that all facts and
circumstances are disclosed on a return or deposit form. Mathematical,
computation, or transposition errors are not considered as facts and
circumstances disclosed on a return or deposit form. These types of errors will
not be considered as penalty exceptions.
ITEM 5. Amend subrule 67.21(1),
paragraph “c,” subparagraphs (1) to (3),
as follows:
(1) Suppliers will be requested to post a bond or security
when they have had one or more delinquencies in remitting the fuel tax or timely
filing monthly returns during the past six months.
The bond or security will be an amount sufficient to cover six
months’ fuel tax liability or $5,000, whichever is
greater.
(2) Restrictive suppliers will be requested to post a bond or
security when they have had two or more delinquencies in remitting the fuel tax
or timely filing monthly returns during the past 12 months.
The bond or security will be an amount sufficient to cover 12
months’ fuel tax liability or $2,000, whichever is
greater.
(3) Blenders will be requested to post a bond or security when
they have had two or more delinquencies in remitting the fuel tax or timely
filing monthly returns during the past six months.
The bond or security will be an amount sufficient to cover 12
months’ fuel tax liability or $2,000, whichever is
greater.
ITEM 6. Amend subrule 67.23(1) by
adopting the following new paragraph
“h”:
h. The signature of the person making the application. For
electronically transmitted applications, the application form shall state that,
in lieu of the person’s handwritten signature, the person’s
E–mail address or the person’s fax signature will constitute a valid
signature.
ITEM 7. Amend subrule 81.13(1),
paragraph “i,” as follows:
i. The signature of the person making the application. For
electronically transmitted applications, the application form shall state that,
in lieu of the person’s handwritten signature, the person’s
E–mail address or the person’s fax signature will constitute a valid
signature.
ARC 1341B
REVENUE AND FINANCE
DEPARTMENT[701]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Iowa Code sections 421.17(19) and
422.68, the Department of Revenue and Finance hereby gives Notice of Intended
Action to amend Chapter 42, “Adjustments to Computed Tax,” Chapter
52, “Filing Returns, Payment of Tax and Penalty and Interest,” and
Chapter 58, “Filing Returns, Payment of Tax, Penalty and Interest, and
Allocation of Tax Revenues,” Iowa Administrative Code.
Item 1 adopts new rule 42.17(15E), which describes the
eligible development business investment tax credit and how that credit is
computed. The eligible development business investment tax credit is a new
individual income tax credit available to eligible development businesses which
have been approved by the Iowa Department of Economic Development.
Item 2 adopts new rule 52.20(15E) for the eligible development
business investment tax credit for corporation income tax purposes. This rule
is similar to the rule in Item 1.
Item 3 adopts new rule 58.9(15E) for the eligible development
business investment tax credit for franchise tax purposes. This rule is similar
to the rule in Item 1.
The proposed amendments will not necessitate additional
expenditures by political subdivisions or agencies and entities which contract
with political subdivisions.
Any person who believes that the application of the
discretionary provisions of these amendments would result in hardship or
injustice to that person may petition the Department for a waiver of the
discretionary provisions, if any.
The Department has determined that these proposed amendments
may have an impact on small business. The Department has considered the factors
listed in Iowa Code section 17A.4A. The Department will issue a regulatory
analysis as provided in Iowa Code section 17A.4A if a written request is filed
by delivery or by mailing postmarked no later than March 11, 2002, to the Policy
Section, Compliance Division, Department of Revenue and Finance, Hoover State
Office Building, P.O. Box 10457, Des Moines, Iowa 50306. The request may be made
by the Administrative Rules Review Committee, the Administrative Rules
Coordinator, at least 25 persons signing that request who each qualify as a
small business or an organization representing at least 25 such
persons.
Any interested person may make written suggestions or comments
on these proposed amendments on or before March 8, 2002. Such written comments
should be directed to the Policy Section, Compliance Division, Department of
Revenue and Finance, Hoover State Office Building, P.O. Box 10457, Des Moines,
Iowa 50306.
Persons who want to convey their views orally should contact
the Policy Section, Compliance Division, Department of Revenue and Finance, at
(515)281–8036 or at the Department of Revenue and Finance offices on the
fourth floor of the Hoover State Office Building.
Requests for a public hearing must be received by March 1,
2002.
These amendments are intended to implement Iowa Code chapter
15E as amended by 2001 Iowa Acts, House File 349 [chapter 141].
The following amendments are proposed.
ITEM 1. Amend 701—Chapter 42 by
adopting the following new rule:
701—42.17(15E) Eligible development business
investment tax credit. Effective for tax years beginning on or after
January 1, 2001, a business which qualifies as an eligible development business
may receive a tax credit of up to 10 percent of the new investment which is
directly related to the construction, expansion or rehabilitation of building
space to be used for manufacturing, processing, cold storage, distribution, or
office facilities.
An eligible development business must be approved by the Iowa
department of economic development and meet the qualifications of Iowa Code
Supplement section 15E.193C.
New investment includes the purchase price of land and the
cost of improvements made to real property. The tax credit may be claimed by an
eligible development business in the tax year in which the construction,
expansion or re–habilitation is completed.
Any credit in excess of the tax liability for the tax year may
be credited to the tax liability for the following seven years or until used,
whichever is the earlier.
If the business is a partnership, S corporation, limited
liability company, or an estate or trust electing to have the income taxed
directly to the individual, an individual may claim the credit. The amount
claimed by an individual must be based on the individual’s pro–rata
share of the individual’s earnings of the partnership, S corporation,
limited liability company, or estate or trust.
If the eligible development business fails to meet and
maintain any one of the requirements to be an eligible business, the business
shall be subject to repayment of all or a portion of the amount of tax
incentives received. For example, if within five years of project completion
the development business sells or leases any space to any retail business, the
development business shall proportionally repay the value of the investment
credit. The proportion of the investment credit that would be due for repayment
by an eligible development business for selling or leasing space to a retail
business would be determined by dividing the square footage of building space
occupied by the retail business by the square footage of the total building
space.
An eligible business, which is not a development business,
which operates in an enterprise zone cannot claim an investment tax credit if
the property is owned, or was previously owned, by an approved development
business that has already received an investment tax credit. An eligible
business, which is not a development business, can claim an investment tax
credit only on additional, new improvements made to real property that was not
included in the development business’s approved application for the
investment tax credit.
This rule is intended to implement Iowa Code Supplement
section 15E.193C.
ITEM 2. Amend 701—Chapter 52 by
adopting the following new rule:
701—52.20(15E) Eligible development business
investment tax credit. Effective for tax years beginning on or after
January 1, 2001, a business which qualifies as an eligible development business
may receive a tax credit of up to 10 percent of the new investment which is
directly related to the construction, expansion or rehabilitation of building
space to be used for manufacturing, processing, cold storage, distribution, or
office facilities.
An eligible development business must be approved by the Iowa
department of economic development and meet the qualifications of Iowa Code
Supplement section 15E.193C.
New investment includes the purchase price of land and the
cost of improvements made to real property. The tax credit may be claimed by an
eligible development business in the tax year in which the construction,
expansion or re–habilitation is completed.
Any credit in excess of the tax liability for the tax year may
be credited to the tax liability for the following seven years or until used,
whichever is the earlier.
If the business is a partnership, S corporation, limited
liability company, or an estate or trust electing to have the income taxed
directly to the individual, an individual may claim the credit. The amount
claimed by an individual must be based on the individual’s pro–rata
share of the individual’s earnings of the partnership, S corporation,
limited liability company, or estate or trust.
If the eligible development business fails to meet and
maintain any one of the requirements to be an eligible business, the business
shall be subject to repayment of all or a portion of the amount of tax
incentives received. For example, if within five years of project completion
the development business sells or leases any space to any retail business, the
development business shall proportionally repay the value of the investment
credit. The proportion of the investment credit that would be due for repayment
by an eligible development business for selling or leasing space to a retail
business would be determined by dividing the square footage of building space
occupied by the retail business by the square footage of the total building
space.
An eligible business, which is not a development business,
which operates in an enterprise zone cannot claim an investment tax credit if
the property is owned, or was previously owned, by an approved development
business that has already received an investment tax credit. An eligible
business, which is not a development business, can claim an investment tax
credit only on additional, new improvements made to real property that was not
included in the development business’s approved application for the
investment tax credit.
This rule is intended to implement Iowa Code Supplement
section 15E.193C.
ITEM 3. Amend 701—Chapter 58 by
adopting the following new rule:
701—58.9(15E) Eligible development business
investment tax credit. Effective for tax years beginning on or after
January 1, 2001, a business which qualifies as an eligible development business
may receive a tax credit of up to 10 percent of the new investment which is
directly related to the construction, expansion or rehabilitation of building
space to be used for manufacturing, processing, cold storage, distribution, or
office facilities.
An eligible development business must be approved by the Iowa
department of economic development and meet the qualifications of Iowa Code
Supplement section 15E.193C.
New investment includes the purchase price of land and the
cost of improvements made to real property. The tax credit may be claimed by an
eligible development business in the tax year in which the construction,
expansion or re–habilitation is completed.
Any credit in excess of the tax liability for the tax year may
be credited to the tax liability for the following seven years or until used,
whichever is the earlier.
If the business is a partnership, S corporation, limited
liability company, or an estate or trust electing to have the income taxed
directly to the individual, an individual may claim the credit. The amount
claimed by an individual must be based on the individual’s pro–rata
share of the individual’s earnings of the partnership, S corporation,
limited liability company, or estate or trust.
If the eligible development business fails to meet and
maintain any one of the requirements to be an eligible business, the business
shall be subject to repayment of all or a portion of the amount of tax
incentives received. For example, if within five years of project completion
the development business sells or leases any space to any retail business, the
development business shall proportionally repay the value of the investment
credit. The proportion of the investment credit that would be due for repayment
by an eligible development business for selling or leasing space to a retail
business would be determined by dividing the square footage of building space
occupied by the retail business by the square footage of the total building
space.
An eligible business, which is not a development business,
which operates in an enterprise zone cannot claim an investment tax credit if
the property is owned, or was previously owned, by an approved development
business that has already received an investment tax credit. An eligible
business, which is not a development business, can claim an investment tax
credit only on additional, new improvements made to real property that was not
included in the development business’s approved application for the
investment tax credit.
This rule is intended to implement Iowa Code Supplement
section 15E.193C.
ARC 1362B
SCHOOL BUDGET REVIEW
COMMITTEE[289]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to the authority of Executive Order Number 11, the
State Board of Education hereby gives Notice of Intended Action to adopt Chapter
8, “Waivers or Variances from Administrative Rules,” Iowa
Administrative Code.
This chapter describes the procedures for applying for, as
well as issuance or denial of, waivers from Board rules. The purpose of this
chapter is to comply with Executive Order Number 11, which requires all state
agencies to adopt rules regarding waivers.
Public comments concerning the proposed chapter will be
accepted until 4:30 p.m. on February 27, 2002.
A public hearing will be held on February 27, 2002, at 1 p.m.
in the State Board Room, Grimes State Office Building, Des Moines, Iowa.
Interested persons may submit written or oral comments by contacting: Ann
McCarthy, Office of theDirector, Department of Education, Grimes State Office
Building, Des Moines, Iowa 50319–0146; telephone (515) 281–5296;
E–mail at ann.mccarthy@ed.state.ia.us.
These rules are intended to implement Iowa Code section 17A.9A
and Executive Order Number 11.
The following chapter is proposed.
Adopt the following new chapter:
CHAPTER 8
WAIVERS OR VARIANCES FROM
ADMINISTRATIVE
RULES
289—8.1(17A,ExecOrd11) Definitions. For
purposes of this chapter:
“Board” means the state board of
education.
“Committee” means the school budget review
committee.
“Department” means the department of
education.
“Director” means the director of the department of
education.
“Person” means an individual, school corporation,
government or governmental subdivision or agency, nonpublic school, partnership
or association, or any legal entity.
“Waiver or variance” means action by the director
which suspends in whole or in part the requirements or provisions of a rule as
applied to an identified person on the basis of the particular circumstances of
that person. For simplicity, the term “waiver” shall include both a
“waiver” and a “variance.”
289—8.2(17A,ExecOrd11) Scope of chapter. This
chapter outlines generally applicable standards and a uniform process for the
granting of individual waivers from rules in situations where no other more
specifically applicable law provides for waivers. To the extent another more
specific provision of law governs the issuance of a waiver from a particular
rule, the more specific provision shall supersede this chapter with respect to
any waiver from that rule.
289—8.3(17A,ExecOrd11) Applicability of chapter.
A waiver from a rule may be granted only if the department has jurisdiction
over the rule and the requested waiver is consistent with applicable statutes,
constitutional provisions, or other provisions of law. Statutory duties
or requirements created by statute may not be waived.
289—8.4(17A,ExecOrd11) Criteria for waiver. In
response to a petition completed pursuant to rule 289— 4.6(17A,ExecOrd11),
the director may, in the director’s sole discretion, issue an order
waiving in whole or in part the requirements of a rule if the director finds,
based on clear and convincing evidence, all of the following:
1. The application of the rule to the person at issue would
result in an undue hardship on the person for whom the waiver is requested;
2. The waiver from the requirement of the rule in the specific
case would not prejudice the substantial legal rights of any person;
3. The provisions of the rule subject to the petition for a
waiver are not specifically mandated by statute or another provision of
law;
4. Substantially equal protection of public health, safety,
and welfare will be afforded by a means other than that prescribed in the
particular rule for which the waiver is requested; and
5. The waiver from the requirements of the rule in the
specific case would not have a negative impact on the student achievement of any
person affected by the waiver.
289—8.5(17A,ExecOrd11) Filing of petition. All
petitions for waiver must be submitted in writing to the Director, Department of
Education, Grimes State Office Building, Des Moines, Iowa 50319–0146. If
the petition relates to a pending contested case, the petition shall be filed in
the contested case proceeding, using the caption of the contested
case.
289—8.6(17A,ExecOrd11) Content of petition. A
petition for waiver shall include the following information where applicable and
known to the requester:
1. The name, address and telephone number of the person for
whom a waiver is being requested, and the case number of any related contested
case.
2. A description and citation of the specific rule from which
a waiver is requested.
3. The specific waiver or variance requested, including the
precise scope and duration.
4. The relevant facts that the petitioner believes would
justify a waiver under each of the five criteria described in rule
289—4.4(17A,ExecOrd11). This statement shall include a signed statement
from the petitioner attesting to the accuracy of the facts provided in the
petition and a statement of reasons that the petitioner believes will justify a
waiver.
5. A history of any prior contacts between the board, the
department and the petitioner relating to the regulated activity, license, or
grant affected by the proposed waiver, including a description of each affected
item held by the requester, any notices of violation, contested case hearings,
or investigative reports relating to the regulated activity, license, or grant
within the last five years.
6. A detailed statement of the impact on student achievement
for any person affected by the granting of a waiver.
7. Any information known to the requester regarding the
board’s or department’s treatment of similar cases.
8. The name, address, and telephone number of any person or
entity that would be adversely affected by the granting of a petition.
9. The name, address, and telephone number of any person with
knowledge of the relevant facts relating to the proposed waiver.
10. Signed releases of information authorizing persons with
knowledge regarding the request to furnish the department with information
relevant to the waiver.
289—8.7(17A,ExecOrd11) Additional information.
Prior to issuing an order granting or denying a waiver, the department may
request additional information from the petitioner relative to the petition and
surrounding circumstances. If the petition was not filed in a contested case,
the department may, on its own motion or at the petitioner’s request,
schedule a telephonic or in–person meeting between the petitioner and the
department.
289—8.8(17A,ExecOrd11) Notice. The department
shall acknowledge a petition upon receipt. The department shall ensure that
notice of the pendency of the petition and a concise summary of its contents
have been provided to all persons to whom notice is required by any provision of
law within 30 days of the receipt of the petition. In addition, the department
may give notice to other persons. To accomplish this notice provision, the
department may require the petitioner to serve the notice on all persons to whom
notice is required by any provision of law and provide a written statement to
the department attesting that notice has been provided.
289—8.9(17A,ExecOrd11) Hearing procedures. The
provisions of Iowa Code sections 17A.10 to 17A.18A regarding contested case
hearings shall apply in three situations: (1) to any petition for a waiver filed
within a contested case; (2) when provided by rule or order; or (3) when
required to do so by statute.
289—8.10(17A,ExecOrd11) Ruling. An order
granting or denying a waiver shall be in writing and shall contain a reference
to the particular person and rule or portion thereof to which the order
pertains, a statement of the relevant facts and the reasons upon which the
action is based, and a description of the precise scope and operative period of
the waiver if one is issued.
8.10(1) Discretion. The final decision on whether the
circumstances justify the granting of a waiver shall be made at the sole
discretion of the director, upon consideration of all relevant factors. Each
petition for a waiver shall be evaluated by the director based on the unique,
individual circumstances set out in the petition.
8.10(2) Burden of persuasion. The burden of
persuasion rests with the petitioner to demonstrate by clear and convincing
evidence that the director should exercise the director’s discretion to
grant a waiver from a rule.
8.10(3) Narrowly tailored. A waiver, if
granted, shall provide the narrowest exception possible to the provisions of a
rule.
8.10(4) Administrative deadlines. When the
rule from which a waiver is sought establishes administrative deadlines, the
director shall balance the special individual circumstances of the petitioner
with the overall goal of uniform treatment of all similarly situated
persons.
8.10(5) Conditions. The director may place any
condition on a waiver that the director finds desirable to protect the public
health, safety, and welfare.
8.10(6) Time period of waiver. A waiver shall
not be permanent unless the petitioner can show that a temporary waiver would be
impracticable. If a temporary waiver is granted, there is no automatic right to
renewal. At the sole discretion of the director, a waiver may be renewed if the
director finds that grounds for a waiver continue to exist.
8.10(7) Time for ruling. The director shall grant or
deny a petition for a waiver as soon as practicable but, in any event, shall do
so within 120 days of its receipt, unless the petitioner agrees to a later date.
However, if a petition is filed in a contested case, the director shall grant or
deny the petition no later than the time at which the final decision in that
contested case is issued.
8.10(8) When deemed denied. Failure of the director
to grant or deny a petition within the required time period shall be deemed a
denial of that petition by the director. However, the director shall remain
responsible for issuing an order denying a waiver.
8.10(9) Service of order. Within seven
days of its issuance, any order issued under this uniform rule shall be
transmitted to the petitioner or the person to whom the order pertains, and to
any other person entitled to such notice by any provision of law.
289—8.11(17A,ExecOrd11) Public availability.
All orders granting a waiver petition shall be indexed, filed and available
for public inspection as provided in Iowa Code section 17A.3. Petitions for a
waiver and orders granting or denying a waiver petition are public records under
Iowa Code chapter 22. The director may accordingly redact confidential
information from petitions or orders prior to public inspection.
289—8.12(17A,ExecOrd11) Summary reports.
Semi–annually, the department shall prepare a summary report
identifying the rules for which a waiver has been granted or denied, the number
of times a waiver was granted or denied for each rule, a citation to the
statutory provisions implemented by those rules, and a general summary of the
reasons justifying the board’s actions on waiver requests. If
practicable, the report shall detail the extent to which the granting of a
waiver has affected the general applicability of the rule itself. Copies of the
report shall be available for public inspection and shall be provided
semiannually to the administrative rules coordinator and the administrative
rules review committee.
289—8.13(17A,ExecOrd11) Cancellation. A waiver
issued pursuant to this chapter may be withdrawn, canceled or modified if, after
appropriate notice and hearing, the director issues an order finding any of the
following:
1. The petitioner or the person who was the subject of the
waiver order withheld or misrepresented material facts relevant to the propriety
or desirability of the waiver; or
2. The alternative means for ensuring that the public health,
safety and welfare will be adequately protected after issuance of the waiver
order have been demonstrated to be insufficient; or
3. The subject of the waiver order has failed to comply with
all conditions contained in the order.
289—8.14(17A,ExecOrd11) Violations. Violation
of conditions in the waiver approval is the equivalent of violation of the
particular rule for which the waiver is granted. As a result, the recipient of
a waiver under this chapter who violates a condition of the waiver may be
subject to the same remedies or penalties as a person who violates the rule at
issue.
289—8.15(17A,ExecOrd11) Defense. After the
director issues an order granting a waiver, the order is a defense within its
terms and the specific facts indicated therein for the person to whom the order
pertains in any proceeding in which the rule in question is sought to be
invoked.
289—8.16(17A,ExecOrd11) Judicial review.
Judicial review of the director’s decision to grant or deny a waiver
petition may be taken in accordance with Iowa Code chapter 17A.
These rules are intended to implement Iowa Code section
17A.9A.
ARC 1379B
TRANSPORTATION
DEPARTMENT[761]
Notice of Intended Action
Notice is also given to the public that the
Administrative Rules Review Committee may, on its own motion or on written
request by any individual or group, review this proposed action under section
17A.8(6) at a regular or special meeting where the public or interested persons
may be heard.
Pursuant to the authority of Iowa Code sections 307.10, 307.12
and 314.27, the Department of Transportation hereby gives Notice of Intended
Action to amend Chapter 105, “Holiday Rest Stops,” Chapter 106,
“Promotion of Iowa Agricultural Products at Rest Areas,” and Chapter
121, “Adopt–A–Highway Program,” Iowa Administrative
Code.
The amendments to Chapters 105 and 106 reflect current
Department organization, change metric measurements to English units of measure,
and clarify the requirements. The amendment to Chapter 121 reflects current
Department organization.
These rules do not provide for waivers. Any person who
believes that the person’s circumstances meet the statutory criteria for a
waiver may petition the Department for a waiver under 761—Chapter
11.
Any person or agency may submit written comments concerning
these proposed amendments or may submit a written request to make an oral
presentation. The comments or request shall:
1. Include the name, address, and telephone number of the
person or agency authoring the comments or request.
2. Reference the number and title of the proposed rule, as
given in this Notice, that is the subject of the comments or request.
3. Indicate the general content of a requested oral
presentation.
4. Be addressed to the Department of
Transportation,Director’s Staff Division, 800 Lincoln Way, Ames, Iowa
50010; fax (515)239–1639; Internet E–mail address tracy.
george@dot.state.ia.us.
5. Be received by the Director’s Staff Division no later
than February 26, 2002.
A meeting to hear requested oral presentations is scheduled
for Friday, March 1, 2002, at 1 p.m. in the Central Office Training Room of the
Department of Transportation, 800 Lincoln Way, Ames, Iowa.
The meeting will be canceled without further notice if no oral
presentation is requested.
These amendments are intended to implement Iowa Code chapters
307 and 321.
Proposed rule–making actions:
ITEM 1. Amend subrule 105.2(4) as
follows:
105.2(4) Information. General information regarding
holiday rest stops is available from the Office of Maintenance
Services, Iowa Department of Transportation, 800 Lincoln Way,
Ames, Iowa 50010.
ITEM 2. Amend subrule 105.3(1) as
follows:
105.3(1) The sponsor shall not request or accept
payment for the refreshments served. The sponsor may accept voluntary donations
using containers clearly labeled with a sign stating “donations.”
If donation containers are used, the sponsor shall place signs within the
immediate area of the operation at locations designated by the department
stating the refreshments are free. An example of appropriate signing would be
“free coffee refreshments.”
ITEM 3. Rescind and reserve subrule
105.3(3).
ITEM 4. Amend subrule 105.4(1) as
follows:
105.4(1) Site. A holiday rest stop along an
interstate highway shall be located in an established interstate rest area.
The location of a holiday rest stop within an interstate rest area shall
be designated by the department. The department shall designate an
appropriate spot within the rest area for the holiday rest stop. The sponsor
shall not use the rest area restroom building or welcome center buildings for
the purposes of the holiday rest stop. The sponsor may use the information
kiosk where available. A tent or canopy may be used in areas without a kiosk
during inclement weather. Running water is available at each rest area. The
department will provide electricity if requested.
ITEM 5. Amend paragraph
105.4(2)“a” as follows:
a. The sponsor shall not place any signs directing highway
traffic to the holiday rest stop. The sponsor shall not place any signs for the
holiday rest stop along the interstate highway or interchange ramps. The
department shall place signs stating “free coffee
refreshments” adjacent to the interstate highway and shall remove
these signs when the holiday rest stop is discontinued.
ITEM 6. Amend subrule 105.4(3) as
follows:
105.4(3) Request. A request to sponsor a holiday rest
stop in an interstate rest area shall be made on Form 810023. This form is
available from the department’s transportation centers or resident
maintenance district offices or the office of maintenance
services.
a. No change.
b. The request shall be submitted to the office of maintenance
services.
c. No change.
ITEM 7. Amend subrule 105.5(4),
introductory paragraph, as follows:
105.4(4) Approval of request. The request is subject
to the approval of the office of maintenance services. The
request shall be approved unless there is good cause for denying it.
ITEM 8. Amend subrule 105.5(1) as
follows:
105.5(1) Site. The proposed site of a holiday rest
stop along a noninterstate primary highway will be inspected by the department
to ensure it meets the following requirements:
a. The site shall be large enough to provide parking space for
at least 15 vehicles and located so that all parked vehicles will be at least
15 meters 50 feet from the edge of the traveled way of
the primary highway.
b. An access drive from the primary highway shoulder to the
parking area shall have a top width of at least 6 meters 20
feet and shall provide a clear view of the primary highway for at least
275 meters 900 feet in each direction.
ITEM 9. Amend paragraph
105.5(2)“a” as follows:
a. The sponsor shall not place any signs directing highway
traffic to the holiday rest stop. The sponsor shall provide two signs
approximately 1.2 meters by 1.2 meters 4 feet by 4 feet
announcing the holiday rest stop, one for each highway approach to the site.
These signs will be installed by the department, not the sponsor. The
department shall remove these signs when the holiday rest stop is
discontinued.
ITEM 10. Amend subrule 105.5(3) as
follows:
105.5(3) Request. A request to sponsor a holiday rest
stop along a noninterstate primary highway shall be made on Form 810023. This
form is available from the department’s transportation centers or
resident maintenance district offices or the office of
maintenance services.
a. No change.
b. The request shall be submitted to the resident
engineer of the maintenance residency within which a holiday rest stop is
proposed district office or the office of maintenance.
c. No change.
ITEM 11. Amend subrule 105.5(4),
introductory paragraph, as follows:
105.5(4) Approval of request. The request is subject
to the approval of the applicable transportation center
maintenance district engineer. The request shall be approved
unless there is good cause for denying it.
ITEM 12. Amend 761—Chapter
105, implementation clause, as follows:
These rules are intended to implement Iowa Code
section sections 307.12 and 314.27 and chapter
321 and 1995 Iowa Acts, chapter 18, section 1.
ITEM 13. Amend rule 761—106.3(307)
as follows:
761—106.3(307) Information. General information
regarding agricultural promotions at interstate rest areas is available from the
Office of Maintenance Services, Iowa Department of
Transportation, 800 Lincoln Way, Ames, Iowa 50010.
ITEM 14. Amend subrule 106.4(1),
introductory paragraph, as follows:
106.4(1) A request to promote an Iowa agricultural
product at an interstate rest area shall be made on Form 810059. This form is
available from the department’s transportation centers, field
maintenance district offices, or the office of
maintenance services.
ITEM 15. Amend paragraph
106.4(1)“c” as follows:
c. The request shall be submitted to the office of maintenance
services.
ITEM 16. Amend subrule 106.4(2),
introductory paragraph, as follows:
106.4(2) Approval of request. The request is subject
to the approval of the office of maintenance services. The
request shall be approved unless there is good cause for denying it.
ITEM 17. Amend paragraph
106.6(1)“b” as follows:
b. The sponsor may provide two signs approximately 1.2
meters by 1.2 meters 4 feet by 4 feet announcing the promotion.
If the signs meet the department’s specifications, the signs shall be
installed by the department, not by the sponsor. The department shall remove
these signs when the promotion is over.
ITEM 18. Amend paragraph
106.6(3)“d” as follows:
d. Food samples shall be no larger than approximately
25–millimeter one–inch cubes.
ITEM 19. Amend paragraph
106.6(3)“e” as follows:
e. Beverage samples shall be no larger than 60
milliliters 6 ounces.
ITEM 20. Amend rule 761—106.7(307)
as follows:
761—106.7(307) Site location. The
department shall designate an appropriate location within the interstate rest
area for the promotion. Running water is available at each rest area. The
department will provide electricity to the first sponsor if requested.
Electrical outlets are limited and may not be available to additional
sponsors. The department shall designate an appropriate spot within
the interstate rest area for the promotion. The sponsor shall not use the rest
area restroom building or welcome center buildings for the purposes of the
promotion. The sponsor may use the information kiosk where available. A tent
or canopy may be used in areas without a kiosk during inclement weather.
Running water is available at each rest area. The department will provide
electricity to the first sponsor if requested. However, electrical outlets are
limited and may not be available to additional sponsors.
ITEM 21. Amend rule 761—121.2(307)
as follows:
761—121.2(307) Information and location.
Information and application forms relating to the adopt–a–highway
program may be obtained by contacting the local maintenance office for the name
of the person administering the program in the local area, or: Office of
Maintenance Services, Iowa Department of Transportation, 800
Lincoln Way, Ames, Iowa 50010. Applications shall be submitted to the
local maintenance office person administering the program in
the local area.
ARC 1380B
TRANSPORTATION
DEPARTMENT[761]
Notice of Intended Action
Notice is also given to the public that the
Administrative Rules Review Committee may, on its own motion or on written
request by any individual or group, review this proposed action under section
17A.8(6) at a regular or special meeting where the public or interested persons
may be heard.
Pursuant to the authority of Iowa Code sections 307.10 and
307.12, the Department of Transportation hereby gives Notice of Intended Action
to amend Chapter 151, “City Requests for Closure of Primary Road
Extensions,” Iowa Administrative Code.
These amendments reflect current DOT organization, update
references to the Iowa State Patrol and the Manual on Uniform Traffic Control
Devices, add an implementation clause and delete two provisions which allow
little flexibility as to why and how long an extension of a primary road can be
closed for reasons other than fire, construction or repair.
These rules do not provide for waivers. Any person who
believes that the person’s circumstances meet the statutory criteria for a
waiver may petition the Department for a waiver under 761—Chapter
11.
Any person or agency may submit written comments concerning
these proposed amendments or may submit a written request to make an oral
presentation. The comments or request shall:
1. Include the name, address, and telephone number of the
person or agency authoring the comments or request.
2. Reference the number and title of the proposed rule, as
given in this Notice, that is the subject of the comments or request.
3. Indicate the general content of a requested oral
presentation.
4. Be addressed to the Department of Transportation,
Director’s Staff Division, 800 Lincoln Way, Ames, Iowa 50010; fax
(515)239–1639; Internet E–mail address tracy.
george@dot.state.ia.us.
5. Be received by the Director’s Staff Division no later
than February 26, 2002.
A meeting to hear requested oral presentations is scheduled
for Friday, March 1, 2002, at 2 p.m. in the Central Office Training Room of the
Iowa Department of Transportation, 800 Lincoln Way, Ames, Iowa.
The meeting will be canceled without further notice if no oral
presentation is requested.
These amendments are intended to implement Iowa Code chapter
321.
Proposed rule–making actions:
ITEM 1. Amend subrule 151.1(1) as
follows:
151.1(1) Definitions. The following terms shall have
these meanings unless the context indicates a different meaning.
a. “Adequate detour” shall mean
an alternate route which, based on the engineering judgment of the
resident maintenance district engineer, has the
operational capability to handle the increased traffic for the specified period
of the detour.
b. “Arterial system” and “arterial
connector system” are defined in Iowa Code section 306.1, subsection 2,
paragraphs “b” and “c,” respectively.
c. “Local enforcement officers”
shall mean city police, town marshals, or other entities legally granted police
power for control of traffic.
d. “Primary road extensions”
shall mean the extension of any primary road into or through the corporate
limits of a city.
e. “Primary stub” shall mean the
extension of any primary road that crosses the corporate limits and terminates
at the central business district of a city.
ITEM 2. Amend paragraph
151.1(2)“a” as follows:
a. Adequate detour over paved roads shall be provided with
traffic controls as prescribed in the “Manual on Uniform Traffic Control
Devices for Streets and Highways,” as adopted in rule
761—130.1(321). City officials shall secure the written approval of the
county board of supervisors to use any county road as a detour.
ITEM 3. Amend paragraph
151.1(2)“e” as follows:
e. The city shall request the Iowa highway
state patrol to review the proposed detour for safety. During use,
traffic shall be policed by local enforcement officers.
ITEM 4. Rescind and reserve subrules
151.1(3) and 151.1(4).
ITEM 5. Amend paragraph
151.1(5)“a” as follows:
a. Cities shall file a “Request for Closing Primary Road
Extension,” Form 810030, available from local resident maintenance
engineer district offices. The request shall include the name
of the city, period that the covered route is to be closed, the precise section
involved, the proposed detour and the purpose for the closure. If the proposed
detour involves any part of a county road, the written approval of the county
board of supervisors must be submitted with the request.
ITEM 6. Amend paragraph
151.1(5)“b” as follows:
b. The request shall be signed by the city officials, be
reviewed by the Iowa highway state patrol, and submitted
to the local resident maintenance district engineer 45
days prior to the first day of closure. The department shall respond to the
city in 20 days from the date the request is received. If all requirements in
this rule are met, the department may approve the request.
ITEM 7. Amend 761—Chapter
151 by adopting the following new implementation
clause:
These rules are intended to implement Iowa Code section
321.348.
ARC 1320B
TRANSPORTATION
DEPARTMENT[761]
Notice of Intended Action
Notice is also given to the public that the
Administrative Rules Review Committee may, on its own motion or on written
request by any individual or group, review this proposed action under section
17A.8(6) at a regular or special meeting where the public or interested persons
may be heard.
Pursuant to the authority of Iowa Code sections 307.10 and
307.12, the Department of Transportation hereby gives Notice of Intended Action
to amend Chapter 520, “Regulations Applicable to Carriers,” Iowa
Administrative Code.
Iowa Code section 321.449 requires the Department to adopt
rules consistent with the Federal Motor Carrier Safety Regulations promulgated
under United States Code, Title 49, and found in 49 Code of Federal Regulations
(CFR), Parts 390 to 399. Iowa Code section 321.450 requires the Department to
adopt rules consistent with the Federal Hazardous Materials Regulations
promulgated under United States Code, Title 49, and found in 49 CFR Parts 107,
171 to 173, 177, 178 and 180. To ensure the consistency required by statute,
the Department annually adopts the specified parts of 49 CFR as adopted by the
United States Department of Transportation.
Commercial vehicles transporting goods in interstate commerce
are subject to the Federal Motor Carrier Safety Regulations on the effective
dates specified in the Federal Register. Commercial vehicles transporting
hazardous materials in interstate commerce or transporting certain hazardous
materials intrastate are subject to the Federal Hazardous Materials Regulations
on the effective dates specified in the Federal Register. The adoption of the
federal regulations by the Department will extend the enforcement of the
regulations to commercial vehicles operated intrastate unless exempted by
statute.
Proposed federal regulations are published in the Federal
Register to allow a period for public comment, and, after adoption, the final
regulations are again published in the Federal Register. Each year a revised
edition of 49 CFR is published incorporating all of the final regulations
adopted during the year. Although revised editions of 49 CFR are usually dated
October or November, the publication is not actually available in Iowa for
several months after that date.
The amendments to the Federal Motor Carrier Safety Regulations
and Federal Hazardous Materials Regulations that have become final and effective
since the 2000 edition of the CFR are listed in the information below. The
parts affected are followed by Federal Register (FR) citations.
Amendments to the
Federal Motor Carrier Safety
Regulations and
Federal Hazardous Materials Regulations
Part 391 (FR Volume 65, No. 194, Page 59363,
10–05–2000)
This final rule updates and simplifies the medical examination
form used to determine the physical qualification of commercial motor vehicle
drivers operating in interstate commerce.
Parts 172, 173 and 177 (FR Vol. 65, No. 197, Page 60382,
10–11–2000)
This final rule contains editorial corrections to a final rule
issued in the Federal Register on September 29, 2000.
Part 393 (FR Vol. 65, No. 225, Page 70218,
11–21–2000)
This final rule extends the expiration date of November 20,
2000, to December 31, 2001, to enable motor carriers transporting manufactured
homes to continue loading tires up to 18 percent above the load
rating.
Part 390 (FR Vol. 65, No. 227, Page 70509,
11–24–2000)
This interim final rule requires each motor carrier filing a
Motor Carrier Identification Report (MCS—150), to file an update of the
report every 24 months. A motor carrier that submits similar information to a
state as part of its annual vehicle registration requirement under the
Performance and Registration Information Systems Management program will be in
compliance if it files it with the appropriate state commercial motor vehicle
registration office.
Part 390 (FR Vol. 66, No. 8, Page 2756,
1–11–2001)
This final rule adopts the statutory definition of a
commercial motor vehicle (CMV) to require motor carriers operating CMVs designed
or used to transport between 9 and 15 passengers (including the driver) for
compensation to file a motor carrier identification report, mark their CMVs with
a U.S. DOT identification number, and maintain an accident register. These
requirements are being imposed to monitor the operational safety of motor
carriers operating smallpassenger–carrying vehicles for
compensation.
Parts 171, 172, and 173 (FR Vol. 66, No. 22, Page 8644,
2–1–2001)
This final rule updates three incorporations by reference in
the hazardous materials regulations to include the most recent amendments to the
International Maritime Dangerous Goods Code, the United Nations Recommendations
on the Transport of Dangerous Goods and the United Nations Recommendations
Manual of Tests and Criteria. This action is necessary to facilitate the
continued transport of hazardous materials in international commerce.
Part 390 (FR Vol. 66, No. 28, Page 9677,
2–9–2001)
This final rule delays the effective date of the adoption of
the statutory definition of a commercial motor vehicle in FR Vol. 66, No. 8,
Page 2756 from February 12, 2001, until April 13, 2001.
Part 393 (FR Vol. 66, No. 109, Page 30335,
6–6–2001)
This final rule changes the deadline for compliance with retro
reflective sheeting requirements from June 1, 2001, to December 1, 2001, for
motor carriers operating container chassis. This enables these motor carriers
to continue using commercial motor vehicles without reflex reflectors until
December 1, 2001.
Parts 171, 172, 173, 177, 178 and 180 (FR Vol. 66, No. 120,
Page 33316, 6–21–2001)
This final rule amends the hazardous materials regulations to
maintain alignment with international standards by incorporating various changes
to proper shipping names, hazard classes, packing groups, special provisions and
packaging authorizations. In addition, this final rule revises the requirements
for intermediate bulk containers and United Nations portable tanks.
Parts 171 and 172 (FR Vol. 66, No. 163, Page 44252,
8–22–2001)
This final rule provides exceptions from requirements to place
new poison inhalation hazard or poison gas labels and placards on certain
packages and transport vehicles in international transportation. The poison
inhalation placards are required on a packaging, transport vehicle or freight
container carrying poison inhalation placard materials in the United
States.
Parts 107, 171, 172, 173, 177, 178 and 180 (FR Vol. 66, No.
167, Page 45376, 8–28–2001)
This final rule corrects inconsistencies in terminology and
makes minor editorial corrections to improve the hazardous materials
regulations. The amendments in this rule are minor and do not impose new
requirements.
Parts 107, 171, 172, 173, 177, 178 and 180 (FR Vol. 66, No.
167, Page 45177, 8–28–2001)
This final rule corrects editorial errors, makes minor
regulatory changes and improves the clarity of certain provisions in the
hazardous materials regulations. The amendments in this rule are minor and do
not impose new requirements.
Part 173 (FR Vol. 66, No. 189, Page 49555,
9–28–2001)
This final rule corrects the formula in Section 173.133 that
assigns the packing group and hazard zones for Division 6.1 materials.
The other amendments to this chapter are due to the
following:
• In Item 1, paragraph
520.1(1)“c” is stricken to eliminate confusion concerning
conflicting state law applicable to intrastate operators of commercial motor
vehicles.
• In Item 2, paragraph
520.1(2)“c” is amended to comply with 2001 Iowa Acts, chapter 132,
section 12, which requires the Department to adopt rules concerning the hours of
service for drivers of vehicles operated for hire and designed to transport
seven or more persons, including the driver.
Various portions of the federal regulations and Iowa statutes
allow some exceptions when the exceptions will not adversely impact the safe
transportation of commodities on the nation’s highways. Granting
additional exceptions for drivers and the motor carrier industry in Iowa would
adversely impact the safety of the traveling public in Iowa.
Any person or agency may submit written comments concerning
these proposed amendments or may submit a written request to make an oral
presentation. The comments or request shall:
1. Include the name, address, and telephone number of the
person or agency authoring the comments or request.
2. Reference the number and title of the proposed amendment,
as given in this Notice, that is the subject of the comments or
request.
3. Indicate the general content of a requested oral
presentation.
4. Be addressed to the Department of
Transportation,Director’s Staff Division, 800 Lincoln Way, Ames, Iowa
50010; fax (515)239–1639; Internet E–mail address tracy.
george@dot.state.ia.us.
5. Be received by the Director’s Staff Division no later
than February 26, 2002.
A meeting to hear requested oral presentations is scheduled
for February 28, 2002, at 10 a.m. in the DOT Conference Room at Park Fair Mall,
100 Euclid Avenue, Des Moines.
The meeting will be canceled without further notice if no oral
presentation is requested.
The proposed amendments may have an impact on small business.
A request for a regulatory analysis pursuant to Iowa Code section 17A.4A must be
received by the Director’s Staff Division at the address listed in this
Notice no later than 32 days after publication of this Notice in the Iowa
Administrative Bulletin.
These amendments are intended to implement Iowa Code chapter
321.
Proposed rule–making actions:
ITEM 1. Amend subrule 520.1(1) as
follows:
520.1(1) Regulations.
a. Motor carrier safety regulations. The Iowa department of
transportation adopts the Federal Motor Carrier Safety Regulations, 49 CFR Parts
390–399 (October 1, 2000 2001).
b. Hazardous materials regulations. The Iowa department of
transportation adopts the Federal Hazardous Materials Regulations, 49 CFR Parts
107, 171–173, 177, 178, and 180 (October 1, 2000
2001).
c. Effect of state law. The Iowa department of
transportation will follow and enforce the adopted federal regulations where not
in conflict with state law.
d c. Copies of regulations. Copies of
the federal regulations may be reviewed at the state law library or through the
Internet at http://www.fmcsa.dot.gov.
ITEM 2. Amend paragraph
520.1(2)“c” as follows:
c. Operators of vehicles for hire, designed to transport
more than 8 7 or more persons, but fewer than 16,
including the driver, must comply with 49 CFR Part 395 of the Federal Motor
Carrier Safety Regulations. However, the provisions of 49 CFR Part 395 shall
not apply to vehicles offered to the public for hire that are used principally
in intracity operation and are regulated by local authorities.
ARC 1321B
TRANSPORTATION
DEPARTMENT[761]
Notice of Intended Action
Notice is also given to the public that the
Administrative Rules Review Committee may, on its own motion or on written
request by any individual or group, review this proposed action under section
17A.8(6) at a regular or special meeting where the public or interested persons
may be heard.
Pursuant to the authority of Iowa Code sections 307.10 and
307.12, the Department of Transportation hereby gives Notice of Intended Action
to amend Chapter 529, “For–Hire Interstate Motor Carrier
Authority,” Iowa Administrative Code.
The Code of Federal Regulations was updated in October 2001,
and the Department needs to cite the current version in these rules. No changes
to the federal regulations have occurred.
Any person or agency may submit written comments concerning
this proposed amendment or may submit a written request to make an oral
presentation. The comments or request shall:
1. Include the name, address, and telephone number of the
person or agency authoring the comments or request.
2. Reference the number and title of the proposed rule, as
given in this Notice, that is the subject of the comments or request.
3. Indicate the general content of a requested oral
presentation.
4. Be addressed to the Department of Transportation,
Director’s Staff Division, 800 Lincoln Way, Ames, Iowa 50010; fax
(515)239–1639; Internet E–mail address tracy.
george@dot.state.ia.us.
5. Be received by the Director’s Staff Division no later
than February 26, 2002.
A meeting to hear requested oral presentations is scheduled
for Thursday, February 28, 2002, at 1:30 p.m. in the DOT conference room at Park
Fair Mall, 100 Euclid Avenue, Des Moines, Iowa.
The meeting will be canceled without further notice if no oral
presentation is requested.
This amendment is intended to implement Iowa Code chapter
327B.
Proposed rule–making action:
Amend rule 761— 529.1(327B) as follows:
761—529.1(327B) Motor carrier regulations. The
Iowa department of transportation adopts the Code of Federal Regulations, 49 CFR
Parts 365–368 and 370–379, dated October 1, 2000
2001, for regulating interstate for–hire carriers.
Copies of this publication are available from the state law
library or through the Internet at http://www.fmcsa.dot.gov.
NOTICE—USURY
In accordance with the provisions of Iowa Code section 535.2,
subsection 3, paragraph “a,” the Superintendent of Banking has
determined that the maximum lawful rate of interest shall be:
January 1, 2001 — January 31, 2001 7.75%
February 1, 2001 — February 28, 2001 8.00%
March 1, 2001 — March 31, 2001 7.25%
April 1, 2001 — April 30, 2001 7.00%
May 1, 2001 — May 31, 2001 7.00%
June 1, 2001 — June 30, 2001 7.25%
July 1, 2001 — July 31, 2001 7.50%
August 1, 2001 — August 31, 2001 7.25%
September 1, 2001 — September 30, 2001 7.25%
October 1, 2001 — October 31, 2001 7.00%
November 1, 2001 — November 30, 2001 6.75%
December 1, 2001 — December 31, 2001 6.50%
January 1, 2002 — January 31, 2002 6.75%
February 1, 2002 — February 28, 2002 7.00%
ARC 1340B
UTILITIES DIVISION[199]
Notice of Intended Action
Twenty–five interested persons, a
governmental subdivision, an agency or association of 25 or more persons may
demand an oral presentation hereon as provided in Iowa Code section
17A.4(1)“b.”
Notice is also
given to the public that the Administrative Rules Review Committee may, on its
own motion or on written request by any individual or group, review this
proposed action under section 17A.8(6) at a regular or special meeting where the
public or interested persons may be heard.
Pursuant to Iowa Code sections 17A.4, 476.1, 476.2, and
479.17, the Utilities Board (Board) gives notice that on January 17, 2002, the
Board issued an order in Docket No. RMU–02–1, In re: Update of
Gas and Electric Safety Standards, “Order Commencing Rule
Making.”
The Board is proposing to amend 199 IAC 10.12(1), 10.17(479),
19.5(2), 19.6(3), 19.8(3), 20.5(2), 20.6(3)“a,” 25.2(1), and 25.2(5)
to update the references in these rules to the most recent federal pipeline
safety standards or most current industry association gas and electric safety
and metering standards. The Board adopted prior federal pipeline safety
standards and national gas and electric safety and metering standards to ensure
that gas pipelines and electric power lines are constructed, maintained, and
operated as safely as possible and that gas and electric consumption is
accurately metered. The current rules have not been updated since 1999, and
there have been more recent amendments to the federal safety standards and more
recent editions of national gas and safety standards. In addition, the current
rules contain references to hazardous liquid pipeline standards that are no
longer applicable. The rules will be updated to include the most recent federal
standards and the most current editions of industry standards and to delete
standards no longer applicable, prior to the first possible adoption date for
these amendments, March 13, 2002.
Pursuant to Iowa Code sections 17A.4(1)“a” and
“b,” any interested person may file a written statement of position
pertaining to the proposed amendments. The statement must be filed on or before
February 26, 2002, by filing an original and ten copies in a form substantially
complying with 199 IAC 2.2(2). All written statements should clearly state the
author’s name and address and should make specific reference to this
docket. All communications should be directed to the Executive Secretary,
Utilities Board, 350 Maple Street, Des Moines, Iowa 50319–0069.
No oral presentation is scheduled at this time. Pursuant to
Iowa Code section 17A.4(1)“b,” an oral presentation may be requested
or the Board on its own motion after reviewing the statements may determine that
an oral presentation should be scheduled.
These amendments are intended to implement Iowa Code sections
17A.4, 476.1, 476.1A, 476.2, 478.1, and 479.17.
The following amendments are proposed.
ITEM 1. Amend subrule 10.12(1) as
follows:
10.12(1) All pipelines, underground storage
facilities, and equipment used in connection therewith shall be designed,
constructed, operated, and maintained in accordance with the following
standards:
a. 49 CFR Part 191, “Transportation of Natural and Other
Gas by Pipeline; Annual Reports, Incident Reports, and Safety–Related
Condition Reports,” as amended through April 30, 1999
March 13, 2002.
b. 49 CFR Part 192, “Transportation of Natural and Other
Gas by Pipeline; Minimum Federal Safety Standards,” as amended through
April 30, 1999 March 13, 2002.
c. 49 CFR Part 195, “Transportation of Hazardous
Liquids By Pipeline,” as amended through April 30,
1999.
d c. 49 CFR Part 199, “Drug
and Alcohol Testing,” as amended through April 30,
1999 March 13, 2002.
e. ASME B31.4 – 1992, “Liquid
Transportation Systems for Hydrocarbons, Liquid Petroleum Gas, Anhydrous
Ammonia, and Alcohols.”
f d. ASME B31.8 –
1995 1999, “Gas Transmission and Distribution
Piping Systems.”
g e. ASME B31.11 – 1989,
“Slurry Transportation Piping Systems.”
h f. 199 IAC 9,
“Protection of Underground Improvements and Soil Conservation
Structures and Restoration of Agricultural Lands After Pipeline
Construction.” “Restoration of Agricultural Lands During
and After Pipeline Construction.”
Conflicts between these the standards
established in the above paragraphs, or between the requirements of this
rule and other requirements which are shown to exist by appropriate written
documentation filed with the board, shall be resolved by the board.
ITEM 2. Amend rule 199—10.17(479)
as follows:
199—10.17(479) Accidents and incidents. Any
pipeline incident or accident which is reportable to the U.S. Department of
Transportation under 49 CFR Part 191 or Part 195 as amended
through April 30, 1999 March 13, 2002, shall also be
reported to the board, except that the minimum economic threshold of damage
required for reporting to the board is $15,000. Duplicate copies of any written
accident reports and safety–related condition reports submitted to the
U.S. Department of Transportation shall be provided to the board.
ITEM 3. Amend subrule 19.5(2) as
follows:
19.5(2) Standards incorporated by reference.
a. The design, construction, operation, and maintenance of gas
systems and liquefied natural gas facilities shall be in accordance with the
following standards where applicable:
(1) 49 CFR Part 191, “Transportation of Natural and
Other Gas by Pipeline Annual Reports, Incident Reports, and Safety–Related
Condition Reports,” as amended through April 30, 1999
March 13, 2002.
(2) 49 CFR Part 192, “Transportation of Natural and
Other Gas by Pipeline; Minimum Federal Safety Standards,” as amended
through April 30, 1999 March 13, 2002.
(3) 49 CFR Part 193, “Liquefied Natural Gas Facilities:
Federal Safety Standards,” as amended through April 30,
1999 March 13, 2002.
(4) 49 CFR Part 199, “Drug and Alcohol
Testing,” as amended through April 30, 1999 March
13, 2002.
(5) ASME B31.8 1995 1999, “Gas
Transmission and Distribution Piping Systems.”
(6) ANSI/NFPA No. 59–1998 2001,
“Standard for the Storage and Handling of Liquefied Petroleum Gases at
Utility Gas Plants.”
b. The following publications are adopted as standards of
accepted good practice for gas utilities:
(1) ANSI Z223.1/NFPA 54–1996
1999, “National Fuel Gas Code.”
(2) ANSI A225/NFPA 501A–1997
2000, “Fire Safety Criteria for Manufactured Home Installations,
Sites, and Communities.”
ITEM 4. Amend subrule 19.6(3) as
follows:
19.6(3) Accepted good practice. The following
publications are considered to be representative of accepted good practice in
matters of metering and meter testing:
a. American National Standard for Gas Displacement Meters (500
Cubic Feet Per Hour Capacity and Under), ANSI B109.1–1992
2000.
b. American National Standard for Diaphragm Type Gas
Displacement Meters (Over 500 Cubic Feet Per Hour Capacity), ANSI
B109.2–1992 2000.
c. American National Standard for Rotary Type Gas Displacement
Meters, ANSI B109.3–1992 2000.
d. Handbook E–4: Displacement Gas Meters,
American Meter Company, 1970.
e d. Measurement of Gas Flow by
Turbine Meters, ANSI/ASME MFC–4M–1990
1997.
f. Measurement of Fuel Gas by Turbine Meters, American
Gas Association Transmission Measurement Committee Report No. 7,
1981.
g e. Orifice Metering of Natural Gas
and Other Related Hydrocarbon Fluids, ANSI/API 2530–1991.
ITEM 5. Amend subrule 19.8(3) as
follows:
19.8(3) Turning on gas. Each utility upon the
installation of a meter and turning on gas or the act of turning on gas alone
shall take the necessary steps to assure itself that there exists no flow of gas
through the meter which is a warning that the customer’s piping or
appliances are not safe for gas turn on. (Ref: Sec. 4.2 and Appendix D, ANSI
Z223.1/NFPA 54–1996 1999).
ITEM 6. Amend subrule 20.5(2) as
follows:
20.5(2) Acceptable standards
Standards incorporated by reference. The utility shall use the applicable
provisions in the publications listed below as standards of accepted good
practice unless otherwise ordered by the board.
a. No change.
b. National Electrical Code, ANSI/NFPA
70–1999 2002.
c. American National Standard Requirements for Instrument
Transformers, ANSI/IEEE C57.13.1 (1981); C57.13.2 (1992); and C57.13.3
(1983)–1981 (R1999); and C57.13.3– 1983
(R1991).
d. American National Standard Requirements for Electrical
Analog Indicating Instruments, ANSI C39.1–1981 (R1992).
e. to g. No change.
ITEM 7. Amend paragraph
20.6(3)“a” as follows:
a. American National Standard Code for Electricity Metering,
ANSI C12.1–1995 2001.
ITEM 8. Amend subrule 25.2(1) as
follows:
25.2(1) National Electrical Safety Code. The American
National Standards Institute (ANSI) C2–1997 2002
“National Electrical Safety Code” (NESC) as ultimately conformed to
the ANSI–approved draft by correction of publishing errors through
issuance of printed corrections is adopted as part of the Iowa electrical safety
code, except Part 4, “Rules for Operation of Electric Supply and
Communications Lines and Equipment,” which is not adopted by the
board.
ITEM 9. Amend subrule 25.2(5) as
follows:
25.2(5) Other references adopted.
a. The “National Electric Code,” ANSI/NFPA
70–1999 2002, is adopted as a standard of accepted
good practice for customer–owned electrical facilities beyond the utility
point of delivery.
b. “The Lineman’s and Cableman’s
Handbook,” Eighth Ninth Edition; Kurtz, Edwin B.
and Shoemaker, Thomas M.; New York, McGraw–Hill Book Co., is adopted as a
recommended guideline to implement the “National Electrical Safety
Code” or “National Electrical Code,” and for developing the
inspection and maintenance plans required by 199 IAC 25.3(476,478).
FILED EMERGENCY
ARC 1322B
GENERAL SERVICES
DEPARTMENT[401]
Adopted and Filed Emergency
Pursuant to the authority of Iowa Code section 18.10, and at
the request of the Department of Public Safety, the Department of General
Services hereby adopts new Chapter 3, “Capitol Complex Operations,”
Iowa Administrative Code.
These rules prohibit carrying a dangerous weapon by a member
of the public in state office buildings on the Iowa capitol complex and specify
certain steps that may be taken jointly by this Department and the Department of
Public Safety to ensure the safety of persons and property on the capitol
complex. Officers of the Department of Public Safety will be authorized to
enforce the new provisions.
In compliance with Iowa Code section 17A.4(2), the Director
finds that formal notice and public participation prior to the effective date of
these rules are contrary to the public interest. However, many of the state
agencies were provided notice with an earlier version of these rules on November
8, 2001. Legislative leadership, the Administrative Rules Review Committee, and
certain interest groups representing the public have also received drafts of
these rules and been given the opportunity to comment prior to the emergency
filing. These comments have been taken into consideration and incorporated as
appropriate.
The Director also finds, in compliance with Iowa Code section
17A.5(2)“b”(2), that the normal effective date of these rules should
be waived and these rules should be made effective January 14, 2002, as they
confer a benefit to the public by improving safety and security measures on the
capitol complex. The immediacy of the effective date is based on consideration
of the worldwide threat of terrorism and the desire to take preventive measures
to increase security at the seat of Iowa government prior to the start of the
legislative session. The Director finds that the January 14, 2002, effective
date for these rules is also necessary because of imminent peril to the public
health, safety or welfare.
The Department is also filing a Notice of Intended Action
published herein as ARC 1349B as part of a broad revision to this chapter
and other related material and to formally provide for public input.
These rules became effective January 14, 2002.
These rules are intended to implement Iowa Code section
18.10.
The following new chapter is adopted.
CHAPTER 3
CAPITOL COMPLEX OPERATIONS
401—3.1(18) Definitions. The definitions
contained in Iowa Code section 18.1 shall be applicable to such terms when used
in this chapter. In addition, the following definitions shall apply:
“Capitol complex” means an area within the city of
Des Moines in which the Iowa state capitol building is located. This area
includes the state capitol building and buildings owned by the state of Iowa
within an area bounded on the north by Interstate Highway 235, on the east by
East 14th Street, on the south by the Des Moines River and on the west by East
6th Street.
“Dangerous weapon” means any instrument or device
designed primarily for use in inflicting death or injury upon a human being or
animal, and which is capable of inflicting death upon a human being when used in
the manner for which it was designed. Additionally, any instrument or device of
any sort whatsoever which is actually used in such a manner as to indicate that
the person possessing the instrument or device intends to inflict death or
serious injury upon the other, and which, when so used, is capable of inflicting
death upon a human being, is a dangerous weapon. Dangerous weapons include, but
are not limited to, any offensive weapon as defined in Iowa Code section 724.1,
pistol, revolver, or other firearm, dagger, razor, stiletto, switchblade knife,
or knife having a blade exceeding five inches in length.
401—3.2(18) Security.
3.2(1) Dangerous weapons. No member of
the public shall carry a dangerous weapon in state buildings on the capitol
complex. This provision applies to any member of the public whether or not the
individual possesses a valid Iowa permit to carry weapons. This provision does
not apply to:
a. A peace officer as defined in Iowa Code section 801.4 or a
member of the armed forces of the United States or of the national guard, when
the person’s duties or lawful activities require or permit possession of a
dangerous weapon.
b. A person possessing a valid Iowa professional permit to
carry a weapon whose duties require that person to carry a dangerous
weapon.
c. A person who possesses a dangerous weapon for any purpose
authorized by a state agency to further the statutory or regulatory
responsibilities of that agency. An authorization issued pursuant to this
paragraph shall not become effective until it has been issued in writing to the
person or persons to whom it applies and until copies of the authorization have
been received by the director and by the commissioner of public
safety.
d. Members of recognized military veterans organizations
performing honor guard service as provided in 2001 Iowa Acts, chapter 96,
section 1.
Violation of this subrule is a simple misdemeanor, pursuant to
Iowa Code section 18.10, and may result in the denial of access to a state
building, filing of criminal charges or expulsion from the grounds of the
capitol complex, or any combination thereof, of the individual who knowingly
violates the subrule. In addition, any weapon found in possession of a member
of the public in violation of this subrule may be confiscated. Charges may be
filed under any other criminal statute if appropriate. Officers employed by or
under the supervision of the department of public safety shall have the
authority to enforce this subrule. Peace officers employed by other agencies
shall have the authority to enforce this subrule at the request of the
commissioner of public safety or in response to a request for assistance from an
officer employed by the department of public safety.
3.2(2) Building access and security. The
department of general services and the department of public safety shall take
reasonable and appropriate measures to ensure the safety of persons and property
on the capitol complex. These measures may include, but are not limited, to the
following:
a. Requiring any member of the public entering a state
building on the capitol complex (1) to provide identification upon request; (2)
to allow the member of the public to be scanned with metal detecting equipment;
and (3) to allow any parcel, package, luggage, purse, or briefcase that the
person is bringing into the building to be examined with X–ray equipment
or to have the contents thereof examined, or both.
b. Requiring any member of the public who is inside a state
building on the capitol complex outside of normal business hours, other than
when the building or portion of the building is open to the public during a
scheduled event, to provide identification and to state the nature of the
person’s business in the building. A member of the public who is in a
state building on the capitol complex outside of normal business hours, other
than during a scheduled event, and who does not have authorization to be on the
premises may be required to exit the building and be escorted from the
building.
c. Limiting public access to state buildings on the capitol
complex to selected entrances. Access to each building through at least one
entrance accessible to persons with disabilities shall be maintained.
d. Limiting hours during which public access is allowed to
state buildings on the capitol complex. Hours during which public access is
allowed shall be posted at each entrance to a building through which public
access is allowed.
e. Confiscating any container including, but not limited to,
packages, bags, briefcases, or boxes that are left in public areas when the
building is not open to the public. Any confiscated container may be searched
or destroyed, or both, or may be returned to the owner. Any container that is
left unattended in a public area during hours in which the building is open to
the public may be examined.
Violation of this subrule is a simple misdemeanor, pursuant to
Iowa Code section 18.10, and may result in the denial of access to a state
building, filing of criminal charges or expulsion from the grounds of the
capitol complex, or any combination thereof, of the individual who knowingly
violates the subrule. Charges may be filed under any other criminal statute if
appropriate. Officers employed by or under the supervision of the department of
public safety shall have the authority to enforce this subrule. Peace officers
employed by other agencies shall have the authority to enforce this subrule at
the request of the commissioner of public safety or in response to a request for
assistance from an officer employed by the department of public
safety.
These rules are intended to implement Iowa Code section
18.10.
[Filed Emergency 1/11/02, effective 1/14/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1329B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed Emergency
Pursuant to the authority of Iowa Code section 217.6, the
Department of Human Services hereby amends Chapter 61, “Refugee Services
Program,” appearing in the Iowa Administrative Code.
Under current policy, the Bureau of Refugee Services is
limited to providing services to persons in the first 60 months of resettlement.
The Department has received a letter from the Office of Refugee Resettlement of
the Administration for Children and Families waiving the 60–month
limitation on social services effective with the receipt of the letter and for
the remainder of federal fiscal year 2002 (until September 30, 2002). This
waiver includes all services authorized by the governing federal regulations, 45
CFR Part 400, except 45 CFR 400.155(h), which refers to “any additional
service, upon submission to and approved by the director of the Office of
Refugee Resettlement, aimed at strengthening and supporting the ability of a
refugee individual, family, orrefugee community to achieve and maintain economic
self–sufficiency, family stability, or community integration, that has
been demonstrated as effective and that is not available from any other funding
source.”
This amendment revises policy governing refugee services to
allow services to be provided past the first 60 months of resettlement if the
Office of Refugee Resettlement grants an exception to the 60–month
limit.
This amendment does not provide for waivers in specified
situations because the amendment confers a benefit on those affected.
The Department of Human Services finds that notice and public
participation are impracticable because several potential participants will soon
reach the end of their 60 months of eligibility for services from the Bureau of
Refugee Services. There is not time to allow for notice and public
participation before those participants lose their eligibility for services.
Therefore, this amendment is filed pursuant to Iowa Code section
17A.4(2).
The Department finds that this amendment confers a benefit on
those participants by allowing them to receive services past the 60–month
time limit. Therefore, this amendment is filed pursuant to Iowa Code section
17A.5(2)“b”(2).
This amendment is also published herein under Notice of
Intended Action as ARC 1328B to allow for public comment.
The Council on Human Services adopted this amendment January
9, 2002.
This amendment is intended to implement Iowa Code section
217.6 and chapter 622A.
This amendment became effective January 9, 2002.
The following amendment is adopted.
Amend subrule 61.6(2) as follows:
61.6(2) Limitations on eligibility. Services as
described in rule 441—61.5(217) may be provided in the first 60 months of
resettlement unless the office of refugee resettlement grants an exception to
the 60–month limit. Referral, interpretation, citizenship, and
naturalization services may be provided to the extent feasible past 60 months of
resettlement for refugees, except that refugees who are receiving employability
services, as defined in 441—subrule 61.5(11), as part of an employability
plan, as of September 30, 1995, may continue to receive those services through
September 30, 1996, or until the services are completed, whichever occurs first,
regardless of their length of residence in the United States. In any case,
services shall first be provided for those refugees who are in the first two
years of resettlement and who are in need of assistance in securing
self–sufficiency.
[Filed Emergency 1/9/02, effective 1/9/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1333B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed Emergency After Notice
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 77, “Conditions of
Participation for Providers of Medical and Remedial Care,” Chapter 78,
“Amount, Duration and Scope of Medical and Remedial Services,”
Chapter 79, “Other Policies Relating to Providers of Medical and Remedial
Care,” and Chapter 80, “Procedure and Method of Payment,”
appearing in the Iowa Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1086B.
These amendments allow tribally owned and operated health care
facilities that operate under a 638 compact to be providers of medical services
to Medicaid–eligible individuals and to be reimbursed at a higher rate as
published in the Federal Register, for services provided to
Medicaid–eligible American Indians and Alaskan natives. The state can
draw down 100 percent federal financial participation for services provided by
these facilities.
Indian health service 638 facilities as defined at rule
441—77.45(249A) are paid a special daily base encounter rate for all
services rendered to American Indian or Alaskan native persons who are
Medicaid–eligible. This rate is updated periodically and published in the
Federal Register after being approved by the Office of Management and Budget.
To receive this rate, Indian health service 638 facilities may bill only one
charge per patient per day for all services provided to American Indians and
Alaskan natives.
Services provided to Medicaid recipients who are not American
Indians or Alaskan natives are to be billed separately and will be paid at the
fee schedule allowed by Iowa Medicaid for the services provided.
These amendments do not provide for waivers in specified
situations because they confer a benefit to Indian health service 638 facilities
and their patients by allowing the facilities to be Medicaid providers and to be
reimbursed at a higher rate in compliance with applicable federal law and
regulations.
The Department finds that these amendments confer a benefit on
American Indians and Alaskan natives by allowing them to receive services at a
tribal facility. In addition, the state can draw down 100 percent federal
financial participation for services provided by these facilities. Therefore,
these amendments are filed pursuant to Iowa Code section
17A.5(2)“b”(2).
The following revisions were made to the Notice of Intended
Action:
Subrule 79.1(1), paragraph “h,” was revised to
clarify that the services payable under the all–inclusive rate are those
covered by Medicaid and to indicate the mechanism by which the facility may
receive payment for those persons who are not of American Indian or Alaskan
native descent.
Subrule 79.1(2) was revised to refer to the Office of
Management and Budget rather than the Department of Health and Human Services.
This correction was suggested by the Centers for Medicare and Medicaid
Services.
These amendments are intended to implement Iowa Code section
249A.4.
These amendments became effective February 1, 2002.
The following amendments are adopted.
ITEM 1. Amend 441—Chapter 77 by
adopting the following new rule 441—77.45(249A):
441—77.45(249A) Indian health service 638
facilities.A health care facility owned and operated by American Indian or
Alaskan native tribes or tribal organizations with funding authorized by Title I
or Title III of the Indian Self–Determination and Education Assistance Act
(P.L. 93–638) is eligible to participate in the medical assistance program
if the following conditions are met:
77.45(1) Licensure. Services must be rendered by
practitioners who meet applicable professional licensure requirements.
77.45(2) Documentation. Medical records must be
maintained at the same standards as are required for the applicable licensed
medical practitioner.
This rule is intended to implement Iowa Code section
249A.4.
ITEM 2. Amend 441—Chapter 78 by
adopting the following new rule 441—78.51(249A):
441—78.51(249A) Indian health service 638 facility
services. Payment shall be made for all medically necessary services and
supplies provided by a licensed practitioner at an Indian health service 638
facility, as defined at rule 441— 77.45(249A), within the
practitioner’s scope of practice and subject to the limitations and
exclusions set forth in subrule 78.1(1).
This rule is intended to implement Iowa Code section
249A.4.
ITEM 3. Amend rule 441—79.1(249A)
as follows:
Amend subrule 79.1(1) by adopting the following
new paragraph “h”:
h. Indian health service 638 facilities. Indian health
service 638 facilities as defined at rule 441—77.45(249A) are paid a
special daily base encounter rate for all Medicaid–covered services
rendered to American Indian or Alaskan native persons who are
Medicaid–eligible. This rate is updated periodically and published in the
Federal Register after being approved by the Office of Management and Budget.
Indian health service 638 facilities may bill only one charge per patient per
day for services provided to American Indians or Alaskan natives, which shall
include all services provided on that day.
Services provided to Medicaid recipients who are not American
Indians or Alaskan natives will be paid at the fee schedule allowed by Iowa
Medicaid for the services provided and will be billed separately by CPT code on
the HCFA–1500 Health Insurance Claim Form. Claims for services provided
to Medicaid recipients who are not American Indians or Alaskan natives must be
submitted by the individual practitioner enrolled in the Iowa Medicaid program,
but may be paid to the facility if the provider agreement so
stipulates.
Amend subrule 79.1(2) by adopting the following
new provider category:
Provider category
|
Basis of reimbursement
|
Upper limit
|
Indian health service 638 facilities
|
- 1. Base rate as determined by the United States Office of
Management and Budget for outpatient visits for American Indian and Alaskan
native recipients.
2. Fee schedule for service
provided for all other Medicaid recipients.
|
- 1. Office of Management and Budget rate published in the
Federal Register for outpatient visit rate.
- 2. Fee schedule.
|
ITEM 4. Amend subrule 79.14(1),
paragraph “b,” by adopting the following new
subparagraph (28):
(28) Indian health service 638 facilities.
ITEM 5. Amend subrule 80.2(2) by
adopting the following new paragraph
“as”:
as. Indian health service 638 facilities shall submit claims
on Form HCFA–1500, Health Insurance Claim Form.
[Filed Emergency After Notice 1/9/02, effective
2/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1365B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed Emergency
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 78, “Amount, Duration
and Scope of Medical and Remedial Services,” Chapter 79, “Other
Policies Relating to Providers of Medical and Remedial Care,” and Chapter
81, “Nursing Facilities,” appearing in the Iowa Administrative
Code.
Executive Order Number 24 mandated an
across–the–board cut of 4.3 percent in state funding for all
appropriations. The following changes are intended to implement the mandated
reductions in the Medicaid appropriation by reducing the spending obligations of
the Department effective February 1, 2002, for the remainder of fiscal year
2002.
These amendments implement an across–the–board
reduction of 13.2 percent for the remainder of the current fiscal year to the
following providers: ambulances; ambulatory surgical centers; audiologists;
birth centers; certified registered nurse anesthetists; chiropractors; community
mental health centers; dentists; durable medical equipment, prosthetic devices
and medical supply dealers; family or pediatric nurse practitioners; family
planning clinics; hearing aid dispensers; home health agencies; hospitals
(critical access, inpatient, and outpatient); lead inspection agencies; maternal
health centers; nurse–midwives; nursing facilities; opticians;
optometrists; orthopedic shoe dealers; pharmacists (dispensing fee);
pharmaceutical case management services providers; physical therapists;
physicians; podiatrists; psychologists; rehabilitation agencies; and screening
centers.
The Department will also be reducing managed care capi–
tation payments by 13.2 percent under its managed care contracts.
These cuts will reduce payments to providers by approximately
$50 million in state and federal funds for the months of February 2002 through
June 2002. This $50 million includes state funds of approximately $18.6
million, as required by the across–the–board cut.
These amendments do not provide for waivers in specified
situations because of the underlying budget constraints. Needed savings would
not be achieved if waivers were provided.
The Department of Human Services finds that notice and public
participation are impracticable and contrary to the public interest at this
time. The Department is statutorilyand constitutionally required to reduce
spending obligations to the level of constitutionally authorized appropriations.
Deeper cuts than those adopted would be required if the Department were to delay
taking action to allow for notice and public participation. Therefore, this
amendment is filed pursuant to Iowa Code section 17A.4(2).
In addition and in accordance with Iowa Code section
17A.5(2)“b”(1) to (3), this amendment became effective February 1,
2002. The Department finds that the constitutional and statutory prohibitions
on deficit expenditures necessitate the immediate efficacy of this amendment.
In addition, the Department finds that this February 1, 2002, effective date
confers a public benefit and is necessary because of the presently existing
constitutional peril to the public welfare, caused by spending obligations
which, without immediate and effective rule amendments, do now and will continue
to exceed available revenues. To avert this constitutional crisis, there is no
time to implement the regular rule–making process. Any further delay
would result in even steeper cuts to providers at a later date. To the maximum
extent possible, all reasonable efforts have been made to give notice to persons
affected of the content of these rules.
These amendments are also published herein under Notice of
Intended Action as ARC 1364B to allow for public comment.
The Council on Human Services adopted these amendments January
16, 2002.
These amendments are intended to implement Iowa Code section
249A.4.
These amendments became effective February 1, 2002.
The following amendments are adopted.
ITEM 1. Amend subrules 78.3(13),
78.3(14), and 78.3(16) as follows:
78.3(13) Payment for patients in acute hospital beds
who are determined by IFMC to require the skilled nursing care level of care
shall be made at an amount equal to the sumof the direct care rate component
limit for Medicare–certified hospital–based nursing facilities
pursuant to 441—subparagraph 81.6(16)“f”(3) plus the
non–direct care rate component limit for Medicare–certified
hospital–based nursing facilities pursuant to 441—subparagraph
81.6(16)“f”(3), with the rate component limits being revised July 1,
2001, and every second year thereafter. This rate is effective (a) as of the
date of notice by IFMC that the lower level of care is required or (b) for the
days IFMC determines in an outlier review that the lower level of care was
required. For services rendered from February 1, 2002, through June 30,
2002, the payment otherwise provided by this rule shall be reduced by 13.2
percent.
78.3(14) Payment for patients in acute hospital beds
who are determined by IFMC to require nursing facility level of care shall be
made at an amount equal to the sum of the direct care rate component limit for
Medicaid nursing facilities pursuant to 441—subparagraph
81.6(16)“f”(1) plus the non–direct care rate component limit
for Medicaid nursing facilities pursuant to 441—subparagraph
81.6(16)“f”(1), with the rate component limits being revised July 1,
2001, and every second year thereafter. This rate is effective (a) as of the
date of notice by IFMC that the lower level of care is required or (b) for the
days IFMC determines in an outlier review that the lower level of care was
required. For services rendered from February 1, 2002, through June 30,
2002, the payment otherwise provided by this rule shall be reduced by 13.2
percent.
78.3(16) Payment will be made for medically necessary
skilled nursing care when provided by a hospital participating in the
swing–bed program certified by the department of inspections and appeals
and approved by the U.S. Department of Health and Human Services. Payment shall
be at an amount equal to the sum of the direct care rate component limit for
Medicare–certified hospital–based nursing facilities pursuant to
441—subparagraph 81.6(16)“f”(3) and the non–direct care
rate component limit for Medicare–certifiedhospital–based nursing
facilities pursuant to 441—subparagraph 81.6(16)“f”(3), with
the rate component limits being revised July 1, 2001, and every second year
thereafter. For services rendered from February 1, 2002, through June 30,
2002, the payment otherwise provided by this rule shall be reduced by 13.2
percent.
ITEM 2. Amend rule 441—79.1(249A)
as follows:
Amend subrule 79.1(1), paragraph “g,”
as follows:
g. Retrospectively adjusted prospective rates. Critical
access hospital providers are reimbursed prospectively on a DRG basis for
inpatient care and an APG basis for outpatient care, pursuant to subrule
79.1(5), with retrospective adjustments based on annual cost reports submitted
by the hospital at the end of the hospital’s fiscal year. The retroactive
adjustment equals the difference between the reasonable costs of providing
covered services to eligible fee–for–service Medicaid recipients
(excluding recipients in managed care), determined in accordance with Medicare
cost principles, and the Medicaid fee–for–service reimbursement
received on the DRG and APG basis. Amounts paid prior to adjustment that exceed
reasonable costs shall be recovered by the department. The base rate upon which
the DRG and APG payment is built shall be changed after any retrospective
adjustment to reflect, as accurately as is possible, the reasonable costs of
providing covered services to eligible fee–for–service Medicaid
recipients for the coming year using the most recent utilization as submitted to
the fiscal agent and Medicare cost principles.
For services rendered from February 1, 2002, through June
30, 2002, the reasonable costs of providing covered ser–
vices to eligible fee–for–service Medicaid
recipients, deter–mined in accordance with Medicare cost principles, shall
be reduced by 13.2 percent for purposes of the retroactive
adjustment.
Amend subrule 79.1(2), basis of reimbursement provider
categories “Ambulance”; “Ambulatory surgical centers”;
“Audiologists”; “Birth centers”; “Certified
registered nurse anesthetists”; “Chiropractors”;
“Community mental health centers”; “Dentists”;
“Durable medical equipment, prosthetic devices and medical supply
dealers”; “Family or pediatric nurse practitioners”;
“Family planning clinics”; “Hearing aid dispensers”;
“Home health agencies”; “Hospitals (Critical access)”;
“Hospitals (Inpatient)”; “Hospitals (Outpatient)”;
“Lead inspection agency”; “Maternal health centers”;
“Nurse–midwives”; “Nursing facilities”;
“Opticians”; “Optometrists”; “Orthopedic shoe
dealers”; “Physical therapists”; “Physicians”;
“Podiatrists”; “Prescribed drugs”;
“Psychologists”; “Rehabilitation agencies”; and
“Screening centers” as follows:
Provider category
|
Basis of reimbursement
|
Upper limit
|
Ambulance
|
Fee schedule
|
Ground ambulance: Fee schedule in effect 6/30/01 less 3%.
For services rendered from February 1, 2002, through June 30, 2002: Fee
schedule in effect 1/31/02 less 13.2%.
Air ambulance: A base rate of $203.25 plus $7.61 per mile for
each mile the patient is carried. For services rendered from February 1,
2002, through June 30, 2002: A base rate of $176.42 plus $6.60 per mile for each
mile the patient is carried.
|
Ambulatory surgical centers
|
Base rate fee schedule as determined by Medicare. See 79.1(3)
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Audiologists
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Birth centers
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Certified registered nurse anesthetists
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Chiropractors
|
Fee schedule
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Community mental health centers
|
Fee schedule
|
Reimbursement rate for center in effect 6/30/01 less 3%.
For services rendered from February 1, 2002, through June 30, 2002:
Reimbursement rate for center in effect 1/31/02 less 13.2%.
|
Dentists
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Durable medical equipment, prosthetic devices and medical
supply dealers
|
Fee schedule. See 79.1(4)
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Family or pediatric nurse practitioners
|
Fee schedule
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Family planning clinics
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Hearing aid dispensers
|
Fee schedule plus product acquisition cost
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Home health agencies
|
|
|
(Encounter services–intermittent services)
|
Retrospective cost–related
|
Rate in effect 6/30/01 less 3%. For services rendered from
February 1, 2002, through June 30, 2002: Rate in effect 1/31/02 less
13.2%.
|
(Private duty nursing or personal care and VFC vaccine
administration for persons aged 20 and under)
|
Interim fee schedule with retrospective cost settling based on
Medicaid methodology
|
Rate in effect 6/30/01 less 3%. For services rendered from
February 1, 2002, through June 30, 2002: Rate in effect 1/31/02 less
13.2%.
|
Hospitals (Critical access)
|
Retrospectively adjusted prospective rates. See
79.1(1)“g” and 79.1(5)
|
The reasonable cost of covered services provided to medical
assistance recipients or the upper limits for other hospitals, whichever is
greater. For services rendered from February 1, 2002, through June 30, 2002:
The reasonable cost of covered services provided to medical assistance
recipients less 13.2% or the upper limits for other hospitals, whichever is
greater.
|
Hospitals (Inpatient)
|
Prospective reimbursement. See 79.1(5)
|
Reimbursement rate in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Reimbursement rate in
effect 1/31/02 less 13.2%.
|
Hospitals (Outpatient)
|
Prospective reimbursement for providers listed at
441—paragraphs 78.31(1)“a” to “f.” See
79.1(16)
|
Ambulatory patient group rate (plus an evaluation rate) and
assessment payment rate in effect on 6/30/01 less 3%. For services rendered
from February 1, 2002, through June 30, 2002: Ambulatory patient group rate
(plus an evaluation rate) and assessment payment rate in effect on 1/31/02 less
13.2%.
|
|
Fee schedule for providers listed at 441— paragraphs
78.31(1)“g” to “n.” See 79.1(16)
|
Rates in effect 6/30/01 less 3%. For services rendered
from February 1, 2002, through June 30, 2002: Rates in effect 1/31/02 less
13.2%.
|
Lead inspection agency
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Maternal health centers
|
Reasonable cost per procedure on a prospective basis as
determined by the department based on financial and statistical data submitted
annually by the provider group
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Nurse–midwives
|
Fee schedule
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Nursing facilities:
|
|
|
1. Nursing facility care
|
Prospective reimbursement. See 441— subrule 81.10(1)
and 441—81.6(249A).
The percentage of the median used to calculate the direct care
excess payment allowance ceiling under 441—
81.6(16)“d”(1)“1” and (2)“1” is 95% of the
patient–day–weighted median. The percentage of the difference used
to calculate the direct care excess payment allowance is 100%. The percentage
of the median used to calculate the direct care excess payment allowance limit
is 10% of the patient–day–weighted median. The percentage of the
median used to calculate the non–direct care excess payment allowance
ceiling under 441— 81.6(16)“d”(1)“2” and
(2)“2” is 96% of the patient–day–weighted median. The
percentage of the difference used to calculate the non–direct care excess
payment allowance limit is 65%. The percentage of the median used to calculate
the non–direct care excess payment allowance limit is 8% of the
patient–day–weighted median.
|
See 441—subrules 81.6(4) and 81.6(14) and paragraph
81.6(16)“f.” The direct care rate component limit under
441—81.6(16)“f”(1) and (2) is 120% of the
patient–day–weighted median. The non–direct care rate
component limit under 441—81.6(16)“f”(1) and (2) is 110% of
the patient–day–weighted median.
For services rendered from February 1, 2002, through June
30, 2002, the rate otherwise provided shall be reduced by 13.2%.
|
2. Hospital–based, Medicare–certified, nursing
care
|
Prospective reimbursement. See 441— subrule 81.10(1)
and 441—81.6(249A). The percentage of the median used to calculate the
direct care excess payment allowance ceiling under 441—
81.6(16)“d”(3)“1” is 95% of the
patient–day–weighted median. The percentage of the difference used
to calculate the direct care excess payment allowance is 100%. The percentage
of the median used to calculate the direct care excess payment allowance limit
is 10% of the patient–day–weighted median. The percentage of the
median used to calculate the non–direct care excess payment allowance
ceiling under 441— 81.6(16)“d”(3)“2” is 96% of the
patient–day–weighted median. The percentage of the difference used
to calculate the non–direct care excess payment allowance limit is 65%.
The percentage of the median used to calculate the non–direct care excess
payment allowance limit is 8% of the patient–day–weighted
median.
|
See 441—subrules 81.6(4) and 81.6(14), and paragraph
81.6(16)“f.” The direct care rate component limit under
441—81.6(16)“f”(3) is 120% of the
patient–day–weighted median. The non–direct care rate
component limit under 441—81.6(16)“f”(3) is 110% of the
patient–day–weighted median.
For services rendered from February 1, 2002, through June
30, 2002, the rate otherwise provided shall be reduced by 13.2%.
|
Opticians
|
Fee schedule. Fixed fee for lenses and frames; other optical
materials at product acquisition cost
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Optometrists
|
Fee schedule. Fixed fee for lenses and frames; other optical
materials at product acquisition cost
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Orthopedic shoe dealers
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Physical therapists
|
Fee schedule
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Physicians (doctors of medicine or osteopathy)
|
Fee schedule. See 79.1(7)
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Podiatrists
|
Fee schedule
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Prescribed drugs
|
See 79.1(8)
|
$5.17 dispensing fee. For services rendered from February
1, 2002, through June 30, 2002: $4.48 dispensing fee. (See
79.1(8)“a” and “e”)
|
Psychologists
|
Fee schedule
|
- Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Rehabilitation agencies
|
Retrospective cost–related
|
Fee schedule in effect 6/30/01 less 3%. For services
rendered from February 1, 2002, through June 30, 2002: Fee schedule in effect
1/31/02 less 13.2%.
|
Screening centers
|
Fee schedule
|
Reimbursement rate for center in effect 6/30/01 less 3%.
For services rendered from February 1, 2002, through June 30, 2002:
Reimbursement rate in effect 1/31/02 less 13.2%.
|
Amend subrule 79.1(8), paragraph
“a,” second and third unnumbered paragraphs, as
follows:
The basis of payment for prescribed drugs for which the MAC
has been established shall be the lesser of the MAC plus a professional
dispensing fee of $5.17 (reduced to $4.48 for services rendered from February
1, 2002, through June 30, 2002) or the pharmacist’s usual and
customary charge to the general public.
The basis of payment for drugs for which the MAC has not been
established shall be the lesser of the EAC plus a professional dispensing fee of
$5.17 (reduced to $4.48 for services rendered from February 1, 2002, through
June 30, 2002) or the pharmacist’s usual and customary charge to the
general public.
Amend subrule 79.1(18) by adopting the following
new paragraph and table at the end of the subrule:
For services rendered from February 1, 2002, through June 30,
2002, the following table shall apply:
Service
|
Payment amount
|
Number of payments
|
Initial assessment
|
$65.10
|
One per patient
|
New problem assessment
|
$34.72
|
Two per patient per 12 months
|
Problem follow–up assessment
|
$34.72
|
Four per patient per 12 months
|
Preventative follow–up assessment
|
$21.70
|
One per patient per 6 months
|
ITEM 3. Amend rule 441—81.6(249A)
as follows:
Amend subrule 81.6(4), paragraph
“a,” subparagraph (1), as follows:
(1) The Except as provided below for
services rendered from February 1, 2002, through June 30, 2002, the Medicaid
payment rates for services rendered from July 1, 2001, through June 30, 2002,
shall be 66.67 percent of the facility’s Medicaid rate effective June 30,
2001, excluding the case–mix transition add–on amount, plus an
inflation allowance of 6.21 percent, not to exceed $94, and 33.33 percent of the
July 1, 2001, modified price–based rate pursuant to subrule 81.6(16). In
no case shall the July 1, 2001, Medicaid rate be less than the Medicaid rate
effective June 30, 2001, excluding the case–mix transition add–on
amount, and increased by a 6.21 percent inflation allowance. For services
rendered from February 1, 2002, through June 30, 2002, the payment rate
otherwise provided by this paragraph, including the rate provided by the
previous sentence, shall be reduced by 13.2 percent.
Amend subrule 81.6(16), introductory paragraphs, as
follows:
81.6(16) Establishment of the direct care and
non–direct care patient–day–weighted medians and modified
price–based reimbursement rate. This subrule provides for the
establishment of the modified price–based reimbursement rate. Paragraphs
“a” through “f” describe the calculations presented in
sequential order. The first step (paragraph “a”) determines the per
diem direct care and non–direct care component costs. The second step
(paragraph “b”) normalizes the per diem direct care component costs
to remove cost variations associated with different levels of resident case mix.
The third step (paragraph “c”) calculates the
patient–day–weighted medians for the direct care and
non–direct care components that are used in subsequent steps to
establishrate component limits and excess payment allowances if any. The fourth
step (paragraph “d”) calculates the potential excess payment
allowance. The fifth step (paragraph “e”) calculates the
reimbursement rate that is further subjected to the rate component limits in
step six (paragraph “f”).
The Medicaid payment rate for services rendered from July 1,
2001, through June 30, 2003, includes a portion of the modified
price–based reimbursement rate plus a portion of the Medicaid rate
effective June 30, 2001, more fully described in paragraph
81.6(4)“a.” Payment rates for services rendered from July 1, 2003,
and thereafter will be 100 percent of the modified price–based rate
pursuant to subparagraph 81.6(4)“a”(3).
For services rendered from February 1, 2002, through June
30, 2002, the payment otherwise provided by this rule for
non–state–owned facilities shall be reduced by 13.2
percent.
[Filed Emergency 1/16/02, effective 2/1/02*]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
*At a special meeting held January 24, 2002, the
Administrative Rules Review Committee voted to delay until adjournment of the
2002 Session of the General Assembly the effective date of these
amendments.
ARC 1334B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed Emergency After Notice
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 78, “Amount, Duration
and Scope of Medical and Remedial Services,” appearing in the Iowa
Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1087B.
These amendments remove current restrictions, requirements,
and other limitations related to the types of services for which
nurse–midwives may claim payment and the circumstances under which they
can render services under Iowa Medicaid. The federal Centers for Medicare and
Medicaid Services (CMS), formerly the Health Care Financing Administration, has
indicated that the current restrictions are out of compliance with federal
statutes and regulations. Specific changes are as follows:
• Policy is clarified that
only physician–delegated functions, beyond normal nurse midwifery or
advance practice nursing, require a “collaborative practice
agreement,” as defined under the Board of Nursing’s rule
655—7.1(152).
• Policy is revised to
provide that either the nurse–midwife or a physician may examine pregnant
women served by the nurse–midwife on at least two occasions during the
pregnancy to determine if the women are obstetrically low risk and eligible to
be served by the nurse–midwife. The time of the second examination has
been changed from the last month of the pregnancy to the third trimester of the
pregnancy.
• Policy is revised to
provide that the nurse–midwife may perform the infant’s neonatal
examination, rather than referring the infant to a physician for the
examination.
• Policy is revised to
remove restrictions on where other services may be provided and to provide that
birthing services may be provided only in duly licensed birth centers,
hospitals, ambulatory surgical centers, or the mother’s usual
residence.
Consideration was given to retaining the exclusion of home
birthing services. This alternative was rejected because CMS has indicated that
the exclusion would violate the federal requirement that states include
“the services furnished by a nurse–midwife which the
nurse–midwife is legally authorized to perform under state law.”
Related to thisfederal requirement, Iowa law does not preclude
nurse–midwives from providing home birthing services.
• Policy is revised to
provide that payment may be made to nurse–midwives directly, without
regard to whether the nurse–midwife is under the supervision of, or
associated with, a physician or other health care provider.
These amendments do not provide for waivers in specified
situations because the amendments confer a benefit to nurse–midwives and
their patients.
Eight public hearings were held across the state, attended by
16 people. The Department also received five written comments. Changes were
made to the Notice of Intended Action in response to public comments as
follows:
• Subrules 78.29(1) to
78.29(9) were revised to add the word “certified” to the name
“nurse–midwife” to conform to the usage in federal Medicaid
regulations. A similar change was added in the introductory paragraph of rule
441—78.29(249A), not previously noticed.
• Subrule 78.29(2) was
revised to allow other licensed practitioners besides nurse–midwives and
physicians whose legal scope of practice includes risk screening for pregnant
women to perform the required two examinations. The subrule was also revised to
clarify that the care of a woman who is not obstetrically low risk may be
comanaged by a certified nurse–midwife through a collaborative arrangement
with a physician.
• Subrule 78.29(3) was
revised to clarify that any care or services consistent with Iowa nursing law
and rules are covered services.
• Subrule 78.29(8) was
revised to add a reference to state law governing the practice of a
nurse–midwife.
The Department finds that these amendments confer a benefit on
nurse–midwives and their patients by expanding the services for which
Medicaid will make payment and removing restrictions on previously covered
services. Therefore, these amendments are filed pursuant to Iowa Code section
17A.5(2)“b”(2).
These amendments are intended to implement Iowa Code section
249A.4.
These amendments became effective February 1, 2002.
The following amendments are adopted.
ITEM 1. Amend rule 441—78.29(249A),
introductory paragraph, as follows:
441—78.29(249A) Nurse–midwives. Payment
will be made for services provided by certified nurse–midwives
contingent upon the following criteria being met:
ITEM 2. Amend subrule 78.29(1) as
follows:
78.29(1) The services provided are within the scope of
the practice of certified nurse midwifery, including advanced
nursing and physician–delegated functions under a protocol with a
collaborating physician. Physician–delegated functions,
beyond normal nurse midwifery or advanced practice nursing, require a
“collaborative practice agreement,” as defined under rule
655—7.1(152).
ITEM 3. Amend subrule 78.29(2) as
follows:
78.29(2) The women Women
served by a certified nurse–midwife for pregnancy and related
services must be examined by a certified nurse–midwife, a
physician, or another licensed health care provider within whose legal scope
of practice such services may be provided on at least two occasions during
the pregnancy: , at an initial screening
reviewof the women to determine the appropriateness for
nurse–midwife care and during the last month
third trimester of the pregnancy, and be determined to be
obstetrically low risk. A joint determination must be made by the
nurse–midwife and the physician that the women are obstetrically
low–risk and eligible for care by a nurse–midwife.
Consistent with state nursing law and rules, women served by a certified
nurse–midwife for pregnancy and related services who are not determined to
be obstetrically low risk may be comanaged by the certified nurse–midwife
through a collaborative arrangement with a physician.
Risk assessments, using Form 470–2942, Medicaid Prenatal
Risk Assessment, shall be completed twice during a Medicaid recipient’s
pregnancy. If the risk assessment reflects a high–risk pregnancy,
referral shall be made for enhanced services. (See description of enhanced
services at subrule 78.25(3).)
ITEM 4. Amend subrule 78.29(3) as
follows:
78.29(3) The certified nurse–midwife
shall provide for referral for may perform the
infant’s neonatal examination and other care or services, consistent
with Iowa nursing law and rules. The certified nurse–midwife shall
provide for the referral of the child for postnatal pediatric care, as
appropriate, consistent with Iowa nursing law and rules.
ITEM 5. Amend subrule 78.29(4) as
follows:
78.29(4) The certified nurse–midwife
shall have promptly available the necessary equipment and personnel to handle
emergencies.
ITEM 6. Amend subrule 78.29(5) as
follows:
78.29(5) The Except for
emergencies, payment shallbe made for birthing services provided by a certified
nurse–midwife only in duly licensed birth centers as defined under Iowa
Code subsection 135G.2(1), hospitals, ambulatory surgical centers, or the
mother’s usual residence. Other services of a certified
nurse–midwife are may be provided in
birth centers, hospitals, or clinics duly licensed birth
centers, hospitals, ambulatory surgical centers, the mother’s usual
residence, or any other location in which the certified nurse–midwife is
legally authorized to provide the services.
ITEM 7. Amend subrule 78.29(6) as
follows:
78.29(6) The certified nurse–midwife
providing services in other than a hospital shall negotiate a written agreement
with one or more hospitals for the prompt transfer of patients requiring care.
The patient record information shall be transmitted with the patient at the time
of transfer.
ITEM 8. Amend subrule 78.29(7) as
follows:
78.29(7) The certified nurse–midwife
shall maintain a current and complete medical record for each patient and shall
have the record available for reference.
The record shall have at least the following: admitting
diagnosis, physical examination, report of medical history, record of medical
consultation where indicated, laboratory tests, X–rays, delivery reports,
anesthesia record and discharge summary.
ITEM 9. Amend subrule 78.29(8) as
follows:
78.29(8) Payment will may be
made to certified nurse–midwives directly only if they are
not auxiliary personnelas defined in subrule 78.1(13) or if they are not
hospitalemployees without regard to whether the certified
nurse–midwife is under the supervision of, or associated with, a physician
or other health care provider under state law.
ITEM 10. Amend subrule 78.29(9) as
follows:
78.29(9) Nurse–midwives
Certified nurse–midwives who wish to administer vaccines which are
available through the vaccines for children program to Medicaid recipients shall
enroll in the vaccines for children program. In lieu of payment, vaccines
available through the vaccines for children program shall be accessed from the
department of public health for Medicaid recipients.
Nurse–midwives Certified nurse–midwives
shall receive reimbursement for the administration of vaccines to Medicaid
recipients.
ITEM 11. Amend the implementation clause
following rule 441—78.29(249A) as follows:
This rule is intended to implement Iowa Code section 249A.4
and 1992 Iowa Acts, Second Extraordinary Session, chapter 1001, section
413.
[Filed Emergency After Notice 1/9/02, effective
2/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1372B
PUBLIC SAFETY
DEPARTMENT[661]
Adopted and Filed Emergency
Pursuant to the authority of Iowa Code section 321.4, the
Department of Public Safety hereby amends Chapter 7, “Devices and Methods
to Test Body Fluids for Alcohol or Drug Content,” Iowa Administrative
Code.
During the process undertaken by the Department to assess all
of its existing administrative rules as provided for in the Department’s
Administrative Rules Improvement Plan, adopted in accordance with Executive
Order Number 8, staff of the Division of Criminalistics Laboratory identified a
need to update certain requirements related to calibration of preliminary breath
testing equipment. The intent had been to undertake this rule making next year,
as reflected in the Department’s plan filed in September 2001, which
indicates that no rule making affecting Chapter 7 was contemplated during the
period covered by the plan (August 1, 2001, through July 31, 2002). However, it
is now clear that certain of the changes anticipated to be made in Chapter 7
next year are needed urgently. In particular, the current language in subrules
7.5(1) and 7.5(2) regarding procedures for calibration of preliminary breath
testing equipment is obsolete in that the equipment now in use involves a
different procedure. Equipment previously used, which adhered to the procedures
currently described in these subrules, is no longer available. Since preliminary
breath testing equipment is integral to enforcement of Iowa Code chapter 321J,
Iowa’s drunk driving statute, incorporation of language recognizing new
procedures is a matter of urgency.
Pursuant to Iowa Code subsection 17A.4(2), the Department
finds that notice and public participation prior to the adoption of these
amendments are impracticable, as it is desirable that the procedural
requirements for calibration of preliminary breath testing equipment reflect
requirements for equipment currently in use as soon as possible.
Pursuant to Iowa Code section 17A.5(2)“b”(2), the
Department further finds that the normal effective date of these amendments, 35
days after publication, should be waived and the amendments made effective
February 1, 2002, after filing with the Administrative Rules Coordinator. These
amendments confer a benefit upon the public by facilitating the continuing use
of preliminary breath testing equipment in enforcement of Iowa Code chapter
321J.
A Notice of Intended Action which includes these amendments
and additional changes to Chapter 7 is published herein as ARC 1373B.
The Notice of Intended Action provides for a period of comment and public
participation, including a public hearing. These amendments will be adopted
through the normal rule–making process and any public input received
during the comment period will be taken into consideration.
These amendments are intended to implement Iowa Code section
321J.5.
These amendments became effective February 1, 2002.
The following amendments are adopted.
ITEM 1. Amend subrule 7.5(1), first
paragraph, as follows:
7.5(1) A peace officer desiring to perform preliminary
screening tests of a person’s breath shall use an Iowa department of
public safety division of criminal investigation criminalistics
laboratory–approved device. Such devices are approved for accuracy and
precision using a Nalco Standard dry gas standard or
breath simulating device. The division of criminal investigation criminalistics
laboratory shall employ scientifically established tests or methods appropriate
to a particular device in determining whether it meets an acceptable standard
for accuracy, or it may accept test results from another laboratory at its
discretion. The standards shall include the requirement that in all cases where
the level is over 0.12 alcohol concentration, the device shall so indicate and
in all cases where the level is under 0.08 alcohol concentration, the device
shall so indicate. Devices must be of a type that can be calibrated on a
monthly basis by officers in the field.
ITEM 2. Amend subrule 7.5(2) as
follows:
7.5(2) Any peace officer using an approved device
shall follow the instructions furnished by the manufacturer for use of such a
device. Each unit shall be calibrated at least once per month using either a
wet alcohol standard or a Nalco Standard (minimum 5 cubic foot
volume) dry gas standard. The officer or officer’s
department shall keep a record of each calibration. This record shall
include:
a. The officer performing the calibration.
b. Date.
c. The value and type of standard used.
d. Unit type and identification number.
[Filed Emergency 1/18/02, effective 2/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
FILED
ARC 1360B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 11, “Applications,”
Iowa Administrative Code.
These amendments update the Board’s rules on
applications for dental and dental hygiene licensure and local anesthesia
permits. Specific changes require applicants for dental licensure to provide
evidence of a valid certificate in cardiopulmonary resuscitation (CPR) by a
nationally recognized provider. Dental hygienists and dental assistants are
currently required to provide proof of CPR training prior to licensure or
registration. The amendments also adopt new rules specifying the administrative
procedures used by the Board to review and issue licenses and grounds for denial
of a license. In addition, the amendments eliminate the requirement that local
anesthesia permit holders document ongoing practice in the administration of
local anesthesia in order to renew the permit.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendments.
These rules will be subject to waiver at the sole discretion
of the Board in accordance with 650—Chapter 7.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1120B. A public
hearing on the amendments was held on December 4, 2001. No oral or written
comments on the amendments were received.
One change was made from the Notice. In Item 10, the
introductory paragraph of rule 650—11.8(147,153) was changed by deleting
the list of different applications that the executive director has authority to
review. The introductory paragraph now reads as follows:
“650—11.8(147,153) Review of applications.
Upon receipt of a completed application, the executive director as
authorized by the board has discretion to:”
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147 and 153.
These amendments will become effective on March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [amendments to Ch 11] is being omitted. With the exception of
the change noted above, these amendments are identical to those published under
Notice as ARC 1120B, IAB 11/14/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1354B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 12, “Examinations,”
Iowa Administrative Code.
These amendments update the Board’s rules on
examinations for dental and dental hygiene licensure. Specific changes are as
follows:
• The title of the chapter
is renamed “Dental and Dental Hygiene Examinations.” This change
will clarify that rules in this chapter do not apply to dental
assistants.
• Several provisions related
to how and where to take the examination, identification numbers given, the
failure of candidates, and the procurement of patients are eliminated. The Board
utilizes the Central Regional Dental Testing Service, Inc. (CRDTS) and the
Western Regional Examining Board, Inc. (WREB) to administer the examination.
CRDTS sets the dates and times for the examination and other examination
procedures. Examinees need to follow the requirements established by CRDTS and
WREB.
• Dental hygienists who fail
the examination three times will be required to retake the equivalent of an
additional semester of an approved dental hygiene curriculum prior to retaking
the CRDTS or WREB examination on the fourth examination attempt. Dentists are
currently required to retake the equivalent of their senior year prior to a
fourth examination attempt.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendments.
These rules will be subject to waiver at the sole discretion
of the Board in accordance with 650—Chapter 7.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1119B. A public
hearing on the amendments was held on December 4, 2001. No oral or written
comments on the amendments were received. These amendments are identical to
those published under Notice.
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147 and 153.
These amendments will become effective on March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [amendments to Ch 12] is being omitted. These amendments are
identical to those published under Notice as ARC 1119B, IAB
11/14/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1355B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 14, “Renewal,” Iowa
Administrative Code.
Item 1 of the amendments specifies the expiration date of
licenses and exempts licensees from the continuing education requirement for the
current biennial period after initial issuance of the license. Item 2 of the
amendments rescinds rule 650—14.2(153). The requirements of this rule
have been incorporated into rule 650—14.1(153). Item 3 of the amendments
specifies the grounds for nonrenewal of a license or registration. The late
renewal requirements are also amended by shortening the length of time allowed
for late renewal in order to encourage licensees to renew on time. The
amendments also clarify the requirements for reinstatement of a lapsed license
or registration. The reinstatement fees and continuing education requirements
for reinstatement have been capped to encourage more licensees to reinstate a
lapsed license.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendments.
These amendments are subject to waiver at the sole discretion
of the Board in accordance with 650—Chapter 7.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1118B. A public
hearing on the amendments was held on December 4, 2001. No oral or written
comments on the amendments were received. The amendments are identical to those
published under Notice.
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147 and 153.
These amendments will become effective on March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [14.1 to 14.5] is being omitted. These amendments are
identical to those published under Notice as ARC 1118B, IAB
11/14/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1359B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 14, “Renewal,” and
Chapter 25, “Continuing Education,” Iowa Administrative
Code.
These amendments require all licensees to provide evidence of
current certification in cardiopulmonary resuscitation (CPR) from a nationally
recognized provider at the time of license renewal or reinstatement. Currently,
only dental hygienists and dental assistants are required to show proof of CPR
at the time of renewal. Dentists are responsible for supervising all personnel
in the office and solely responsible for the care and treatment of patients in
their offices. Accordingly, dentists should also maintain certification in CPR
to protect the health, safety, and welfare of patients in their
offices.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8 and comprised of a representative from each
of the dental associations and a representative from the dental education
institutions, recommended the proposed amendments.
These amendments are subject to waiver at the sole discretion
of the Board in accordance with 650—Chapter 7.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1117B. A public
hearing on the amendments was held on December 4, 2001. No oral or written
comments on the amendments were received. The amendments are identical to those
published under Notice.
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147, 153, and 272C.
These amendments will become effective on October 1,
2002.
The following amendments are adopted.
ITEM 1. Amend subrule 14.1(4) as
follows:
14.1(4) In order to renew a license, as
a dental hygienist the licensee shall be required to furnish evidence
of a valid annual current certification in a nationally
recognized course in cardiopulmonary resuscitation is required.
ITEM 2. Adopt the following
new subrule 14.3(4):
14.3(4) Failure to provide proof of current
certification in cardiopulmonary resuscitation.
ITEM 3. Amend subrule 14.5(1) by
adopting new paragraph “i” as
follows:
i. Evidence that the applicant possesses a current certificate
in a nationally recognized course in cardiopulmonary resuscitation.
ITEM 4. Amend subrule 25.2(10) as
follows:
25.2(10) A licensed dental hygienist or
registered dental assistant Licensees and registrants shall
furnish evidence of valid certification for cardiopulmonary
resuscitation, which shall be credited toward the continuing education
requirement for renewal of the license or registration. Such evidence shall be
filed at the time of renewal of the license or registration. Credit hours
awarded shall not exceed three continuing education credit hours per biennium.
Valid certification means certification by an organization on an annual basis
or, if that certifying organization requires certification on a less frequent
basis, evidence that the hygienist or dental assistant
licensee or registrant has been properly certified for each year covered
by the renewal period.
[Filed 1/18/02, effective 10/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1361B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 25, “Continuing
Education,” Iowa Administrative Code.
The purpose of the amendments is to clarify the continuing
education requirements for licensees and the responsibil– ities of
continuing education sponsors. The number of credit hours allowed for home
study activities is increased from 6 to 12 hours per biennium, and credit for
passing a recognized specialty examination is given. The amendments also
implement a continuing education sponsor fee of $100 and an application fee of
$10 for prior approval of a program. The Board adopted the fees to cover the
costs associated with reviewing and approving sponsors and programs.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8 and comprised of representatives from the
major dental associations and education programs, recommended the proposed
amendments.
In addition, pursuant to 2001 Iowa Acts, House File 680, the
amendments require licensees and registrants who regularly examine, attend,
counsel or treat adults or children to document on the renewal application
completion of mandatory training on abuse identification and reporting and to
keep compliance records on file. Exemptions are also set out.
These rules will be subject to waiver at the sole discretion
of the Board in accordance with 650—Chapter 7 and
650—25.7(153).
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1116B. A public
hearing on the amendments was held on December 4, 2001. Oral and written
comments were received from the Iowa Dental Association suggesting that the
Board allow additional hours of continuing education for a licensee or
registrant who takes a combined course covering child and adult abuse
identification and reporting.
The Board made the following changes from the
Notice:
• In response to written
comments, the Board made a change to 25.2(9)“c” to allow licensees
or registrants who take a combined course on child and adult abuse
identification and reporting to obtain up to three hours of continuing
education.
• A second change was made
by adding new 25.2(9)“e,” which specifies the type of training
programs that are approved by the Board to meet the requirements for child and
dependent adult abuse identification and reporting.
• In paragraph
“f” of subrule 25.2(9), the phrase “at the time of license
renewal” was changed to “at the time of the
renewal.”
• To be consistent with the
application fee charged for prior approval of a continuing education course,
subrule 25.3(6) was amended by adding an application fee of $10 for postapproval
of a continuing education course.
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147, 153, and 272C.
These amendments will become effective on March 13,
2002.
The following amendments are adopted.
ITEM 1. Amend subrules 25.2(1), 25.2(2),
25.2(4), and 25.2(5) as follows:
25.2(1) Beginning January 1, 1979,
each person licensed to practice dentistry or dental hygiene in
this state shall complete during each calendar year a minimum of 15 hours of
continuing education approved by the board. Compliance with the requirement of
continuing education is a prerequisite for license renewal in each subsequent
license renewal year.
Beginning January 1, 1984, each Each
person licensed to practice dentistry or dental hygiene in this state shall
complete during the biennium ending December 31, 1985, and each biennium
thereafter renewal period a minimum of 30 hours of continuing
education approved by the board.
25.2(2) For the license renewal period
beginning July 1, 1992, the continuing education compliance period shall extend
from January 1, 1990, through June 30, 1992. For all subsequent license renewal
periods the The continuing education compliance period shall be
the 24–month period ending on the June 30 immediately preceding
the commencing July 1 commencement date of the license
renewal period and ending on June 30 of the renewal
cycle.
25.2(4) It is the responsibility of each licensee or
registrant to finance the costs of continuing education. All fees for
continuing education courses shall be remitted by licensee or registrant
directly to the sponsor or as the board may otherwise direct.
25.2(5) Every licensee or registrant shall maintain a
rec–ord of all courses attended by keeping the certificates of attendance
for four years after the end of the year of attendance. The board reserves the
right to require any licensee or registrant to submit the certificates of
attendance for the continuing education courses attended as further
evidence of compliance for any year no more than four years
previously.
ITEM 2. Amend subrule 25.2(9) as
follows:
25.2(9) Licensees shall complete training
relating to the identification and reporting of child abuse and dependent adult
abuse pursuant to the requirements set forth by Iowa Code section 232.69(3) and
chapter 235B. Mandatory training for child abuse and dependent
adult abuse reporting.
a. Licensees or registrants who regularly examine, attend,
counsel or treat children in Iowa shall indicate on the renewal application
completion of two hours of training in child abuse identification and reporting
in the previous five years or conditions for exemptions as identified in
paragraph “f” of this subrule.
b. Licensees or registrants who regularly examine, attend,
counsel or treat adults in Iowa shall indicate on the renewal application
completion of two hours of training in dependent adult abuse identification and
reporting in the previous five years or conditions for exemptions as identified
in paragraph “f” of this subrule.
c. Licensees or registrants who regularly examine, attend,
counsel or treat both children and adults in Iowa shall indicate on the renewal
application completion of at least two hours of training on the identification
and reporting of abuse in children and dependent adults in the previous five
years or conditions for exemptions as identified in paragraph “f” of
this subrule. Training may be completed through separate courses or in one
combined course that includes curricula for identifying and reporting child
abuse and dependent adult abuse. Up to three hours of continuing education may
be awarded for taking a combined course.
d. The licensee or registrant shall maintain written
documentation for five years after completion of the mandatory training,
including program date(s), content, duration, and proof of participation. The
board may audit this information at any time within the five–year
period.
e. Training programs in child and dependent adult abuse
identification and reporting that are approved by the board are those that use a
curriculum approved by the abuse education review panel of the department of
public health or a training program offered by the department of human services,
the department of education, an area education agency, a school district, the
Iowa law enforcement academy, an Iowa college or university, or a similar state
agency.
f. Exemptions. Licensees and registrants shall be exempt
from the requirement for mandatory training for identifying and reporting child
and dependent adult abuse if the board determines that it is in the public
interest or that at the time of the renewal the licensee or registrant is issued
an extension or exemption pursuant to 650—25.7(153).
ITEM 3. Amend subrules 25.3(3) to 25.3(6)
as follows:
25.3(3) It is conducted by individuals who have
a special education, training and experience by reason
of which said individuals should to be considered experts
concerning the subject matter of the program. The program must include a manual
or written outline which that substantively pertains to
the subject matter of the program.
25.3(4) Activity types acceptable for continuing
dental education credit may include:
a. Attendance at a multiday convention–type meeting. A
multiday, convention–type meeting is held at a national, state, or
regional level and involves a variety of concurrent educational experiences
directly related to the practice of dentistry. Effective July 1, 2000,
attendees shall receive three hours of credit with the maximum allowed six hours
of credit per biennium. Effective Prior to July 1,
2000, attendees shall receive received five hours of
credit with the maximum allowed ten hours of credit per biennium. Four hours of
credit shall be allowed for presentation of an original table clinic at a
convention–type meeting as verified by the sponsor when the subject matter
conforms with 25.3(7). Attendees at the table clinic session of a dental,
dental hygiene, or dental assisting convention shall receive two hours of credit
as verified by the sponsor.
b. Postgraduate study relating to health sciences shall
receive 15 credits per semester hour.
c. Successful completion of Part II of the National Board
Examination for dentists, or the National Board Examination for dental
hygienists, if taken five or more years after graduation, or a recognized
specialty examination will result in 15 hours of credit.
d. Self–study activities shall result in a maximum of
12 hours of credit per biennium. Activity may include television viewing, video
programs, correspondence work or research or computer
Computer CD–ROM programs that are interactive and require
branching, navigation, participation and decision making on the part of the
viewer are allowed a maximum of 12 hours per
biennium.
e. Original presentation of continuing dental education
courses shall result in credit double that which the participant receives.
Credit will not be granted for repeating presentations within the biennium.
Credit is not given for teaching that represents part of the licensee’s or
registrant’s normal academic duties as a full–time or
part–time faculty member or consultant.
f. Publications of scientific articles in professional
journals related to dentistry, dental hygiene, or dental assisting shall result
in a maximum of 5 hours per article, maximum of 20 hours per
biennium.
e g. Credit may be given for other
continuing education activities upon request and approval by the Iowa board of
dental examiners.
25.3(5) Prior approval of activities. An organization
or person, other than an approved sponsor, which that
desires prior approval of for a course, program or
other continuing education activity or who that desires
to establish approvalof the activity prior to attendance, shall
apply for approval tothe board at least 90 days in advance of the commencement
of the activity on a form provided by the board. The board shall approve or
deny the application. The application shall state the dates, subjects offered,
total hours of instruction, names and qualifications of speakers and other
pertinent information. An application fee of $10, which shall be considered
a repayment receipt as defined in Iowa Code section 8.2, is required.
Applications may include the following:
a. Original presentation of continuing dental
education courses shall result in credit double that which the participant
receives. Credit will not be granted for repeating presentations within the
biennium. Credit is not given for teaching which represents part of the
licensee’s or registrant’s normal academic duties as a
full–time or part–time faculty member or
consultant.
b. Publications of scientific articles in professional
dental, dental hygiene, or dental assistant related journals shall result in a
maximum of 5 hours per article; maximum of 20 hours per
biennium.
c. Home study activities shall result in a maximum of
6 hours of credit per biennium; the licensee or registrant must submit a written
report of activity. Activity may include television viewing, video programs,
correspondence work or research.
25.3(6) Postapproval of activities. A licensee or
registrant seeking credit for attendance and participation in an educational
activity which was not conducted by an approved sponsor or otherwise approved
may submit to the board, within 60 days after completion of such activity, its
dates, subjects, instructors, and their qualifications, the number of credit
hours and proof of attendance therefor. Within 90 days after
receipt of such application the board shall advise the licensee or registrant in
writing by ordinary mail whether the activity is approved and the number of
hours allowed therefor. All requests may be reviewed by the
advisory committee on continuing education prior to final approval or denial by
the board. A licensee or registrant not complying with the requirements of this
paragraph may be denied credit for such activity. An application fee of $10,
which shall be considered a repayment receipt as defined in Iowa Code section
8.2, is required.
ITEM 4. Amend subrule 25.3(7),
paragraph “b,” as follows:
b. Unacceptable subject matter includes personal development,
business aspects of practice, personnel management, government regulations,
insurance, collective bargaining, and community service presentations. While
desirable, those subjects are not applicable to dental skills, knowledge, and
competence. Therefore, such courses will receive no credit toward renewal. The
board may deny credit for any course. Courses in patient treatment record
keeping, risk management, communication and OSHA regulations are
acceptable subject matter.
ITEM 5. Adopt new subrule
25.3(8) as follows:
25.3(8) Inquiries relating to acceptability of
continuing dental education activities, approval of sponsors, or exemptions
should be directed to Advisory Committee on Continuing Dental Education, Iowa
Board of Dental Examiners, 400 S.W. 8th Street, Suite D, Des Moines, Iowa
50309–4687.
ITEM 6. Amend subrules 25.4(2) and
25.4(3) as follows:
25.4(2) Prospective sponsors must apply to the board
of dental examiners using a “Sponsor Approval Form” in order to
obtain approved sponsor status. An application fee of $100 is required,
which shall be considered a repayment receipt as defined in Iowa Code section
8.2. Board–approved sponsors must pay the biennial renewal fee of
$100, which shall be considered a repayment receipt as defined in Iowa Code
section 8.2, and file a sponsor recertification record report
biennially.
25.4(3) The person or organization sponsoring
continuing education activities shall make a written record of the Iowa
licensees or registrants in attendance and send a signed copy of such attendance
record to the board office upon completion of the activity, but in no case later
than July 1 of even–numbered years. The report shall be sent to the Iowa
Board of Dental Examiners, 400 S.W. 8th Street, Suite D, Des Moines, Iowa
50309–4687. The sponsor of the continuing education activity shall
also provide proof of attendance and the number of credit hours awarded to the
licensee or registrant who participates in the continuing education
activity.
ITEM 7. Amend rule 650—25.5(153) as
follows:
650—25.5(153) Review of programs or sponsors.
The board on its own motion or at the recommendation of the advisory
committee on continuing education may monitor or review any continuing education
program or sponsors already approved by the board. and
upon Upon evidence of significant variation in the program
presented from the program approved, the board may disapprove all or any
part of the approved hours granted to the program or may rescind the approval
status of the sponsor.
ITEM 8. Amend rule 650—25.7(153) as
follows:
650—25.7(153) Waivers, extensions
Extensions and exemptions.
25.7(1) Waivers. Illness or
disability. The board may, in individual cases involving physical
disability or illness, grant waivers an exemption of the
minimum education requirements or extensions an
extension of time within which to fulfill the same or make the required
reports. No waiver exemption or extension of time shall
be granted unless written application is made on forms provided by the board and
signed by the licensee or registrant and a physician licensed by the board of
medical examiners. Waivers Extensions or exemptions of
the minimum educational requirements may be granted by the board for any period
of time not to exceed one calendar year. In the event that the physical
disability or illness upon which a waiver an exemption
has been granted continues beyond the period of the waiver
granted, the licensee or registrant must reapply for an extension of the
waiver exemption. The board may, as a condition of the
waiver granted exemption, require the applicant to make
up a certain portion or all of the minimum educational requirements
waived by methods prescribed by the board.
25.7(2) Extensions or exemptions.
Other extensions or exemptions. Extensions or exemptions of continuing
education requirements will be considered by the board on an individual basis.
Licensees or registrants will be exempt from the continuing education
requirements for:
a. Periods that the person serves honorably on active duty in
the military services;
b. Periods that the person practices the person’s
profession in another state or district having a continuing education
requirement and the licensee or registrant meets all requirements of that state
or district for practice therein;
c. Periods that the person is a government employee working in
the person’s licensed or registered specialty and assigned to duty outside
the United States; or
d. Other periods of active practice and absence from the state
approved by the board. ;
e. The current biennium renewal period, or portion thereof,
following original issuance of the license.
ITEM 9. Amend rule 650—25.10(153)
as follows:
650—25.10(153) Noncompliance with continuing dental
education requirements. It is the licensee’s or registrant’s
personal responsibility to comply with these rules. The license or registration
of individuals not complying with the continuing dental education rules may be
subject to disciplinary action by the board or nonrenewal of the license or
registration.
Inquiries relating to acceptability of continuing
dental education activities, approval of sponsors, or exemptions should be
directed to: Advisory Committee on Continuing Dental Education, Iowa Board of
Dental Examiners, 400 S.W. 8th Street, Suite D, Des Moines, Iowa
50309–4687.
ITEM 10. Amend 650—Chapter
25, implementation clause, as follows:
These rules are intended to implement Iowa Code
section sections 147.10, 153.15A, and 153.39 and
chapter 272C.
[Filed 1/18/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1357B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 27, “Standards of Practice
and Principles of Professional Ethics,” Iowa Administrative
Code.
This amendment updates the Board’s rule on unethical and
unprofessional conduct.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendment.
In accordance with rule 650—27.12(17A,147,153,272C),
this amendment is not subject to waiver or variance because the amendment
establishes ethical standards that must be adhered to in order to protect public
health, safety, and welfare.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1115B. A public
hearing on the amendment was held on December 4, 2001. Oral and written
comments were received from the Iowa Dental Association. In response to the
comments, the Board made one change from the Notice by adding the word
“knowingly” to subrule 27.9(4).
This amendment was approved at the January 17, 2002, regular
meeting of the Board of Dental Examiners.
This amendment is intended to implement Iowa Code chapters
147, 153, and 272C.
This amendment will become effective on March 13,
2002.
The following amendment is adopted.
Amend rule 650—27.9(153) as follows:
650—27.9(153) Unethical and unprofessional
conduct.
27.9(1) Licensee or registrant actions
determined by the board to be verbally abusive, coercive,
intimidating, harassing, untruthful or threatening in connection with the
practice of dentistry shall constitute unethical or unprofessional
conduct.
27.9(2) A treatment regimen shall be fully explained
and patient authorization obtained before treatment is begun.
27.9(3) A dentist or dental hygienist
licensee or registrant determined to be infected with HIV or HBV shall
not perform an exposure–prone procedure except as approved by the expert
review panel as defined in Iowa Code section 139C.1, established by the Iowa
department of public health under subsection 139C.2(3), or if the
dentist or dental hygienist licensee or registrant works
in a hospital setting, the licensee or registrant may elect either the
expert review panel established by the hospital or the expert review panel
established by the Iowa department of public health for the purpose of making a
determination of the circumstances under which the dentist or dental
hygienist licensee or registrant may perform
exposure–prone procedures. The licensee or registrant shall comply
with the recommendations of the expert review panel. Failure to do so shall
constitute unethical and unprofessional conduct and is grounds for disciplinary
action by the board.
27.9(4) Knowingly providing false or
misleading information to the board or an agent of the board is considered
unethical and unprofessional conduct.
[Filed 1/18/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1356B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 28, “Designation of
Specialty,” Iowa Administrative Code.
These amendments recognize a new dental specialty of oral and
maxillofacial radiology. The American Dental Association recognized this new
specialty in October 1999. Definitions of the specialty have recently been
approved.
These rules are subject to waiver at the sole discretion of
the Board in accordance with 650—Chapter 7.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1114B. A public
hearing on the amendments was held on December 4, 2001. No oral or written
comments on the amendments were received. The amendments are identical to those
published under Notice.
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147 and 153.
These amendments will become effective March 13,
2002.
The following amendments are adopted.
ITEM 1. Amend rule 650—28.1(153) as
follows:
650—28.1(153) General review. A dentist may
represent that the dentist is a specialist in the specialties of dental public
health, endodontics, oral and maxillofacial pathology, oral and maxillofacial
surgery, orthodontics, pediatric dentistry, periodontics, or
prosthodontics, or oral and maxillofacial radiology provided the
requirements of that area of specialty have been met. The board recognizes
there are overlapping responsibilities among the recognized areas of dental
practice. However, as a matter of principle, a specialist shall not routinely
provide procedures that are beyond the scope of the specialty as defined
below.
ITEM 2. Adopt new rule
650—28.10(153) as follows:
650—28.10(153) Oral and maxillofacial
radiology.
28.10(1) Definition. Oral and maxillofacial radiology
is the specialty of dentistry and discipline of radiology concerned with the
production and interpretation of images and data produced by all modalities of
radiant energy that are used for the diagnosis and management of diseases,
disorders, and conditions of the oral and maxillofacial region.
28.10(2) Requirements.
a. Be a diplomate of the American Board of Oral and
Maxillofacial Radiology; or
b. Have successfully completed a formal graduate or residency
training program in oral and maxillofacial radiology accredited by the
Commission on Dental Accreditation of the American Dental Association.
[Filed 1/18/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1358B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 30, “Discipline,”
and adopts a new Chapter 35, “Impaired Practitioner Review
Committee,” Iowa Administrative Code.
These amendments clarify the Board’s disciplinary rules
and add two new grounds for disciplinary action: (1) providing false information
to the Board or an agent of the Board during the course of an inspection or
investigation or interfering with an inspection or investigation; and (2)
violating the terms of an initial agreement with the Impaired Practitioner
Review Committee (IPRC) or a recovery contract entered into with the IPRC. In
addition, the amendments move the Board’s existing rule on the IPRC to a
new Chapter 35, “Impaired Practitioner Review Committee.”
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendments.
In accordance with rule 650—30.4(147,153,272C), these
amendments are not subject to waiver or variance because the amendments
establish grounds for discipline that must be adhered to in order to protect
public health, safety, and welfare.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1113B. A public
hearing on the amendments was held on December 4, 2001. Oral and written
comments were received from the Iowa Dental Association.
In response to the comments, the Board made the two changes
from the Notice:
1. In Item 2, numbered paragraph “4” of rule
650— 30.4(147,153,272C) was amended to read as follows: “4.
Conviction of a felony crime or conviction of a misdemeanor crime if the
misdemeanor conviction relates to the practice of the
profession.”
2. In Item 2, the word “knowingly” was added to
numbered paragraph “26” of rule 650—30.4(147,153,272C). The
amended paragraph reads as follows: “26. Knowingly providing false
information to the board or an agent of the board during the course of an
inspection or investigation or interfering with an inspection or
investigation.”
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147, 153, and 272C.
These amendments will become effective on March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [30.1, 30.2, 30.4, 30.5, Ch 35] is being omitted. With the
exception of the changes noted above, these amendments are identical to those
published under Notice as ARC 1113B, IAB 11/14/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1353B
DENTAL EXAMINERS
BOARD[650]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Dental Examiners hereby amends Chapter 31, “Complaints and
Investigations,” and Chapter 51, “Contested Cases,” Iowa
Administrative Code.
These amendments clarify the duties of peer review committees
and the duties of licensees and registrants concerning mandatory reporting. The
amendments also add a provision to recoup costs associated with monitoring
practitioners when the practitioners agree to the stipulation in a settlement
agreement.
The Board’s Committee for Regulatory Review, formed
pursuant to Executive Order Number 8, recommended the proposed
amendments.
These amendments are not subject to waiver or variance because
the amendments establish administrative procedures only for peer review
committees, mandatory requirements for licensees, and an optional settlement
provision.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1112B. A public
hearing on the amendments was held on December 4, 2001. Oral and written
comments were received from the Iowa Dental Association.
Two changes from the Notice were made by adding references to
registrants in the definition of “knowledge” in subrule 31.13(1) and
to paragraph “c” of subrule 31.13(2).
These amendments were approved at the January 17, 2002,
regular meeting of the Board of Dental Examiners.
These amendments are intended to implement Iowa Code chapters
147, 153, and 272C.
These amendments will become effective March 13,
2002.
The following amendments are adopted.
ITEM 1. Amend rule 650—31.8(272C)
as follows:
650—31.8(272C) Duties of peer review
committees.
31.8(1) The peer review committees shall observe the
requirements of confidentiality imposed by Iowa Code section 272C.6.
31.8(2) The board may provide
investigatory investigative and related services to peer
review committees.
31.8(3) A peer review committee shall thoroughly
investigate a complaint as assigned and make provide a
written recommendations report to the board in
accordance with the board’s direction.
31.8(4) Written recommendations
The peer review report shall contain a statement of facts,
the and a recommendation for disposition and the
rationale supporting the recommen–dation as to whether a
violation of the standard of care occurred. The peer review
committee should consider relevant statutes, board rules, ethical
standards and standards of care in making its recommendations.
31.8(5) Written recommendations
The peer review report shall be signed by the members of the peer review
committee concurring in the report.
31.8(6) Upon completion, the peer review report
and all investigative reports prepared by peer review committees or
staff together with any recommendations information shall be
submitted to the board.
ITEM 2. Rescind rule
650—31.13(272C) and adopt the following new rule:
650—31.13(272C) Mandatory reporting.
31.13(1) Definitions. For the purposes of this rule,
the following definitions apply:
“Knowledge” means any information or evidence
acquired from personal observation, from a reliable or authoritative source, or
under circumstances that cause the licensee or registrant to believe that there
exists a substantial likelihood that an act or omission may have
occurred.
“Reportable act or omission” means any conduct
that may constitute a basis for disciplinary action under the rules or statutory
provisions governing the practice of dentistry, dental hygiene, or dental
assisting in Iowa.
31.13(2) Reporting requirement. A report shall be
filed with the board when a licensee or registrant has knowledge that another
person licensed or registered by the board may have committed a reportable act
or omission.
a. The report shall be filed with the board within seven days
from the date the licensee or registrant acquires knowledge of the reportable
act or omission.
b. The report shall contain the name and the address of the
licensee or registrant who may have committed the reportable act or omission,
the date, time, place and circumstances in which the reportable act or omission
may have occurred, and a statement indicating how the knowledge was
acquired.
c. The requirement to report takes effect when a licensee or
registrant has knowledge that another licensee or registrant may have committed
a reportable act or omission. The final determination of whether or not such
act or omission has occurred is the responsibility of the board.
31.13(3) Failure to report. Failure to report
knowledge of a reportable act or omission within the required seven–day
period shall constitute a basis for the initiation of a board disciplinary
action against the licensee or registrant who failed to report.
ITEM 3. Adopt the following
new subrule 51.19(9):
51.19(9) A provision for payment of the actual costs
associated with monitoring a licensee’s or registrant’s compliance
with the settlement agreement may be included in the settlement agreement.
Actual costs include mileage, meals, travel expenses, hourly investigative time,
and all incidental expenses associated with monitoring compliance, which shall
be considered repayment receipts as defined in Iowa Code section 8.2.
[Filed 1/18/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1326B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 239B.4,the
Department of Human Services hereby amends Chapter 48, “Family Investment
Program Eligibility Under Self–Employment Demonstration Projects,”
appearing in the Iowa Administrative Code.
The Council on Human Services adopted this amendment January
9, 2002. Notice of Intended Action regarding this amendment was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1075B.
This amendment provides that the Department will no longer
grant 12–month income and resource waivers to entrepreneurial training
participants effective April 1, 2002. Persons already receiving waivers as of
April 1, 2002, will be allowed to continue to receive the waivers until the
12–month period ends.
The goal of entrepreneurial training is to assist
FIPrecipients who pursue self–employment as a route to
self–sufficiency. Entrepreneurial training is available statewide. The
entrepreneurial training service providers work with the Department to provide
technical advice and business training to FIP participants.
Entrepreneurial training is a component of PROMISE JOBS. A
FIP participant must be an active PROMISE JOBS participant to receive training
and technical assistance through the entrepreneurial training program.
The classroom training portion of the program lasts from three
to six months, with additional months of follow–up by the service provider
as needed. Training is provided in researching and writing a business plan,
completing a market survey, doing cash–flow projections, and learning
basic accounting and money–management skills.
Under current policy, entrepreneurial training participants
are subject to the same requirements as other FIP participants, except the
Department may grant waivers of certain FIP income and resource policies for 12
months for business start–up or expansion.
FIP policy changes over the last 12 years since these waivers
were implemented have made these waivers unnecessary and ineffective for
self–employed persons. Very few families request these waivers, and even
fewer actually benefit from them.
This amendment does not provide for waiver of eligibility
requirements because individuals may request a waiver of eligibility
requirements under the Department’s general rule on exceptions at rule
441—1.8(17A,217).
This amendment is identical to that published under Notice of
Intended Action.
This amendment is intended to implement Iowa Code section
239B.7.
This amendment shall become effective April 1, 2002.
The following amendment is adopted.
Amend 441—Chapter 48 by adopting the following
new rule:
441—48.24(239B) Phase–out of 12–month
waiver period. Effective April 1, 2002, the department shall no longer
grant a 12–month waiver period to family investment program (FIP)
participants who are participating in entrepreneurial training. FIP
participants receiving FIP waivers prior to April 1, 2002, will continue under
waiver policy until their 12–month waiver period expires.
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1327B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 217.6 and
239B.4, the Department of Human Services hereby rescinds Chapter 56,
“Burial Benefits,” appearing in the Iowa Administrative
Code.
The Council on Human Services adopted this amendment January
9, 2002. Notice of Intended Action regarding this amendment was published in
the Iowa Administrative Bulletin on November 28, 2001, as ARC
1131B.
Under current rules, the Department pays up to $400 from state
funds for burial expenses of:
• Recipients of State
Supplementary Assistance (SSA).
• Recipients of Old Age
Assistance, Aid to the Blind, and Aid to the Disabled prior to January
1997.
• Children who are Family
Investment Program (FIP) or Refugee Cash Assistance (RCA) recipients.
This amendment eliminates the provision of burial assistance
by the Department.
Elimination of burial assistance will result in cost savings,
making the funds available for other Temporary Assistance for Needy Families
(TANF) and Medicaid services. An average of $12,000 is spent annually for 30
FIP children, and $927 was spent in fiscal year 2001 for recipients of SSA and
former recipients of Old Age Assistance, Aid to the Blind, and Aid to the
Disabled.
County general assistance offices may be approached for help
with burial expenses to make up for the loss of state funds.
This amendment does not provide for waivers in specific
situations, as alternative sources are available to assist families with these
burial expenses.
This amendment is identical to that published under Notice of
Intended Action.
This amendment is intended to implement Iowa Code sections
249.9 and 239B.3(4).
This amendment shall become effective April 1, 2002.
The following amendment is adopted.
Rescind and reserve 441—Chapter 56.
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1331B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 75, “Conditions of
Eligibility,” appearing in the Iowa Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1077B.
These amendments correct an address and legal references in
policy governing the AIDS/HIV Health Insurance Premium Payment Program. These
needed corrections were identified by the Department while completing the rule
assessment mandated by Executive Order Number 8.
These amendments do not provide for waivers because the
amendments are merely technical in nature.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code section
249A.4.
These amendments shall become effective April 1,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [75.22] is being omitted. These amendments are identical to
those published under Notice as ARC 1077B, IAB 11/14/01.
[Filed 1/9/02, effective 4/1/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1332B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 77, “Conditions of
Participation for Providers of Medical and Remedial Care,” appearing in
the Iowa Administrative Code.
The Council on Human Services adopted this amendment January
9, 2002. Notice of Intended Action regarding this amendment was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1085B.
This amendment corrects a rule reference related to
certification of rehabilitative treatment service providers. This incorrect
cross reference was identified while the Department was completing the rule
assessment mandated by Executive Order Number 8.
This amendment does not provide for waivers because the
amendment merely corrects a cross reference.
This amendment is identical to that published under Notice of
Intended Action.
This amendment is intended to implement Iowa Code section
249A.4.
This amendment shall become effective April 1, 2002.
The following amendment is adopted.
Amend rule 441—77.38(249A) as follows:
441—77.38(249A) Rehabilitative treatment service
providers. Rehabilitative treatment service providers are eligible to
participate in the Medicaid program if they are certified to be providers
pursuant to rules 441—185.9(234) to 441—
185.10(234) and 441—185.11(234).
This rule is intended to implement Iowa Code section
249A.4.
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1335B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 81, “Nursing
Facilities,” appearing in the Iowa Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 28, 2001, as ARC
1136B.
These amendments allow the Iowa Veterans Home to continue to
submit semiannual cost reports and remove the requirement that nursing
facilities’ Medicaid rates not exceed their private–pay
rates.
The Iowa Veterans Home is a state–operated facility that
is required to meet other Iowa Code and rule requirements on budgeting and
reimbursement. In order for this facility to operate within the confines of
these other regulations, allowing the facility to continue to submit semiannual
cost reports is in the best interest of the state. This facility’s
information is not included in, and therefore does not impact, the modified
price–based case–mix reimbursement methodology used to set rates for
nursing facilities.
A modified price–based case–mix reimbursement
system, by its nature and principles, alleviates the necessity for the rule that
facilities’ Medicaid rates not exceed their private–pay rates. The
acuity of the residents is used to determine the case–mix index applied to
the costs associated with care given. A facility should not be penalized for
having a resident mix that includes higher–to–care–for
Medicaid residents and lower–needs private pay residents.
These amendments do not provide for waivers because they
confer a benefit on affected providers.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code section
249A.4.
These amendments shall become effective April 1,
2002.
The following amendments are adopted.
ITEM 1. Amend subrule 81.6(3) as
follows:
81.6(3) Submission of reports. The report
shall be submitted All nursing facilities, except the Iowa Veterans
Home, shall submit reports to the department’s accounting firm no
later than three months after the close of the facility’s established
fiscal year. The Iowa Veterans Home shall submit the report to the
department’s accounting firm no later than three months after the close of
each six–month period of the facility’s established fiscal year.
Failure to submit a report that meets the requirements of this rule within this
time shall reduce payment to 75 percent of the current rate. The reduced rate
shall be paid for no longer than three months, after which time no further
payments will be made.
A facility may change its fiscal year one time in any
two–year period. If the facility changes its fiscal year, the facility
shall notify the department’s accounting firm 60 days prior to the first
date of the change.
ITEM 2. Amend subrule 81.6(17),
introductory paragraph, as follows:
81.6(17) Cost report documentation. All nursing
facilities, except the Iowa Veterans Home, shall submit an annual cost
report based on the closing date of the facility’s fiscal year that
incorporates documentation as set forth below. The Iowa Veterans Home shall
submit semiannual cost reports based on the closing date of the facility’s
fiscal year and the midpoint of the facility’s fiscal year that
incorporate documentation as set forth below. The documentation
incorporated in the all cost report
reports shall include all of the following information:
ITEM 3. Rescind and reserve subrule
81.10(7).
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1336B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 249A.4, the
Department of Human Services hereby amends Chapter 81, “Nursing
Facilities,” appearing in the Iowa Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on October 31, 2001, as ARC
1054B.
Effective July 1, 2001, the Department at the direction of the
General Assembly adopted a modified price–based case–mix system for
reimbursing non–state–owned nursing facilities for Medicaid
recipients. The system is based on recognition of the provider’s
allowable costs for two components, a direct care component and non–direct
care component, plus a potential excess payment allowance. The case–mix
system reflects the relative acuity or need for care of the Medicaid recipients
in the nursing facility.
At the time the General Assembly directed the Department to
implement the case–mix reimbursement methodology, it also directed the
Department to initiate a system to measure a variety of elements to determine a
nursing facility’s capacity to provide quality of life and appropriate
access to Medicaid recipients in a cost–effective manner.
The Department is to implement a process to collect data for
these measurements and to develop procedures to increase nursing facility
reimbursements based upon a nursing facility’s achievement of multiple
favorable outcomes as determined by these measurements. Any increased
reimbursement shall not exceed 3 percent of the calculation of the modified
price–based case–mix reimbursement median. The Department shall
include the increased reimbursement in the calculation of the modified
price–based payment rate beginning July 1, 2002.
This additional reimbursement is not to be included when
calculating the rates for Medicare–certified hospital–based nursing
facilities, state–operated nursing facilities, and special population
nursing facilities.
These amendments implement the accountability measures for
nursing facilities developed by the Department with input from the nursing
facility associations and others interested in long–term care services.
These measures are nursing facility characteristics that indicate the quality of
care, efficiency, or commitment to care for certain resident populations. These
characteristics are objective, measurable, and, when considered in combination
with each other, deemed to have a correlation to a resident’s quality of
life and care. While any single measure does not ensure the delivery of quality
care, a nursing facility’s achievement of multiple measures suggests that
quality is an essential element in the facility’s delivery of resident
care.
In order for a nursing facility to qualify for additional
Medicaid reimbursement for accountability measures, it must achieve a minimum
score of 3 points. The maximum available points are 11. Additional Medicaid
reimbursement will be available in the following amounts.
0 – 2 points
|
No additional reimbursement
|
3 – 4 points
|
1 percent of the direct care and non–direct care cost
component patient–day–weighted medians
|
5 – 6 points
|
2 percent of the direct care and non–direct care cost
component patient–day–weighted medians
|
7 or more points
|
3 percent of the direct care and non–direct care cost
component patient–day–weighted medians
|
The ten measures and the maximum allowable points are as
follows:
1. Deficiency–free survey – 2 points.
2. Substantial compliance with survey – 1 point (cannot
receive points for both a deficiency–free survey and substantial
compliance).
3. Nursing hours provided – 2 points maximum.
4. Resident satisfaction – 1 point.
5. Resident advocate committee resolution rate – 1
point.
6. High employee retention rate – 1 point.
7. High occupancy rate – 1 point.
8. Low administrative costs and low use of contracted nursing
– 1 point.
9. Special licensure classification – 1 point.
10. High Medicaid utilization – 1 point.
The Department’s fiscal agent shall use Form
470–0030, Financial and Statistical Report, to calculate whether nursing
facilities meet measures 3, 6, 7, 8, and 10 above. The Department shall request
the Department of Inspections and Appeals to furnish a report to the Department
to determine whether the nursing facilities meet measures 1, 2, and 9 above.
The Department shall request the Office of the Long–term Care Ombudsman to
furnish a report to the Department to determine whether the nursing facilities
meet measure 5 above. Nursing facilities wishing to receive a point for measure
4 above must distribute Form 470–3890, Resident Opinion Survey, to their
residents or their responsible parties and have an independent party collect the
surveys and tabulate them on Form 470–3891, Resident Opinion Survey
Transmittal Report.
These amendments do not provide for waiver to the Medicaid
nursing facility reimbursement system because all facilities should be subject
to the same system.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code section
249A.4 and 2001 Iowa Acts, chapter 192, section 4, subsection 4.
These amendments shall become effective March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [81.6(16)] is being omitted. These amendments are identical to
those published under Notice as ARC 1054B, IAB 10/31/01.
[Filed 1/9/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1338B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 234.6 and
239B.8, the Department of Human Services hereby amends Chapter 93,
“PROMISE JOBS Program,” and Chapter 170, “Child Care
Services,” appearing in the Iowa Administrative Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 28, 2001, as ARC
1154B.
These amendments change the procedures for authorizing payment
to child care providers. Under current procedures, a separate payment agreement
is negotiated with the provider for each family receiving services. Under these
amendments, a provider will have a single agreement with theDepartment that
specifies the provider’s rates and the conditions of participation. Any
eligible family may be served under this agreement. The Department (or its
designee, for PROMISE JOBS) specifies the number of units authorized for care in
a notice of decision issued to the family and the chosen provider. The family
is required to report changes affecting eligibility or services.
These amendments change the billing procedure for child care
assistance to require the submission of an attendance form signed by the parent
and the provider to document the amount of child care used. A new invoice is
developed for child care under PROMISE JOBS which also incorporates attendance
information. Payment references are removed from PROMISE JOBS rules and
replaced with cross references to child care assistance rules.
These amendments also make several changes identified through
the rule review conducted under Executive Order Number 8:
• The provision allowing
payment to facilities exempt from licensing or registration is revised to
clarify that only facilities operated by or under contract to an accredited
public or nonpublic school may receive payment under this program.
• Obsolete rules about
allocating funds to regions are removed.
• A reference to relative
care is deleted. Since payment is now allowed to unregistered providers,
special provisions for relatives are unnecessary.
These amendments do not provide for waivers in specified
situations because billing processes need to be uniform for all
providers.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code sections
234.6(6)“a” and 239B.24.
These amendments shall become effective April 1,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [93.110, 93.114(12), 170.2(4),
170.4(3), 170.4(7), 170.5, 170.8] is being omitted. These
amendments are identical to those published under Notice as ARC 1154B,
IAB 11/28/01.
[Filed 1/9/02, effective 4/1/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1337B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code section 239B.4, the
Department of Human Services hereby amends Chapter 93, “PROMISE JOBS
Program,” and rescinds Chapter 94, “Iowa Transitional Assistance for
Direct Education Costs Program,” appearing in the Iowa Administrative
Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 14, 2001, as ARC
1076B.
ARC 1076B also contained amendments to Chapter 41,
“Granting Assistance,” and Chapter 93, “PROMISE JOBS
Program,” eliminating the PROMISE JOBS exemption for disabled persons who
do not receive Supplemental Security Income (SSI) benefits, and requiring
application for SSI and social security disability benefits as a condition of
Family Investment Program (FIP) eligibility when a person in the
FIP–eligible group or a parent living in the home of a child in the
eligible group appears eligible for these benefits. Those amendments are not
being adopted at this time to allow the Department time for a comprehensive
review and consideration of public comments received.
These amendments shorten the Limited Benefit Plan (LBP)
resolution process and eliminate the Iowa Transitional Assistance for Direct
Education Costs Program.
Specifically, these amendments impact the Family Investment
Program (FIP) as follows:
• Under existing rules, when
a FIP participant is choosing a Limited Benefit Plan (LBP) by not carrying out
the responsibilities of the Family Investment Agreement (FIA), PROMISE JOBS
staff make every effort to resolve the issue before issuing a Notice of Decision
to impose an LBP. The PROMISE JOBS supervisor is involved in this process as
well. These resolution actions take place after participation has become an
issue. With most participation issues, a participant is sent two written
notifications and is given two opportunities to participate before PROMISE JOBS
considers participation, or lack thereof, an “issue.”
Also under existing rules, when a FIP participant is choosing
a subsequent LBP by not attending PROMISE JOBS orientation, the PROMISE JOBS
supervisor sends a letter to explain the consequences of a subsequent LBP. The
letter also allows the participant an additional ten days to schedule
orientation before a Notice of Decision to impose an LBP is issued. The
supervisory letter is sent after the person has failed twice to schedule or
attend orientation.
Under these changes, for participants choosing an LBP by not
carrying out the responsibilities of the Family Investment Agreement, PROMISE
JOBS staff will make the effort to resolve the participation issue at the time
of the first occurrence in most situations. Rules will no longer require that
the PROMISE JOBS supervisor be involved in this situation; however, the
supervisor will continue to be available to all participants upon
request.
For participants choosing a subsequent LBP by not attending
PROMISE JOBS orientation, PROMISE JOBS staff will offer supervisory intervention
and explain the consequences of a subsequent LBP after the person has failed the
first time to schedule or attend orientation.
The Department is adopting the changes to the LBP resolution
process in an attempt to save on administrative costs by eliminating actions
that result in unnecessary delays and costs. The actions were established under
former LBP policy that existed before June 1, 1999. Former policy was more
severe for persons who chose a first LBP by not following the requirements of
the FIA as there was a definite period of ineligibility and the persons could
not take action to stop the LBP. The Department believes that these actions are
no longer necessary under current policy since persons can take action to end a
first LBP at any time following the issuance of the Notice of Decision and there
is no set period of ineligibility. The Department believes the actions are not
needed for second and subsequent LBPs as the participants should be aware of the
consequences of their actions due to their past experience.
• Chapter 94, the chapter
used to implement theIowa Transitional Assistance for Direct Education Costs
(ITADEC) program, is eliminated, as the program no longer exists. The ITADEC
program provided state funding to participants who were enrolled and
participating in a PROMISE JOBS–funded postsecondary training plan as of
March 1, 1997. There is no longer anyone eligible for ITADEC, and it is not
possible for current applicants or participants to qualify for the
program.
These amendments do not provide for waivers to the eligibility
requirements because individuals may request a waiver of the eligibility
requirements under the Department’s general rule on exceptions at rule
441—1.8(17A,217).
The following revisions were made to the Notice of Intended
Action:
Items 1 through 4 and Item 7 of the Notice are not being
adopted at this time.
These amendments are intended to implement Iowa Code chapter
239B.
These amendments shall become effective April 1,
2002.
The following amendments are adopted.
ITEM 1. Amend subrule 93.114(14),
paragraph “f,” as follows:
Amend the introductory paragraph and subparagraph (1)
as follows:
f. Classroom training participants who do not followthe
requirements of a training plan are considered to have chosen the limited
benefit plan as described in 441—subrule 41.24(8). Before issuing a
notice of decision to impose the limited benefit plan, PROMISE JOBS staff shall
send one written reminder or letter to attempt to resolve the issue. The
reminder or letter shall identify the participation issue, clarify expectations,
attempt to identify barriers to participation, explain the consequences of the
LBP, and offer supervisory intervention. LBP resolution policies at
subrule subrules 93.138(2) and 93.138(3) apply when the
classroom training participant chooses the LBP in the following
circumstances situations:
(1) The participant fails to appear for two consecutive
scheduled appointments with the worker without good cause. The client shall have
been notified of the appointments in writing. The written notice to schedule
the second appointment shall remind the client of the need to participate and
attempt to resolve the issue as previously described in this
paragraph.
Rescind and reserve subparagraph (2).
Amend the unnumbered paragraph following subparagraph
(8) as follows:
Policies at rules 441—93.133(239B) and 441—
93.134(239B) apply to all of the above. When a situation described in
subparagraphs (3) through (8) above occurs,participation is an issue at the
first occurrence unless the person is experiencing problems or barriers to
participation as described at rules 441—93.133(239B) and 441—
93.134(239B). To attempt to resolve the issue, PROMISE JOBS staff shall send a
letter as previously described in this paragraph.
ITEM 2. Amend rule 441—93.132(239B)
as follows:
441—93.132(239B) Participation issues for
FIA–responsible persons. PROMISE JOBS participants who do not carry
out the responsibilities of the FIA are considered to have chosen the limited
benefit plan, as described at 441— subrule 41.24(8).
The participation issues in this rule are those which are
important for effective functioning in the workplace or training facility and to
the completion of the FIA.
When PROMISE JOBS staff send a written reminder, request,
or other notification as specified below in the descriptions of the participant
issues that apply to this rule, the notification shall identify the
participation issue, clarify expectations, attempt to identify barriers to
participation, explain the consequences of the LBP, and offer supervisory
intervention.
Participants aged 18 or older who, for
reasons other than those described at rule 441—93.133(239B), do not
resolve these issues shall be considered to have chosen the limited benefit
plan, unless participant circumstances are revealed which indicate that a
barrier to participation exists which should be addressed in the FIA.
Those who may be considered to have chosen the limited benefit
plan are:
1. Participants who are more than 15 minutes late for a third
time within three months of the first lateness, after receiving
a one written reminder of the importance of
complying with the FIA at the time the second lateness
occurred.
2. Participants who do not, for a second time after receiving
a one written reminder of the importance of
complying with the FIA at the first occurrence, appear for scheduled
appointments, participate in appraisal activities, complete required forms, or
take required vocational or aptitude tests, or are absent from activities
designated in the FIA or other self–sufficiency plan.
3. Participants who do not, for a second time after receiving
one written reminder of the importance of complying with the
FIA at the first occurrence, notify work experience sponsors or PROMISE
JOBS staff of absence within one hour of the time at which they are due to
appear.
4. Participants who exhibit disruptive behavior for a second
time after receiving a one written reminder of
the importance of complying with the FIA at the first occurrence.
Disruptive behavior means the participant hinders the performance of other
participants or staff, refuses to follow instructions, uses abusive language, or
is under the influence of alcohol or drugs.
5. Participants who fail to secure physical examinations after
a one written request to do so.
6. Participants who continue an offense after being
notified that the behavior is disruptive and in what manner it is
disruptive.
7 6. Participants whose performance
continues to be unsatisfactory after being they have
been notified by program or provider agency staff of unacceptable
performance and what is necessary to make performance acceptable. Notification
of unsatisfactory performance may be oral initially, but shall be documented to
the participant in writing.
8 7. Participants who make physical
threats to other participants or staff. A physical threat is defined as having
a dangerous weapon in one’s possession and either threatening with or
using the weapon or committing assault.
9 8. Participants who do not accept
work experience assignments when the work experience option is part of the
FIA.
10 9. Participants who do not, for a
second time after receiving a written reminder of the importance
of complying with the FIA at the first occurrence, appear for work
experience interviews.
11 10. Participants who do not follow
up on job referrals, refuse offers of employment or terminate employment, or who
are discharged from employment due to misconduct. For the purposes of these
rules, “misconduct” is defined as a deliberate act or omission by a
worker which constitutes a material breach of the duties and obligations arising
out of the worker’s contract of employment. To be considered
“misconduct,” the employee’s conduct must demonstrate
deliberate violation or disregard of standards of behavior
which that the employer has the right to expect of
employees. Mere inefficiency, unsatisfactory conduct, failure to perform well
due to inability or incapacity, ordinary negligence in isolated instances, or
good–faith errors in judgment or discretion are not to be deemed
misconduct for the purpose of these rules.
12 11. Participants who do not secure
adequate child care when registered or licensed facilities are
available.
13 12. Participants for whom child
care, transportation, or educational services become unavailable as a result of
failure to use PROMISE JOBS funds or child care assistance funds to pay the
provider or failure to provide required receipts.
14 13. FIA–responsible persons
who are required to participate in high school completion activities and who
fail to provide grade transcripts or reports.
When a situation as described in numbered paragraph
“7,” “8,” “10,” “11,”
“12,” or “13” above occurs, participation is an issue at
the first occurrence unless the participant is experiencing problems or barriers
to participation as described at rules 441—93.133(239B) and 93.134(239B).
Before issuing a notice of decision to impose the limited benefit plan, PROMISE
JOBS staff shall send one letter that includes the elements described earlier in
this rule to attempt to resolve the issue. When a situation as described in
numbered paragraph “7” above occurs, the letter shall give the
participant an opportunity to provide written documentation from a doctor,
licensed psychologist, probation officer, or law enforcement official to resolve
the participation issue. The documentation must verify that the act was caused
by either a temporary problem or a serious problem or barrier that needs to be
included in the FIA. The documentation must also provide reasonable assurance
that the threatening behavior will not occur again.
ITEM 3. Amend rule 441—93.138(239B)
as follows:
Amend subrule 93.138(2), paragraph “b,”
introductory paragraph, as follows:
b. For participants who choose appear to
be choosing a first limited benefit plan by not carrying out the FIA
responsibilities, the PROMISE JOBS worker shall make every effort to negotiate
for a solution, clearing misunderstanding of at the time
that the PROMISE JOBS worker determines that a reminder, request, or other
written notification must be sent due to a potential participation issue as
described at rule 441—93.132(239B). The written reminder, request,
or other notification shall identify the participation issue, clarify
expectations, or identifying attempt to identify
barriers to participation which should be addressed in the FIA, explain the
consequences of the LBP, and offer supervisory intervention. The
PROMISE JOBS supervisor shall be involved to provide further advocacy,
counseling, or negotiation support, such as This subrule applies
when a participant fails torespond to the PROMISE JOBS worker’s request to
renegotiate the FIA when the participant has not attained self–sufficiency
by the date established in the FIA. An In this situation,
an LBP shall be imposed regardless of whether the request to renegotiate is
made prior to or after expiration of the FIA.
Amend subrule 93.138(3), paragraph
“a,” as follows:
a. For participants who choose a subsequent limited benefit
plan as described at 441—subparagraph 41.24(8)“c”(1), the
PROMISE JOBS supervisor shall send the participant one letter to
explain reminder letter shall include an explanation of the
consequences of a subsequent limited benefit plan and to offer the
participant an additional ten calendar days to schedule an orientation
appointment before a notice of decision establishing the subsequent limited
benefit plan is issued offer supervisory intervention.
Amend subrule 93.138(3), paragraph “b,”
introductory paragraph, as follows:
b. For participants who choose appear to
be choosing a subsequent limited benefit plan by not carrying out the FIA
responsibilities, the PROMISE JOBS worker shall make every effort to negotiate
for a solution, clearing misunderstanding of at the time
that the PROMISE JOBS worker determines that a reminder, request, or other
written notification must be sent due to a potential participation issue as
described at rule 441—93.132(239B) and at subrule 93.114(14). The written
reminder, request, or other notification shall identify the participation issue,
clarify expectations, or identifying attempt to
identify barriers to participation which should be addressed in the FIA,
explain the consequences of the LBP, and offer supervisory intervention. This
paragraph applies such as when a participant fails
torespond to the PROMISE JOBS worker’s request to renegotiate the FIA when
the participant has not attained self–sufficiency by the date established
in the FIA. An LBP shall be imposed regardless of whether the request to
renego–tiate is made prior to or after expiration of the FIA. Local
PROMISE JOBS management shall have the option to involve an impartial third
party to assist in a resolution process. Arrangements shall be indicated in the
local service plan of the local service delivery region.
Further amend subrule 93.138(3), paragraph
“b,” by rescinding subparagraphs (1) and
(2).
ITEM 4. Rescind and reserve
441—Chapter 94.
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1339B
HUMAN SERVICES
DEPARTMENT[441]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 217.6 and
234.6, the Department of Human Services hereby amends Chapter 111,
“Family–Life Homes,” appearing in the Iowa Administrative
Code.
The Council on Human Services adopted these amendments January
9, 2002. Notice of Intended Action regarding these amendments was published in
the Iowa Administrative Bulletin on November 28, 2001, as ARC
1137B.
These amendments make the following technical corrections to
policy governing the Family–Life Program:
• The rule containing
program definitions is reformatted to remove the subrule numbers and place the
definitions in alphabetical order.
• Departmental terminology
and form numbers are updated.
These needed corrections were identified while the Department
was completing the rule assessment mandated by Executive Order Number
8.
These amendments do not provide for waivers because the
amendments are merely technical in nature.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code section
249.3(2)“a”(1).
These amendments shall become effective April 1,
2002.
The following amendments are adopted.
ITEM 1. Amend rule
441—111.1(249) as follows:
Remove the subrule numbers and place the definitions in
alphabetical order.
Adopt the following new definition in
alphabetical order:
“Department” means the Iowa department of human
services.
ITEM 2. Amend subrules 111.2(1),
111.2(3), 111.2(4), and 111.2(5) as follows:
111.2(1) The Iowa department
of human services shall issue a certificate of approval for the
operation of a family–life home upon the recommendation of a local office
of the department of human services.
111.2(3) Persons wishing to care for adults shall make
application to the local office of the department of human
services.
111.2(4) When an applicant has reached a decision to
operate a family–life home, such the applicant
shall complete Form SS–1108–0
470–0606, Application for Certification.
111.2(5) Each applicant shall supply two
(2) references which who may be
contacted by the local office.
ITEM 3. Amend subrule 111.3(1) as
follows:
111.3(1) No family–life home shall be certified
to provide a living arrangement for more than two (2) eligible
adults.
ITEM 4. Amend subrules 111.6(1) and
111.6(3) as follows:
111.6(1) Prior to certification the family shall
furnish the local department of human services with a medical
report on each member of the household. The report shall be on Form
SS–1718–0 470–0672,
Physician’s Report Provider Health Assessment
Form.
111.6(3) Medical reexaminations may be required at the
discretion of a physician or the local department of human
services.
ITEM 5. Amend subrule 111.9(1) as
follows:
111.9(1) A physician shall certify that the client is
free from any communicable disease, and does not require
ahigher level of care than that provided by a family–life home. The
certification shall be given prior to placement and following an annual
medical review thereafter. The certification shall be given on Form
SS–1719–0 470–0673, Physician’s
Certification for Family–Life Home Resident
Report.
ITEM 6. Amend rule 441—111.10(249)
as follows:
441—111.10(249) Placement agreement. The head
of the family–life home and the resident shall enter into a placement
agreement by signing Form SS–1518–0
470–0634, Placement Agreement Family–Life Home, provided by
the department.
[Filed 1/9/02, effective 4/1/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1369B
INSPECTIONS AND APPEALS
DEPARTMENT[481]
Adopted and Filed
Pursuant to the authority of Iowa Code section 99B.13, the
Department of Inspections and Appeals amends Chapter 100,
“Administration,” Iowa Administrative Code.
This amendment, intended to implement Iowa Code section 99B.7,
specifies that raffle tickets may be discounted when sold, if the discount is
applied in a nondiscriminatory manner.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1109B. There were no
written comments concerning this amendment. No one attended the public hearing,
which was held on December 7, 2001. However public comment was received during
the Administrative Rules Review Committee meeting held on December 11, 2001.
Comments indicated that it would not be cost effective for the licensee to have
discounted ticket information printed on raffle tickets.
This amendment has been modified since its publication under
Notice in response to public comment. All references to printing discounts on
tickets have been omitted.
This amendment will become effective March 13, 2002.
This amendment is intended to implement Iowa Code section
99B.7.
The following amendment is adopted.
Amend rule 481—100.32(99B) by adopting the following
new subrule:
100.32(3) A licensee may offer raffle tickets for sale
at a discounted rate if the discount is applied in a nondiscriminatory manner.
The discount must be available to all persons
throughout the duration of the raffle and must be posted on
all promotional material.
[Filed 1/18/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1324B
PERSONNEL
DEPARTMENT[581]
Adopted and Filed
Pursuant to the authority of Iowa Code section 97B.15, the
Department of Personnel hereby amends Chapter 21, “Iowa Public
Employees’ Retirement System,” appearing in the Iowa Administrative
Code.
These amendments delete provisions relating to the combining
of accounts so as to permit flexibility in wage reporting; require, for wage
reports filed for the quarter ending March 31, 2002, and thereafter, wage
reports using magnetic media; and add a provision stating that, for wage reports
filed for the quarter ending March 31, 2002, and thereafter, an employer
reporting wages for 50 or more members will be assessed a $50 processing charge
for each quarterly wage report filed on paper.
These amendments remove limitations relating to the period of
time following termination of employment before a refund may be paid to a member
by deleting and modifying superseded provisions that conflict with later
amendments permitting a refund to be paid to a member as soon as practicable
after termination of employment.
These amendments also implement a prior statutory change
relating to the calculation of a member’s share of accumulated employer
contributions and a modification of the service purchase calculation method used
for patient advocates.
These amendments also reflect the annual changes in rates as
recommended by IPERS’ actuary.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 14, 2001, as ARC 1129B. A
public hearing was held on December 4, 2001, at 9 a.m. in the IPERS Building,
7401 Register Drive, Des Moines, Iowa. No parties attended the public hearing.
No written comments were received. In addition, these amendments were Adopted
and Filed Emergency and published in the November 14, 2001, Iowa Administrative
Bulletin as ARC 1130B. These amendments are identical to those published
under Notice of Intended Action and Adopted and Filed Emergency.
The amendment to subrule 21.6(8), implementing processing
charges for wage reports not filed on magnetic media, is subject to requests for
waivers. No other amendments are subject to requests for waivers.
These amendments are intended to implement Iowa Code chapter
97B.
These amendments will become effective March 13, 2002, at
which time the Adopted and Filed Emergency amendments are hereby
rescinded.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [21.6(4), 21.6(7) to 21.6(9), 21.8(1), 21.8(4), 21.24(14)] is
being omitted. These amendments are
identical to those published under Notice as ARC 1129B
and Adopted and Filed Emergency as ARC 1130B, IAB 11/14/01.
[Filed 1/11/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1323B
PERSONNEL
DEPARTMENT[581]
Adopted and Filed
Pursuant to the authority of Iowa Code section 97B.15, the
Department of Personnel hereby amends Chapter 21, “Iowa Public
Employees’ Retirement System,” Iowa Administrative Code.
This amendment consists of a new rule to implement the
transition benefits advisory committee created in 2001 Iowa Acts, chapter 68,
sections 13, 20 and 24. Sections 13, 20 and 24 create a transition benefits
advisory committee composed of representatives selected by constituent groups
concerned with the system. The transition benefits advisory committee consults
with the system on IPERS benefits issues and adopts rules governing a permanent
benefits advisory committee. The transition committee shall be dissolved on
July 31, 2002.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on September 5, 2001, as ARC 0903B. A
public hearing was held on September 25, 2001, at 9 a.m. in the IPERS Building,
7401 Register Drive, Des Moines, Iowa. No parties attended the public hearing.
No written comments were received. In addition, this rule was Adopted and Filed
Emergency and published in the September 5, 2001, Iowa Administrative Bulletin
as ARC 0904B. This rule is identical to that published under Notice of
Intended Action and Adopted and Filed Emergency.
This new rule is not subject to requests for waivers because
its provisions confer benefits, or are required by statute, or both.
This rule is intended to implement Iowa Code chapter 97B and
2001 Iowa Acts, chapter 68, sections 13, 20 and 24.
This rule will become effective March 13, 2002, at which time
the Adopted and Filed Emergency amendment is hereby rescinded.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
this rule [21.33] is being omitted. This rule is identical to that published
under Notice as ARC 0903B and Adopted and Filed Emergency as ARC
0904B, IAB 9/5/01.
[Filed 1/11/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1374B
PROFESSIONAL LICENSURE
DIVISION[645]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147.76, the
Board of Podiatry Examiners hereby adopts new Chapter 219, “Board of
Podiatry Examiners”; rescinds Chapter 220, “Podiatry
Examiners,” and adopts new Chapter 220, “Licensure of
Podiatrists”; amends Chapter 222, “Continuing Education for
Podiatrists”; and adopts new Chapter 224, “Discipline for
Podiatrists,” and new Chapter 225, “Fees,” Iowa Administrative
Code.
The amendments rescind the current licensure rules and fees
and adopt new chapters for licensure, fees and discipline and amend rules for
continuing education.
Notice of Intended Action was published in the
IowaAdministrative Bulletin on October 31, 2001, as ARC 1057B. A public
hearing was held on November 20, 2001, from 9 to 11 a.m. in the Fifth Floor
Board Conference Room, Lucas State Office Building. No written or verbal
comments were received.
The following changes have been made to the Notice of Intended
Action:
• A definition of
“reciprocal license” has been added to rule
645—220.1(149).
• Language to require that
an applicant submit an official copy of a diploma from a college of podiatric
medicine, as required in Iowa Code chapter 149, was added as new subrule
220.2(5) and as new paragraph 220.6(2)“d.”
• For consistency, language
identical to that of subrule 220.2(11) about licensure for applicants who
graduated from a podiatric college on or after January 1, 1995, was added to
rule 220.6(147,149), “Temporary license,” as new subrule
220.6(4).
• The requirement for
verification(s) of licenses was reworded for clarification as “from every
state” in subrule 220.6(2), new paragraph “g,” in rule
220.7(149), numbered paragraph “6,” and in subrules 220.10(5) and
220.11(5). This phrasing was also added to the tables about reinstatement and
to subrule 222.5(1) as new paragraph “e,” and to rule 222.9(272C) as
new subrule 222.9(4) to make the requirement easy for licensees to
locate.
• For consistency, language
identical to that of subrule 220.6(3) about licensure for applicants who
graduated from a podiatric college in 1961 or earlier was added to rule
220.2(149), “Requirements for licensure,” as new subrule 220.2(10)
and to rule 220.7(149), “Licensure by endorsement,” as new subrule
220.7(2).
• In rule 220.7(149), new
subrules 220.7(1) and 220.7(2) were created; numbered paragraph “5”
was renumbered as subrule 220.7(3); and numbered paragraph “7” was
renumbered as 220.7(4).
• An amendment was made to
rule 222.8(272C) in which the word “waiver” was changed to
“exemption.” The word “exemption” is used in continuing
education chapters for other boards.
These amendments were adopted by the Board of Podiatry
Examiners January 11, 2002.
These amendments will become effective March 13,
2002.
These amendments are intended to implement Iowa Code section
147.76 and chapters 17A, 139A, 149, 272C and 514F.
The following amendments are adopted.
ITEM 1. Adopt new
645—Chapter 219 as follows:
CHAPTER 219
BOARD OF PODIATRY EXAMINERS
645—219.1(149) General definitions.
“Board” means the board of podiatry
examiners.
645—219.2(149) Availability of
information.
219.2(1) All information regarding rules, forms, time
and place of meetings, minutes of meetings, record of hearings, and examination
results are available to the public between the hours of 8 a.m. and 4:30 p.m.,
Monday through Friday, except holidays.
219.2(2) Information may be obtained by writing to the
Board of Podiatry Examiners, Department of Public Health, Lucas State Office
Building, Des Moines, Iowa 50319–0075. All official correspondence shall
be in writing and directed to the board at this address.
645—219.3(514F) Utilization and cost control
review.
219.3(1) The board shall establish U.C.C.R.
(Utilization and Cost Control Review) committee(s). The name(s) of the
committee(s) shall be on file with the board and available to the public. The
designation of the committee(s) shall be reviewed annually.
219.3(2) Members of the U.C.C.R. committee
shall:
a. Hold a current license.
b. Have practiced podiatry in the state of Iowa for a minimum
of five years.
c. Be actively involved in a podiatric practice during the
term of appointment as a U.C.C.R. committee member.
d. Not assist in the review or adjudication of claims in which
the committee member may reasonably be presumed to have a conflict of
interest.
219.3(3) Procedures for utilization and cost control
review. A request for review may be made to the board by any person governed by
the various chapters of Title XX of the Iowa Code, self–insurers for
health care benefits to employees, other third–party payers, podiatry
patients or licensees.
a. The maximum fee for service shall not exceed $100 per case,
which will be made payable by the patient directly to the U.C.C.R. committee.
The committee shall make a yearly accounting to the board.
b. A request for service shall be submitted to the executive
director of the U.C.C.R. committee on an approved submission form and shall be
accompanied by four copies of all information. All references to identification
and location of patient and doctor shall be deleted and prepared for blind
review by the executive director of the U.C.C.R. committee. The information
shall be forwarded to the U.C.C.R. committee.
c. The U.C.C.R. committee shall respond in writing to the
parties involved with its findings and recommendations within 90 days. The
committee shall review the appropriateness of levels of treatment and give an
opinion as to the reasonableness of charges for diagnostic or treatment services
rendered as requested. The U.C.C.R. committee shall submit a yearly report of
its activities to the board.
219.3(4) Types of cases reviewed shall
include:
a. Utilization.
(1) Frequency of treatment.
(2) Amount of treatment.
(3) Necessity of service.
(4) Appropriateness of treatment.
b. Usual and customary service.
219.3(5) Criteria for review may include, but are not
limited to:
a. Was diagnosis compatible and consistent with
information?
b. Were X–ray and other examination procedures adequate,
or were they insufficient or unrelated to history or diagnosis?
c. Were clinical records adequate, complete, and of sufficient
frequency?
d. Was treatment consistent with diagnosis?
e. Was treatment program consistent with scientific knowledge
and academic and clinical training in accredited podiatric colleges?
f. Were charges reasonable and customary for the
service?
219.3(6) Members of the U.C.C.R. committee shall
observe the requirements of confidentiality imposed by Iowa Code chapter
22.
219.3(7) Action of the U.C.C.R. committee does not
constitute an action of the board.
645—219.4(139A) Preventing HIV and HBV
transmission. Any licensed podiatrist shall comply with the recommendations
for preventing transmission of human immunodeficiency virus and hepatitis B
virus to patients duringexposure–prone invasive procedures issued by the
Centers for Disease Control and Prevention of the United States Department of
Health and Human Services, or with the recommendations of the expert review
panel established pursuant to Iowa Code section 139A.22(3) and applicable
hospital protocols established pursuant to Iowa Code section 139A.22(1).
Failure to comply will be grounds for disciplinary action.
These rules are intended to implement Iowa Code chapters 21,
139A, 147, 149, and 514F.
ITEM 2. Rescind 645—Chapter 220
and adopt the following new chapter in lieu thereof:
CHAPTER 220
LICENSURE OF PODIATRISTS
645—220.1(149) Definitions. For purposes of
these rules, the following definitions shall apply:
“Board” means the board of podiatry
examiners.
“Lapsed license” means a license that a person has
failed to renew as required, or the license of a person who failed to meet
stated obligations for renewal within a stated time.
“Licensee” means any person licensed to practice
as a podiatrist in the state of Iowa.
“License expiration date” means June 30 of
even–numbered years.
“NBPME” means National Board of Podiatric Medical
Examiners.
“Reciprocal license” means the issuance of an Iowa
license to practice podiatry to an applicant who is currently licensed in
another state that has a mutual agreement with the Iowa board of podiatry
examiners to license persons who have the same or similar qualifications to
those required in Iowa.
645—220.2(149) Requirements for licensure. The
following criteria shall apply to licensure:
220.2(1) An applicant shall complete a
board–approved application packet. Application forms may be obtained from
the board’s Web site (http://www.idph.state.ia.us/licensure) or
directly from the board office. All applications shall be sent to the Board of
Podiatry Examiners, Professional Licensure Division, Fifth Floor, Lucas State
Office Building, Des Moines, Iowa 50319–0075.
220.2(2) An applicant shall complete the application
form according to the instructions contained in the application. If the
application is not completed according to the instructions, the application will
not be reviewed by the board.
220.2(3) Each application shall be accompanied by the
appropriate fees payable by check or money order to the Board of Podiatry
Examiners. The fees are nonrefundable.
220.2(4) No application will be considered complete
until official copies of academic transcripts sent directly to the board of
podiatry examiners from a college of podiatric medicine approved by the Council
on Podiatric Medical Education (CPME) of the American Podiatric Medical
Association are received by the board.
220.2(5) An applicant shall submit an official copy
(8” ?
11”) of the diploma from a college of
podiatric medicine approved by the CPME.
220.2(6) The candidate shall take the Part III PMLexis
written examination required by the board pursuant to these rules.
220.2(7) Licensees who were issued their licenses
within six months prior to the renewal date shall not be required to renew their
licenses until the renewal date two years later.
220.2(8) Incomplete applications that have been on
file in the board office for more than two years shall be considered invalid and
shall be destroyed.
220.2(9) Applications shall be complete before the
licensee sits for the examination.
220.2(10) An applicant who graduated from a podiatric
college in 1961 or earlier, is currently licensed in another state and has
practiced for the 24 months immediately prior to application may be exempted
from passing Part I and Part II of the NBPME examination based on the
applicant’s credentials and the discretion of the board.
220.2(11) Any applicant who graduated from a podiatric
college on or after January 1, 1995, shall present documentation of successful
completion of a minimum of one–year residency approved by the American
Podiatric Medical Association’s Council on Podiatric Medical
Education.
220.2(12) Passing score reports for Part I and Part II
of the NBPME examination shall be sent directly from the examination service to
the board of podiatry examiners.
645—220.3(149) Written examinations. The
following criteria shall apply to the written examination:
220.3(1) Registration materials for the examination
shall be sent to the applicant after the application packet, transcript sent
directly from the school to the board of podiatry examiners, licensure fee and
score report are received by the board.
220.3(2) The licensee shall submit the appropriate
examination fee, if taking the NBPME Part III Examination (PMLexis) in Iowa,
directly to the National Board of Podiatric Medical Examiners.
220.3(3) A senior student expecting to graduate from
an accredited podiatric college at the end of the spring term may be admitted to
the state examination held in June upon a presentation of a certificate from the
dean of the college stating that the applicant has completed all the college
requirements and will be granted a diploma at commencement. The examination
papers will not be rated until the diploma has been received and verified by the
board of podiatry examiners.
220.3(4) A passing score as recommended by the
administrators of the NBPME Part III Examination (PMLexis) will be
required.
220.3(5) The board of podiatry examiners shall mail
examination results to the candidates.
645—220.4(149) Educational
qualifications.
220.4(1) A new applicant for licensure to practice as
a podiatrist shall present an official transcript verifying graduation from a
college of podiatric medicine approved by the American Podiatric Medical
Association’s Council on Podiatric Medical Education.
220.4(2) Foreign–trained podiatrists
shall:
a. Provide an equivalency evaluation of their educational
credentials by one of the following: International Educational Research
Foundations, Inc., Credentials Evaluation Service, P.O. Box 3665, Culver City,
CA 90231–3665, telephone (310)258–9451, Web site
www.ierf.org, or E–mail at info@ierf.org; or International
Credentialing Associates, Inc., 7245 Bryan Dairy Road, Bryan Dairy Business Park
II, Largo, FL 33777, telephone (727)549–8555. The professional curriculum
must be equivalent to that stated in these rules. The candidate shall bear the
expense of the curriculum evaluation.
b. Provide a notarized copy of the certificate or diploma
awarded to the applicant from a podiatry program in the country in which the
applicant was educated.
c. Receive a final determination from the board regarding the
application for licensure.
645—220.5(149) Title designations. A podiatrist
may use the prefix “Doctor” but shall add after the person’s
name the word “Podiatrist” or “DPM.”
645—220.6(147,149) Temporary license.
220.6(1) A temporary license may be issued for one
year and, at the discretion of the board, may be annually renewed not to exceed
two additional years.
220.6(2) Each applicant shall:
a. Submit a completed application form according to the
instructions contained in the application. If the application is not completed
according to the instructions, the application will not be reviewed by the
board;
b. Submit the appropriate fees payable by check or money order
to the Board of Podiatry Examiners. The fees are nonrefundable;
c. Have official copies of academic transcripts sent directly
to the board of podiatry examiners from a college of podiatric medicine approved
by the Council on Podiatric Medical Education (CPME) of the American Podiatric
Medical Association;
d. Submit an official copy of the diploma from a college of
podiatric medicine approved by the CPME;
e. Request that passing score reports of the NBPME
examination, Part I and Part II, be sent directly to the board of podiatry
examiners from the National Board of Podiatric Medical Examiners;
f. Furnish an affidavit by a licensed podiatrist, institution
director, or dean of an approved podiatric college from this state, setting
forth the facts supporting the need for issuance of said license, of which the
following reasons shall qualify:
(1) Acceptance in a residency program approved by the Council
on Podiatric Medical Education (CPME) of the American Podiatric Medical
Association;
(2) Aiding a licensed podiatrist, in the state of Iowa,
because of the licensee’s disability; or
(3) Participating as a faculty member of a podiatric college
in Iowa;
g. Request verification of licensure be sent directly
to the board of podiatry examiners from every state where the applicant was
licensed.
220.6(3) An applicant who graduated from a podiatric
college in 1961 or earlier, is currently licensed in another state and has
practiced for the 24 months immediately prior to application may be exempted
from passing Part I and Part II of the NBPME examination based on the
applicant’s credentials and the discretion of the board.
220.6(4) An applicant who graduated from a podiatric
college on or after January 1, 1995, must present documentation of successful
completion of, at a minimum, a one–year residency approved by the American
Podiatric Medical Association’s Council on Podiatric Medical
Education.
220.6(5) The ultimate decision to issue a temporary
license resides with the board, and a temporary license shall be surrendered if
the reason for issuance ceases to exist.
645—220.7(149) Licensure by endorsement. An
applicant who has been a licensed podiatrist under the laws of another
jurisdiction shall file an application for licensure by endorsement with the
board office.
220.7(1) The board may receive by endorsement any
applicant from the District of Columbia, another state, territory, province or
foreign country who:
1. Submits to the board a completed application;
2. Pays the licensure fee;
3. Shows evidence of licensure requirements that are similar
to those required in Iowa;
4. Provides to the board official copies of academic
transcripts verifying graduation from a college of podiatric medicine approved
by the Council on Podiatric Medical Education (CPME) of the American Podiatric
Medical Association;
5. Submits an official copy of the diploma from a college of
podiatric medicine approved by the CPME; and
6. Provides verification of license(s) from every state in
which the licensee has practiced, sent directly from those states to the board
office.
220.7(2) An applicant who graduated from a podiatric
college in 1961 or earlier, is currently licensed in another state and has
practiced for the 24 months immediately prior to application may be exempted
from passing Part I and Part II of the NBPME examination based on the
applicant’s credentials and the discretion of the board.
220.7(3) An applicant who graduated from a podiatric
college on or after January 1, 1995, must present documentation of successful
completion of, at a minimum, a one–year residency approved by the American
Podiatric Medical Association’s Council on Podiatric Medical
Education.
220.7(4) An applicant who passed the Part III NBPME
Examination (PMLexis) more than three years prior to the date of application in
Iowa must submit verification of proof of podiatry practice for one of the last
three years.
645—220.8(147) Licensure by reciprocal
agreement. The board may enter into a reciprocal agreement with the
District of Columbia, any state, territory, province or foreign country with
equal or similar requirements for licensure in podiatry.
645—220.9(147) License renewal.
220.9(1) The biennial license renewal period for a
license to practice podiatry shall begin on July 1 of even–numbered years
and end on June 30 of the next even–numbered year. All licensees shall
renew on a biennial basis.
220.9(2) A renewal of license application and
continuing education report form to practice podiatry shall be mailed to the
licensee at least 60 days prior to the expiration of the license. Failure to
receive the renewal application shall not relieve the license holder of the
obligation to pay the biennial renewal fee on or before the renewal
date.
a. The licensee shall submit the completed application and
continuing education report form with the renewal fee to the board office before
the license expiration date.
b. An individual who was issued an initial license within six
months of the license renewal date will not be required to renew the license
until the next renewal two years later.
c. Those persons licensed for the first time shall not be
required to complete continuing education as a prerequisite for the first
renewal of their licenses. Continuing education hours acquired anytime from the
initial licensing until the second license renewal may be used. The new
licensee will be required to complete a minimum of 40 hours of continuing
education per biennium for each subsequent license renewal.
d. Persons licensed to practice podiatry shall keep their
renewal licenses displayed in a conspicuous public place at the primary site of
practice.
220.9(3) Late renewal. If the renewal fee(s),
continuing education report and renewal application are received within 30 days
after the license expiration date, the late fee for failure to renew before
expiration shall be charged.
220.9(4) When all requirements for license renewal are
met, the licensee shall be sent a license renewal card by regular
mail.
645—220.10(272C) Exemptions for inactive
practitioners.
220.10(1) A licensee who is not engaged in practice in
the state of Iowa may be granted a waiver of compliance and obtain a certificate
of exemption upon written application to the board. The application shall
contain a statement that the applicant will not engage in practice in the state
of Iowa without first complying with all regulations governing reinstatement
after exemption. The application for a certificate of exemption shall be
submitted upon the form provided by the board. A licensee must hold a current
license in good standing in order to apply for exempt, inactive status and must
apply prior to the license expiration date.
220.10(2) Reinstatement of exempted, inactive
practitioners. An inactive practitioner who has requested and been granted a
waiver of compliance with the renewal requirements and who has obtained a
certificate of exemption shall, prior to engaging in the practice of the
profession in Iowa, satisfy the requirements for reinstatement as outlined in
645—222.9(272C).
220.10(3) A licensee shall renew at the next scheduled
renewal time. A licensee whose license was reinstated within six months prior
to the renewal date shall not be required to renew the license until the renewal
date two years later.
220.10(4) A new licensee who is on inactive status
during the initial license renewal time period and reinstates before the first
license expiration date will not be required to complete continuing education
for that first license renewal time period only. Forty hours of continuing
education will be required for every renewal thereafter.
220.10(5) Verification of license(s) is required from
every state in which the licensee has practiced since the Iowa license became
inactive.
220.10(6) Reinstatement of inactive license after
exemption. The following chart illustrates the requirements for reinstatement
based on the length of time a license has been considered inactive.
An applicant shall satisfy the following
requirements:
|
1 renewal
|
2 renewals
|
3 renewals
|
4 renewals
|
5 or more renewals
|
Submit written application for reinstatement to the
board
|
Required
|
Required
|
Required
|
Required
|
Required
|
Submit verification(s) from every state in which the licensee
has practiced since obtaining inactive status
|
Required
|
Required
|
Required
|
Required
|
Required
|
Pay the current renewal fee
|
$140
|
$140
|
$140
|
$140
|
$140
|
Pay the reinstatement fee
|
$50
|
$50
|
$50
|
$50
|
$50
|
Furnish evidence of current full–time practice in
another state of the United States or the District of Columbia and completion of
continuing education
OR
Furnish proof of successful completion of the license
examination conducted within one year immediately prior to submission of
application for reinstatement
OR
|
40 hours
Successful completion of examination
|
80 hours
Successful completion of examination
|
120 hours
Successful completion of examination
|
160 hours
Successful completion of examination
|
200 hours
Successful completion of examination
|
Furnish evidence of completion of approved continuing
education
|
40 hours
|
80 hours
|
120 hours
|
160 hours
|
200 hours
|
Total fees and continuing education hours required for
reinstatement:
|
$190 and 40 hours
|
$190 and 80 hours
|
$190 and 120 hours
|
$190 and 160 hours
|
$190 and 200 hours
|
645—220.11(272C) Lapsed licenses.
220.11(1) If the renewal fee(s) and continuing
education report are received more than 30 days after the license expiration
date, the license shall be considered lapsed. An application for reinstatement
must be filed with the board accompanied by the reinstatement fee, the renewal
fee(s) for each biennium the license is lapsed and the late fee for failure to
renew before expiration. The licensee may be subject to an audit of the
licensee’s continuing education report.
220.11(2) Licensees who have not fulfilled the
requirements for license renewal or for an exemption in the required time frame
will have a lapsed license and shall not engage in the practice of podiatry.
Practicing without a license may be cause for disciplinary action.
220.11(3) In order to reinstate a lapsed license, a
licensee shall comply with all requirements for reinstatement of a lapsed
license as outlined in 645—222.5(272C).
220.11(4) After the reinstatement of a lapsed license,
the licensee shall renew at the next scheduled renewal cycle and complete the
continuing education required for the biennium.
220.11(5) Verification of license(s) is required from
every state in which the licensee has practiced since the Iowa license
lapsed.
220.11(6) Reinstatement of a lapsed license. The
following chart illustrates the requirements for reinstatement based on the
length of time a license has lapsed.
An applicant shall satisfy the following
requirements:
|
30 days after expiration date up to 1 renewal
|
2 renewals
|
3 renewals
|
4 renewals
|
5 or more renewals
|
Submit written application for reinstatement
|
Required
|
Required
|
Required
|
Required
|
Required
|
Pay the renewal fee(s)
|
$140
|
$280
|
$420
|
$560
|
$700
|
Pay the late fee
|
$50
|
$50
|
$50
|
$50
|
$50
|
Pay the reinstatement fee
|
$50
|
$50
|
$50
|
$50
|
$50
|
Submit verification(s) from every state in which the licensee
has practiced since the license lapsed
|
Required
|
Required
|
Required
|
Required
|
Required
|
Furnish evidence of satisfactory completion of continuing
education requirements during the period since the license lapsed
OR
Submit verification of current full–time practice in
another state or the District of Columbia and completion of continuing education
for each biennium the license has lapsed that is substantially equivalent to
that required in these rules
OR/AND
Successfully complete any or all parts of the national
examination as deemed necessary by the board within one year prior to submission
of application
|
40 hours
40 hours
OR
Successful completion of examination
|
80 hours
80 hours
OR
Successful completion of examination
|
120 hours
120 hours
OR
Successful completion of examination
|
160 hours
160 hours
OR
Successful completion of examination
|
200 hours
200 hours
AND
Successful completion of examination required
|
Total fees and continuing education hours required for
reinstatement:
|
$240 and 40 hours
|
$380 and 80 hours
|
$520 and 120 hours
|
$660 and 160 hours
|
$800 and 200 hours and completion of
examination
|
645—220.12(17A,147,272C) License
denial.
220.12(1) An applicant who has been denied licensure
by the board may appeal the denial and request a hearing on the issues related
to the licensure denial by serving a notice of appeal and request for hearing
upon the board not more than 30 days following the date of mailing of the
notification of licensure denial to the applicant. The request for hearing as
outlined in these rules shall specifically describe the facts to be contested
and determined at the hearing.
220.12(2) If an applicant who has been denied
licensure by the board appeals the licensure denial and requests a hearing
pursuant to this rule, the hearing and subsequent procedures shall be held
pursuant to the process outlined in Iowa Code chapters 17A and 272C.
These rules are intended to implement Iowa Code chapters 17A,
147, 149, and 272C.
ITEM 3. Amend subrules 222.5(1) and
222.5(2) as follows:
222.5(1) Reinstatement of the lapsed license may be
granted by the board if the applicant:
a. Submits a written application for reinstatement to the
board;
b. Pays all of the renewal fees then due, to a maximum of
five bienniums;
c. Pays all the late fees
which have been fee assessed by the board for failure to
renew;
d. Pays the reinstatement fees
fee; and
e. Provides verification of license(s) from every state in
which the licensee has practiced since the Iowa license lapsed;
and
e f. Provides evidence
of:
(1) satisfactory Satisfactory
completion of Iowa continuing education requirements during the period since the
license lapsed. The total number of continuing education hours required for
license reinstatement is computed by multiplying 40 by the number of bienniums
since the license lapsed.; or
(2) Full–time practice in another state of the United
States or the District of Columbia and completion of continuing education for
each biennium that the license has lapsed substantially equivalent in the
opinion of the board to that required under these rules.
222.5(2) If the license has lapsed for more
than five bienniums or more, the applicant shall:
a. Complete 200 hours of approved continuing education;
or
b. Present verification of full–time practice in another
state of the United States or the District of Columbia and completion of
continuing education for each biennium that the license has lapsed substantially
equivalent in the opinion of the board to that required under these
rules; or and
c. Successfully complete any or all parts of the national
license examination as deemed necessary by the board within one year immediately
prior to the submission of such application for reinstatement.
ITEM 4. Amend rule
645—222.8(149,272C) as follows:
645—222.8(272C) Continuing education
waiver exemption for disability or illness. The
board may, in individual cases involving disability or illness, grant
waivers exemptions of the minimum
educational continuing education requirements
or extension of time within which to fulfill the same or make the required
reports. No waiver exemption or extension of time shall
be granted unless written application therefor is made on forms provided by the
board and signed by the licensee and appropriate licensed health care
practitioners. The board may grant a waiver an
exemption of the minimum educational
continuing education requirements for any period of time not to
exceed one calendar year from the onset of disability or illness. In the event
that the disability or illness upon which a waiver an
exemption has been granted continues beyond the period of
waiver exemption, the licensee must reapply for an
extension of the waiver exemption. The board may, as a
condition of any waiver exemption granted, require the
applicant to make up a certain portion or all of the minimum
educational continuing education requirements
waived exempted by such methods as may be prescribed by
the board.
ITEM 5. Amend rule
654—222.9(149,272C) as follows:
645—222.9(149,272C) Reinstatement
of inactive practitioners. Inactive practitioners who have been granted a
waiver of compliance with these rules and obtained a certificate of exemption
shall, prior to engaging in the practice of podiatry in the state of Iowa,
satisfy the following requirements for
reinstatement.:
222.9(1) Submit written application for reinstatement
to the board upon forms provided by the board with the reinstatement
fee.;
222.9(2) Pay the current renewal
fee;
222.9(3) Pay the reinstatement
fee;
222.9(4) Provide verification of license(s)
from every state in which the licensee has practiced since the Iowa license
became inactive; and
222.9(2 5) Furnish in the
application evidence of one of the following:
a. through c. No change.
ITEM 6. Adopt new
645—Chapter 224 as follows:
CHAPTER 224
DISCIPLINE FOR PODIATRISTS
645—224.1(272C) Discipline. For all acts and
offenses listed in this rule, the board may impose any of the disciplinary
methods outlined in Iowa Code section 272C.3(2)“a” to
“f” including the imposition of a civil penalty which shall
not exceed $1000. The board may discipline a licensee for any of the following
reasons:
224.1(1) All grounds listed in Iowa Code section
147.55 which are:
a. Fraud in procuring a license.
b. Professional incompetence.
c. Knowingly making misleading, deceptive, untrue or
fraudulent representations in the practice of the profession or engaging in
unethical conduct or practice harmful or detrimental to the public. Proof of
actual injury need not be established.
d. Habitual intoxication or addiction to the use of
drugs.
e. Conviction of a felony related to the profession of the
licensee or the conviction of any felony that would affect the licensee’s
ability to practice within the profession. A copy of the record of conviction
or a plea of guilty shall be conclusive evidence.
f. Fraud in representations as to skill or ability.
g. Use of untruthful or improbable statements in
advertisements.
h. Willful or repeated violations of the provisions of Iowa
Code chapter 147.
224.1(2) Violation of the rules promulgated by the
board.
224.1(3) Inability to practice podiatry with
reasonable skill and safety by reason of illness, excessive use of alcohol,
drugs, narcotics, chemicals, or other type of material or as a result of a
mental or physical condition.
224.1(4) Practicing the profession while the license
is suspended.
224.1(5) Suspension or revocation of license by
another state.
224.1(6) Negligence by the licensee in the practice of
the profession, which is a failure to exercise due care including negligent
delegation to or supervision of employees or other individuals, whether or not
injury results; or any conduct, practice or conditions which impair the ability
to safely and skillfully practice the profession.
224.1(7) Prohibited acts consisting of the
following:
a. Permitting an unlicensed employee or person under
the licensee’s control to perform activities requiring a
license.
b. Permitting another person to use the licensee’s
license for any purpose.
c. Practicing outside the scope of a license.
d. Obtaining, possessing, or attempting to obtain or possess a
controlled substance without lawful authority; or sell–ing, prescribing,
giving away, or administering controlled substances for other than lawful
therapeutic purposes.
e. Verbally or physically abusing patients.
224.1(8) Unethical business practices, consisting of
any of the following:
a. False or misleading advertising.
b. Betrayal of a professional confidence.
c. Falsifying patients’ records.
224.1(9) Failure to report a change of name or address
within 30 days after it occurs.
224.1(10) Submission of a false report of continuing
education or failure to submit the biennial report of continuing
education.
224.1(11) Failure to notify the board within 30 days
after occurrence of any judgment or settlement of a malpractice claim or
action.
224.1(12) Failure to comply with a subpoena issued by
the board.
224.1(13) Failure to report to the board as provided
in these rules any violation by another licensee of the reasons for disciplinary
action as listed in this rule.
224.1(14) Failure to comply with these rules for
preventing HIV and HBV transmission.
224.1(15) Failure to comply with an order of the board
requiring a physician to submit to evaluation under Iowa Code section
272C.9(1).
224.1(16) Indiscriminately or promiscuously
prescribing, administering or dispensing any drug for other than lawful
purpose.
a. Self–prescribing or self–dispensing controlled
substances.
b. Prescribing or dispensing controlled substances to members
of the licensee’s immediate family for an extended period of
time.
(1) Prescribing or dispensing controlled substances to members
of the licensee’s immediate family is allowable for an acute condition or
on an emergency basis when the physician conducts an examination, establishes a
medical record, and maintains proper documentation.
(2) Immediate family includes spouse or life partner, natural
or adopted children, grandparent, parent, sibling, or grandchild of the
physician; and natural or adopted children, grandparent, parent, sibling, or
grandchild of the physician’s spouse or life partner.
c. Prescribing or dispensing controlled substances outside the
scope of the practice of podiatry.
This rule is intended to implement Iowa Code chapters 147,
149, and 272C.
ITEM 7. Adopt new
645—Chapter 225 as follows:
CHAPTER 225
FEES
645—225.1(147,149) License fees. All fees are
nonrefundable.
225.1(1) Licensure fee for license to practice
podiatry, licensure by endorsement, licensure by reciprocity or temporary
license is $100.
225.1(2) Biennial license renewal fee is $140 for each
biennium.
225.1(3) Late fee for failure to renew before
expiration is $50.
225.1(4) Reinstatement fee for a lapsed license or an
inactive license is $50.
225.1(5) Duplicate license fee is $10.
225.1(6) Verification of license fee is $10.
225.1(7) Returned check fee is $15.
225.1(8) Disciplinary hearing fee is a maximum of
$75.
225.1(9) Temporary license renewal fee is $70 per
year.
This rule is intended to implement Iowa Code section 147.8 and
Iowa Code chapters 17A, 149 and 272C.
[Filed 1/17/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1310B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed Without Notice
Pursuant to the authority of Iowa Code section 136C.3, the
Department of Public Health hereby amends Chapter 38, “General Provisions
for Radiation Machines and Radioactive Materials,” Iowa Administrative
Code.
These amendments revise subrule 38.8(11), which was initially
adopted and filed with an effective date of May 9, 2001, and pertain to the fee
schedule for the transport of radioactive waste in and across Iowa. The
Administrative Rules Review Committee at its meeting held May 4, 2001, delayed
the effective date of the subrule 70 days. At its July 10, 2001, meeting, the
Committee delayed the effective date until adjournment of the 2002 Session of
the General Assembly. On December 11, 2001, the following amendments based on
compromise between the Department and the affected industries were presented to
the Committee.
The Department finds, pursuant to Iowa Code section 17A.4(2),
that notice and public participation are unnecessary because of the previous
notice and comment period and the extensive meetings with the affected
industries.
The State Board of Health adopted these amendments on January
9, 2002.
These amendments will become effective March 14,
2002.
These amendments are intended to implement Iowa Code chapter
136C.
The following amendments are adopted.
Amend subrule 38.8(11) as follows:
38.8(11) Radioactive waste
transportation transport fee schedule, effective July 1,
2002.
a. All shippers of waste containing radioactive
materials transporting waste across Iowa shall pay the following fee(s)
unless the agency department is able to
obtain obtains appropriate sufficient
funding from another source (i.e., federal agency),
which may include but is not limited to a federal agency or a contract with a
shipper.
(1) $1750 per truck highway cask for
each truck shipment of spent nuclear fuel, high–level radioactive waste or
transuranic waste traversing the state or any portion thereof. Single cask truck
shipments are subject to a surcharge of $15 per mile for every mile over 250
miles for the first truck in each shipment
traveled.
(2) $250 per truck for transport of low–level
radioactive waste.
(3 2) $1250 for the first cask and
$100 for each additional cask for each rail shipment of spent nuclear fuel,
high–level radioactive waste or transuranic waste traversing the state or
any portion thereof.
(3) $50 for each shipment by truck or by rail paid by the
shipper for low–level radioactive waste shipped in or across Iowa. The
department may accept an annual shipment fee as negotiated with a shipper or
accept payment per shipment.
(4) $250 for the first rail car and $50 for each
additional rail car in the train for transport of low–level radioactive
waste.
b. All fees must be received by the department of
public health prior to shipment. The agency will provide each
shipper with a Certificate of Payment of Fees. The certificate must be in the
transport vehicle when the shipment enters Iowa and be available for inspection
by the agency or a representative of the department of transportation, office of
motor vehicle enforcement. The agency or the department of transportation is
authorized to detain the transport vehicle until proper fees are paid.
Fees must be in the form of a check or money order made payable to the Iowa
Department of Public Health and sent to the Iowa Bureau of Radiological Health,
401 SW 7th Street, Suite D, Des Moines, Iowa 50309–4611. Other
methods of fee payment may be considered by the department on a
case–by–case basis upon request of the shipper. A request for an
alternative method of payment must be made to the department prior to
shipment.
c. All fees received pursuant to this subrule shall be used
for purposes related to transporting hazardous material, including enforcement
and planning, developing, and maintaining a capability for emergency
response.
[Filed Without Notice 1/10/02, effective 3/14/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1311B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code section 135.11(19), the
Department of Public Health hereby amends Chapter 76, “Maternal and Child
Health Program,” Iowa Administrative Code.
The purposes of revising Chapter 76 are to update the language
and to include policies related to children with special health care needs
(CSHCN) and related to informing and care coordination for Early Periodic
Screening, Diagnosis, and Treatment (EPSDT) program, Care for Kids; and policies
of the Iowa Department of Public Health. The revisions also include deleting
references to the Physicians Care for Children (Diagnosis and Treatment) program
and the Council on Chemically Exposed Infants and Children, as the program and
council no longer exist. The amendments include but are not limited to program
explanation, definitions, explanation of services, application procedures for
prospective clients, eligibility for clients, and responsibilities of the
Department and Child Health Specialty Clinics (CHSC).
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 28, 2001, as ARC 1146B.
A public hearing was held December 19, 2001. Written comments
were received as addressed below. No verbal comments were received. Three
changes were made to the Notice based on comments submitted.
The first written comment addressed rule 76.1(135). The
change to the third paragraph of this rule provides further clarification as to
the role and responsibility of CHSC for program administration of services to
children with special needs. The change also clarifies compensation for
providing care for children served by the program. The third paragraph of rule
76.1(135) now reads as follows:
The department’s family services bureau enters into
contracts with selected private nonprofit or public agencies for the assurance
of access to prenatal and postpartum care for women, preventive and primary
child health services, and services to children with special health care needs.
The types of services provided by these contracts are infrastructure building,
population–based services, enabling services, and direct health services.
The department’s dental health bureau collaborates with the family
services bureau to develop oral health programs to reduce barriers to oral
health care and reduce dental disease through prevention. The children with
special health care needs program is administered by Child Health Specialty
Clinics (CHSC), University of Iowa. The department contracts with the
University of Iowa department of pediatrics’ child health specialty
clinics to provide services to children with special health care needs. In
accordance with the Maternal and Child Health Services Title V Block Grant
Program administered by the U.S. Department of Health and Human Services, Health
Resources and Services Administration, Maternal and Child Health Bureau, CHSC
shall ensure that public health funds will be used to cover the cost of services
only after all other sources of reimbursement have been exhausted.
The second comment addressed rule 76.4(135), definition of
“performance standards,” and subrule 76.11(1). The
ad–ditional language allows for further clarification as to the specific
section in the MCH Administrative Manual that references performance standards
and how an individual may request a copy of the MCH Administrative Manual. The
definition of “performance standards” and subrule 76.11(1) now read
as follows:
“Performance standards” means criteria or
indicators of the quality of service provided or the capability of a contract
agency to provide public health services in a cost–effective or efficient
manner as identified in the quality assurance section (501) of the MCH
Administrative Manual. Copies of the performance standards are available from
the Chief, Family Services Bureau, Department of Public Health, Lucas State
Office Building, Des Moines, Iowa 50319–0075, or on the Iowa department
of public health Web site (www.idph.state.ia.us).
76.11(1) Performance standards. The department shall
establish performance standards that contract agencies shall meet in the
provision of public health services. The performance standards for
community–based agencies are published in the quality assurance section
(501) of the MCH Administrative Manual. Copies of the performance standards are
available from the Chief, Family Services Bureau, Department of Public Health,
Lucas State Office Building, Des Moines, Iowa 50319–0075, or on the Iowa
department of public health Web site (www.idph.state.ia.us). Contract
agencies that do not meet the performance standards shall not be eligible for
continued funding as an MCH contract agency unless the contract agency has
secured an exception.
The third comment addressed subrule 76.5(4), introductory
paragraph, and allowed for deletion of the sentence “Services provided by
personnel employed by MCH contract agencies are not reimbursable.” The
deletion of this sentence resulted in the clarification of the paragraph. The
introductory paragraph of subrule 76.5(4) now reads as follows:
76.5(4) Direct health services. Direct health
services may be provided to meet identified community needs. The following
preventive direct health services may be supported by MCH program funds to the
extent the comprehensive community assessment documents that the services are
not otherwise available from health professionals within the community. Payment
shall be based upon Title XIX rates to the extent that current Title XIX rate
information is available to the department. Contract agencies may enter into
agreements that reimburse less than the Title XIX rate. Agencies shall not
reimburse a provider under sanction by CMS.
The Iowa State Board of Health adopted these amendments on
January 9, 2002.
These amendments will become effective March 13,
2002.
These amendments are intended to implement Iowa Code section
135.11.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [amendments to Ch 76] is being omitted. With the exception of
the changes noted above, these amendments are identical to those published under
Notice as ARC 1146B, IAB 11/28/01.
[Filed 1/10/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1312B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 17A.3 and
135.11 as amended by 2001 Iowa Acts, chapter 122, section 1, the Department of
Public Health hereby adopts new Chapter 93, “Abuse Education Review
Panel,” Iowa Administrative Code.
The rules in Chapter 93 describe the purpose, composition, and
duties of the abuse education review panel; standards for approval of abuse
education curricula; process for application review and approval; and process
for appeal.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 28, 2001, as ARC 1145B. A public
hearing was held on December 18, 2001, in the Lucas State Office
Building.
One written comment, received from the Des Moines Child and
Adolescent Guidance Center, stated that the rules do not set minimum
requirements for curriculum instructors. A representative of the Department of
Elder Affairs testified at the public hearing concerning the lack of credentials
for instructors of mandatory reporter training, the lack of consistency in the
content of curricula, and the need for uniformity in handling abuse reports.
These comments are either not directly related to the authority of Iowa Code
section 135.11 as amended by 2001 Iowa Acts, chapter 122, section 1, or do not
support the Noticed rules. Therefore, no change in Noticed rules is proposed
based on these comments.
The abuse education review panel unanimously approved an
addition to Chapter 93 at its November 16, 2001, meeting. Given the fact that
the rules allow that approved curricula can be taught for a period of three
years, the panel felt compelled to add a subrule that allows the panel to
require updates to approved curricula if pertinent sections of the Iowa Code or
administrative rules are changed. As a result of the panel’s action, a
change from the Notice of Intended Action was made. New subrule 93.6(5) was
added and reads as follows:
“93.6(5) Amendment to approved curriculum. The
panel may require amendments to an approved curriculum based on legislative or
administrative rule changes.”
The State Board of Health adopted these rules on January 9,
2002.
These rules will become effective on March 13, 2002.
These rules are intended to implement Iowa Code section 135.11
as amended by 2001 Iowa Acts, chapter 122, section 1.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these rules [Ch 93] is being omitted. With the exception of the change noted
above, these rules are identical to those published under Notice as ARC
1145B, IAB 11/28/01.
[Filed 1/10/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1313B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147A.4, the
Department of Public Health hereby amends Chapter 131, “Emergency Medical
Services Provider Education/Training/Certification,” Iowa Administrative
Code.
These amendments standardize program didactic hours for EMS
certification courses to align more closely with national standards. The
amendments also further define “public access defibrillation
provider.” The amendments also incorporate language adopted in March 2001
and incorporated into 641—Chapter 132 to further implement 2000 Iowa Acts,
House File 2333, that addresses the authority of the emergency medical care
personnel by allowing EMS providers to function in a hospital or other entity in
which health care is ordinarily provided.
The Bureau of EMS has presented these amendments at informal
and formal meetings over the last several months. The Iowa EMS Education and
Training Committee unanimously endorsed the amendments at its October 29, 2001,
meeting. The Iowa EMS Advisory Council unanimously endorsed the amendments at
its October 10, 2001, meeting.
Notice of Intended Action regarding these amendments was
published in the Iowa Administrative Bulletin on November 28, 2001, as ARC
1144B. A public hearing was held on December 18, 2001, over the Iowa
Communications Network (ICN). There were no persons in attendance. Two sets of
written comments were received, reviewed, and considered. These amendments are
identical to the amendments published under the Notice of Intended
Action.
The State Board of Health adopted these amendments on January
9, 2002.
These amendments will become effective March 13, 2002.
These amendments are intended to implement Iowa Code chapter
147A.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [131.1 to 131.4] is being omitted. These amendments are
identical to those published under Notice as ARC 1144B, IAB
11/28/01.
[Filed 1/10/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1316B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147A.4, the
Department of Public Health hereby amends Chapter 132, “Emergency Medical
Services—Service Program Authorization,” Iowa Administrative
Code.
These amendments modify the levels of service program
authorization through use of “contingency plans” and“transport
agreements.” In addition, the amendments incorporate a continuous quality
improvement program/policy for service programs.
The Bureau of EMS has presented these amendments at informal
and formal meetings over the last several months. The Iowa EMS Advisory Council
unanimously endorsed the amendments at its October 10, 2001, meeting.
Notice of Intended Action regarding these amendments was
published in the Iowa Administrative Bulletin on November 28, 2001, as ARC
1143B. A public hearing was held over the Iowa Communications Network (ICN)
on Tuesday, December 18, 2001. There were no persons in attendance. Two sets of
written comments were received, reviewed, considered and incorporated as
appropriate.
One change was made from the Notice of Intended Action. In
Item 10, the words “as defined in the continuous quality improvement
policy referenced in 132.9(2)‘g’” were added to more clearly
define use of the term “other appointees” in 132.9(3). Subrule
132.9(3) now reads as follows:
132.9(3) Supervising physicians, physician
designees, or other appointees as defined in the continuous quality
improvement policy referenced in 132.9(2)“g” may assist the medical
director by:
The State Board of Health adopted these amendments on January
9, 2002.
These amendments will become effective March 13,
2002.
These amendments are intended to implement Iowa Code chapter
147A.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [132.1, 132.2, 132.7 to 132.9, 132.14, 132.15(1)] is being
omitted. With the exception of the change noted above, these amendments are
identical to those published under Notice as ARC 1143B, IAB
11/28/01.
[Filed 1/10/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1314B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code section 147A.4, the
Department of Public Health hereby amends Chapter 134, “Trauma Care
Facility Categorization and Verification,” and Chapter 135, “Trauma
Triage and Transfer Protocols,” Iowa Administrative Code.
The amendments update the cross references to documents
adopted by reference in each chapter and replace outdated language.
Notice of Intended Action regarding these amendments was
published in the Iowa Administrative Bulletin on November 28, 2001, as ARC
1142B. A public hearing was held over the Iowa Communications Network (ICN)
on Tuesday, December 18, 2001. There were no persons in attendance. No written
comments were received. These amendments are identical to the amendments
published under Notice of Intended Action.
The State Board of Health adopted these amendments on January
9, 2002.
The amendments will become effective March 13, 2002.
These amendments are intended to implement Iowa Code chapter
147A.
The following amendments are adopted.
ITEM 1. Amend subrule 134.2(3) as
follows:
134.2(3) Adoption by reference.
a. “Iowa Trauma System Level I & II Hospital and
Emergency Care Facility Categorization Criteria” (October
1999) (November 2001) is incorporated and adopted by reference
for Level I and II hospital and emergency care facility categorization criteria,
and the “Iowa Trauma System Level III & IV Hospital and Emergency Care
Facility Categorization Criteria” (May 1999) (November
2001) is incorporated by reference and adopted for Level III and IV hospital
and emergency care facility categorization criteria. For any differences which
may occur between the adopted references and these administrative rules, the
administrative rules shall prevail.
b. “Iowa Trauma System Level I & II Hospital and
Emergency Care Facility Categorization Criteria” (October
1999) (November 2001) and the “Iowa Trauma System Level
III & IV Hospital and Emergency Care Facility Categorization Criteria”
(May 1999) (November 2001) are available through the
Iowa Department of Public Health, Bureau of Emergency Medical Services,
Lucas State Office Building, 401 SW Seventh Street, Suite
D, Des Moines, Iowa 50319–0075.
ITEM 2. Amend paragraph
135.2(1)“a” as follows:
a. Adoption by reference. The
“Out–of–Hospital Trauma Triage Destination Decision
Protocol” (October 1999) (November 2001) and the
“Inter–Trauma Care Facility Triage and Transfer Protocol”
(August 1996) are incorporated by reference and adopted as the
out–of–hospital trauma triage destination decision and the
intertrauma care facility triage and transfer protocols. For any differences
which may occur between the adopted references and these administrative rules,
the administrative rules shall prevail.
[Filed 1/10/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1315B
PUBLIC HEALTH
DEPARTMENT[641]
Adopted and Filed
Pursuant to the authority of Iowa Code section 136.3(7), the
Department of Public Health hereby amends Chapter 176, “Criteria for
Awards or Grants,” Iowa Administrative Code.
This amendment adopts a new rule 176.8(135,17A) to provide
information on the appeal process for competitive grants if the specific
administrative rules of the relevant program do not contain a process for
appeal.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 28, 2001, as ARC 1141B. No comments
were received during the public comment period, and no changes were made from
the Notice of Intended Action.
The State Board of Health adopted this amendment on January 9,
2002.
This amendment is intended to implement Iowa Code chapter
17A.
This amendment will become effective on March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
this rule [176.8] is being omitted. This rule is identical to the one published
under Notice as ARC 1141B, IAB 11/28/01.
[Filed 1/10/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1325B
RACING AND GAMING
COMMISSION[491]
Adopted and Filed
Pursuant to the authority of Iowa Code section 99D.7, the
Racing and Gaming Commission hereby amends Chapter 5, “Track and Excursion
Boat Licensees’ Responsibilities,” Iowa Administrative
Code.
This amendment adopts a subrule requiring that racetracks
provide purse information to the Commission at the close of each racing
meet.
This amendment was published under Notice of Intended Action
in the November 14, 2001, Iowa Administrative Bulletin as ARC 1078B. The
language requiring the information to be broken down by the underlying ownership
has been removed.
A public hearing was held on December 4, 2001. Written
comments were received which resulted in the removal of the
above–mentioned language.
This amendment will become effective March 13, 2002.
This amendment is intended to implement Iowa Code chapter
99D.
The following amendment is adopted.
Amend rule 491—5.5(99D) by adopting the following
new subrule:
5.5(10) Purse information. Each
licensee shall provide to the commission at the close of each racing meet the
following purse information:
a. The identity of each person or entity to which purse money
is paid by the licensee for purses won by racing animals at the facility. This
report shall include the name, residential or business address and amount paid
to that person or entity. The data should be assembled separately for Iowa and
non–Iowa addressees, and aggregates should be presented in descending
order of magnitude.
b. The identity of each person or entity to which purse money
is paid by the licensee for purses won by Iowa–bred animals at the
facility. This report shall include the name, residential or business address
and amount paid to that person or entity in supplemental funds for ownership of
Iowa–bred animals. The data should be assembled separately for Iowa and
non–Iowa addressees, and aggregates should be presented in descending
order of magnitude.
[Filed 1/11/02, effective 3/13/02]
[Published 2/6/02]
EDITOR’S NOTE:
For replacement pages for IAC, see IAC Supplement 2/6/02.
ARC 1343B
REVENUE AND FINANCE
DEPARTMENT[701]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 421.17(19) and
422.68, the Department of Revenue and Finance hereby amends Chapter 17,
“Exempt Sales”; Chapter 18, “Taxable and Exempt Sales
Determined by Method of Transaction or Usage”; Chapter 34, “Vehicles
Subject to Registration”; Chapter 86, “Inheritance Tax”;
Chapter 105, “Hotel and Motel—Imposition of Tax”; Chapter 107,
“Local Option Sales and Service Tax”; and Chapter 108, “Local
Option School Infrastructure Sales and Service Tax,” Iowa Administrative
Code.
Notice of Intended Action was published in IAB Volume 24,
Number 12, page 888, on December 12, 2001, as ARC 1170B.
Item 1 amends rule 701—17.1(422,423) to implement 2001
Iowa Acts, House File 736, section 2, which provides a different standard for
educational, religious and charitable activities to qualify for exemption from
sales tax.
Item 2 amends rule 701—17.11(422,423) to implement 2001
Iowa Acts, House File 736, section 3, which provides a different exemption
standard for private nonprofit educational institutions.
Item 3 amends 701— Chapter 17 to implement 2001 Iowa
Acts, House File 736, section 4, which provides an exemption from sales tax for
art centers.
Item 4 amends rule 701—18.52(422,423) by implementing
2001 Iowa Acts, House File 723, which expands the exemption from sales tax for
the sale or rental of agricultural irrigation equipment.
Item 5 amends 701—subrule 34.5(9) by implementing 2001
Iowa Acts, House File 736, section 7, which expands the exemption of sales tax
for certain business transfers of vehicles to include limited liability
companies.
Item 6 amends 701—paragraph 86.2(1)“a” to
implement 2001 Iowa Acts, Senate File 523, section 1, which increases the filing
requirement for inheritance tax to $25,000.
Item 7 amends 701—paragraph 86.5(12)“b” by
implementing 2001 Iowa Acts, House File 736, section 20, which expands the
exemption from inheritance tax for lump–sum as well as installment
payments from employee pensions or retirement plans.
Item 8 amends rule 701—105.2(422A) to implement 2001
Iowa Acts, House File 715, section 12, which provides for different notice
requirements for hotel/motel tax.
Item 9 amends 701—paragraph 107.2(2)“a” to
implement 2001 Iowa Acts, House File 715, section 14, to provide for a
continuation provision for local option tax.
Item 10 amends rule 701—107.9(422B,422E) to implement
2001 Iowa Acts, House File 715, sections 13 and 16, to change the local option
tax exemption on sales of motor fuels and special fuels.
Item 11 adopts rule 701—107.16(422B) to implement 2001
Iowa Acts, House File 715, section 15, to set forth a provision governing
contractor refunds.
Items 12 and 13 adopt rule 701—107.17(422B) and amend
rule 701—108.4(422E), respectively, to implement 2001 Iowa Acts, House
File 739, regarding the application of revenues from local option taxes. Item
13 amends rule 701— 108.4(422E) to incorporate additional rules in
701— Chapter 107 that apply to school infrastructure local option
tax.
These amendments are identical to those published under Notice
of Intended Action.
These amendments will become effective March 13, 2002, after
filing with the Administrative Rules Coordinator and publication in the Iowa
Administrative Bulletin.
These amendments are intended to implement Iowa Code chapter
15, and Iowa Code Supplement sections 76.4, 422.45(3), 422.45(8), 422.45(60),
423.4(9), and 450.4(5).
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [17.1, 17.1(6), 17.11, 17.39, 18.52, 34.5(9),
86.2(1)“a,” 86.5(12), 105.2, 107.2(2)“a,” 107.9, 107.16,
107.17, 108.4] is being omitted. These amendments are identical to those
published under Notice as ARC 1170B, IAB 12/12/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1352B
TELECOMMUNICATIONS AND TECHNOLOGY
COMMISSION, IOWA[751]
Adopted and Filed
Pursuant to the authority of Iowa Code section 8D.3, the Iowa
Telecommunications and Technology Commission hereby amends Chapter 4,
“Contested Cases,” and Chapter 5, “Purchasing,” Iowa
Administrative Code.
These amendments update references to Iowa Code chapter 17A in
the contested case rules and revise certain purchasing and vendor appeal
procedures for the Commission.
Notice of Intended Action was published in the Iowa
Administrative Bulletin on November 28, 2001, as ARC 1147B. These
amendments are identical to those published under Notice of Intended
Action.
The Commission does not intend to grant waivers under the
provisions of these rules unless the waiver requests comport with Iowa Code
section 17A.9A and 751—Chapter 16, “Uniform Waiver and Variance
Rules.” Waivers would cause an imbalance in the competitive selection
process and a perception that the selection and vendor appeal processes are
unfair.
The amendments will not necessitate additional expenditures by
political subdivisions or agencies and entities which contract with political
subdivisions.
Items 1 to 5 amend rules in Chapter 4 by changing
thereferences from 1998 Iowa Acts to Iowa Code references. There are no
substantive changes to these provisions.
Item 6 amends rule 751—5.1(8D) by increasing the limit
for formal competitive selection. The amendment to this rule exempts items
valued between $0 and $5,000 from competitive selection. Additionally, this
rule is amended to exclude certain maintenance items from a competitive
selection procedure because the vendor supplying the equipment or software for
the Commission is generally better situated to perform the
maintenance.
Item 7 amends rule 751—5.2(8D) by reorganizing the rule
and providing for a variety of procurement methods including formal and informal
competitive selection, auction and reverse auction. The Commission will be
permitted to bid up to $1 million to purchase items at auction.
Item 8 amends rule 751—5.17(8D) to provide that
aggrieved vendors must identify the reason for their appeal with specificity so
that the Commission can address the issues raised by the appeal.
Item 9 amends rule 751—5.18(8D) to update the cross
reference in the rule.
These amendments are intended to implement Iowa Code section
8D.11 and chapter 17A.
These amendments will become effective March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [4.2, 4.5(2), 4.9, 4.29(2), 4.31(1), 5.1, 5.2, 5.17, 5.18(8)]
is being omitted. These amendments are identical to those published under
Notice as ARC 1147B, IAB 11/28/01.
[Filed 1/18/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
ARC 1378B
TRANSPORTATION
DEPARTMENT[761]
Adopted and Filed
Pursuant to the authority of Iowa Code sections 307.10 and
307.12, the Department of Transportation, on January 15, 2002, adopted
amendments to Chapter 400, “Vehicle Registration and Certificate of
Title,” Iowa Administrative Code.
Notice of Intended Action for these amendments was published
in the November 28, 2001, Iowa Administrative Bulletin as ARC
1133B.
2000 Iowa Acts, chapter 1016, division III, as amended by 2000
Iowa Acts, chapter 1134, section 1, revised several motor vehicle registration
and titling procedures in Iowa Code chapter 321:
1. Full legal names are required on the application for
registration and title.
2. If the vehicle is being leased, the name, address and other
information about the lessee are required on the application for registration
and title if the gross vehicle weight is less than 10,000 pounds.
3. If the vehicle is owned by a nonresident, the name, address
and other information about the primary user of the vehicle are required on the
application for registration and title.
4. Up to three owners’ names may be listed on the
application for registration and title and on the registration receipt and
title.
5. The requirement to include the title number on the
registration receipt was removed.
6. A “duplicate” copy of a title is now termed a
“replacement” copy.
Items 2, 3, 5, 8 to 12, and 17 implement this
legislation.
2001 Iowa Acts, House File 656, amends several Iowa Code
sections by modifying references to mobile homes to also include manufactured
homes. Items 4 to 7, 13, and 15 implement this legislation.
Item 1 rescinds a subrule that is unnecessary.
Item 14 rescinds a subrule that is obsolete.
Items 16, 18 and 19 correct references to the physical
location of information on the registration receipt.
These rules do not provide for waivers. Any person who
believes that the person’s circumstances meet the statutory criteria for a
waiver may petition the Department for a waiver under 761—Chapter
11.
These amendments are identical to those published under Notice
of Intended Action.
These amendments are intended to implement Iowa Code chapter
321.
These amendments will become effective March 13,
2002.
EDITOR’S NOTE:
Pursuant to recommendation of the Administrative Rules Review Committee
published in the Iowa Administrative Bulletin, September 10, 1986, the text of
these amendments [amendments to Ch 400] is being omitted. These amendments are
identical to those published under Notice as ARC 1133B, IAB
11/28/01.
[Filed 1/17/02, effective 3/13/02]
[Published
2/6/02]
[For replacement pages for IAC, see IAC Supplement
2/6/02.]
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League of Women Voters of Iowa
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